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NHPC Application Form DetailsTNC PDF

1. The document outlines the terms and conditions agreed to by an applicant for allotment of bonds from NHPC Limited. 2. It includes undertakings by the applicant that they have read and understood the prospectus, applied for allotment of bonds, and agree to accept any bonds allotted as per the prospectus. 3. It also provides contact details for NHPC Limited, the registrar, and additional terms for applicants wishing to hold bonds in physical form or through the ASBA process.

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0% found this document useful (0 votes)
666 views47 pages

NHPC Application Form DetailsTNC PDF

1. The document outlines the terms and conditions agreed to by an applicant for allotment of bonds from NHPC Limited. 2. It includes undertakings by the applicant that they have read and understood the prospectus, applied for allotment of bonds, and agree to accept any bonds allotted as per the prospectus. 3. It also provides contact details for NHPC Limited, the registrar, and additional terms for applicants wishing to hold bonds in physical form or through the ASBA process.

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Day Night
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I/We hereby agree and confirm that:

1. I/We have read, understood and agreed to the contents and terms and conditions of NHPC LIMITED Prospectus dated October 10, 2013 (Prospectus)
2. I/We hereby apply for allotment of the Bonds to me/us and the amount payable on application is remitted herewith.
3. I/We hereby agree to accept the Bonds applied for or such lesser number as may be allotted to me/us in accordance with the contents of the Prospectus subject to applicable statutory and/or regulatory requirements.
4. I/We irrevocably give my/our authority and consent to IDBI Trusteeship Services Limited, to act as my/our trustees and for doing such acts as are necessary to carry out their duties in such capacity.
5. I am/We are Indian National(s) resident in India and I am/ we are not applying for the said Bonds as nominee(s) of any person resident outside India and/or Foreign National(s).
6. The application made by me/us do not exceed the investment limit on the maximum number of Bonds which may be held by me/us under applicable statutory and/or regulatory requirements.
7. In making my/our investment decision I/We have relied on my/our own examination of the company and the terms of the issue, including the merits and risks involved and my/our decision to make this application is solely based on disclosures contained in the Prospectus.
8. I/We have obtained the necessary statutory and/or regulatory permissions/approvals for applying for, subscribing to, and seeking allotment of the Bonds applied for.
9. Addi ti onal Undertaki ng, i n case of ASBA Appl i cants:
1) I/We hereby undertake that I/We am/are an ASBA Applicant(s) as per applicable provisions of the SEBI Regulations; 2) In accordance with ASBA process provided in the SEBI Regulations and disclosed in the Prospectus, I/We authorize (a) the Lead Managers/
Consortium Members/ Sub-Consortium Members / Brokers/Sub Brokers/Trading Members (in Specified cities only) or the SCSBs, as the case may be, to do all acts as are necessary to make the Application in the Issue, including uploading my/our application, blocking
or unblocking of funds in the bank account maintained with the SCSB as specified in the Application Form, transfer of funds to the Public Issue Account on receipt of instruction from the Registrar to the Issue, after finalization of Basis of Allotment; and (b) the Registrar
to the Issue to issue instruction to the SCSBs to unblock the funds in the specified bank account upon finalization of the Basis of Allotment. 3) In case the amount available in the specified Bank Account is insufficient as per the Application, the SCSB shall reject the
Application.
10. Addi ti onal Undertaki ng i n case the Appl i cant wi shes to hol d the Bonds i n physi cal form:
1. In terms of Section (8)(1) of the Depositories Act, 1996, I/we wish to hold the Bonds in physical form. 2. I/We confirm that the Information provided in this form is true and correct and I/We enclose herewith self attested copies of the KYC Documents. 3. I/
We confirm that we do not hold any Demat Account.
APPLICANT'S UNDERTAKING
2
TEAR HERE
G In case of queries related to allotment/ credit of Allotted Bonds/Refund, the Applicants
should contact Registrar to the Issue.
In case of ASBA Application submitted to the SCSBs, the Applicants should contact the
relevant SCSB.
In case of queries related to upload of Applications submitted to the Lead Managers/
Consortium/Sub-Consortium Members/Brokers/Sub Brokers/Trading Member should contact
the relevant Lead Managers/Consortium /Sub-Consortium Members/Brokers/Sub Brokers/
Trading Member.
Acknowledgement is subject to realisation of Cheque/DD/Availability of Funds in the
ASBA account
COMPANY CONTACT DETAILS REGISTRAR CONTACT DETAILS
NHPC LIMITED
NHPC LI MI TED
Regi stered and Corporate Offi ce: NHPC Of f i ce Compl ex,
Sect or - 33, Fari dabad 121 003, Haryana, I ndi a.
Tel : +91 129 227 8421. Fax: +91 129 227 7941. E-mai l :
companysecret ary@nhpc. ni c. i n. Website: www. nhpci ndi a. com.
Contact Person and Compl i ance Offi cer: Mr. Vi j ay Gupt a,
Company Secret ary. Tel : +91 129 227 8421. Fax: +91 129
227 8018. E-mai l : companysecret ary@nhpc. ni c. i n.
KARVY COMPUTERSHARE PRIVATE LIMITED
Plot No. 17 to 24, Vithalrao Nagar, Madhapur, Hyderabad
500 081- A.P., India, Tel: +91 (40) 4465 5000; Fax: +91 (40)
2343 1551; E-mai l : ei nward.ri [email protected]; Investor
Gri evance Emai l : [email protected]; Websi te:
www.kari sma.karvy.com; Contact Person: Mr. M. Mural i
Krishna; SEBI Registration Number: INR000000221
KYC Documents: (To be submitted only for holding Bonds in Physical Form). Self-attested copies of the following documents are required to be submitted by the Applicants as KYC Documents:
1. Self-attested copy of the PAN card or proof of identification in case of Applications by or on behalf of the Central or State Government and the officials appointed by the courts and by Applicants residing in the State of Sikkim; 2. Self-attested copy of proof of residence.
