24 First Supplemental Complaint
24 First Supplemental Complaint
24 First Supplemental Complaint
8
DAVID F. JADWIN, D.O. Case No. 1:07-cv-26
9
Plaintiff
vs. FIRST SUPPLEMENTAL COMPLAINT
10 FOR DAMAGES & INJUNCTIVE RELIEF.
COUNTY OF KERN; PETER BRYAN
11 (both individually and in his former official I. Retaliation [Health & Safety Code §
capacity as Chief Executive Officer Of 1278.5];
Kern Medical Center); IRWIN HARRIS,
12 M.D; EUGENE KERCHER, M.D. (both II. Retaliation [Lab. Code § 1102.5];
individually and in his official capacity as a III. Retaliation [Gov’t Code §§ 12945.1, et
13 President of Medical Staff of Kern Medical seq; 2 C.C.R. § 7297.7(a)];
Center); JENNIFER ABRAHAM, M.D. IV. Interference with FMLA Rights [29
(both individually and in her official
14 capacity as Immediate Past President of U.S.C. §§ 2601, et seq.];
Medical Staff at Kern Medical Center); V. Violation of CFRA Rights. [Gov’t Code
15 SCOTT RAGLAND, M.D. (both §§ 12945.1, et seq.];
individually and in his official capacity as VI. Disability Discrimination [Gov’t. Code
16 President-Elect of Medical Staff of Kern § 12940(a)];
Medical Center); TONI SMITH, (both
individually and in her official capacity as VII. Failure to Provide Reasonable
17 Chief Nurse Executive of Kern Medical Accommodation [Gov’t Code §
Center); WILLIAM ROY, M.D.; and 12940(m)];
18 DOES 1 through 10, inclusive. VIII. Failure to Engage in Good Faith In An
Defendants. Interactive Process [Gov’t Code §
19 12940(n)];
IX. Defamation [Civ. Code §§ 45- 47]; and
20 X. Procedural Due Process Violation [14th
Amendment of U.S. Constitution; 42
21 U.S.C. § 1983].
XI. Violation of FLSA [29 U.S.C. §201 et
22 seq.]
24
1
NATURE OF THE ACTION
2
This is an individual action brought by Plaintiff David F. Jadwin, D.O., a whistleblowing
3
physician with disabilities, against his employer, (i) the County of Kern (“Defendant County” or
4
“the County”); ) (ii) individual Defendants Peter Bryan (“Bryan”), Chief Executive Officer of
5
Kern Medical Center (“KMC”); Eugene Kercher, M.D., President of Medical Staff at KMC
6
(“Kercher”); Jennifer Abraham, M.D., Immediate Past President of Medical Staff at KMC
7
(“Abraham”); Scott Ragland, M.D., President-Elect of Medical Staff at KMC (“Ragland”); and
8
Toni Smith, Chief Nurse Executive of KMC, (“Smith”), both personally and in their official
9
capacities; and (iii) individual Defendants Irwin Harris, M.D., Chief Medical Officer of KMC
10
(“Harris”); William Roy, M.D., Chief of the Division of Gynecologic Oncology at KMC
11
(“Roy”); and DOES 1 through 10.
12
Plaintiff’s claims against his employer, Defendant County, allege violations of section
13
1278.5 of the Health & Safety Code 1 which prohibits retaliation against a health care provider
14
who reports suspected unsafe care and conditions of patients in a health care facility; section
15
1102.5 of the Labor Code which prohibits retaliation against an employee for reporting or
16
refusing to participate in suspected violations of the law; the California Family Rights Act
17
(sections 12945.1, et seq., of the Government Code) (“CFRA”) and the Family and Medical
18
Leave Act (sections 2601, et seq. of the United States Code) (“FMLA”) which prohibit
19
interference with an employee’s right to medical leave and retaliation for an employee’s exercise
20
of the right to medical leave; and the Fair Employment and Housing Act [subdivisions (a), (m) &
21
(n) of section 12940 of the Government Code] (“FEHA”) which prohibits discrimination against
22
23
1
All statutory references are to California Codes unless otherwise specified.
24
2 engage in an interactive process; and recovery of wrongfully deducted wages under the Fair
4 Plaintiff sues Defendants County, Roy, Harris and DOES 1 through 10, for defamation;
5 and also sues each of the individual Defendants except for Roy and Harris, both in their personal
6 capacity and in their official capacity as members of the KMC Joint Conference Committee
7 (“JCC”), for violation of Plaintiff’s 14th Amendment of the United States Constitution right to
9 Plaintiff brings this action for general, compensatory, and punitive damages; prejudgment
10 interest, costs and attorneys’ fees; injunctive and declaratory relief; and other appropriate and
11 just relief resulting from Defendants’ unlawful conduct, and as grounds therefor alleges:
13 1. This Court has federal question jurisdiction over the FMLA, Due Process, and
14 FLSA claims pursuant to 28 U.S.C. § 1331. The Court has supplemental jurisdiction over
17 part of the events and omissions giving rise to this claim occurred in the County of Kern,
18 California.
19 INTRADISTRICT ASSIGNMENT
21 (Appendix A) because the events giving rise to this civil action occurred in Bakersfield in the
23
24
1 PARTIES
2 4. At all material times herein, Plaintiff David F. Jadwin, D.O. (“Plaintiff”) has
3 continuously been an employee of Defendant County, a citizen of the United States and
5 5. At all material times herein, Plaintiff was an individual with disabilities within the
8 local public entity within the meaning of sections 811.2 & 900.4 of the Government Code and is
10 7. At all material times herein, the County has continuously been an employer
11 within the meaning of FMLA [29 C.F.R. § 825.105(C)], CFRA [Government Code §
12 12945.2(b)(2)], FEHA [Government Code § 12926(d)], and FLSA [29 U.S.C. § 203], engaged in
13 interstate commerce and regularly employing more than fifty employees within seventy-five
15 8. On information and belief, at all material times herein, Defendant Peter Bryan is a
16 citizen of Colorado, and a resident of Denver, Colorado, and was Chief Executive Officer of
18 9. On information and belief, at all material times herein, Defendant Eugene Kercher
19 is a citizen of California, a resident of Kern County, California, and President of KMC Medical
21 10. On information and belief, at all material times herein, Defendant Irwin Harris is
22 a citizen of California, and a resident of Kern County, California, and Chief Medical Officer at
24
1 11. On information and belief, at all material times herein, Defendant Jennifer
2 Abraham is a citizen of California, and a resident of Kern County, California and Immediate Past
4 12. On information and belief, at all material times herein, Defendant Scott Ragland
7 13. On information and belief, at all material times herein, Defendant Toni Smith is a
8 citizen of California, and a resident of Kern County, California, and Chief Nurse Executive of
10 14. On information and belief, at all material times herein, Defendant William Roy is
11 a citizen of California, and a resident of Kern County, California and Chief of the Division of
13 15. The true names and capacities of Defendants DOES 1 through 10, inclusive, are
14 presently unknown to Plaintiff, who therefore sues said Defendants by such fictitious names.
15 Plaintiff will amend this complaint to set forth the true names and capacities of said Defendants
16 when they are ascertained. Plaintiff is informed and believes, and upon such information and
17 belief alleges, that at all times relevant, each of the fictitiously-named Defendants was an agent,
18 employee, or co-conspirator of one or more of the named Defendants, and was acting within the
19 course and scope of said agency or employment. Plaintiff is further informed and believes, and
20 upon such information and belief alleges, that each of the fictitiously named Defendants aided,
21 assisted, approved, acknowledged and/or ratified the wrongful acts committed by Defendants as
22 alleged herein, and that Plaintiff’s damages, as alleged herein, were legally caused by such
23 Defendants.
24
1 FACTUAL BACKGROUND
4 accomplishments that have included leadership roles in national, state and local pathology and
5 medical societies. Plaintiff received extensive education and training at reputable academic and
6 medical institutions. Plaintiff has managed several clinical laboratories and pathology
8 frequently "with distinction.” Plaintiff has also been recognized by numerous pathologists and
9 physicians for his professional leadership and commitment to set and uphold rigorous and ethical
11 17. In late 2000, Plaintiff was recruited to assume the position of Chair of the
