Sepsis Management of Neonates With Suspected or Proven Early-Onset Bacterial
Sepsis Management of Neonates With Suspected or Proven Early-Onset Bacterial
Sepsis Management of Neonates With Suspected or Proven Early-Onset Bacterial
Polin and the COMMITTEE ON FETUS AND NEWBORN Pediatrics 2012;129;1006; originally published online April 30, 2012; DOI: 10.1542/peds.2012-0541
The online version of this article, along with updated information and services, is located on the World Wide Web at:
http://pediatrics.aappublications.org/content/129/5/1006.full.html
PEDIATRICS is the official journal of the American Academy of Pediatrics. A monthly publication, it has been published continuously since 1948. PEDIATRICS is owned, published, and trademarked by the American Academy of Pediatrics, 141 Northwest Point Boulevard, Elk Grove Village, Illinois, 60007. Copyright 2012 by the American Academy of Pediatrics. All rights reserved. Print ISSN: 0031-4005. Online ISSN: 1098-4275.
CLINICAL REPORT
INTRODUCTION
Suspected sepsis is one of the most common diagnoses made in the NICU.1 However, the signs of sepsis are nonspecic, and inammatory syndromes of noninfectious origin mimic those of neonatal sepsis. Most infants with suspected sepsis recover with supportive care (with or without initiation of antimicrobial therapy). The challenges for clinicians are threefold: (1) identifying neonates with a high likelihood of sepsis promptly and initiating antimicrobial therapy; (2) distinguishing highrisk healthy-appearing infants or infants with clinical signs who do not require treatment; and (3) discontinuing antimicrobial therapy once sepsis is deemed unlikely. The purpose of this clinical report is to provide a practical and, when possible, evidence-based approach to the diagnosis and management of early-onset sepsis, dened by the National Institute of Child Health and Human Development and Vermont Oxford Networks as sepsis with onset at 3 days of age.
1006 FROM THE AMERICAN ACADEMY OF PEDIATRICS
www.pediatrics.org/cgi/doi/10.1542/peds.2012-0541 doi:10.1542/peds.2012-0541 All clinical reports from the American Academy of Pediatrics automatically expire 5 years after publication unless reafrmed, revised, or retired at or before that time. PEDIATRICS (ISSN Numbers: Print, 0031-4005; Online, 1098-4275). Copyright 2012 by the American Academy of Pediatrics
most of these women with histologic chorioamnionitis do not have a positive placental culture.3 The incidence of clinical chorioamnionitis varies inversely with gestational age. In the National Institute of Child Health and Human Development Neonatal Research Network, 14% to 28% of women delivering preterm infants at 22 through 28 weeks gestation exhibited signs compatible with chorioamnionitis.4 The major risk factors for chorioamnionitis include low parity, spontaneous labor, longer length of labor and membrane rupture, multiple digital vaginal examinations (especially with ruptured membranes), meconium-stained amniotic uid, internal fetal or uterine monitoring, and presence of genital tract microorganisms (eg, Mycoplasma hominis).5 At term gestation, less than 1% of women with intact membranes will have organisms cultured from amniotic uid.6 The rate can be higher if the integrity of the amniotic cavity is compromised by procedures before birth (eg, placement of a cerclage or amniocentesis).6 In women with preterm labor and intact membranes, the rate of microbial invasion of the amniotic cavity is 32%, and if there is preterm premature rupture of membranes (PPROM), the rate may be as high as 75%.7 Many of the pathogens recovered from amniotic uid in women with preterm labor or PPROM (eg, Ureaplasma species or Mycoplasma species) do not cause early-onset sepsis.810 However, both Ureaplasma and Mycoplasma organisms can be recovered from the bloodstream of infants whose birth weight is less than 1500 g.11 When a pathogen (eg, GBS) is recovered from amniotic uid, the attack rate of neonatal sepsis can be as high as 20%.12 Infants born to women with PPROM who are colonized with GBS have an estimated attack rate of 33% to 50% when intrapartum prophylaxis is not given.13
The major risk factors for early-onset neonatal sepsis are preterm birth, maternal colonization with GBS, rupture of membranes >18 hours, and maternal signs or symptoms of intra-amniotic infection.1416 Other variables include ethnicity (ie, black women are at higher risk of being colonized with GBS), low socioeconomic status, male sex, and low Apgar scores. Preterm birth/low birth weight is the risk factor most closely associated with early-onset sepsis.17 Infant birth weight is inversely related to risk of early-onset sepsis. The increased risk of early-onset sepsis in preterm infants is also related to complications of labor and delivery and immaturity of innate and adaptive immunity.18