Any of the following documents shall be considered as a verifiable proof of residence: ration card issued by the GoI; or valid driving license issued by any transport authority of the Republic of India; or electricity bill (not older than three months); or landline telephone
bill (not older than three months); or valid passport issued by the GoI; or voters identity card issued by the GoI; or passbook or latest bank statement issued by a bank operating in India; or registered leave and license agreement or agreement for sale or rent
agreement or flat maintenance bill. AADHAR letter, issued by Unique Identification Authority of India, GoI. 3. Self-attested copy of a cancelled cheque of the bank account to which the amounts pertaining to payment of refunds, interest and redemption, as applicable, should
be credited. For further details pertaining to KYC Documents, see the section titled "Applications By Various Applicant Categories" on page [] of this Abridged Prospectus.
INVESTOR CATEGORIES
*The Company shall Allot Series 2A/ Series 2B (depending upon the category of applicants) to all valid applications, wherein the Applicants have not indicated their choice of the relevant Series of Bond.
**In pursuance of the CBDT Notification and for avoidance of doubt, it is clarified as under: a.) The coupon rates indicated under Series 1B, Series 2B and Series 3B shall be payable only on the Portion of Bonds allotted to RIIs in the Issue. Such coupon is payable only if on the Record Date for
payment of interest, the Bonds are held by investors falling under RII Category viz Category IV. b.) In case the Bonds allotted against Series 1B, Series 2B and Series 3B are transferred by RIIs to Non-RIIs viz, QIBs, Corporates and/or High Networth Individuals, the coupon rate on such Bonds shall
stand at par with coupon rate applicable on Series 1A, Series 2A and Series 3A respectively. c.) If the Bonds allotted against Series 1B, Series 2B and Series 3B are sold/ transferred by the RIIs to investor(s) who fall under the RII category as on the Record Date for payment of interest, then the
coupon rates on such Bonds shall remain unchanged; d.) Bonds allotted against Series 1B, Series 2B and Series 3B shall continue to carry the specified coupon rate if on the Record Date for payment of interest, such Bonds are held by investors falling under RII Category; e.) If on any Record
Date, the original RII allotee(s)/ transferee(s) hold the Bonds under Series 1B, Series 2B and Series 3B for an aggregate face value amount of over Rs. 10 lakh, then the coupon rate applicable to such RII allottee(s)/transferee(s) on Bonds under Series 1B, Series 2B, Series 3B shall stand at par
with coupon rate applicable on Series 1A, Series 2A, and Series 3A, respectively; f.) Bonds allotted under Series 1A, Series 2A and Series 3A shall carry coupon rates indicated above till the respective maturity of Bonds irrespective of Category of holder(s) of such Bonds; g.) For the purpose of
classification and verification of status of the RII Category of Bondholders, the aggregate face value of Bonds held by the Bondholders in all the Series of Bonds, allotted under the respective Issue shall be clubbed and taken together on the basis of PAN.
***In terms of Regulation 4(2) (d) of the Debt Regulations, the Company will make public issue of the Bonds in the dematerialised form. However, in terms of Section 8 (1) of the Depositories Act, the Company, at the request of the Investors who wish to hold the Bonds in physical form will
fulfil such request. However, trading in Bonds shall be compulsorily in dematerialised form.
Early closure or Extension of the issue: The Issue shall remain open for subscription from 10.00 a.m. to 5.00p.m.(Indian Standard Time) during the period indicated above with an option for early closure or extension, as may be decided by the Board of Directors or the Functional Authority. In the event of
such early closure or extension of the subscription list of the Issue, the Company shall ensure that public notice of such early closure/extension is published on or before such early date of closure or the Issue Closing Date, as applicable, through advertisement(s) in atleast one leading national daily newspaper.
Basis of Allotment: For Basis of Allotment details, please refer point no. 59 of this Abridged Prospectus. For Grounds for Technical Rejection: Please refer to point no. 38 of this Abridged Prospectus.