12 Pathology Department at KMC, a teaching hospital owned and operated by Defendant County.
13 Plaintiff was recruited in part to raise standards of patient care quality and safety at KMC.
14 Plaintiff immediately set about implementing, among other things, a best-practices peer review
16 18. In 2001, Plaintiff began to report concerns to key members of KMC’s medical
17 staff and administration about the unacceptably high levels of unsatisfactory or non-diagnostic
18 fine needle aspirations (“FNA”) – a method of using a needle and syringe to obtain deep internal
19 tissue samples of vital organs – being taken by the Radiology Department at KMC for diagnosis
20 by the Pathology Department. In 2003, Plaintiff began to report concerns to key members of
21 KMC’s medical staff and administration about ineffective and unnecessary blood transfusions
22 and an unacceptably high incidence of lost or incomplete product chart copy certifications
23 (“PCC”) required for accurate tracking of dangerous blood transfusions. In 2004, Plaintiff began
24
1 to report concerns to key members of KMC’s medical staff and administration about the need for
3 significant surgical procedures based upon the reports of outside pathologists (“Internal
4 Pathology Review”). In 2005, Plaintiff reported a concern to key members of KMC’s medical
5 staff and administration about an inappropriate radical hysterectomy (cancer surgical procedure
6 for removal of all female reproductive organs and regional lymph nodes) performed by Roy on a
7 patient with a benign endometriotic cyst (“Roy Hysterectomy”). Also in 2005, Plaintiff began to
8 report concerns to key members of KMC’s medical staff and administration about the need to
9 review a series of serious diagnostic errors committed by a former KMC pathologist, including
10 the failure to identify invasive adenocarcinoma in several prostate needle biopsies (“Prostate
11 Biopsy Errors”). Also in 2005, Plaintiff reported concerns to KMC administration that KMC
12 physicians had performed surgery on a wrong patient due to an error which Plaintiff believed
13 would have been less likely had KMC implemented Internal Pathology Review per Plaintiff’s
14 recommendation. Plaintiff reported several other concerns about inappropriate patient care and
15 noncompliance with quality control standards. In February of 2006, Plaintiff met with Bernard
16 Barmann, County Counsel for the County of Kern (“Barmann”), to report the foregoing
17 concerns.
20 Harris, Ragland and Abraham harshly reprimanded Plaintiff, based on false allegations, resulting
21 from a 15- to 20-minute presentation given by Plaintiff during a monthly KMC oncology
22 conference that allegedly exceeded conference time limits by approximately ten minutes.
24
1 concerns regarding Internal Pathology Review and their potential impact upon deciding the
2 correct surgical procedure for the patient under discussion. The presentation was stopped before
4 20. After the conference, Harris solicited letters of disapprobation from conference
5 participants, including Roy. Roy submitted a letter (“Roy Letter”) containing several false
6 statements of fact which defamed Plaintiff to other members of KMC’s medical staff and
7 administration. On information and belief, Harris and DOES 1 through 10 republished the Roy
8 Letter to third parties. Several KMC medical and administration officers including Bryan and
9 Kercher were aware of Roy’s, Harris’s and DOES 1 through 10’s acts of defamation, but refused
11 21. In December of 2005, Plaintiff began medical leave initially in the form of
12 medically necessary reduced work schedule due to severe depression which was later extended
13 to June 16, 2006. It was not until on or about March 2, 2006, that Plaintiff was finally provided
14 with a Request for Leave of Absence form which he then submitted to KMC’s HR Department.
15 Plaintiff also received a document entitled “Designation of Leave (Serious Health Condition of
17 of Plaintiff’s reinstatement to his same or equivalent position with same pay, benefits and terms
19 22. During Plaintiff’s sick leave, Bryan issued a series of verbal and written
20 ultimatums to Plaintiff which threatened him with termination or demotion upon return from his
21 leave, thereby giving notice that Plaintiff was not in fact guaranteed reinstatement to his same or
22 equivalent position. In a meeting in April of 2006, Bryan ordered Plaintiff to cease his reduced
23 work schedule and begin full-time leave, despite the fact that just days before, Plaintiff had
24
1 submitted a written request for extension of his reduced work schedule for an additional six
2 months to one year because of his serious medical condition. On June 14, 2006, two days before
3 Plaintiff’s medical leave was allegedly due to end, Bryan informed Plaintiff that he was denying
4 Plaintiff reinstatement to his same or equivalent position, and that he was in fact demoting
5 Plaintiff to a staff pathologist position, effective June 17, 2006, because Plaintiff had taken
6 excessive sick leaves; Plaintiff’s base salary was also ultimately reduced over $100,000 (over
7 35%) as a result (such demotion and pay reduction are hereinafter referred to collectively as
8 “demotion” or “demoted”).
10 Plaintiff continued to suffer a hostile work environment and retaliation. On or about November
11 28, 2006, after almost six years of trying to reform KMC from within, Plaintiff finally blew the
12 whistle on KMC, formally reporting his Concerns to the Joint Commission on Accreditation of
13 Hospital Organizations, the College of American Pathologists, and the California Department of
15 KMC leadership about numerous additional concerns regarding the quality of patient care and
18 24. On December 13, 2006, Plaintiff sent a letter to David Culberson (“Culberson”),
19 interim Chief Executive Officer of KMC, and carbon-copied to members of KMC’s medical staff
20 leadership, informing him that he had reported his Concerns to the Authorities.
21 25. On March 28, 2007, KMC authorized Plaintiff to access his office in order to
22 retrieve his personal computer files. Upon his arrival, Dr. Dutt informed him that his office was
23 now locked and that Dr. Dutt now had custody of the key, that Plaintiff’s file cabinet and
24
1 computer had been physically removed and retasked for other purposes at KMC, and that
2 Plaintiff would not be able to access his personal computer files after all.
3 26. On April 4, 2007, Plaintiff placed Defendant County on notice that (i) he still had
4 yet to be provided any explanation for his involuntary leave or any indication as to whether or
5 when it would end so that he could return to work, (ii) the involuntary leave requiring him to
6 remain at home by his phone during working hours was threatening to erode his pathology skills,
7 jeopardizing his employability and career as a pathologist, (iii) the involuntary leave was
8 denying him the opportunity to earn income from professional fee billing, and (iv) part-time
9 work was deemed therapeutic for him by his physician and that the confinement to his house
10 during working hours was having the opposite effect of severely exacerbating his depression.
13 B. EMPLOYMENT RELATIONSHIP
14 28. On October 24, 2000, the County entered into an employment contract with
15 Plaintiff (“Initial Contract”), hiring him to a full-time position as Chair of the Pathology
16 Department at KMC and as Medical Director of the KMC clinical laboratory (“Lab Director”)
17 for an employment term ending on November 30, 2006. As Lab Director, Plaintiff’s job duties
19 29. On or about November 12, 2002, the County modified Plaintiff’s employment
20 contract to reflect an increase in his compensation and leave accrual rate, among other things.
21 This second employment contract dated as of October 5, 2002 (“Second Contract”) extended
22 Plaintiff’s employment term to October 4, 2007. A true and correct copy of the Second Contract
24
2 customarily referred to as “the conscience of a hospital”, and Plaintiff’s job duties extended
3 “beyond (his) own department and (he was) expected to be an effective contributor to the overall
4 improvement efforts of the hospital as a whole.” Such duties included participation in many
6 31. According to Exhibit A of the Initial Contract, the County expected Plaintiff to
7 spend 80 to 90% of his time on clinical duties of a pathologist, and 10 to 20% of his time on
8 administrative duties as Chair of the Department of Pathology (“Chair of Pathology”) and Lab
9 Director.
10 32. Article V.10 of the Second Contract provides that Plaintiff will not be deemed a
11 classified employee, or have any rights or protections under the County's Civil Service
13 33. Article II.3(B)(1) of the Second Contract guarantees that Plaintiff’s base salary
14 will be based on a benchmark salary in proportion to his full-effort commitment. In turn, the
15 benchmark salary will be based on a national standard with four steps (A-D) with three criteria
16 for step placement: clinical experience, teaching and administrative duties as set forth in the
18 34. On information and belief, at the time of his hire, the County placed Plaintiff’s
20 35. Article III.4 of the Second Contract entitles Plaintiff to the same right to unpaid
21 leave of absence as those provided to a regular County employee under the County’s policy,
22 including six months cumulative unpaid leave of absence for illness or disability pursuant to
23 Rule 1201.20 of the Rules of the Civil Service Commission for the County of Kern (“CSC
24
1 Rules”).
2 36. Article IV.1(B) of the Second Contract requires “cause” for termination of
5 37. Article IV.3 of the Second Contract entitles Plaintiff to administrative review of
6 any corrective action for unsatisfactory clinical performance pursuant to the Bylaws of the
7 Medical Staff of KMC (“Bylaws”); and for administrative review of any corrective action for
8 violation of administrative policies of the County or KMC pursuant to the KAPP Manual.
