Code Switching and X-Bar Theory: The Functional Head Constraint
Code Switching and X-Bar Theory: The Functional Head Constraint
Code Switching and X-Bar Theory: The Functional Head Constraint
Rubin and Almeida Jacqueline Toribio Source: Linguistic Inquiry, Vol. 25, No. 2 (Spring, 1994), pp. 221-237 Published by: The MIT Press Stable URL: http://www.jstor.org/stable/4178859 . Accessed: 07/02/2014 12:43
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Hedi M. Belazi
J. Rubin Edward
Almeida Jacqueline Toribio
Constraint
unc iona
ea
It is well known that many bilingualswho are able to speak fluently in two languages, or languagevarieties, often switch between these linguistic codes. Code switching can be inter- or intrasentential,the former constrainedby social and discourse constraints, the latter, of relevance for the present discussion, constrainedalso by properlysyntactic principles.Herein, we demonstratethat code switchingobeys the FunctionalHead Constraint, a refinementof Abney's (1987) proposal that functional heads "f-select" complements. It is this dependency that restricts switching between a functional head and its complementin code switching. Switchingis disallowed, for example, between C?and IP, between 10 and VP, between Neg? and VP, between D? and NP, and between QO and NP in the Tunisian Arabic-French and Spanish-Englishcode-switching data that we consider here. By contrast, switching between a lexical head and its complement proceeds unimpeded. Thus, code switching provides evidence, not available in monolingualspeech, for a necessary refinementof f-selection, a constraintof Universal Grammar.
1 Introduction
In this article we concentrate on intrasententialcode switching by Tunisian ArabicFrench and Spanish-Englishbilinguals, examples of which appear in (1).1
This article has benefited from the comments of Wayne Harbert, Jim Gair, and several anonymous Linguistic Inquiry reviewers. We would also like to thank the participants at the Second Annual Western Conference on Linguistics (University of Texas at El Paso, 1990) and the Twelfth Symposium on Spanish and Portuguese Bilingualism (Florida International University, 1991). The names of the authors appear in alphabetical order. ' Code switching among fluent adult bilinguals should be distinguished from language interference and borrowing. For discussion of these distinctions, see Pfaff 1979 and Sankoff and Poplack 1981. Code switching has been the subject of research by numerous linguists (see Stevens 1974, Abbassi 1977, Bentahila and Davies 1983, M'barek and Sankoff 1988, Eid 1988, and Belazi 1991 with respect to Arabic-French, and Timm 1975, Gumperz 1976, Pfaff 1979, Poplack 1980, 1981, 1983, among others too numerous to cite, with respect to Spanish-English code switching). 221
Linguistic Inquiry, Volume 25, Number 2, Spring 1994 221-237 ? 1994 by The Massachusetts Institute of Technology
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(1) a.
il karhba ce matin.
I him have told that he-takes.out the car this morning 'I told him to take the car out this morning.'
b. Spanish-English This morning mi hermano y yo fuimos a comprar some milk.
some milk this morning my brother and I went to buy 'This morningmy brotherand I went to buy some milk.' Our working hypothesis is that competent or balanced bilinguals and marginally competentbilingualsdemonstratedisparatebehaviorsin code switching. In fact, Poplack (1980) suggests that code-switching behavior may be used to measure bilingualability switches implya greaterdegree of competence in the two grammars in that intrasentential cominvolved, whereasintersententialswitches do not generallynecessitate grammatical petence in both languages.Also pursuingthis line of inquiry,Belazi (1991)demonstrates that fluent Tunisian Arabic-French bilinguals are more sensitive to grammaticalconstraintson switchingthan their nonfluentcounterparts,concludingthat degree of bilingualismmust be taken into considerationin any study of code switching. These findings indicate that the degree of balance in the competence of the two languages involved correlateswith the degree of competence in code switching. With this in mind, we limit this study to code switching by fluent bilinguals.2 Of particularinterest to us is the fact that intrasententialcode switching is not haphazard-there are certain syntactic regularitiesunderlying the switching process. Proposals for the syntactic constraints on code switching are, in fact, frequent in the literature(see Gingr'as1974, Timm 1975, Gumperz 1976, Pfaff 1976, 1979, Wentz 1977, Kachru 1978, Sankoff and Poplack 1981, Singh 1981, Woolford 1983, 1984a,b, 1985, Joshi 1985, Di Sciullo, Muysken, and Singh 1986, and references cited therein). The question, therefore, is not whether code switchingobeys any structuralconstraints, but what the best way to characterizethem is, and whetherthey can be made to follow from independentlymotivated, more general principles.3For ease of exposition, we discuss