Category I ("Qualified Institutional Buyers") ("QIBs")
#
Sub Category Code
Public Financial Institutions as defined in Section 4A of the Companies Act, 1956 11
Scheduled commercial banks which are authorised to invest in the Bonds; 12
Provident funds with minimum corpus of ` 25 crores, which are authorised to invest in the Bonds; 13
Pension funds with minimum corpus of ` 25 crores, which are authorised to invest in the Bonds; 14
Insurance companies registered with the IRDA; 15
National Investment Fund set up by resolution no. F. No. 2/3/2005-DDII dated November 23, 2005 of the 16
Government of India published in the Gazette of India;
Mutual funds registered with SEBI; 17
Indian Alternative Investment Funds, subject to investment conditions applicable to them under the Securities 18
and Exchange Board of India (Alternative Investment Funds) Regulations, 2012
State industrial development corporations, which are authorised to invest in the Bonds; 19
Insurance funds set up and managed by the army, navy or air force of the Union of India; and 20
Insurance funds set up and managed by the Department of Posts, India; 55
Category I I (Corporates)
#
Companies within the meaning of section 2 (20) of the Companies Act 2013; 21
Statutory bodies/corporations; 22
Cooperative banks; 23
Category I I (Corporates)
#
(contnd . . . . . . . . ) Sub Category Code
Trusts 24
Limited liability partnerships; registered under the provisions of LLP Act. 25
Partnershi p fi rms i n the name of partners; 26
Regi onal rural banks; 27
Soci eti es regi stered under the appl i cabl e l aw i n Indi a and authori zed to i nvest i n Bonds; and 28
Association of Persons 29
Other domestic legal entities, subject to compliance with their respective applicable legislations. 30
Cat egor y I I I ( Hi gh Net wor t h I ndi vi dual s) ( HNI s)
The fol l owi ng Investors appl yi ng for an amount aggregati ng to above `10 l akhs across al l
Series of Bonds in this Issue:
Resident Indian individuals 31
Hindu Undivided Families through the Karta; 32
Cat egor y I V ( Ret ai l I ndi vi dual I nvest or s) ( RI I s)
The fol l owi ng Investors appl yi ng for an amount aggregati ng upto and i ncl udi ng ` 10 l akhs
across all Series of Bonds in this Issue:
Resident Indian individuals; 41
Hi ndu Undi vi ded Fami l i es through the Karta; 42
ISSUE RELATED INFORMATION FOR FILLING THE APPLICATION FORM
ISSUE STRUCTURE
Options / Series of Bonds
*
Series 1A Series 2A Series 3A
Coupon rate (%) p.a. For Category I, II & III
**
8. 18% 8. 54% 8. 67%
Annualised yield (%) p.a. For Category I, II & III
**
8. 18% 8. 54% 8. 67%
Options / Series of Bonds
*
Series 1B Series 2B Series 3B
Coupon rate (%) p.a. For Category IV
**
8. 43% 8. 79% 8. 92%
Annualised yield (%) p.a. For Category IV
**
8. 43% 8. 79% 8. 92%
For Category I, II, III

and IV
**
Frequency of Coupon / Interest Payment Annual
Minimum Application size 5 Bonds (` 5,000) (invidually or collectively, across all series)
Mode of Allotment In dematerialised form and physical form, at the option of the Applicant***
Face value / Issue price ` 1,000 per Bond.
Tenor 10 years. 15 years. 20 years.
Coupon / Interest Type Fixed coupon rate
Maturity / Redemption Date 10 years from the Deemed Date of Allotment. 15 years from the Deemed Date of Allotment. 20 years from the Deemed Date of Allotment.
Redemption Amount (`/Bond) Repayment of the Face Value plus any interest at the applicable Coupon / Interest Rate that may have accrued at the Redemption Date
Put/Call Option There is no put/call option for the Bonds.
Security A pari passu first charge on specific assets of the Company, as may be mentioned in the Bond Trust Deed, with an asset cover of one time of the total
outstanding amount of Bonds. The Company reserves the right to create first pari passu charge on the said specific project assets for its present and future
financial requirements or otherwise, without requiring the consent of, or intimation to, the Bondholders or the Bond Trustee in this connection, provided that
a minimum security cover of 1 (one) times is maintained
#
With regard to section 372A(3) of the Companies Act, 1956, Kindly refer to General Circular No. 6/2013 dated March 14, 2013 Ministery of Corporate Affairs, GoI clarifying that in case where the effective yield on tax free bonds is greater than the prescribing bank rate, there shall be no violation of
Section 372A(3) of the Companies Act, 1956.
NHPC LIMITED
3
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
ISSUE PROGRAMME
**
ISSUE OPENING DATE: OCTOBER 18, 2013
ISSUE CLOSING DATE: NOVEMBER 11, 2013
Please ensure that you read the Prospectus and the general instructions contained in this Memorandum before applying in the Issue. Unless
otherwise specied, all capitalised terms used in this form shall have the meaning ascribed to such terms in the Prospectus. e investors are
advised to retain a copy of Prospectus/Abridged Prospectus for their future reference.
THIS ABRIDGED PROSPECTUS CONSISTS OF 48 PAGES, PLEASE ENSURE THAT YOU GET ALL PAGES
**The Issue shall remain open for subscription from 10.00 a.m. to 5.00p.m.(Indian Standard Time) during the period indicated above with an option for early closure or extension, as may be decided by the Board of
Directors or the Functional Authority. In the event of such early closure or extension of the subscription list of the Issue, the Company shall ensure that public notice of such early closure/extension is published on or
before such early date of closure or the Issue Closing Date, as applicable, through advertisement(s) in atleast one leading national daily newspaper.
IDBI Trusteeship Services Limited has vide its letter dated September 27, 2013 given its consent for its appointment as Bond Trustee to the Issue and for its name to be included in the Prospectus and in all the subsequent
periodical communications sent or to be sent to the holders of the Bonds issued pursuant to this Issue.
A copy of the Prospectus shall be hled with the Registrar of Companies, National Capital Territory of Delhi and Haryana, in terms Section 56 and 60 of the Companies Act, 1956 and other applicable provisions of the
Companies Act, 2013 along with the requisite endorsed/ certihed copies of all documents. For more information, see "Material Contracts and Documents for Inspection" on page 235 of the Prospectus
NHPC LIMITED
(A Government of India undertaking)
Our Company was incorporated on November 7, 1975 under the Companies Act, 1956 as a private limited company under the name National Hydroelectric Power Corporation
Private Limited The word private was subsequently deleted from the name of our Company on September 18, 1976. Our Company was converted into a public limited company
with effect from April 2, 1986. On March 28, 2008, our name was changed to our present name NHPC Limited.
Registered and Corporate Ofce: NHPC OIfce Complex, Sector - 33, Faridabad 121 003, Haryana, India.