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(4 colony-forming units [CFU]/mL or less). 23 Furthermore, up to 25% of infants with sepsis have low colony count bacteremia ( 4 CFU/mL), and two-thirds of infants younger than 2 months of age have colony counts <10 CFU/mL.24,25 Neal et al demonstrated that more than half of blood specimens inoculated into the aerobic bottle were less than 0.5 mL.26 A study by Connell et al indicated that blood cultures with an adequate volume were twice as likely to yield a positive result.27 A blood culture obtained through an umbilical artery catheter shortly after placement for other clinical indications is an acceptable alternative to a culture drawn from a peripheral vein.28 The risk of recovering a contaminant is greater with a blood culture drawn from an umbilical vein.29 There are, however, data to suggest that a blood culture drawn from the umbilical vein at the time of delivery using a doubly clamped and adequately prepared segment of the cord is a reliable alternative to a culture obtained peripherally.30 Urine Culture A urine culture should not be part of the sepsis workup in an infant with suspected early-onset sepsis.31 Unlike urinary tract infections in older infants (which are usually ascending infections), urinary tract infections in newborn infants are attributable to seeding of the kidney during an episode of bacteremia. Gastric Aspirates The fetus swallows 500 to 1000 mL of amniotic uid each day. Therefore, if there are white blood cells present in amniotic uid, they will be present in gastric aspirate specimens at birth. However, these cells represent the maternal response to inammation and have a poor correlation with neonatal sepsis.32 Gram stains of gastric aspirates to identify bacteria are of limited value and are not routinely recommended.33
Body Surface Cultures Bacterial cultures of the axilla, groin, and the external ear canal have a poor positive predictive accuracy. They are expensive and add little to the evaluation of an infant with possible bacterial sepsis.34,35 Tracheal Aspirates Cultures and Gram stains of tracheal aspirate specimens may be of value if obtained immediately after endotracheal tube placement.36 Once an infant has been intubated for several days, tracheal aspirates are of no value in the evaluation of sepsis.37 Lumbar Puncture The decision to perform a lumbar puncture in a neonate with suspected earlyonset sepsis remains controversial. In the high-risk, healthy-appearing infant, data suggest that the likelihood of meningitis is extremely low.38 In the infant with clinical signs that are thought to be attributable to a noninfectious condition, such as respiratory distress syndrome, the likelihood of meningitis is also low.39 However, in bacteremic infants, the incidence of meningitis may be as high as 23%.40,41 Blood culture alone cannot be used to decide who needs a lumbar puncture, because blood cultures can be negative in up to 38% of infants with meningitis.42,43 The lumbar puncture should be performed in any infant with a positive blood culture, infants whose clinical course or laboratory data strongly suggest bacterial sepsis, and infants who initially worsen with antimicrobial therapy. For any infant who is critically ill and likely to have cardiovascular or respiratory compromise from the procedure, the lumbar puncture can be deferred until the infant is more stable. Cerebrospinal uid (CSF) values indicative of neonatal meningitis are controversial. In studies that have excluded
infants with traumatic taps (or nonbacterial illnesses), the mean number of white blood cells in uninfected preterm or term infants was consistently <10 cells/mm3.4450 Cell counts 2 standard deviations from the mean were generally less than 20 cells/mm3.46 In a study by Garges et al, the median number of white blood cells in infants who were born at greater than 34 weeks gestation and had bacterial meningitis was 477/mm3.43 In contrast, the median number of white blood cells in infants who were born at less than 34 weeks gestation and had meningitis was 110/mm3.51 Infants with meningitis attributable to Gram-negative pathogens typically have higher CSF white blood cell counts than do infants with meningitis attributable to Grampositive pathogens.52 Adjusting the CSF white blood cell count for the number of red blood cells does not improve the