9 C. WHISTLEBLOWING
10 38. Throughout the course of his employment by KMC, Plaintiff has advocated for
11 appropriate patient care and compliance with the quality accreditation standards of the Joint
13 Pathologists, the American Association of Blood Banks and the American College of Surgeons
14 Commission on Cancer as well as applicable state and federal regulations designed to ensure safe
16 39. Plaintiff reported his various concerns (“Concerns”) about inappropriate and/or
17 suspected unsafe patient care and conditions and non-compliance with applicable laws and
18 regulations and accreditation standards to Bryan and key members of KMC’s medical staff,
19 including but not limited to the following: (i) beginning in 2001, Plaintiff reported the
20 unacceptably high levels of unsatisfactory or non-diagnostic FNAs being taken by the Radiology
21 Department at KMC; (ii) beginning in 2003, Plaintiff reported the unacceptably high incidence
22 of lost or incomplete PCC; (iii) beginning in 2004, Plaintiff reported the need for Internal
23 Pathology Review; (iv) beginning in 2005, Plaintiff reported the Roy Hysterectomy; (v)
24
1 beginning in 2005, Plaintiff reported the need to review the Prostate Biopsy Errors; and (vi)
2 beginning in 2005, Plaintiff reported that KMC physicians had performed surgery on a wrong
3 patient due to an error which Plaintiff believed would have been less likely had KMC
4 implemented Internal Pathology Review. Unfortunately, Plaintiff’s reports not only appeared to
5 fall on deaf ears, but also generated resentment and hostility among his peers at KMC.
6 40. On or about December 12, 2005, Plaintiff’s former attorney, Michael Young
7 (“Young”), sent a letter to Barmann, requesting Barmann meet with Plaintiff to discuss his
8 Concerns.
9 41. On or about February 9, 2006, Barmann and Barnes met with Plaintiff. Plaintiff
10 reported his various Concerns, as well as the retaliation, defamation and hostile work
12 42. Finally, on or about November 28, 2006, after almost six years of trying to reform
13 KMC from within in vain, Plaintiff formally reported his Concerns to the Authorities.
14 43. On December 13, 2006, Plaintiff sent a letter addressed to Culberson, and carbon-
15 copied to members of KMC’s medical staff leadership, informing him that “KMC leadership has
16 left me no choice but to report the above issues to the appropriate state and accrediting
17 agencies”.
18 D. DEFAMATION
19 44. In 2005, Plaintiff had reported the need for Internal Pathology Review to key
20 members of KMC medical staff and administration. Roy refused to submit outside pathology
21 reports for Internal Pathology Review prior to surgery, preferring instead to refer all of his
24
1 45. On or about April 15, 2005, Roy sent a letter which was addressed to Plaintiff and
2 carbon-copied to Dr. Leonard Perez (“Perez”), Chair of the OB-GYN Department at KMC. The
1 49. On or about June 30, 2005, Martin and Harris told Plaintiff that Roy was making
3 50. On or about June 30, 2005, Plaintiff sent a letter addressed to Roy and carbon-
4 copied to Perez, Martin, Harris, Kercher and Bryan. The letter stated:
5 It has come to my attention that you are making negative statements to numerous
key members of the medical staff regarding pathology reports issued by this
6 department. You are reported by others to claim that several of KMC pathology
diagnoses do not agree with outside diagnoses rendered by other outside
7 pathologists and that these discrepancies have or would have changed patient
management. It would appear from these actions that you are claiming that our
8 diagnoses are not correct. I do not recollect any true, substantial discrepancies
between diagnoses rendered by this department and outside pathology
9 departments based upon retrospective review of our cases since my arrival in
December 2000. It is reported that you claim to have in your possession several
10 such reports detailing incorrect diagnoses rendered by our department. It is also
my understanding that you have been asked on several occasions to produce
11 examples of these discrepancies, and as of yet have not produced any such reports
to individuals that have made these requests. To demonstrate and support the
12 accuracy of your claims, I request that you produce copies of these reports for my
review by July 15, 2005.
13
51. Roy’s statements of fact regarding incorrect diagnoses by the Pathology
14
Department were false. The key members of the KMC medical staff who heard the statements
15
reasonably understood that the statements were about Plaintiff and reasonably understood the
16
statements to mean that Plaintiff was not managing the Pathology Department in a competent
17
manner. Roy failed to use reasonable care to determine the truth or falsity of the statements. Roy
18
acted with malice in publishing the false statements. As a consequence, Plaintiff experienced a
19
significant loss of reputation and confidence among his peers at KMC. As officers of KMC,
20
Harris, Kercher and Bryan approved, accepted, and/or failed to intercede against Roy’s
21
defamatory acts and in so doing, ratified them.
22
52. On or about July 15, 2005, Roy sent a letter addressed to Plaintiff and carbon-
23
copied to Harris, Bryan and Perez. The letter stated:
24
1 I was quite surprised to receive your letter of June 5th. The "discrepancies" should
be well known to you as I have brought them to your attention many times, both
2 in the presence of Dr. Perez, and in a letter to you a couple of months ago, as well
as multiple phone conversations. The inaccuracies, delays and refusals to refer
3 specimens for outside review continue. The matter has been appropriately
reported to the administration for a quality assurance review, as I have had no
4 success in my pleadings to you directly.
5 53. Roy’s statements of fact regarding the existence of “discrepancies” and the
6 bringing of them to Plaintiff’s attention “many times” and “in the presence of Dr. Perez” were
7 false. Harris, Bryan and Perez reasonably understood that the statements were about Plaintiff and
8 reasonably understood the statements to mean that Plaintiff was neither managing the Pathology
9 Department in a competent manner nor being truthful about Roy’s disclosures of the facts and
10 circumstances underlying his defamatory statements. Roy failed to use reasonable care to
11 determine the truth or falsity of the statements. Roy acted with malice in publishing the false
13 confidence among his peers at KMC. As officers of KMC, Harris and Bryan approved, accepted,
14 and/or failed to intercede against Roy’s defamatory acts and in so doing, ratified them.
15 54. Moreover, Roy’s statement of fact that he had reported the matter to KMC
16 administration for quality assurance review was false. Harris, Bryan and Perez reasonably
17 understood that the statement was about Plaintiff and reasonably understood the statements to
18 mean that Plaintiff was not managing the Pathology Department in a competent manner. Roy
19 failed to use reasonable care to determine the truth or falsity of the statements. Roy acted with
21 loss of reputation and confidence among his peers at KMC. As officers of KMC, Harris and
22 Bryan approved, accepted, and/or failed to intercede against Roy’s defamatory acts and in so
24
1 55. On October 12, 2005, Plaintiff gave a presentation at the monthly KMC oncology
2 conference (“Oncology Conference”) highlighting concerns regarding a patient that might need a
5 alleged conference time limits by approximately ten minutes. Plaintiff was stopped before he
6 could present his final slides stating his patient care quality conclusions.
9 58. Roy, Bill Taylor, Vice-Chair of Surgery, and Albert McBride, the Cancer
10 Committee Liaison, attended Plaintiff’s presentation at the October 12 Oncology Conference and
11 were requested by Harris to give him letters criticizing Plaintiff’s time infraction.
12 59. In response, Roy sent a letter (“Roy Letter”), dated October 13, 2005, addressed
14 With respect, Dr. Jadwin is a small rural community hospital pathologist, with
very limited experience and no specialty training in regard to Gynecologic
15 Oncologic Pathology…. Dr. Jadwin is not a clinician, and has neither the fund of
knowledge nor the experience to make any recommendations regarding the
16 treatment of patients, much less criticize the care provided by those, such as
myself, whose training and experience were attained at some of the highest seats
17 of learning in the U.S and abroad. Additionally, as you are aware, it is not
infrequent that Dr. Jadwin's diagnoses are in err when reviewed by outside
18 specialists, as in this particular case. The management of the patient would have
been inappropriate if we accepted Dr. Jadwin's report, which as you know, was
19 different from two other pathologists in his own department (three different
opinions). I have no confidence in Dr. Jadwin and I am actively pursuing the
20 possibility of having all specimens from the Gynecologic Oncology service
evaluated outside, as is currently done for the Neurosurgery service…. I have
21 discussed these issues with Dr. Perez, Chairman of the Department of Obstectrics
and Gynecology, and he assures me of his full support.