Tel: +91 129 227 8421. Fax: +91 129 227 7941. E-mail: [email protected]. Website: www.nhpcindia.com.
For details oI changes in our registered oIfce, see the Section titled History and Certain Corporate Matters on page 97 of the Prospectus.
Contact Person and Compliance Ofcer: Mr. Vijay Gupta, Company Secretary. Tel: +91 129 227 8421. Fax: +91 129 227 8018. E-mail: [email protected].
PROMOTER OF THE COMPANY: THE PRESIDENT OF INDIA, ACTING THROUGH THE MINISTRY OF POWER, GOVERNMENT OF INDIA
PUBLIC ISSUE BY NHPC LIMITED (COMPANY OR ISSUER OR NHPC) OF TAX FREE, SECURED, REDEEMABLE, NON-CONVERTIBLE BONDS IN
THE NATURE OF DEBENTURES OF FACE VALUE OF RS. 1,000 EACH, HAVING TAX BENEFITS UNDER SECTION 10(15)(iv)(h) OF THE INCOME TAX ACT,
1961, AS AMENDED (BONDS) FOR AN AMOUNT AGGREGATING UP TO Rs. 500 CRORE WITH AN OPTION TO RETAIN OVERSUBSCRIPTION UP TO
Rs. 500 CRORE FOR ISSUANCE OF ADDITIONAL BONDS AGGREGATING TO A TOTAL OF UP TO Rs. 1,000 CRORE* (ISSUE) DURING FISCAL 2014.
The Issue is being made under the Securities and Exchange Board oI India (Issue and Listing oI Debt Securities) Regulations, 2008, as amended (the 'SEBI Debt Regulations)
and pursuant to Notifcation No. 61/2013.F.No.178/37/2013-(ITA.1) dated August 8, 2013 issued by the Central Board oI Direct Taxes, Department oI Revenue, Ministry oI Finance,
Government oI India ('CBDT Notication), by virtue oI powers conIerred on it under section 10(15)(iv)(h) oI the Income Tax Act, 1961, as amended (the 'Income Tax Act).
* In terms of the CBDT Notihcation, our Company is allowed to raise tax free bonds upto a maximum amount of Rs. 1,000 crore in the Fiscal 2014, out of which our Company is
required to raise a minimum of 70 i.e. Rs. 700 crore through public issue. Further, our Company may at its discretion, raise upto a maximum of Rs. 300 crore through private
placement route, wherein suitable amount shall be earmarked for sovereign wealth funds, pension and gratuity funds. In case our Company decides to raise funds through private
placement route, the amount of oversubscription that may be retained through public issue shall stand reduced accordingly. Our Company shall ensure that the tax free bonds issued
through public issue and private placement route shall together not exceed Rs. 1,000 crore during the Fiscal 2014.
GENERAL RISKS
Investors are advised to read the Risk Factors careIully beIore taking an investment decision in relation to the Issue. For taking an investment decision, investors must rely on their
own examination oI the Issuer and the Issue, including the risks involved. Specifc attention is invited to 'Risk Factors on page 14 oI the Prospectus and 'Material Developments.
This document has not been and will not be approved by any regulatory authority in India, including the Securities and Exchange Board oI India ('SEBI), the Reserve Bank oI
India ('RBI), any registrar oI companies or any stock exchange in India.
ISSUERS ABSOLUTE RESPONSIBILITY
The Issuer, having made all reasonable inquiries, accepts responsibility Ior and confrms that the Prospectus contains all inIormation with regard to the Issuer and the Issue which is
material in the context oI the Issue that the inIormation contained in the Prospectus is true and correct in all material respects and is not misleading in any material respect, that the
opinions and intentions expressed herein are honestly held and that there are no other material Iacts, the omission oI which makes the Prospectus as a whole or any such inIormation
or the expression oI any such opinions or intentions misleading in any material respect at the time oI the Issue.
CREDIT RATING
ICRA Limited has, vide its letter dated September 27, 2013, assigned a credit rating oI '|ICRA| AAA to the Bonds. Instruments with this rating are considered to have the highest
degree oI saIety regarding timely servicing oI fnancial obligations. Such instruments carry lowest credit risk. India Rating & Research Private Limited has, vide its letter dated
October 1, 2013 assigned a credit rating oI IND AAA` to the Bonds. Instruments with this rating are considered to have the highest degree oI saIety regarding timely servicing oI
fnancial obligations. Such instruments carry lowest credit risk. Credit Analysis & Research Limited has, vide its letter dated September 27, 2013, assigned a credit rating oI CARE
AAA` to the Bonds. Instruments with this rating are considered to have the highest degree oI saIety regarding timely servicing oI fnancial obligations. Such instruments carry lowest
credit risk. These ratings are not a recommendation to buy, sell or hold securities, and investors should take their own decision. These ratings are subject to revision or withdrawal
at any time by the assigning rating agency(ies) and should be evaluated independently oI any other ratings. For the rationale Ior these ratings, see Annexure B Credit Rating
of the Prospectus.
PUBLIC COMMENTS
The DraIt Prospectus dated September 28, 2013 was fled with NSE (Designated Stock Exchange) and BSE, pursuant to regulation 6(2) oI the SEBI Debt Regulations and was open
Ior public comments Ior a period oI 7 (seven) Working Days.
LISTING
The Bonds are proposed to be listed on NSE and BSE. Our Company has obtained in-principle listing approval Irom NSE and BSE vide their letter no. NSE/LIST/218220-W dated
October 8, 2013 and letter no. DCS/SP/PI-BOND/07/13-14 dated October 8, 2013, respectively. For the purpose oI the Issue, NSE shall be the Designated Stock Exchange.