diagnostic utility (loss of sensitivity with marginal gain in specicity).53 In addition, the number of bands in a CSF specimen does not predict meningitis.54 With a delay in analysis (>2 hours), white blood cell counts and glucose concentrations decrease signicantly.55 Protein concentrations in uninfected, term newborn infants are <100 mg/ dL.4450 Preterm infants have CSF protein concentrations that vary inversely with gestational age. In the normoglycemic newborn infant, glucose concentrations in CSF are similar to those in older infants and children (70%80% of a simultaneously obtained blood specimen). A low glucose concentration is the CSF variable with the greatest specicity for the diagnosis of meningitis.43,51 Protein concentrations are higher and glucose concentrations are lower in term than in preterm infants with meningitis. However, meningitis occurs in infants with normal CSF values, and some of these infants have high bacterial inocula.43,51
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Peripheral White Blood Cell Count and Differential Count Total white blood cell counts have little value in the diagnosis of early-onset sepsis and have a poor positive predictive accuracy. 56,57 Many investigators have analyzed subcomponents of the white blood cell count (neutrophil indices)absolute neutrophil count, absolute band count, and immature to total neutrophil (I/T)ratioto identify infected infants. Like most diagnostic tests for neonatal sepsis, neutrophil indices have proven most useful for excluding infants without infection rather than identifying infected neonates. Neutropenia may be a better marker for neonatal sepsis and has better specicity than an elevated neutrophil count, because few conditions besides sepsis (maternal pregnancy-induced hypertension, asphyxia, and hemolytic disease) depress the neutrophil count of neonates.58 The denitions for neutropenia vary with gestational age,5861 type of delivery (infants born by cesarean delivery without labor have lower counts than infants delivered vaginally),61 site of sampling (neutrophil counts are lower in samples from arterial blood),62 and altitude (infants born at elevated altitudes have higher total neutrophil counts).63 In late preterm and term infants, the denition for neutropenia most commonly used is that suggested by Manroe et al (<1800/mm3 at birth and <7800/mm3 at 1214 hours of age).58 Schmutz et al reinvestigated these reference ranges using modern cell-counting instrumentation in 30 254 infants born at 23 to 42 weeks gestation.61 Infants with diagnoses known to affect neutrophil counts (eg, those born to women with pregnancyinduced hypertension or those with early-onset sepsis) were excluded. In this study, the lower limits of normal for neutrophil values at birth were 3500/mm3 in infants born at >36 weeks gestation, 1000/mm3 in infants born at
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28 through 36 weeks gestation, and 500/mm3 in infants born at <28 weeks gestation. Peak values occurred at 6 to 8 hours after birth; the lower limits of normal at that time were 7500/mm3, 3500/mm3, and 1500/mm3 for infants born at >36 weeks gestation, 28 to 36 weeks gestation, and <28 weeks gestation, respectively.61 It is noteworthy that the study by Schmutz et al was performed at 4800 feet above sea level, whereas that of Manroe et al was performed at 500 feet above sea level. The absolute immature neutrophil count follows a similar pattern to the absolute neutrophil count and peaks at approximately 12 hours of life. The number of immature neutrophils increases from a maximal value of 1100 cells/mm3 at birth to 1500 cells/mm3 at 12 hours of age.58 Absolute immature counts have a poor sensitivity and positive predictive accuracy for early-onset sepsis.22 Furthermore, if exhaustion of bone marrow reserves occurs, the number of immature forms will remain depressed.64 The I/T ratio has the best sensitivity of any of the neutrophil indices. However, with manual counts, there are wide interreader differences in band neutrophil identication.65 The I/T ratio is <0.22 in 96% of healthy preterm infants born at <32 weeks gestational age.66 Unlike the absolute neutrophil count and the absolute band count, maximum normal values for the I/T ratio occur at birth (0.16) and decline with increasing postnatal age to a minimum value of 0.12.58 In healthy term infants, the 90th percentile for the I/T ratio is 0.27.59 A single determination of the I/T ratio has a poor positive predictive accuracy (approximately 25%) but a very high negative predictive accuracy (99%).66 The I/T ratio may be elevated in 25% to 50% of uninfected infants.67 Exhaustion of bone marrow reserves will result in low band counts and lead to falsely low ratios. The timing of the white blood cell count is critical. 68