22
60. The Roy Letter contained the following false statements of fact: (i) Plaintiff is a
23
small rural community hospital pathologist, (ii) Plaintiff has very limited experience in
24
1 Gynecologic Oncologic Pathology, (iii) Plaintiff is not a clinician, (iv) Plaintiff has neither the
2 fund of knowledge nor the experience to make any recommendations regarding the treatment of
3 patients, much less criticize the care given by doctors such as Roy, (v) it is not infrequent that
4 Plaintiff’s diagnoses are in err when reviewed by outside specialists, as in this particular case,
5 (vi) the management of the patient would have been inappropriate if Plaintiff’s report had been
6 accepted, and (vii) Plaintiff’s report was different from two other pathologists in his own
7 department, suggesting the deficiency of his report. Harris reasonably understood that the
8 statements were about Plaintiff and reasonably understood the statements to mean that Plaintiff’s
9 credentials and abilities as a pathologist and physician were deficient. Roy failed to use
10 reasonable care to determine the truth or falsity of the statements. Roy acted with malice in
11 publishing the false statements. The Roy Letter exceeded the scope of Harris’s request. Roy
12 defamed Plaintiff despite Plaintiff’s numerous prior requests to stop defaming him. As a
13 consequence, Plaintiff experienced a significant loss of reputation and confidence among his
14 peers at KMC. As an officer of KMC, Harris approved, accepted, and/or failed to intercede
16 61. Plaintiff is informed and believes, and thereupon alleges, that Harris subsequently
17 republished the Roy Letter to DOES 1 through 10, and that DOES 1 through 10 further
18 republished the Roy Letter to other members of KMC staff. Such other members of KMC staff
19 reasonably understood that the statements contained in the Roy Letter were about Plaintiff and
20 reasonably understood such statements to mean that Plaintiff’s credentials and abilities as a
21 pathologist and physician were deficient. Harris and DOES 1 through 10 failed to use reasonable
22 care to determine the truth or falsity of the statements. Harris and DOES 1 through 10 acted with
24
1 significant loss of reputation and confidence among his peers at KMC. As officers of KMC,
2 Harris, and DOES 1 through 10 accepted, and/or failed to intercede against Roy’s defamatory
4 62. On or about October 17, 2005, Plaintiff was ordered to attend a meeting with
5 Kercher, Harris and Ragland who subjected Plaintiff to humiliating ridicule, yelling and
7 limits. Kercher, Harris and Ragland informed Plaintiff that they had received letters of
8 disapprobation (“Disapprobation Letters”) from three conference participants – one of which was
9 the Roy Letter – and would be issuing a letter of reprimand later that day which would be entered
10 into Plaintiff’s medical staff file. When Plaintiff asked to see the Disapprobation Letters,
11 Kercher, Harris and Ragland refused to provide them. As officers of KMC, Harris, Kercher,
12 Ragland and Abraham approved, accepted, and/or failed to intercede against Roy’s defamatory
13 acts or their subsequent republication by Harris and DOES 1 through 10, and in so doing, ratified
15 63. Later that day, Harris, Kercher, Ragland and Abraham issued a formal letter of
16 reprimand addressed to Plaintiff (“Reprimand Letter”). The Reprimand Letter stated: “Your
17 repeated misconduct at the Tumor Conference on October 12, 2005 was noted by numerous
18 attendants, three of which have written letters of their dissatisfaction, which will be entered into
19 your medical staff file.” The three letters to be entered into Plaintiff’s medical staff file included
20 the Roy Letter. As officers of KMC, Harris, Kercher, Ragland and Abraham approved, accepted,
21 and/or failed to intercede against Roy’s defamatory acts or their subsequent republication by
22 Harris and DOES 1 through 10, and in so doing, ratified such defamatory acts.
23 64. During the period from on or about October 17, 2005 to on or about January
24
1 2007, Plaintiff submitted numerous requests to Harris, Ms. Karen Barnes, Deputy County
2 Counsel for the County of Kern (“Barnes”), and Bryan to see the Disapprobation Letters. He was
3 continuously refused. As officers of KMC, Harris and Bryan approved, accepted, and/or failed to
4 intercede against Roy’s defamatory acts or their subsequent republication by Harris and DOES 1
6 65. On or about December 12, 2005, Young sent a letter to Barmann stating:
7 Recently, Dr. Jadwin was advised that several of the staff physicians had written
letters of dissatisfaction regarding Dr. Jadwin’s professionalism and was advised
8 that these letters were placed into his personnel/medical staff file. When the
doctor asked to see these letters, he was refused access to them and was
9 subsequently told that the letters had not been placed into his file. Dr. Jadwin then
sent an e-mail to Deputy County Counsel, Karen Barnes, copy attached, regarding
10 an opinion with respect to his right to inspect the file. At this juncture, there has
been no reply to his request. Needless to say, Dr. Jadwin is extremely upset and
11 emotionally distraught over the present state of affairs.
12 66. On or about January 6, 2006, Barnes sent a letter on behalf of Barmann and
13 addressed to Young. The letter included as an attachment a copy of the Roy Letter, redacted to
14 conceal Roy’s identity. This letter afforded Plaintiff his first opportunity to see the Roy Letter
16 67. On or about January 9, 2006, Plaintiff sent a letter addressed to Bryan, stating:
1 submitted. As of today, I have not received notice of any deficient reports from you.” Plaintiff
2 further challenged the truthfulness of other defamatory statements contained in the Roy Letter
3 and demanded “immediate proof of these allegations within 14 days”. Plaintiff went on to state
4 that if Roy failed to produce such proof, then Roy should issue an apology meeting Plaintiff’s
5 specifications.
6 69. On or about February 21, 2006, Bryan sent a letter addressed to Plaintiff, stating
7 in relevant part:
8 I received a copy of your letter to Dr. Roy dated February 10, 2006 and I must say
that I am disappointed in your decision to send it… I know that you felt justified
9 in sending the letter. You feel that Dr. Roy besmirched your reputation and
challenged your professional competency. Furthermore, you feel that there is no
10 evidence to support his characterizations of you and you are demanding that he
recant his comments and apologize. All of these things may or may not be as you
11 say. However, your decision to confront the issues this way is not a good one…. It
is not your message that people react to but rather how you deliver it…. Dr. Roy's
12 letter was correspondence submitted through the medical staff structure, and the
staff officers and Chief Medical Officer have the obligation to decide what to do
13 with that input. They can either ignore that correspondence because of a lack of
supporting evidence, call for a review of the quality of your work, or cause a
14 meeting to happen between you and Dr. Roy and Dr. Perez to further clarify the
basis of Dr. Roy's concerns.
15
70. As an officer of KMC, Bryan approved, accepted, and/or failed to intercede
16
against Roy’s defamatory acts or their subsequent republication by Harris and DOES 1 through
17
10, and in so doing, ratified them.
18
71. On or about March 16, 2006, Plaintiff sent an email addressed to Kercher and
19
carbon-copied to Bryan, stating:
20
I am further requesting an investigation of Dr. Roy’s professional behavior by the
21 medical staff… [H]e has made outrageous false statements about the pathology
department and myself, which cause great concern about his ethical integrity…. I
22 think it is outrageous that the medical staff sits by and lets this individual act in
such a pompous, destructive manner. I feel a personal duty to the pathology
23 department (and the hospital) to push the issue of his bad conduct in whatever
venue may be needed to control the actions of this individual.
24
1
72. On or about March 30, 2006, Young sent a letter addressed to Roy, stating:
2
Dr. Jadwin is very upset with the alleged statements attributable to you regarding
3 his reputation in the medical community. Unless you come forward with facts in
support of your position to show the truth thereof or issue a written apology to Dr.
4 Jadwin, he will have no alternative but to seek recourse against you for damaging
his reputation. While professionals may justifiably have a difference of opinion
5 regarding complex issues in the field of medicine, there is really no place for
publishing statements about a colleague that are not true and intended to tarnish
6 one’s reputation.”
7 73. To date, Plaintiff is informed and believes and thereupon alleges: (i) Roy has
8 never responded to Plaintiff’s repeated requests for factual substantiation of Roy’s numerous
9 defamatory statements; (ii) KMC never conducted an investigation into Roy’s professional
10 misconduct; and (iii) Harris, Kercher, Bryan and Abraham have approved, accepted, and refused
11 to intercede against Roy’s defamatory acts or their subsequent republication by Harris and DOES
12 1 through 10.
13 E. MEDICAL LEAVE
14 74. As of December 16, 2005, Plaintiff was eligible for twelve weeks of medical
15 leave under FMLA and CFRA pursuant to 29 C.F.R. § 825.110 and 2 C.C.R. § 72970(e),
16 respectively, in that he had been regularly employed by Defendant County for 1,250 hours in the
17 twelve months immediately prior to the start of his leave and had not taken any medical or
19 75. An eligible employee’s rights under CFRA and FMLA include a “reduced work
21 825.117.
22 76. On or about December 16, 2005, Plaintiff submitted to KMC a copy of his
23 psychiatrist’s certification stating that Plaintiff needed a reduced work schedule leave until at
24
2 77. Plaintiff’s notice to KMC of his need for medical leave was reasonable under the
3 circumstances.
4 78. On or about December 16, 2005 Plaintiff began his medically necessary reduced
5 work schedule that permitted him to perform all of his duties as Chair of Pathology, and reduced
7 79. On or about March 2, 2006, Plaintiff was finally provided with a Request for
13 You also have the right to be reinstated to the same or an equivalent job with the
same pay, benefits and terms and conditions of employment on your return from
14 leave. Please note that the leave provisions for County employees are more
generous than those mandated by FMLA and CFRA and, accordingly, you may be
15 eligible for more than the twelve (12) weeks of unpaid leave described above.”