NHPC LIMITED
4
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
LEAD MANAGERS TO THE ISSUE
A. K. Capital Services Limited
30-39, Free Press House, Free Press Journal Marg,
215, Nariman Point, Mumbai 400021
Tel: 91 22 6754 6500/ 6634 9300
Facsimile: 91 22 6610 0594
Email: nhpctIbonds13akgroup.co.in
Investor Grievance Email: investor.grievanceakgroup.co.in
Website: www.akcapindia.com
Contact Person: Mr. Mandeep Singh/ Mr. Lokesh Singhi
Compliance OIfcer: Mr. Vikas Agarwal
SEBI Registration No.: INM000010411
Axis Capital Limited
1st foor, Axis House,
C-2 Wadia International Centre
P.B. Marg, Worli, Mumbai- 400025
Tel: 91 22 4325 2525
Facsimile: 91 22 4325 3000
Email: nhpctaxIreeaxiscap.in
Investor Grievance Email: complaintsaxiscap.in
Website: www.axiscapital.co.in
Contact Person: Mr. Akash Aggarwal
Compliance OIfcer: Mr. M. Natarajan
SEBI Registration No.: INM000012029
REGISTRAR TO THE ISSUE
Karvy Computershare Private Limited
Plot No. 17 to 24, Vithalrao Nagar, Madhapur,
Hyderabad 500 081- A.P., India
Tel: 91 (40) 4465 5000;
Fax: 91 (40) 2343 1551;
E-mail: einward.riskarvy.com;
Investor Grievance Email: nhpcbondskarvy.com;
Website: www.karisma.karvy.com;
Contact Person: Mr. M. Murali Krishna;
SEBI Registration Number: INR000000221
BOND TRUSTEE TO THE ISSUE
IDBI Trusteeship Services Limited
Asian Building, Ground Floor,
17, R. Kamani Marg, Ballard Estate,
Mumbai Maharashtra 400 001
Tel: +91 22 4080 7000
Facsimile: 91 22 6631 1776
Email: itslidbitrustee.com
Investor Grievance Email: responseidbitrustee.com
Website: www.idbitrustee.com
Contact Person: Sarita Iyer
SEBI Registration No.: IND000000460
IDBI Trusteeship Services Limited has by its letter dated September 27, 2013 given
its consent Ior its appointment as Bond Trustee to the Issue and Ior its name to be
included in the Prospectus and in all the subsequent periodical communications sent
to the holders oI the Bonds issued, pursuant to this Issue and pursuant to Regulation
4(4) oI the Debt Regulations.
LEGAL ADVISOR TO THE ISSUE
Dhir & Dhir Associates
D-55, DeIence Colony, New Delhi 110 024
Tel.: 91 (11) 4241 0000
Fax: 91 (11) 4241 0091
E-mail: nhpctaxIreebondsdhirassociates.com
Contact Person: Girish Rawat
Website: www.dhirassociates.com
COMPANY SECRETARY AND COMPLIANCE OFFICER
Vijay Gupta
NHPC OIfce Complex,
1st Floor, Sector - 33,
Faridabad,
Haryana - 121 003, India
Tel: +91 129 227 8421
Fax: 91 129 227 8018
E-mail: companysecretarynhpc.nic.in
Website: www.nhpcindia.com
CHIEF FINANCIAL OFFICER
A.B.L. Srivastava,
Director (Finance),
NHPC OIfce Complex, Sector - 33, Faridabad, PIN - 121 003, Haryana, India
Tel: +91 129 227 8021
Fax: 91 129 227 8025
Email: dir-fnnhpc.nic.in
Investors may contact the Registrar to the Issue or the Compliance Ofcer in case
of any pre-Issue or post-Issue related problems such as non-receipt of Allotment
Advice, bond certicate (for Applicants who have applied for Allotment in
physical form), demat credit or refund orders.
All grievances relating to the Issue may be addressed to the Registrar to the
Issue, giving full details such as name, Application Form number, address of the
Applicant, number of Bonds applied for, Series of Bonds applied for, amount
paid on application, Depository Participant and the Collection Centre of the
Members of the Syndicate where the Application was submitted.
All grievances relating to the ASBA process may be addressed to the Registrar
to the Issue with a copy to either (a) the relevant Designated Branch of the SCSB
where the Application Form was submitted by the ASBA Applicant, or (b) the
concerned Member of the Syndicate and the relevant Designated Branch of
the SCSB in the event of an Application submitted by an ASBA Applicant at
any of the Syndicate ASBA centres, giving full details such as name, address of
Applicant, Application Form number, series/option applied for number of Bonds
applied for, amount blocked on Application.
All grievances arising out of Applications for the Bonds made through the Online
Stock Exchange Mechanism or through Trading Members may be addressed
directly to the relevant Stock Exchange.
STATUTORY AUDITORS
M/s S. N. Nanda & Co.
Chartered Accountants, C-43, Pamposh Enclave, New Delhi
Tel. No.: 91 (11) 26227853/ 26227854 ; Fax.: 91 (11) 26227853
Email: snncosnnco.net; Website: www.snnco.net
Registration number: 000685N
Contact Person: CA. S. N. Nanda
M/s Gupta Gupta & Associates
Chartered Accountants
142, Sector 3, Trikuta Nagar, Jammu, Jammu & Kashmir
Tel. No.: 91 (0191) 2472 121, Fax.: 91 (0191) 2472 212
Email: ggajmuyahoo.com ; Registration number: 001728N
Contact Person: CA. R.K. Gupta and Ekta Jain
NHPC LIMITED
5
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
M/s Singhi & Co.