2 The data discussed in this article are drawn from King, Toribio, and Villarreal 1991 and Belazi 1991; the data were collected by eliciting grammaticality judgments and were further corroborated by recordings of natural conversation. constraints 3 It is worth noting, however, that there are some linguists who have despaired of finding any or principles underlying code switching. For example, Lance (1975) claims that there are perhaps no syntactic restrictions on where the switching can occur. Labov (1971:457) is often cited as referring to Spanish-English code switching as "the irregular mixture of two distinct systems." We briefly consider some possible explanations for these apparently contradictory findings. First, there is the issue of bilingual competence, already mentioned. Valdes (1976) found that patterns of alternation were similar for bilinguals of the same level of competence. Therefore, the divergent code-switching behavior on the part of bilinguals may derive from variations among the speakers in their command of the component languages (see Zentella 1981). In fact, the distinction between matrix and embedded language that is crucial to much code-switching work may be indicative of a lack of balance in the two languages of the bilinguals whose speech is at issue. Second, there are attitudinal considerations. It has been found that although competence in two languages is necessary, it is an insufficient precondition for successful code switching. Valdes (1981) and Lipski (1985) claim that membership
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four generaland often-citedprinciples,illustratedin (2)-(5), which have been formulated to constrain code switching. Later we relate the conclusion of our discussion to the equally well known conception of code switching set forth by Woolford (1983, 1984a,b,
1985).
b. In a maximal projection ymax, the Lq carrier is the lexical element that asymmetricallyc-commandsthe other lexical elements or terminalphrase nodes dominatedby ymax.
(3) Free Morpheme Constraint (Poplack 1981)
A switch may occur at any point in the discourse at which it is possible to make a surface constituent cut and still retain a free morpheme.
(4) Equivalence Constraint (Poplack 1981)
Codes will tend to be switched at points where the surface structures of the languagesmap onto each other.
(5) Constraint on Closed-Class Items (Joshi 1985)
Closed-class items (e.g., determiners, quantifiers, prepositions, possessive, Aux, Tense, helping verbs) cannot be switched. The Government Constraintof Di Sciullo, Muysken, and Singh (1986) disallows switchingwhen a governmentrelationholds between elements. In this way, they argue, the data fall out of a generalprincipleof syntactic coherence that holds true of all natural language, not just of code switching. On this account, the Lq carrier of a governed category must have the same Lq index as its governor, as shown in (6). Xi (6) Xq
Zq Y max
yq
for code switching. in a communityin which code switchingis practicedand valuedmay also be a prerequisite to the constraintsproposedfor code switchingare found may be Third,the ease with which counterexamples to differencesin the methodsof datacollectionandthe selectionof the dataon whichgeneralizations attributable are based. We have cautionedthat not all instances of languagemixing can be considered code switching. Still, many researchersuse the same labels to refer to differentphenomena,failingto determinewhetherthe speech sample under investigationin fact constitutes a code switch or instead represents some other manifestationof languagecontact. Decisions concerningdatacollectionand selection prove difficultin code-switching research,given the natureof the data that are the focus of interest. Workon bilingualdiscoursehas made use of a wide variety of methodologies,chief among these being interviews and naturalisticrecordings.Unsuch methods yield data fortunately,these approachesin isolation are of little value to a study of grammar; linguisticcompetence(see Zentella 1985).It is clear that an analysis that may not reflect speakers'underlying of some of these factors is a pressingtopic of investigationfor sociolinguists,psycholinguists,educators,and others.
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It is the operation of Poplack's (1981) Free Morpheme Constraint that accounts for the nonoccurrence of the Spanish-English forms in (7). (7) *Estoy eat-iendo.
am eat-ING 'I am eating.' In accordance with Poplack's (1981) Equivalence Constraint, code switching is allowed, for example, in (8a), where the grammarsof Spanish and English coincide, but
not in (8b), where the grammars differ with respect to the placement of object pronouns. (8) a. (cs) (Sp) The student brought the homework para la profesora. para la profesora. El estudiante trajo la tarea the student brought the homework for the professor
b.