16 81. On or about April 10, 2006, Plaintiff sent an email to Bryan stating: “I believe
17 that we have a meeting this Thursday at 1500. I can discuss a schedule with you. I have been
18 working only to help out Phil and Savita during periods of shortage, and to keep on top of some
19 administrative work. I am always available for necessary discussions. Just have Arlene or Tracy
20 call me.”
21 82. On or about April 17, 2006, Bryan wrote a letter addressed to Plaintiff,
22 purportedly memorializing Bryan’s April 13, 2006 meeting with Plaintiff in which he
23 acknowledged, “Yes, the Department of Pathology continues to function well as it has for many
24
1 years, and yes, you have made many positive changes in the department.” Bryan also
2 acknowledged that Plaintiff’s whistleblowing activity had created “the dysfunctional relationship
3 you have with some key members of the staff” and asked for Plaintiff to either cease upsetting
4 staff with his whistleblowing activity or to step down as Chairman on his return from medical
5 leave.
6 83. On or about April 20, 2006, Plaintiff received notice from KMC’s HR
7 Department that his “Intermittent Leave of Absence” had expired on March 15 and that in order
8 to extend his leave, he would need to submit a “Request for Leave of Absence” form to the HR
10 84. On or about April 26, 2006, Plaintiff submitted a Request for Leave of Absence
11 form to KMC’s HR Department, along with a copy of his psychiatrist’s certification that Plaintiff
12 needed an extension of his reduced work schedule leave for six months to one year because of
14 85. However, on or about April 28, 2006, Bryan met with Plaintiff, Barnes and Steve
15 O’Conner of the HR Department (“O’Conner”) and ordered Plaintiff to convert his reduced work
16 schedule to involuntary full-time medical leave despite the fact that Plaintiff was ready, willing,
17 and able to continue working his reduced work schedule (“Forced FT Leave”). Bryan further told
18 Plaintiff that he needed to know by June 16, 2006 whether Plaintiff would resign as Chair; and
19 that if he resigned he would be in the same position as Adam Lang, a former staff pathologist at
20 KMC, who retained only hospital privileges but whose employment contract had been
21 terminated. Hence, Bryan threatened Plaintiff not only with removal from chairmanship, but
22 termination of the Second Contract, thereby giving notice that he would not honor any guarantee
24
1 86. On or about April 28, 2006, Bryan wrote a letter to Plaintiff purportedly
2 memorializing the April 26, 2006 meeting and stating that he required Plaintiff to go on full-time
3 leave from May 1, 2006 to June 16, 2006 when Plaintiff’s right to medical leave would
4 purportedly expire; and required Plaintiff to either return to work full-time on June 17, 2006 or
7 difficult recovery which limited his ability to breathe and exert himself for approximately one
8 month.
9 88. On or about May 29, 2006, Plaintiff fractured his foot and avulsed a ligament
10 from his ankle in an accident which limited his ability to walk, stand or sit without elevating his
12 89. On or about June 2, 2006, Plaintiff sent a letter addressed to Bryan, stating:
13 Unfortunately, I underwent sinus surgery in early May which took some time to
recover from. Then last Monday, I suffered a serious fall down a staircase that
14 will require a cast on my left ankle and impose serious restrictions on my mobility
for at least four weeks. I would greatly appreciate an extension of the June 16
15 deadline as my physical ailments of late simply have not permitted me to consider
and render such an important decision nor do they physically permit me to come
16 to the office by June 16.
17 90. On or about June 14, 2006, Bryan sent an email addressed to Plaintiff informing
18 Plaintiff that Bryan was unilaterally removing Plaintiff from his position as Chair of Pathology,
19 thereby denying Plaintiff reinstatement to his same or equivalent position despite written
21 My response to your request for an extension of medical leave has a two part
answer. First, I will extend leave to a Personal Necessity Leave for your
22 employment status only. This means that you have 90 days of extended leave
which will protect your overall employment status. At the end of this 90 day
23 period, you must either return to duty or resign from employment. Second, I will
not extend your leave as it relates to your appointment as Chairman, Department
24
8 91. Later, on or about June 14, 2006, Bryan sent a letter addressed to Plaintiff
9 reiterating that Bryan was rescinding Plaintiff’s Chairmanship of the Pathology Department
10 because Plaintiff had “essentially been out on either full or part-time leave for the past eight or
11 nine months” – an inaccurate statement – and because “the Department of Pathology needs a
12 full-time chairman.”
13 92. On information and belief, on or about July 10, 2006, the JCC approved
17 94. On or about September 18, 2006, Barnes sent Plaintiff’s attorney a proposed
18 amendment (“Amendment”) to the Second Contract which included a base salary reduction of
20 95. On or about September 18, 2006, Plaintiff sent an email addressed to Barnes
3 96. On or about September 20, 2006, Culberson sent a letter addressed to Plaintiff
7 98. On or about October 3, 2006, the Board of Supervisors for Defendant County
9 99. On October 4, 2006, Plaintiff’s 90-day personal necessity leave ended and
10 Plaintiff returned to work at KMC as a staff pathologist. Plaintiff’s former subordinate, Philip
12 100. Between on or about October 4, 2006 until on or about December 7, 2006, Dutt
13 yelled at, harassed, insulted and ridiculed Plaintiff, both verbally and in a series of emails.
14 101. On or about December 4, 2006, Plaintiff sent a letter addressed to Culberson and
15 carbon-copied to key members of KMC’s medical staff and administration, protesting Dutt’s
16 behavior and raising additional concerns about patient care quality, safety and legal
17 noncompliance.
19 informing him that he was being placed on involuntary paid administrative leave “pending
21 103. On March 28, 2007, KMC authorized Plaintiff to access his office in order to
22 retrieve his personal computer files. Upon his arrival, Dr. Dutt informed him that his office was
23 now locked and that Dr. Dutt now had custody of the key, that Plaintiff’s file cabinet and
24
1 computer had been physically removed and retasked for other purposes at KMC, and that
2 Plaintiff would not be able to access his personal computer files after all.
3 104. On April 4, 2007, Plaintiff placed Defendant County on notice that (i) he still had
4 yet to be provided any explanation for his involuntary leave or any indication as to whether or
5 when it would end so that he could return to work, (ii) the involuntary leave requiring him to
6 remain at home by his phone during working hours was threatening to erode his pathology skills,
7 jeopardizing his employability and career as a pathologist, (iii) the involuntary leave was
8 denying him the opportunity to earn income from professional fee billing, and (iv) part-time
9 work was deemed therapeutic for him by his physician and that the confinement to his house
10 during working hours was having the opposite effect of severely exacerbating his depression.
13 F. DISABILITY DISCRIMINATION
14 106. In 2003, Plaintiff had notified KMC that he suffered from depression due to work-
15 related hostility and KMC’s failure to resolve Plaintiff’s compliance and patient care concerns.
18 107. By December 16, 2005, Plaintiff was suffering extreme stress from the hostile
19 work environment created by the harassment, defamation, discrimination, and retaliatory adverse
20 actions of Defendants and each of them. Plaintiff’s depression subsequently became disabling in
22 108. On or about December 16, 2005, Plaintiff submitted to KMC a copy of his
23 psychiatrist’s certification that Plaintiff needed a reduced work schedule leave because of his
24
2 109. On or about January 9, 2006, Plaintiff sent a letter addressed to Bryan, stating:
3 “This harassment has led me develop depression, anxiety and insomnia. Most recent issue
4 involving the October Oncology Conference is still unresolved. I request administrative leave
6 110. On or about January 9, 2006, Plaintiff met with Bryan regarding his request for a
7 medically necessary reduced work schedule, and clarified that it was necessary because of the
8 reoccurrence of his disabling depression. Bryan orally approved Plaintiff’s reduced work
9 schedule.
10 111. Defendants, and each of them, knew or should have known that Plaintiff was an
11 individual with a disability that limited his major life activities of taking pleasure in life, without
12 experiencing anxiety, insomnia or difficulty breathing and moving, and/or was perceived by
14 112. On or about March 2, 2006, Plaintiff sent an email to Bryan, repeating his
15 previous verbal request weeks earlier that KMC hire a locum tenens pathologist to assist with the
17 113. On or about March 24, 2006, Plaintiff sent an email to Bryan, expressing his
18 disappointment that KMC had not yet hired a locum tenens pathologist to assist with the
19 Pathology Department’s workload during Plaintiff’s reduced work leave, as Plaintiff had
20 previously requested.
21 114. On or about April 10, 2006, Plaintiff sent an email to Bryan, stating that he had
22 not been informed that KMC had finally hired a locum tenens pathologist. The email stated:
23 I don't know of Dr. Bhargava and didn't know that a contract with Dr. Bhargava
was signed. Had I known, I would have placed him on the call schedule for the
24
1 coming months. I felt obligated to take some of the call, even though I am off,
because there would not be enough resources for the call schedule.