Counts obtained 6 to 12 hours after birth are more likely to be abnormal than are counts obtained at birth, because alterations in the numbers (and ratios) of mature and immature neutrophils require an established inammatory response. Therefore, once the decision is made to start antimicrobial therapy soon after birth, it is worth waiting 6 to 12 hours before ordering a white blood cell count and differential count.68,69 Platelet Counts Despite the frequency of low platelet counts in infected infants, they are a nonspecic, insensitive, and late indicator of sepsis.70,71 Moreover, platelet counts are not useful to follow clinical response to antimicrobial agents, because they often remain depressed for days to weeks after a sepsis episode. Acute-Phase Reactants A wide variety of acute-phase reactants have been evaluated in neonates with suspected bacterial sepsis. However, only C-reactive protein (CRP) and procalcitonin concentrations have been investigated in sufciently large studies.72,73 CRP concentration increases within 6 to 8 hours of an infectious episode in neonates and peaks at 24 hours.74,75 The sensitivity of a CRP determination is low at birth, because it requires an inammatory response (with release of interleukin-6) to increase CRP concentrations.76 The sensitivity improves dramatically if the rst determination is made 6 to 12 hours after birth. Benitz et al have demonstrated that excluding a value at birth, 2 normal CRP determinations (824 hours after birth and 24 hours later) have a negative predictive accuracy of 99.7% and a negative likelihood ratio of 0.15 for proven neonatal sepsis.76 If CRP determinations remain persistently normal, it is strong evidence that bacterial sepsis is unlikely, and antimicrobial agents can be safely discontinued. Data are insufcient to recommend following sequential CRP
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concentrations to determine the duration of antimicrobial therapy in an infant with an elevated value (1.0 mg/dL). Procalcitonin concentrations increase within 2 hours of an infectious episode, peak at 12 hours, and normalize within 2 to 3 days in healthy adult volunteers.77 A physiologic increase in procalcitonin concentration occurs within the rst 24 hours of birth, and an increase in serum concentrations can occur with noninfectious conditions (eg, respiratory distress syndrome).78 Procalcitonin concentration has a modestly better sensitivity than does CRP concentration but is less specic.73 Chiesa and colleagues have published normal values for procalcitonin concentrations in term and preterm infants.79 There is evidence from studies conducted in adult populations, the majority of which focused on patients with sepsis in the ICU, that signicant reductions in use of antimicrobial agents can be achieved in patients whose treatment is guided by procalcitonin concentration.80 Sepsis Screening Panels Hematologic scoring systems using multiple laboratory values (eg, white blood cell count, differential count, and platelet count) have been recommended as useful diagnostic aids. No matter what combination of tests is used, the positive predictive accuracy of scoring systems is poor unless the score is very high. Rodwell et al described a scoring system in which a score of 1 was assigned to 1 of 7 ndings, including abnormalities of leukocyte count, total neutrophil count, increased immature polymorphonuclear leukocyte (PMN) count, increased I/T ratio, immature to mature PMN ratio >0.3, platelet count 150 000/mm3, and pronounced degenerative changes (ie, toxic granulations) in PMNs. 81 In this study, two-thirds of preterm infants and 90% of term infants with a hematologic score 3 did not have proven sepsis. 81
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Furthermore, scores obtained in the rst several hours after birth have been shown to have poorer sensitivity and negative predictive value than scores obtained at 24 hours of age.67 Sepsis screening panels commonly include neutrophil indices and acute-phase reactants (usually CRP concentration). The positive predictive value of the sepsis screen in neonates is poor ( <30%); however, the negative predictive accuracy has been high (>99%) in small clinical studies.22 Sepsis screening tests might be of value in deciding which high-risk healthy-appearing neonates do not need antimicrobial agents or whether therapy can be safely discontinued.