Chartered Accountants,
Emerald House, 4th Floor, 1-B, Old Post OIfce Street, Kolkata ,West Bengal
Tel. No.: 91 (033) 2248 4573/ 2248 4577; Fax.: 91 (033) 2203 3503
Email: Kolkatasinghico.com; Website: www.bakertillysinghi.com
Registration number: 302049E; Contact Person: CA. P.K. Singhi
M/s Tiwari & Associates
Chartered Accountants, T-8, Green Park Extension, New Delhi 110 016
Tel. No.: 91 (11) 2616 6225 ; Fax.: 91 (11) 2619 8237
Email: sandeepsandillgmail.com; Registration number: 002870N
Contact Person: CA. Sandeep Sandill
ESCROW COLLECTION BANKS/ BANKERS TO THE ISSUE
ICICI Bank Limited, IndusInd Bank Limited, HDFC Bank Limited, Yes Bank
Limited, Axis Bank Limited, IDBI Bank Limited, Kotak Mahindra Bank
Limited, State Bank of India. For further details, please refer to section General
Information' on page 49 of the Prospectus.
SELF CERTIFIED SYNDICATE BANKS
The list oI Designated Branches that have been notifed by SEBI to act as SCSBs
Ior ASBA process is provided on http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/
Recognised-Intermediaries or at such other website as may be prescribed by SEBI
Irom time to time. For more inIormation on the Designated Branches collecting
ASBA Applications, see the above mentioned web-link.
REFUND BANK TO THE ISSUE
Yes Bank Limited
Indiabulls Finance Centre, Tower 2, 23rd Floor, Senapati Bapat Marg,
Elphinstone (W), Mumbai- 400013
Tel: 91 (22) 3347 7110; Fax: 91 (22) 2497 4875
Email: dlbtiservicesyesbank.in; Website: www.yesbank.in
Registration number: INBI00000935; Contact Person: Mr. Paresh Kulkarni
CREDIT RATING AGENCIES
ICRA Limited
Building No. 8, 2nd foor, Tower A, DLF Cyber City, Phase II, Gurgaon 122 002
Tel: 91 (124) 4545 310; Fax: 91 (124) 4050 424
Email: vivekicraindia.com; Investor Grievance Email: investorsicraindia.com
Contact Person: Mr. Vivek Mathur; Website: www.icra.in
SEBI Registration Number: IN/CRA/003/1999
India Ratings and Research Private Limited
Wockhardt Towers, 4th Floor, Bandra Kurla Complex, Bandra East, Mumbai 400051
Tel: 91 22 4000 1700; Fascimile: 91 22 4000 1701
Email:shrikant.devindiaratings.co.in
Investor Grievance E-mail Id:investor.servicesindiaratings.co.in
Contact Person: Mr. Shrikant Dev, Compliance OIfcer
Website:www.indiaratings.co.in; SEBI Registration No.: IN/CRA/002/1999
Credit Analysis and Research Limited
3rd Floor, B-47, Inner Circle, Connaught Place, New Delhi 110 001
Tel: 91 (11) 4533 3232; Facsimile: 91 (11) 4533 3228
Email: sudhir.kumarcareratings.com
Contact Person: Mr. Sudhir Kumar; Website: www.careratings.com
SEBI Registration No.: IN/CRA/004/1999
CONSORTIUM MEMBERS FOR MARKETING THE ISSUE
In addition to the Lead Managers, the Iollowing is also consortium member Ior the
marketing oI the Issue:
A. K. Stockmart Limited
For Iurther details, please reIer to section General InIormation` on page 50 oI the
Prospectus.
BANKERS TO THE COMPANY
Axis Bank Limited, Bank oI India, HDFC Bank Limited, ICICI Bank Limited,
IndusInd Bank Limited, The Jammu & Kashmir Bank Limited, Indian Overseas
Bank, State Bank oI India.
TABLE OF CONTENTS PAGE NO.
OBJECTS OF THE ISSUE 6
ISSUE PROCEDURE 6
TERMS OF THE ISSUE 20
OTHER INSTRUCTIONS 24
DETAILS PERTAINING TO THE COMPANY 27
LEGAL AND OTHER INFORMATION 34
RISK FACTORS 40
DECLARATION 43
CENTERS FOR AVAILABILITY AND ACCEPTANCE OF
APPLICATION FORMS
44
LIST OF SELF CERTIFICED SYNDICATE BANKS(SCSBS)
UNDER THE ASBA PROCESS
48
DISCLAIMER
Participation of any of the aforementioned persons or entities is subject to the
applicable statutory and/or regulatory requirements in connection with the
subscription to Indian securities in the nature of the Bonds by such persons or
entities. Applicants are advised to ensure that Applications made by them do
not exceed the investment limits under applicable statutory and or regulatory
provisions.
Applicants are advised to ensure that they have obtained the necessary statutory
and/or regulatory permissions/consents/approvals in connection with applying
for, subscribing to, or seeking Allotment of Bonds pursuant to the Issue.
The Lead Managers and their respective associates and afliates are permitted
to subscribe in the Issue.
Applicants are advised to read the Prospectus led with Registrar of Companies
and the general instructions contained in this application form carefully
and to satisfy themselves of the disclosures before making an application for
subscription. Unless otherwise specied, all the terms used in this Application
Form have the same meaning as in the Prospectus. For a copy of the Prospectus,
the applicant may request us and/or the Lead Managers.