(Eng) The student broughtthe homework for the professor. *I saw lo. (cs)
(Sp) ( Yo) lo vi.
(Eng)
Finally, in Joshi's (1985)model, the Constrainton Closed-ClassItems bars switching of closed-class items. Thus, for instance, the Marathipostposition cannot be switched for the English preposition, as shown in (9). (9) *some chairs-war (Joshi 1985) some chairs-on 'on some chairs' The first of these constraints, Di Sciullo, Muysken, and Singh's GovernmentConstraint,fails in that it is too restrictive. The constraintpredicts, among other things, that the complementizerof a complement or relative clause must be in the same language as the governinghead, ratherthan that of the complementclause. But, as demonstrated and TunisianArabic-French code switchingin (10) and (11), the in the Spanish-English complementizeris in the languageof the complementclause, not in the languageof the governinghead.
(10) a. The professor said que el estudiante habia recibido una A.
the professor said that the student had received an A 'The professor said that the student had received an A.' b. El profesor dijo that the student had received an A.
the professor said that the student had received an A
the professor said that the student had received an A 'The professor said that the student had received an A.'
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d. *El profesor dijo que the student had received an A. the professor said that the student had received an A 'The professor said that the student had received an A.' (11) a. Id-dwa qu' il m'a donne n'est pas bon. the-medicinethat he me has given NEG is NEG good 'The medicine that he gave me is not good.'
Le medicament illi ?ta-hu:-li ma hu-s' baehi.
b.
the medicine that gave.he-it-me NEG it-NEG good 'The medicine that he gave me is not good.' c. *Id-dwa illi il m'a donne n'est pas bon. the-medicinethat he me has given NEG is NEG good 'The medicine that he gave me is not good.'
d. *Le medicament que ?ta-hu:-li ma hu-sg baehi.
the medicine that gave.he-it-me NEG it-NEG good 'The medicine that he gave me is not good.' The GovernmentConstraintmakes other incorrect predictions. In particular,it incorrectlypredictsthat the complementsof a verb and the verb itself must be in the same language, in other words, that complement clauses, direct and indirect objects, and complementprepositionalphrases must be in the same languageas the verb. Moreover, it predicts that adjectives must be in the same language as the noun modified and that complements of a preposition must have the same language index as the preposition itself; as we will show, the data contradictthese predictions. Poplack's Free Morpheme Constraintand Equivalence Constraintfail in another way, in that they are insufficiently restrictive. The Free Morpheme Constraint states that code switching is impossible between a bound morphemeand its host. However, this constraint fails to explain why switching is impossible even between certain free morphemes.For example, note that switching is disallowed between the perfect auxiliary, a free morpheme,and its complement, the past participle,as demonstratedin (12).
(12) a. *The students had visto la pelicula italiana.
the students had seen the movie Italian 'The students had seen the Italian movie.' b. *Los estudiantes habian seen the Italian movie. seen the Italian movie had the students 'The students had seen the Italian movie.'
c. *Je serai sae:fir-t fi-l-4as`ra.
I-will.be went-I at-the-ten 'I will have gone by ten o'clock.' d. *N-ku:n parti a dix heures. I-will.be gone at ten hours 'I will have gone by ten o'clock.'
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That the Equivalence Constraint is also insufficiently restrictive is shown by examples (10) through (12). In the case of Spanish-English code switching, switching should be possible at numerous junctures, including the one preceding the complement clause in (lOc-d) and preceding the past participle in (12a-b), since the word orders of Spanish and English are equivalent in these constructions. But, in fact, code switching is disallowed at these locations. Similarly, the grammars of Tunisian Arabic and French are parallel in the relative clause construction in (llc-d) and the perfective construction in (12c-d), yet code switching results in ungrammaticality. Switching is unacceptable between the complementizer and its clausal complement and between the perfective auxiliary and its complement. In other words, these elements must be in the language of their complements. These restrictions would have to be characterized by means of constraints functioning alongside the Equivalence Constraint. It is worth mentioning here that in the data collected from educated Tunisian ArabicFrench bilinguals, not one instance was found where a C0 was not in the language of its complement. In fact, speakers employed various circumlocutions in order to avoid such structures. Consider the attested example in (13a). (13) a. qui donne . . . illi yi-ha:rib l'anemie. C'est le fer that it-fights the anemia it's the iron that gives 'It's iron that gives, that fights anemia.' qui donne l'anemie. b. C'est le fer it's the iron that gives the anemia 'It's iron that gives anemia.' qui yi-ha:rib l'anemie. c. *C'est le fer it's the iron that it-fights the anemia 'It's iron that fights anemia.' illi yi-ha:rib l'anemie. d. C'est le fer it's the iron that it-fights the anemia 'It's iron that fights anemia.'