2
115. On or about April 17, 2006, Bryan wrote a letter addressed to Plaintiff in which
3
he acknowledged that “Yes, the Department of Pathology continues to function well as it has for
4
many years, and yes, you have made many positive changes in the department [emphasis
5
added]”.
6
116. On or about April 26, 2006, Plaintiff submitted a Request for Leave of Absence
7
form to KMC’s HR Department, along with a copy of his psychiatrist’s certification that Plaintiff
8
needed an extension of his reduced work schedule leave for six months to one year because of
9
his serious medical condition.
10
117. Nevertheless, on or about April 28, 2006, Bryan met with Plaintiff, Barnes and
11
O’Conner, and ordered Plaintiff to convert his reduced work schedule to involuntary full-time
12
medical leave despite the fact that Plaintiff was ready, willing, and able to continue working his
13
reduced work schedule, thereby removing an accommodation of Plaintiff’s disability and
14
refusing to engage in good faith in an interactive process with Plaintiff.
15
118. On or about May 5, 2006, Plaintiff underwent nasal surgery followed by a
16
difficult recovery, which limited his ability to breathe and exert himself for approximately one
17
month.
18
119. On or about May 29, 2006, Plaintiff fractured his foot and avulsed a ligament
19
from his ankle in an accident which limited his ability to stand, sit without elevating his ankle, or
20
walk for approximately three months.
21
120. On or about June 2, 2006, Plaintiff sent a letter addressed to Bryan, requesting an
22
extension of Plaintiff’s leave, which was due to expire on June 16, 2006, because of Plaintiff’s
23
nasal surgery and foot injury.
24
1 121. On or about June 14, 2006, Bryan sent an email addressed to Plaintiff informing
2 Plaintiff that Bryan was unilaterally removing Plaintiff from his position as Chair of Pathology
3 purportedly because “[t]his institution needs to have full-time leadership in the department and
4 because of your leave you have not been able to provide it.”
5 122. Later, on or about June 14, 2006, Bryan sent a letter address to Plaintiff
6 containing statements similar to those contained in Bryan’s email of earlier that day, and
8 123. On April 4, 2007, after KMC had placed Plaintiff on involuntary paid leave,
9 Plaintiff placed Defendant County on notice that (i) he still had yet to be provided any
10 explanation for his involuntary leave or any indication as to whether or when it would end so that
11 he could return to work, (ii) the involuntary leave requiring him to remain at home by his phone
12 during working hours was threatening to erode his pathology skills, jeopardizing his
13 employability and career as a pathologist, (iii) the involuntary leave was denying him the
14 opportunity to earn income from professional fee billing, and (iv) part-time work was deemed
15 therapeutic for him by his physician and that the confinement to his house during working hours
18 any indication as to whether or when it will end.At all times material here, excluding a portion of
19 the time when he was out on voluntary full-time medical leave, Plaintiff has been able to perform
20 the essential functions of the employment positions he held with Defendants and each of them,
23 and each of them, in the form of a reduced work schedule and/or recuperative leave.
24
1 126. Allowing Plaintiff to take the medical and/or recuperative leave that he requested
3 127. Holding open Plaintiff’s position as Chair of Pathology while he was on leave
5 128. Holding open Plaintiff’s position as Chair of Pathology while he was on leave
6 would not have been unduly burdensome for the County or KMC.
7 G. DUE PROCESS
8 129. Pursuant to 9.6-4 of the Bylaws, Bryan was not authorized to remove Plaintiff
9 from his position as Chair of Pathology, but could only recommend such removal to the JCC.
10 130. It is customary for the County and/or KMC to remove a Department Chair
12 131. It is customary for the County and/or KMC to provide a hearing and opportunity
13 to be heard before removing a Department Chair of KMC from office, and before a demotion
15 132. When necessary, it is customary for the County and/or KMC to appoint a
16 temporary replacement as “Acting” senior manager in the place and stead of a senior manager,
17 such as Plaintiff, when the senior manager’s position is left vacant because of a leave of absence
18 or termination of employment.
19 133. Defendants, and each of them except Roy, demoted and reduced the
21 134. Defendants, and each of them except Roy, demoted and the reduced the
22 compensation of Plaintiff without providing him with the customary hearing or notice thereof.
23
24
1 H. ADVERSE ACTIONS
2 135. Defendants, and each of them, have taken adverse employment actions against
3 Plaintiff, willfully and intentionally creating a hostile work environment, subjecting him to acts
4 of defamation and ratification thereof, demotion and excessive reduction in pay, disparate
5 treatment, unwarranted criticism and reprimands, threats, requests for his resignation,
6 interference with and denial of his right to medical leave, refusing to engage in good faith in an
7 interactive process and denying him reasonable accommodation and procedural due process
10 136. As a result of Defendants' acts and omissions alleged herein, Plaintiff has suffered
11 pecuniary losses, such as loss of wages and benefits, and has been required to incur medical and
12 legal expenses and to hire attorneys in order (i) to enforce Plaintiff's rights, (ii) to enforce
13 provisions of the law protecting whistleblowers, employees who exercise their right to medical
14 leave under CFRA and FMLA, and employees with disabilities that need reasonable
15 accommodation, and (iii) to take such action both in his own interest and in order to enforce
17 137. After Plaintiff’s returned from leave on October 4, 2006, Defendants and each of
18 them except Roy and Harris placed Plaintiff in the position of staff pathologist and excessively
20 138. On information and belief, Plaintiff’s salary for his work as a staff pathologist for
21 KMC is less than the benchmark National Medical Group Association (“NMGA”) median salary
22 for a clinical and anatomic pathologist with Plaintiff’s qualifications and experience, in breach of
24
1 139. During the time that Defendants placed Plaintiff on involuntary full-time leave,
2 including the period from December 7, 2006 to date, Defendants effectively denied Plaintiff the
3 opportunity to earn Professional Fees as set forth in Article II of the Second Contract.
4 140. As a further result of Defendants’ acts and omissions alleged herein, Plaintiff has
5 suffered and continues to suffer non-economic damages, such as emotional distress, anxiety,
7 141. The acts and omissions of Defendants, and each of them, alleged herein were and
9 142. The acts and omissions of Defendants Bryan, Harris, and Roy alleged herein are
10 despicable, oppressive and were done in conscious disregard of the rights of individuals and
11 whistleblowers, such as Plaintiff, and of the safety of public patients, and have evidenced actual
12 or implied malicious intent toward Plaintiff, thereby entitling him to an award of punitive
13 damages against Defendants Bryan, Harris and Roy pursuant to §3294 Civil Code in an amount
14 sufficient to make an example of Defendants Bryan, Harris, and Roy and discourage others from
15 conscious disregard for the rights of individuals and whistleblowers and for the safe care and
16 condition of public patients. Plaintiff does not know the financial worth of Defendants Bryan,
17 Harris, or Roy or the amount of punitive damages sufficient to accomplish the public purposes of
18 §3294 Civil Code and will seek leave to amend this complaint when such facts are known or
20 143. Plaintiff has mitigated his damages by seeking and maintaining medical and
21 psychiatric treatment and by taking progressive steps to try to protect his reputation and restore
23
24
1 EXHAUSTION OF REMEDIES
2 144. On July 3, 2006, Plaintiff filed a Tort Claims Act complaint with the County of
3 Kern. The complaint disclosed Plaintiff’s claims of defamation against Roy, Harris and
4 Defendants DOES 1 through 10, and of retaliation against Defendant County for engaging in
5 whistleblowing activity concerning unsafe patient care and conditions at KMC and his refusal to
7 true and correct copy of which is attached hereto as Exhibit 2 and incorporated by reference
8 herein). The Office of the County Counsel for the County of Kern sent a letter to Plaintiff’s
9 counsel, dated September 15, 2006 (a true and correct copy of which is attached hereto as
10 Exhibit 3 and incorporated by reference herein), giving notice that Plaintiff’s complaint was
11 deemed rejected by operation of law and informing Plaintiff that he had six months from the date
12 of such notice to file a court action on his claims. Plaintiff continues to be employed by KMC as
13 a staff pathologist and continues to be subject to a hostile work environment and retaliation on an
14 ongoing basis.
15 145. On April 23, 2007, Plaintiff filed a supplemented Tort Claims Act complaint with
16 the County of Kern, supplemented to reflect events occurring after filing of the initial Tort
18 146. Plaintiff intends to file amended Tort Claims Act complaints with the County of
20 147. On August 3, 2006, Plaintiff filed a complaint with the California Department of
22 November 14, 2006. The complaint stated claims against Defendant County for discrimination
23 on the basis of disability, as well as failure to engage in good faith in an interactive process,
24
2 Plaintiff received a right-to-sue notice from the DFEH, true and correct copies of which are
4 148. On April 23, 2007, Plaintiff filed a supplemented complaint with the DFEH,
5 supplemented to reflect events occurring after filing of the initial complaint with the DFEH on
6 August 3, 2006.
7 149. Plaintiff intends to file amended complaints with the DFEH on a periodic and
8 continuing basis.