Further investors are advised to retain the copy of the Prospectus/Abridged
Prospectus for their future reference. Please ll in the Form in English using
BLOCK letters. Investors should carefully choose the Series of Bonds they wish
to apply for. For details, please refer to section Terms of the Issue` on page 169
of the Prospectus.
Applications Forms Ior the Issue will be accepted only between 10.00 a.m. and
5.00 p.m. (Indian Standard Time) or such extended time as may be permitted by the
Stock Exchange, during the Issue Period as mentioned above on all days between
Monday and Friday (both inclusive barring public holiday), (i) by the Members oI
the Syndicate or the Trading Members oI the Stock Exchange(s), as the case maybe,
at the centers mentioned in Application Form through the non-ASBA mode or, (ii) in
case oI ASBA Applications, (a) directly by the Designated Branches oI the SCSBs or
(b) by the centers oI the Members oI the Syndicate or the Trading Members oI the
Stock Exchange, as the case may be, only at the Specifed Cities. On the Issue Closing
Date the Application Forms will be accepted only between 10.00 a.m. and 3.00 p.m.
(Indian Standard Time) and uploaded until 5.00 p.m. or such extended time as may be
permitted by the Stock Exchange.
Due to limitation oI time available Ior uploading the Applications on the Issue Closing
Date, Applicants are advised to submit their Application Forms one day prior to
the Issue Closing Date and not later than 3.00 p.m (Indian Standard Time) on the
Issue Closing Date. Applicants are cautioned that in the event iI a large number oI
Applications are received on the Issue Closing Date, there may be some Applications
which may not be uploaded due to lack oI suIfcient time Ior uploading. Any such
Applications which are not uploaded will not be considered for allocation under the
Issue. Application Forms will only be accepted on Working Days during the Issue
Period. Neither our Company, nor the Members of the Syndicate or Trading Members
oI the Stock Exchange(s) shall be liable Ior any Iailure in uploading the Applications
due to Iailure in any soItware/ hardware systems or otherwise.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


DETAILS PERTAINING TO THE ISSUE
Our Company and the Lead Managers are not liable for any amendment or
modifcation or changes in applicable laws or regulations, which may occur aIter
the date of the Prospectus.
OBECTS OF THE ISSUE
1. Issue Proceeds
This is a public issue by the Company, oI the tax Iree secured redeemable non-
convertible bonds in the nature oI debenture oI Iace value oI Rs. 1,000 each,
having tax benefts under section 10(15)(iv)(h) oI the Income Tax Act, proposed
to be issued by the Company pursuant to the Prospectus, for an amount upto
aggregating up to Rs. 500 crore with an option to retain oversubscription up to
Rs. 500 crore Ior issuance oI additional bonds aggregating to a total oI up to Rs.
1,000 crore*, Ior Fiscal 2014.
* In terms of the CBDT Notihcation, our Company is allowed to raise tax free
bonds upto a maximum amount of Rs. 1,000 crore in the Fiscal 2014, out of
which our Company is required to raise a minimum of 70 i.e. Rs. 700 crore
through public issue. Further, our Company may at its discretion, raise upto a
maximum of Rs. 300 crore through private placement route, wherein suitable
amount shall be earmarked for sovereign wealth funds, pension and gratuity
funds. In case our Company decides to raise funds through private placement
route, the amount of oversubscription that may be retained through public issue
shall stand reduced accordingly. Our Company shall ensure that the tax free
bonds issued through public issue and private placement route shall together not
exceed Rs. 1,000 crore during the Fiscal 2014.
The Bonds will be issued in accordance with the terms and conditions set out
in Prospectus. The Issue is being made under the SEBI Debt Regulations and
pursuant to Notifcation No. 61/2013.F.No.178/37/2013-(ITA.1) dated August
8, 2013, issued by the Central Board oI Direct Taxes, Department oI Revenue,
MoF, GoI, by virtue oI powers conIerred on it under section 10(15)(iv)(h) oI the
Income Tax Act.
2. Utilisation of Issue Proceeds
The funds raised through this issue will be utilized for inter-alia meeting the
debt requirement for ongoing construction projects including recoupment of
expenditure already incurred.
The main objects clause of our Memorandum of Association enables us to
undertake the activities Ior which the Iunds are being raised by us in the Issue.
Further, we confrm that the activities we have been carrying out until now are in
accordance with the objects clause of our Memorandum of Association.
In accordance with SEBI Debt Regulations, the Company is required not to
utilise the proceeds oI the Issue Ior providing loans to or acquisitions oI shares
of any person who is a part of the same group as the Company or who is under
the same management as the Company or any Subsidiary or Associate Company
of the Company. The Company is a public sector enterprise and, as such, we
do not have any identifable group` companies or companies under the same
management`. Further, the Issue proceeds shall not be utilized towards Iull or
part consideration for the purchase or any acquisition, including by way of a
lease, of any property.
We shall utilise the Issue proceeds only on execution oI documents Ior creation
oI security as stated in the Prospectus under 'Terms of the Issue on page 169
oI the Prospectus and on the listing oI the Bonds.
3. Project Cost and Means of Financing
The proceeds oI Issue will be utilised as mentioned above and not Ior any
specifed project.
4. Interim use of Proceeds
The Board, in accordance with policies Iormulated Irom time to time and subject
to guidelines issued by GoI, will have fexibility in deploying the proceeds oI the
Issue. Pending utilisation oI the Issue proceeds Ior the purposes described above,
the Company intends to temporarily invest funds in high quality interest bearing
liquid instruments including money market mutual Iunds, deposits with banks
or temporarily deploy the funds in investment grade interest bearing securities
or inter-corporate loans as may be approved by the Board. Such investment
would be in accordance with the investment policies approved by the Board oI
Directors or any committee thereoI Irom time to time.