In this example the speaker starts with the French sentence (13b), C'est le fer qui donne l'ane'mie, which means 'It's iron that gives anemia'. Realizing his mistake, the speaker rephrases the sentence, bringing in the Tunisian Arabic verb ha:rib 'fight'. However, this self-correction would initially lead to a switch between the French complementizer and the Tunisian Arabic complement, which, as we showed above, is disallowed (13c). So the speaker backs up and changes the language of the complementizer to Tunisian Arabic (13d). Certainly linear order cannot account for this self-correction, as the Equivalence Constraint would predict; nor could the Free Morpheme Constraint, given that all the relevant morphemes are, in fact, free. Similar restrictions obtain in switching between a determiner and its complement, as shown by the ungrammatical code-switched Spanish-English sentence in (14). (Note that the pattern in (14) is acceptable as an instance of borrowing, which we would indicate
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by writingthe Spanishword in normaltype, in orderto indicate its reanalysisas English. This phenomenon must be carefully distinguishedfrom the code switching under considerationhere. It should be stated, however, that even fully competent code switchers are able to make use of this process (see footnote 1).) (14) *He is a demonio. 'He is a devil.' Since Spanish and English share the DP-internalorder Det-N, the Equivalence Constraintcannotbe invoked in accountingfor the unacceptabilityof (14) as a code-switched utterance. In contrast, Joshi's Constrainton Closed-Class Items does make the correct predictions for the code-switchingdata presented thus far: it predicts the inadmissibilityof switchingat the C?, 10, and D? alreadydiscussed. However, in drawingthe closed-/openclass distinction, this constraint predicts that switching will be disallowed between a preposition, a closed-class item, and its complement, a prohibitionthat is not attested in the data under considerationhere:4
(15) a. Sa Vae:t ni-tkalmu Val l'anemie.
b.
sometimes we-speak about the anemia 'Sometimes we speak about anemia.' J'ai joue avec il-ku:ra. I have played with the-ball 'I played with the ball.'
More seriously, the Constrainton Closed-Class Items fails on theoretical grounds. The open-/closed-class distinction is not a grammaticalnotion and therefore should not impinge on the process of code switching, which, we claim, is governed by properlygrammaticalprinciples. Thus, Joshi's constraintfails on empiricaland theoretical grounds. In summary,then, it is evident that Di Sciullo, Muysken, and Singh's Government Constraintis too restrictive. Althoughthese authorsare correct in positing that a structural constraint is operative in code switching, the data indicate that only a subset of the places where government holds are impossible sites for switching. By contrast, Poplack's Free MorphemeConstraintand EquivalenceConstraintgo a long way toward accounting for the attested patterns of code switching, but they are insufficiently restrictive, even when they are operating in conjunction, and thus allow a grammarto overgenerate. In addition, the Equivalence Constraint, which is formulated in linear terms, would weaken the theory of grammaras a whole; a theory of grammarthat includes constraintsformulatedin linear terms is weaker than a theory of grammarthat definedconstraints.A similarcriticismcan be leveled against includesonly hierarchically
4 The ungrammaticality of switching in the Marathi-English data presented in (9) may be explained on independent grounds, namely, the fact that Marathi is postpositional whereas English is prepositional; we return to this possibility in section 2.3.