meningitis attributable to GBS is treated for a minimum of 14 days.88 Other focal infections secondary to GBS (eg, cerebritis, osteomyelitis, endocarditis) are treated for longer durations.88 Gramnegative meningitis is treated for minimum of 21 days or 14 days after obtaining a negative culture, whichever is longer.88 Treatment of Gram-negative meningitis should include cefotaxime and an aminoglycoside until the results of susceptibility testing are known.87,88 The duration of antimicrobial therapy in infants with negative blood cultures is controversial. Many women receive antimicrobial agents during labor as prophylaxis to prevent early-onset GBS infections or for management of suspected intra-amniontic infection or PPROM. In those instances, postnatal blood cultures may be sterile (false negative). When considering the duration of therapy in infants with negative blood cultures, the decision should include consideration of the clinical course as well as the risks associated with longer courses of antimicrobial agents. In a retrospective study by Cordero and Ayers, the average duration of treatment in 695 infants (<1000 g) with negative blood cultures was 5 3 days.89 Cotten et al have suggested an association with prolonged administration of antimicrobial agents (>5 days) in infants with suspected early-onset sepsis (and negative blood cultures) with death and necrotizing enterocolitis.90 Two recent papers also support this association.91,92
4 hours before delivery. Erythromycin is no longer recommended for prophylaxis because of high resistance rates. In parturients who have a nonserious penicillin allergy, cefazolin is the drug of choice. For parturients with a history of serious penicillin allergy (anaphylaxis, angioedema, respiratory compromise, or urticaria), clindamycin is an acceptable alternative agent, but only if the womans rectovaginal GBS screening isolate has been tested and documented to be susceptible. If the clindamycin susceptibility is unknown or the GBS isolate is resistant to clindamycin, vancomycin is an alternative agent for prophylaxis. However, neither clindamycin nor vancomycin has been evaluated for efcacy in preventing early-onset GBS sepsis in neonates. Intrapartum antimicrobial agents are indicated for the following situations93: 1. Positive antenatal cultures or molecular test at admission for GBS (except for women who have a cesarean delivery without labor or membrane rupture) 2. Unknown maternal colonization status with gestation <37 weeks, rupture of membranes >18 hours, or temperature >100.4F (>38C) 3. GBS bacteriuria during the current pregnancy 4. Previous infant with invasive GBS disease Management guidelines for the newborn infant have been published93 and are available online (http://www.cdc. gov/groupbstrep/guidelines/index.html).
hours of life. Approximately 1% of infants will appear healthy at birth and then develop signs of infection after a variable time period.21 Every critically ill infant should be evaluated and receive empirical broad-spectrum antimicrobial therapy after cultures, even when there are no obvious risk factors for sepsis. The greatest difculty faced by clinicians is distinguishing neonates with early signs of sepsis from neonates with noninfectious conditions with relatively mild ndings (eg, tachypnea with or without an oxygen requirement). In this situation, data are insufcient to guide management. In more mature neonates without risk factors for infection who clinically improve over the rst 6 hours of life (eg, need for oxygen is decreasing and respiratory distress is resolving), it is reasonable to withhold antimicrobial therapy and monitor the neonates closely. The 6-hour window should not be considered absolute; however, most infants without infection demonstrate some improvement over that time period. Any worsening of the infants condition should prompt
starting antimicrobial agents after cultures have been obtained. Challenge 2: Identifying Healthy-Appearing Neonates With a High Likelihood of Early-Onset Sepsis Who Require Antimicrobial Agents Soon After Birth This category includes infants with 1 of the risk factors for sepsis noted previously (colonization with GBS, prolonged rupture of membranes >18 hours, or maternal chorioamnionitis). GBS is not a risk factor if the mother has received adequate intrapartum therapy (penicillin, ampicillin, or cefazolin for at least 4 hours before delivery) or has a cesarean delivery with intact membranes in the absence of labor.93 The risk of infection in the newborn infant varies considerably with the risk factor present. The greatest risk of early-onset sepsis occurs in infants born to women with chorioamnionitis who are also colonized with GBS and did not receive intrapartum antimicrobial agents. Earlyonset sepsis does occur in infants who appear healthy at birth.21 Therefore,
CLINICAL CHALLENGES
Challenge 1: Identifying Neonates With Clinical Signs of Sepsis With a High Likelihood of Early-Onset Sepsis Who Require Antimicrobial Agents Soon After Birth Most infants with early-onset sepsis exhibit abnormal signs in the rst 24
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FIGURE 1
Evaluation of asymptomatic infants <37 weeks gestation with risk factors for sepsis. aThe diagnosis of chorioamnionitis is problematic and has important implications for the management of the newborn infant. Therefore, pediatric providers are encouraged to speak with their obstetrical colleagues whenever the diagnosis is made. bLumbar puncture is indicated in any infant with a positive blood culture or in whom sepsis is highly suspected on the basis of clinical signs, response to treatment, and laboratory results. IAP, intrapartum antimicrobial prophylaxis; WBC, white blood cell; Diff, differential white blood cell count.