9 150. Plaintiff filed a notice of intent to sue under Section 1102.5 of the Labor Code,
10 without seeking any penalties, with the Labor and Workforce Development Agency (“LWDA”)
11 on January 5, 2007, a true and correct copy of which is attached hereto as Exhibit 5 and
12 incorporated by reference herein. On February 15, 2007, the LWDA mailed notice to Plaintiff
13 that it was in receipt of Plaintiff’s notice of intent to sue. To date, Plaintiff has not received any
15 151. On January 24, 2007, Plaintiff gave notice to the U.S. Department of Labor that
16 he had filed a complaint and initiated this action in US district court, alleging interference with
17 Plaintiff’s right to family and medical leave under FMLA. No right-to-sue notice has issued as
19 STATEMENT OF CLAIMS
20 FIRST CLAIM
1 153. Plaintiff incorporates by reference herein the allegations set forth in Paragraphs 1
3 154. At all material times herein, Health & Safety Code § 1278.5 provided protection
4 from discrimination and retaliation for health care workers who reported suspected unsafe care
8 156. Defendants and each of them have violated Section 1278.5 of the Health & Safety
9 Code by engaging in a continuous and ongoing pattern and practice of discrimination and
12 157. A motivating factor for the acts and omissions of Defendants and each of them
13 described herein was Plaintiff’s reports to his employer, Barmann, and Authorities regarding
16 SECOND CLAIM:
1 1102.5. (a) An employer may not make, adopt, or enforce any rule, regulation, or
policy preventing an employee from disclosing information to a government or
2 law enforcement agency, where the employee has reasonable cause to believe that
the information discloses a violation of state or federal statute, or a violation or
3 noncompliance with a state or federal rule or regulation.
(b) An employer may not retaliate against an employee for disclosing
4 information to a government or law enforcement agency, where the employee has
reasonable cause to believe that the information discloses a violation of state or
5 federal statute, or a violation or noncompliance with a state or federal rule or
regulation.
6 (c) An employer may not retaliate against an employee for refusing to
participate in an activity that would result in a violation of state or federal statute,
7 or a violation or noncompliance with a state or federal rule or regulation.
8 161. Plaintiff reported his reasonable suspicions about illegal, non-compliant, and
9 unsafe care and conditions of patients at KMC to his employer, Barmann, and Authorities.
12 163. Defendants, and each of them, engaged in a continuous and ongoing pattern and
15 164. Plaintiff's activity protected by Section 1102.5 of the Labor Code was a
16 contributing factor in the continuous pattern and practice of discrimination and retaliation of
19 THIRD CLAIM
2 167. At all material times herein, Section 12945.2(a)(1) of the Government Code and 2
3 C.C.R. § 7297.7(a) prohibit any person from discriminating, discharging, or retaliating against an
5 168. Pursuant to 2 C.C.R. § 7297.2(a), CFRA requires that upon granting of leave, an
6 employer shall guarantee to reinstate an employee to the same or comparable position, and must
8 169. At all material times herein, the County lacked “justification” pursuant to 2
9 C.C.R. § 7297.7(c) for refusing to reinstate Plaintiff to the same or comparable position on his
11 170. Defendants, and each of them, retaliated against Plaintiff for exercising his right
12 to medical leave, including denying him a medically necessary reduced work schedule;
13 unjustified notice of Defendants’ intent not to reinstate Plaintiff to his former or comparable
14 position on his return from leave; Defendant’s unjustified refusal to reinstate Plaintiff to his
15 former or comparable position on his return from leave; demoting him; and excessively reducing
16 his salary and chance to earn professional fees, bonuses and promotion.
17 171. Plaintiff's exercise of his right to medical leave was a motivating reason for
20 FOURTH CLAIM
1 them.
4 174. At all material times herein, FMLA was in effect and pursuant to 29 U.S.C. §
5 2611(4)(A)(ii)(I) imposed liability on covered employers and “any person who acts directly or
6 indirectly in the interest of the employer to any of the employees of such employer” for
7 interfering, restraining, or denying the exercise of, or attempt to exercise, any right provided
9 175. Defendants, and each of them, interfered, restrained, or denied the exercise of, or
12 exercise Plaintiff’s rights under FMLA included interference with and denial of Plaintiff’s right
13 to a medically necessary reduced work schedule; requiring Plaintiff to take full-time medical
14 leave when he was ready, willing, and able to work part-time, exhausting his medical leave more
15 rapidly than permitted; unjustified notice of Defendants’ intent not to reinstate Plaintiff to his
16 former or comparable position on his return from leave; Defendant’s unjustified refusal to
17 reinstate Plaintiff to his former or comparable position on his return from leave; Defendants’
19 177. Plaintiff's exercise of his rights under FMLA was a motivating reason for
22 FIFTH CLAIM
1
178. Plaintiff alleges this fifth and separate claim for violations of Government Code
2
§§ 12945.1, et seq., against Defendants County and DOES 1 through 10, inclusive, and each of
3
them.
4
179. Plaintiff incorporates by reference herein the allegations contained in Paragraphs
5
1 through 141 above, inclusive.
6
180. At all material times herein, the CFRA was in effect and made it an unlawful
7
employment practice for an employer to violate an employee’s rights under the CFRA pursuant
8
to section 12945.2(a) of the Government Code.
9
181. At all material times herein, the CFRA imposed strict liability on covered
10
employers who discriminated against an employee for exercising his right to leave or otherwise
11
interfered with an eligible employee’s CFRA rights pursuant to 2 C.C.R. § 7297.1 and Section
12
1615(a)(2) of the United States Code.
13
182. Pursuant to 2 C.C.R.§ 7297.10, CFRA expressly incorporates federal
14
implementing regulations for FMLA that are not inconsistent with CFRA. 29 C.F.R. 825 §
15
825.700(a) provides that “[i]f an employee takes paid or unpaid leave and the employer does not
16
designate the leave as FMLA leave, the leave taken does not count against an employee’s FMLA
17
entitlement.”
18
183. Pursuant to 2 C.C.R. § 7297.4(6), an employer must designate leave as CFRA
19
leave within 10 days of notice of the employee’s need for leave; but the greater protections of 29
20
C.F.R. § 825.208 which require an employer to do so “within two days absent extenuating
21
circumstances” should apply.
22
184. In Bachelder v. America West Airlines, 259 F.3d 1112 (9th Cir. 2001), the court
23
construed 29 C.F.R. Sec. 825.200(e) and held that where an employer does not designate the
24
1 method used in calculating employees’ entitlement to leave, “the option that provides the most
4 leave requested is not be deemed to have been granted unless the employer provides the
5 employee, upon granting the leave request, a written guarantee of employment in the same or a
7 186. Pursuant to 2 C.C.R. § 7297.2(a), CFRA requires that upon granting of leave, an
8 employer shall guarantee to reinstate an employee to the same or comparable position, and must
10 187. At all material times herein, the County lacked “justification” pursuant to 2
11 C.C.R.C § 7297.7(c) for refusing to reinstate Plaintiff to the same or comparable position on his
13 188. Defendants, and each of them, discriminated against Plaintiff and otherwise
14 interfered with his CFRA rights because he exercised, or tried to exercise, his CFRA rights,
15 including untimely designation of the initial leave as CFRA leave without providing notice of the
16 method of calculation, untimely notice of how KMC calculated Plaintiff’s entitlement to the
17 extension of his CFRA leave; interference with and denial of Plaintiff’s right to a medically
18 necessary reduced work schedule; requiring Plaintiff to take full-time medical leave when he was
19 ready, willing, and able to work part-time which exhausted his medical leave more rapidly than
20 permitted; unjustified notice of Defendants’ intent not to reinstate Plaintiff to his former or
21 comparable position on his return from leave; Defendant’s unjustified refusal to reinstate
22 Plaintiff to his former or comparable position on his return from leave; and Defendants’
24
1 189. These violations may also mean that Defendant further violated Plaintiff’s CFRA
2 rights by informing him that his medical leave was exhausted as of June 16, 2005, while Plaintiff
3 may have been entitled to medical leave even as of October 4, 2006 when he returned to work.
4 190. Plaintiff's exercise of, or attempt to exercise, his CFRA rights was a motivating
7 SIXTH CLAIM
10 violation of Government Code § 12940(a) against Defendant County and DOES 1 through 10,
11 inclusive.