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the Constraint on Closed-Class Items: in relying on extragrammatical notions, it expands the set of grammatically significant categorial generalizations and, in so doing, diminishes the strength of the theory of grammar that includes it. 2 A New Analysis 2.1 Switching between a Functional Head and Its Complement How, then, can we account for the attested patterns of grammaticality? We agree with Di Sciullo, Muysken, and Singh (1986) that the relevant constraints on code switching should be stated in hierarchical terms. Moreover, it is desirable to exploit distinctions and relations already present in the grammar. Therefore, in accounting for the attested data, we will invoke the well-established distinction between functional heads, such as Co and Do, and lexical heads, such as V0 and No. Abney (1987) proposes that there exists a special relation between a functional head and its complement, which he calls f-selection. Following Chomsky (1993), we will assume that f-selection is one member of a set of feature-checking processes. If we assume also that one of the relevant features being checked is language, we then capture the patterns of grammaticality attested in code switching. That is, we assume that a functional head requires that the language feature of its complement match its own language feature, just as it might require some other feature of its complement to match its own corresponding feature (e.g., the tense of C0 'for' must be matched by the tense of IP, which must therefore be headed by 'to'). We will refer to the effects of the feature-checking process in its application to the language feature of functional heads and their complements as the Functional Head Constraint, under the assumption that this is a specific application of a more general process. This constraint is given in (16). (16) The Functional Head Constraint The language feature of the complement f-selected by a functional head, like all other relevant features, must match the corresponding feature of that functional head. The Functional Head Constraint is operative in all speech, although, of course, the effects of checking of the language feature become apparent only in code switching, and, in particular, in switching between a functional head and its complement. This is not surprising since functional heads are generally required to select the features of their complements, and, we claim, language is one such feature. On this view, it is to be expected that the language feature is checked in all and only those domains in which it is standardly assumed that f-selection of features obtains. As predicted, code switching between a lexical head and its complement proceeds unimpeded; we present such data in section 2.2. The Functional Head Constraint, henceforth FHC, thus restricts switching between a functional head and its complement by invoking the strong relation that exists between them. Switching is disallowed between a C0 and its IP complement, as in (10) and (11),
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and between D? and NP, as in (14). Let us now turn to consider other categories that have been identified as functional heads, to determine whether they too behave in accordance with the FHC. Ritter (1991) has identified a functional category, Nom, which is intermediate between DP and NP and is headed by such elements as quantifiers and numbers. We predict that switching will be disallowed between Nom and its complement NP. This prediction is borne out by the data that follow: (17) a. dix livres. Ktib wrote.he ten books 'He wrote ten books.' b. *Ktib ?as'ra livres. wrote.he ten books 'He wrote ten books.' Pocos estudiantes finished the exam. students finished the exam few 'Few students finished the exam.' b. *Pocos students finished the exam. students finished the exam few 'Few students finished the exam.'
(18) a.
Pollock (1989) has identified Neg? as a functional head. We predict that switching should be unacceptable between Nege and its complement VP; again, the data bear this out: (19) a. *Je ne hib-ha pas. I NEG like-it NEG 'I don't like it.' b. *Ana ma l'aime-s'. NEG it like-NEG I 'I don't like it.' (20) a. *EI hombre no wants the book. the man NEG wants the book 'The man doesn't want the book.' b. *The man doesn't quiere el libro. the man doesn't wants the book 'The man doesn't want the book.' Rivero (to appear) has identified Modal as a functional head; as predicted, switching is disallowed between a modal auxiliary and VP: (21) a. *Je serai sae.fir-tfi-1-Vasra. I will.be went-I at-the-ten 'I will have gone by ten o'clock.'
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I-will.be gone at ten hours 'I will have gone by ten o'clock.'
c. Je serai parti fi-l- Vas'ra.
I will.be gone at-the-ten 'I will have gone by ten o'clock.' d. N-ku:n sae.fir-t a dix heures. I-will.be went-I at ten hours 'I will have gone by ten o'clock.'
(22) a. *The police officers have visto un ladron.
the police officers have seen a thief 'The police officers have seen a thief.'
b. *Los policias han seen a thief.
c.
the police officers have seen a thief 'The police officers have seen a thief.' The police officers have seen un ladron. the police officers have seen a thief 'The police officers have seen a thief.'
Los polici[as han visto a thief.
d.
the police officers have seen a thief 'The police officers have seen a thief.' Thus, independentlymotivated functional heads exhibit the behavior predicted by the FHC. Note that the elements of the recently rearticulatedInfl are analyzed as functional heads and thus, we predict, are subject to the FHC. Furthermore,if our proposal is correct, code-switching data can provide independent empirical corroborationfor proposed functionalheads: any proposed functional head must obey the FHC.
2.2 Switching between a Lexical Head and Its Complement
In contrast to the restriction against switching between a functional head and its complement, switchingbetween a lexical head and its complementoccurs quite freely. (23) demonstratesthe possibility of switching between a verb and its complement, and (24) demonstratesthe possibility of switching between a preposition and its complement.