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some clinicians use diagnostic tests with a high negative predictive accuracy as reassurance that infection is not present (allowing them to withhold antimicrobial agents). The decision of whether to treat a high-risk infant depends on the risk factors present, the frequency of observations, and gestational age. The threshold for
initiating antimicrobial treatment generally decreases with increasing numbers of risk factors for infection and greater degrees of prematurity. Suggested algorithms for management of healthy-appearing, high-risk infants are shown in Figs 1, 2, and 3. Screening blood cultures have not been shown to be of value.21
CONCLUSIONS
The diagnosis and management of neonates with suspected early-onset sepsis are based on scientic principles modied by the art and experience of the practitioner. The following are wellestablished concepts related to neonatal sepsis: 1. Neonatal sepsis is a major cause of morbidity and mortality. 2. Diagnostic tests for early-onset sepsis (other than blood or CSF cultures) are useful for identifying infants with a low probability of sepsis but not at identifying infants likely to be infected. 3. One milliliter of blood drawn before initiating antimicrobial therapy is needed to adequately detect bacteremia if a pediatric blood culture bottle is used.
FIGURE 2
Evaluation of asymptomatic infants 37 weeks gestation with risk factors for sepsis. The diagnosis of chorioamnionitis is problematic and has important implications for the management of the newborn infant. Therefore, pediatric providers are encouraged to speak with their obstetrical colleagues whenever the diagnosis is made. bLumbar puncture is indicated in any infant with a positive blood culture or in whom sepsis is highly suspected on the basis of clinical signs, response to treatment, and laboratory results. WBC, white blood cell; Diff, differential white blood cell count.
a
4. Cultures of supercial body sites, gastric aspirates, and urine are of no value in the diagnosis of earlyonset sepsis. 5. Lumbar puncture is not needed in all infants with suspected sepsis (especially those who appear healthy) but should be performed for infants with signs of sepsis who can safely undergo the procedure, for infants with a positive blood culture, for infants likely to be bacteremic (on the basis of laboratory data), and infants who do not respond to antimicrobial therapy in the expected manner. 6. The optimal treatment of infants with suspected early-onset sepsis is broad-spectrum antimicrobial agents (ampicillin and an aminoglycoside). Once the pathogen is identi ed, antimicrobial therapy should be narrowed (unless synergism is needed). 7. Antimicrobial therapy should be discontinued at 48 hours in clinical situations in which the probability of sepsis is low.
FIGURE 3
Evaluation of asymptomatic infants 37 weeks gestation with risk factors for sepsis (no chorioamnionitis). aInadequate treatment: Dened as the use of an antibiotic other than penicillin, ampicillin, or cefazolin or if the duration of antibiotics before delivery was <4 h. bDischarge at 24 h is acceptable if other discharge criteria have been met, access to medical care is readily accessible, and a person who is able to comply fully with instructions for home observation will be present. If any of these conditions is not met, the infant should be observed in the hospital for at least 48 h and until discharge criteria are achieved. IAP, intrapartum antimicrobial prophylaxis; WBC, white blood cell; Diff, differential white blood cell count.
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LEAD AUTHOR
Richard A. Polin, MD
Ann L. Jefferies, MD Canadian Paediatric Society Rosalie O. Mainous, PhD, RNC, NNP National Association of Neonatal Nurses Tonse N. K. Raju, MD, DCH National Institutes of Health
STAFF
Jim Couto, MA
REFERENCES
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Management of Neonates With Suspected or Proven Early-Onset Bacterial Sepsis Richard A. Polin and the COMMITTEE ON FETUS AND NEWBORN Pediatrics 2012;129;1006; originally published online April 30, 2012; DOI: 10.1542/peds.2012-0541
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