15 194. Defendants, and each of them, through their course of conduct denied Plaintiff a
18 195. In addition to the adverse actions alleged above, Defendants, and each of them,
19 discriminated against Plaintiff, denied him reasonable accommodation, and refused to engage in
22 SEVENTH CLAIM
1
196. Plaintiff alleges this seventh and separate claim for Failure to Provide Reasonable
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Accommodation in violation of Government Code § 12940(m) against Defendant County and
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DOES 1 through 10, inclusive.
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197. Plaintiff incorporates by reference herein the allegations contained in Paragraphs
5
1 through 141 above, inclusive.
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198. Defendants, and each of them, failed to provide reasonable accommodation of
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Plaintiff's known disabilities in violation of Section 12904(m) of the Government Code and 2
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C.C.R. § 7293.9.
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WHEREFORE Plaintiff prays for relief as stated in pertinent part hereinafter.
10
EIGHTH CLAIM
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(Failure to Engage In Interactive Consultation In Violation of Gov’t Code § 12940(n))
12 (Against Defendants County and DOES 1 through 10, inclusive)
13 199. Plaintiff alleges this Eighth and separate claim for Failure to Engage in Good
18 201. Defendants, and each of them, failed to engage in good faith in a prompt,
22 NINTH CLAIM
1 personally and as President of Medical Staff of KMC; Ragland both personally and as
President-Elect of Medical Staff of KMC; Abraham both personally and as Immediate Past
2 President of Medical Staff of KMC; and Smith both personally and as Chief Nurse
Executive of KMC, in their capacity as members of the JCC of KMC)
3
202. Plaintiff alleges this Ninth and separate claim for violation of Plaintiff’s
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Fourteenth Amendment of the United States Constitution Right of Procedural Due Process under
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42 U.S.C. § 1983 against Defendants Bryan both personally and as former CEO of KMC;
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Kercher both personally and as President of Medical Staff of KMC; Ragland both personally and
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as President-Elect of Medical Staff of KMC; Abraham both personally and as Immediate Past
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President of Medical Staff of KMC; and Smith both personally and as Chief Nurse Executive of
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KMC, in their capacity as members of the JCC of KMC.
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203. Plaintiff incorporates by reference herein the allegations contained in Paragraphs
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1 through 141 above, inclusive.
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204. The Fourteenth Amendment of the United States Constitution protects a public
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employee’s right of procedural due process regarding governmental actions that deprive him of
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life, liberty, or property interest of constitutional magnitude.
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205. At all material times herein, Plaintiff had a property interest in his position as
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Chair of Pathology and in the excessive reduction of his base salary of constitutional magnitude
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as provided for in the Second Contract.
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206. Defendants, and each of them, intentionally, or with deliberate indifference to, or
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with a conscious disregard of, Plaintiff’s Constitutional rights, denied Plaintiff his right to
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procedural due process guaranteed by the Fourteenth Amendment of the United States
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Constitution when they decided to demote Plaintiff and substantially and excessively reduced his
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salary by a sum of constitutional magnitude in breach of the Second Contract.
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207. Defendant Bryan, was acting or purporting to act under color of law in the
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1 performance of his official duties as Chief Executive Officer of KMC when he unilaterally,
2 arbitrarily, and capriciously demoted Plaintiff and excessively reduced his salary by a sum of
3 constitutional magnitude in violation of the Bylaws and the Second Contract, without providing
4 Plaintiff with the customary notice of hearing and opportunity to be heard to which he was
5 entitled.
6 208. When Plaintiff complained to Bryan that he had been deprived of the customary
7 hearing regarding his demotion and excessive reduction in pay, the JCC met and ratified Bryan’s
8 decision to demote Plaintiff and substantially and excessively reduced his salary in breach of the
9 Second Contract without providing Plaintiff with prior notice of the hearing or an opportunity to
10 be heard.
11 209. Defendants and each of them, were acting or purporting to act under color of law
12 in the performance of their official duties as members of the JCC when they arbitrarily and
13 capriciously decided to demote Plaintiff and substantially and excessively reduced his salary in
14 breach of the Second Contract without providing Plaintiff with the customary notice of hearing
16 210. Thereafter, the Kern County Board of Supervisors met and voted to confirm
17 Plaintiff’s demotion and the excessive reduction in Plaintiff’s salary in breach of the Second
18 Contract without providing Plaintiff with notice of the hearing or an opportunity to be heard.
19 211. The conduct of Defendants, and each of them, violated Plaintiff’s 14th
21 212. As a legal result of the conduct of Defendants, and each of them, Plaintiff was
22 harmed.
23 213. Defendants’ denial of Plaintiff’s procedural due process right was a substantial
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3 TENTH CLAIM
3 222. Defendants failed to use reasonable care to determine the truth or falsity of the
4 statements.
5 223. At all material times, Defendants, and each of them, either knew that each
6 statement was false or had serious doubts about the truth of each statement, and that they acted
7 with malice, oppression, or fraud, entitling Plaintiff to an award of punitive damages against the
8 individual Defendants.
9 224. Defendants Harris, Kercher, Bryan and Abraham have approved, accepted, and
10 refused to intercede against Roy’s defamatory acts or their subsequent republication by Harris
13 ELEVENTH CLAIM
14 (Violation of FLSA)
(Against Defendants County and DOES 1 through 10 inclusive)
15
225. Plaintiff alleges this Eleventh and separate claim for reimbursement of deductions
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from his salary made in violation of FLSA against Defendant County and DOES 1 through 10,
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inclusive.
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226. Plaintiff incorporates by reference herein the allegations contained in Paragraphs
19
1 through 141 above, inclusive.
20
227. Pursuant to 20 C.F.R. § 541.118(1), an employee will not be considered “on a
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salary basis” if deductions from his predetermined compensation are made for absences
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occasioned by the employer.
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228. Pursuant to 20 C.F.R. § 541.118(6), where a deduction not permitted by these
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1 interpretations is inadvertent, or is made for reasons other than lack of work, the exemption will
2 not be considered to have been lost if the employer reimburses the employee for such deductions
4 229. From April 28 to October 3, 2006, Defendants, and each of them, unlawfully
5 required Plaintiff to take involuntary full-time unpaid leave rather than reduced scheduled leave
6 even though he was occasionally ready, willing, and able to work part-time during that period of
7 time.
8 230. During the period from April 28 to October 3, 2006, clinical pathology work was
10 231. Plaintiff is entitled to reimbursement of salary for those periods of time during the
11 period from April 28, 2006 to October 3, 2006 when he was ready, willing, and able to work, and
12 was prevented from doing so by the County; and also entitled to a promise that the County will
14 WHEREFORE Plaintiff prays for relief as stated herein and in pertinent part hereinafter.
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2 Plaintiff prays for judgment against Defendants, and each of them, jointly and severally,
3 as follows:
4 1. Reinstatement to his former position as Chair of Pathology and reimbursement for lost
5 wages and work benefits caused by the acts of his employer pursuant to Section
6 1278.5(g) of the Health & Safety Code and Section 12965 of the Government Code.
7 2. Recovery of all reasonable attorneys' fees, litigation expenses and costs incurred,
8 pursuant to Section 2699 of the Labor Code for violation of Section 1102.5 of the Labor
9 Code, 1278.5(g) of the Health & Safety Code, Section 1021.5 of the Code of Civil
10 Procedure, Section 12965 of the Government Code, 29 U.S.C. § 2617(a)(3) [FMLA], and
11 42 U.S.C. § 1988.
13 of Section 1278.5 of the Health & Safety Code and Section 1102.5 of the Labor Code.
14 4. That Defendant County be required to expunge from Plaintiff's personnel records any and
15 all references to Plaintiff’s having "poor relationships" with staff, displaying poor
17 5. That Defendant County be required to comply with all of the provisions of the FEHA
21 6. That Defendant County be required to provide training to the managerial staff at KMC
22 regarding compliance with Section 1278.5 of the Health & Safety Code, Section 1102.5
23 of the Labor Code, Sections 12940(m) and (n) of the Government Code, and CFRA
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4 9. Punitive damages against Defendants Roy, Harris, and Bryan pursuant to §3294 Civil
5 Code;
7 11. For such other and further relief as the court may deem proper.
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Dated: April 24, 2007 LAW OFFICE OF EUGENE LEE
9
10 By: ___________________________________
Eugene D. Lee
11 Attorney for Plaintiff
DAVID F. JADWIN, D.O.
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Pursuant to Rule 38(b) of the Federal Rules of Civil Procedure, Plaintiff hereby demands
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trial by jury for all issues and claims triable as of right by a jury.
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Dated: April 24, 2007 LAW OFFICE OF EUGENE LEE
5
6 By: ___________________________________
Eugene D. Lee
7 Attorney for Plaintiff
DAVID F. JADWIN, D.O.
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