(23) They used to serve bebidas alcoholicas en ese restaurante.
they used to serve drinks alcoholic in that restaurant 'They used to serve alcoholic beverages in that restaurant.'
(24) SaVae:t ni-tkalmu Lal l'anemie.
sometimes we-speak about the anemia 'Sometimes we speak about anemia.' Thus, it has been demonstratedthat all, and only, functional heads fall under the
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scope of the relevant constraint. Moreover, if we are correct in positing the Functional Head Constraint, then we can subsume the Free Morpheme Constraint under our analysis, given current proposals (e.g., Rivero, to appear, Chomsky 1991, Baker, Johnson, and Roberts 1989, Kayne 1989, Pollock 1989) in which inflectional morphemes are treated as functional heads. The fact that switching is disallowed between a head and an inflectional morpheme, as in (25) and (26), can be viewed as evidence in favor of these analyses, given the treatment of code switching put forward here. (25) *Suf-t da:r-s. saw-I house-PL 'I saw the houses.' (26) *We dance-amos chacha. we dance-IPL cha-cha 'We dance cha-cha.' To summarize the discussion thus far, we have demonstrated that code switching is restricted by the relation of f-selection in the manner discussed above. The proposed Functional Head Constraint accounts for the nonoccurrence of switching between a functional head and its complement. In positing the FHC, we subsume the Free Morpheme Constraint, the Equivalence Constraint, and, to the extent that they are correct, the Government Constraint and the Constraint on Closed-Class Items, under a more general principle.5
5 An apparent problem for our analysis was brought to our attention by an anonymous reviewer; the difficulty lies in determining the language of an IP. Consider in this respect the contrast illustrated by the following sentences: dit [que [les enfants [xarz-u]]]. (i) Je lui ai I him have told that the children left-they 'I told him that the children left.'
dit [illi [les enfants [xarz-u]]]. I him have told that the children left-they 'I told him that the children left.' An analysis of these patterns of grammaticality requires further discussion. Let us assume a strict cyclical application of the FHC, in the spirit of Chomsky (1993). Within I', then, the FHC is met: on the well-motivated assumption that I? contains only the abstract (i.e., language-free) feature specification [3pl, + tense], I is not in conflict with the [ + Arabic] VP. On this account, the verb is base-generated with its morphology, as again suggested by Chomsky. A functional head that is null, like 10, is thus "language-free" in the sense that it is unmarked with respect to the language feature and thus, in this domain, does not conflict with the positive feature marking of its complement (overt auxiliaries, on the other hand, bear the language feature of the overt lexical items). Next, within the domain of IP, 10 acquires the specification [ + French] by agreement with the French specifier (a function of spec-head agreement), and this feature percolates up to IP. Thus, I? may have different specifications according to the domain under consideration. Given that we assume strict cyclicity, the FHC cannot look back at the previous cycle to reevaluate the head-complement relation. Moving up to the domain of C', we note that Co must be [ + French], as is IP, in order for the structure to be well formed according to the FHC. Since Co is not null, it is marked with the language feature, here [ + Arabic]. Thus, the FHC correctly predicts that (ii) is ungrammatical. (It is worth noting that the raising of the Arabic verb to 10 does not change 10 to [+Arabic] since raising is merely adjunction to 10 (Pollock 1989); that is, 10 remains [ + French] in the domain of IP.) (ii) *Je lui ai
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What of switchingbetween an adjective and the noun it modifies? The component languages of the code-switching samples under consideration differ with respect to the placementof adjectives. TunisianArabicallows adjectives only in postnominalposition; by contrast, French allows postnominaladjectives and a small set of prenominaladjectives, for example, beau 'beautiful, nice'. And whereas English allows prenominaladjectives except when these adjectives occur with a complement or an adjunct and are therefore not head-final, Spanish allows postnominaladjectives and a small set of prenominal adjectives. How does the code switcher reconcile the difference in adjective placement?Consider the data in (27). (27) a. J'ai une voiture mizyaena. nice I have a car 'I have a beautifulcar.' nice at-I car 'I have a beautifulcar.' The data indicate that switching is possible where the adjectives and nouns obey the grammarsof the languages from which they are drawn. Since Tunisian Arabic adjectives are postnominal,mizyaena 'nice' must appearpostnominallyin a code-switching environment,as in (27a). Since French nouns can look to the right for adjectival modification, voiture 'car' is satisfied. By contrast, the sentence in (27b) indicates that, even though the Tunisian Arabic noun karhba 'car' is satisfied by looking to the right for adjectival modification, switching is not possible because the French adjective belle 'nice', a memberof the set of French prenominaladjectives, does not obey the grammar of French with respect to its placement. Let us assume that the principle in (28) is operative in all linguistic behavior. In accordancewith (28), a word obeys the grammar(i.e., the grammaticalconstraints) of the languagefrom which it is drawn.
(28) The Word-Grammar Integrity Corollary
A word of languageX, with grammarGx, must obey grammarGx. IntegrityCorollary(WGIC)derives from the assumption,following The Word-Grammar Chomsky (1993), that lexical entries are associated with morphologicaland syntactic features. Since this is true of all lexical entries in all languages, it must be true of code switching as well. Considernow the phrases in (29)-(30), from Spanish-Englishcode switching.
(29) a. *la mujer proud
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b. *the woman orgullosa the woman proud 'the proud woman' (30) a. Ia mujer proud of her position the woman proud of her position 'the woman proud of her position'
the woman orgullosa de su puesto
b.
of her position the woman proud 'the woman proud of her position' by the WGIC since, even though the Spanish (29a) is predicted to be ungrammatical noun mujer 'woman' is satisfied by finding an adjective to its right, the grammarof Englishrequiresthat 'proud'be prenominal.(29b)is also predictedto be ungrammatical, but for differentreasons: the Spanish adjective orgullosa 'proud' must appearpostnominally, but the English noun must be modified to its left by a simple adjective.6 How can we account for (30a)? Let us assume that English grammarcontains a frequentlyattested constrainton prenominalmodifiers, namely, that they be head-final. This constraint,for whatever reason it may exist, accounts for the postnominalposition of English APs with complements, as in the gloss of (30a). We therefore predict that such an EnglishAP could appearpostnominallyin a code-switchedphrasewith a Spanish noun that looks for an adjective to the right, precisely the situation presented in (30a). (30b)is explainedin a similarway. The Englishnoun womanin (30b)can be modified by an AP to the right if and only if that AP is not head-final.The Spanish AP orgullosa de su puesto 'proudof her position' is not head-finaland does appearto the right, where SpanishAPs normallyoccur. Thus, the grammarsof all the words are satisfied, and the WGIC correctly distinguishesbetween (29) and (30). The ill-formednessof Joshi's data in (9) can be handled in like fashion. Recall that code switching, the Marathipostposition cannot follow an English in Marathi-English of sentences such as (9) led Joshi to posit his Constraint noun. The ungrammaticality of the on Closed-Class Items. On the other hand, we claim that the ungrammaticality of Case on the constraints assignment. due directionality is to independent code switch An English NP looks to its left for Case, just as an English noun looks to its left for simple adjectival modification. The English NP is thus not satisfied, even though the MarathiCase assigner assigns Case to the left and is located to the right. 3 Conclusion style approachto Universal Grammar, We have seen that a principles-and-parameters such as the one proposed here, can account not only for unilingualcompetence, but also
6 These examples are also correctly predicted by the Equivalence Constraint. However, we have pointed out that the WGIC has more general applications and is thus preferable.
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for code-switching competence (see also Rubin and Toribio, to appear).7By invoking the FHC, an empirically necessitated modification of Abney's notion of f-selection, togetherwith the WGIC, we can now account for code-switchingdata without recourse of code switching, as favored by considerations to any ad hoc constraintor intergrammar of economy. In fact, this idea is not altogethernew: Woolford(1984a:78),in accounting for code switching in wh-constructions,formulates a conception of code switching according to which ". . . the pattern of grammatical and ungrammatical code-switching
versions of these constructionsfollow[s] entirely from principlesof grammarin the GovernmentBindingframeworkthat apply to monolingualsentences and no additionalstipulations unique to code-switching have to be added." The hypothesis developed here, and further articulatedin Toribio and Rubin, to appear, is likewise consistent with a research programin which patterns of code switching are thought to be not only rulegoverned, but constrainedsolely by Universal Grammar.
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and Program in Linguistics 316 H.B.C. Syracuse University Syracuse, New York 13244 (Toribio) Department of Spanish and Portuguese University of California Santa Barbara, California 931064150
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