5. Monitorinof Utiiation of Funds
In terms oI the SEBI Debt Regulations, there is no requirement Ior appointment
oI a monitoring agency in relation to the use oI proceeds oI the Issue. The Board
shall monitor the utilisation oI the proceeds oI the Issue. The Company will
disclose in our fnancial inIormation Ior the relevant fscal commencing Irom
Fiscal 2014, the utilization oI the proceeds oI the Issue under a separate head
along with any details in relation to all such proceeds oI the Issue that have
not been utilized thereby also indicating investments, if any, of such unutilized
proceeds oI the Issue.
ISSUE PROCEDURE
This section applies to all Applicants. ASBA Applicants and Applicants making
Direct Online Applications using the online payment facility of the Stock
Exchanges should note that the ASBA and Direct Online Applications processes
involve application procedures which may be different from the procedures
applicable to Applicants who apply for Bonds through any of the other permitted
channels and accordingly should carefully read the provisions applicable to
ASBA and Direct Online Applications, respectively.
All Applicants are required to make payment of the full Application Amount with
the Application Form. ASBA Applicants are required to ensure that the ASBA
Account has sufhcient credit balance such that an amount equivalent to the full
Application Amount can be blocked by the SCSBs.
ASBA Applicants may submit their ASBA Applications to the Members of the
Syndicate or Trading Members of the Stock Exchanges only in the Specihed
Cities or directly to the Designated Branches of SCSBs. Applicants other than
ASBA Applicants are required to submit their Applications to the Members of the
Syndicate or Trading Members of the Stock Exchanges at the centres mentioned
in the Application Form or make Direct Online Applications using the online
payment facility of the Stock Exchanges. For further information, please refer
to Issue Procedure-Submission of Duly Completed Application Forms on
page 204 of the Prospectus.
This section has been prepared based on SEBI Circular No. CIR./IMD/DF-
1/20/2012 dated July 27, 2012 and is subject to the Stock Exchanges putting
in place the necessary systems and infrastructure for implementation of the
abovementioned circular, including the systems and infrastructure required
in relation to Direct Online Applications through the electronic platform and
online payment facility to be offered by Stock Exchanges and accordingly
is subject to any further clarication, notication, modication, direction,
instructions and/or correspondence that may be issued by the Stock Exchanges
and/or SEBI.
More specically pursuant to a letter dated September 1, 2013, the /ead
Managers have sought an exemption/clarication from SEBI from complying
with paragraph 3.2.3 of the aforementioned circular in connection with this
Issue and to allow the Company to effect allotments of the Bonds through the
Issue on the basis of the date of uploading of applications on the electronic
platform of the stock exchange(s) and not on a date and time priority basis.
SEBI vide its letter no. IMD/DOF-1/BM/VA/OW/ 24431/2010 dated September
24, 2013 has provided the approval for allotment of bonds in the Issue should
be made on the basis of date of upload of each application in the electronic
platform of the Stock Exchange. However, on the date of oversubscription, the
allotment should be made to the applicants on proportionate basis.
Applicants are accordingly advised to carefully read the Prospectus,
Application Form, and the Abridged Prospectus in relation to any proposed
investment. The information below is given for the benet of the investors.
The Company, the Registrar to the Issue, and the /ead Managers shall not
be liable for any amendment or modication or changes in applicable laws or
regulations, which may occur after the date thereof.
Trading Members of the Stock Exchanges who wish to collect and upload
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Applications in the Issue on the electronic application platform provided by the Stock Exchanges will need to approach the respective Stock Exchanges and follow
the requisite procedures prescribed by the relevant Stock Exchange. The Members of the Syndicate, the Company and the Registrar to the Issue shall not be
responsible or liable for any errors or omissions on the part of the Trading Members of the Stock Exchanges in connection with the responsibility of such
Trading Members of the Stock Exchanges in relation to collection and upload of Applications in the Issue on the electronic platform and online payment facility
to be provided by the Stock Exchanges. Further, the relevant Stock Exchanges shall be responsible for addressing investor grievances arising from Applications
through Trading Members registered with such Stock Exchanges.
For purposes of the Issue, the term Working Day shall mean all days excluding Sundays or a public holiday in India or at any other payment centre notihed in
terms of the Negotiable Instruments Act, 1881, except with reference to Issue Period and Record Date, where working days shall mean all days, excluding Saturdays,
Sundays and public holiday in India or at any other payment centre notihed in terms of the Negotiable Instruments Act, 1881.
PROCEDURE FOR APPLICATION
6. Availability of Prospectus, Abridged Prospectus and Application Forms
Physical copies oI the Abridged Prospectus containing salient Ieatures oI the Issue together with Application Forms may be obtained Irom:
(a) The Company`s Registered and Corporate OIfce;
(b) OIfces oI the Lead Managers;
(c) OIfces oI the Consortium Member;
(d) Trading Members oI the Stock Exchanges; and
(e) Designated Branches oI SCSBs.
Electronic Application Forms will be available on the websites oI the Stock Exchanges, the Lead Manager and Consortium Members and the SCSBs that permit
submission oI ASBA Applications electronically. A unique application number ('UAN) will be generated Ior every Application Form downloaded Irom the
websites oI the Stock Exchanges. Hyperlinks to the websites oI the Stock Exchanges Ior this Iacility will be provided on the websites oI the Lead Managers and the
SCSBs. In addition, online benefciary account portals may provide a Iacility oI submitting Application Forms online to their account holders.
Trading Members oI the Stock Exchanges can download Application Forms Irom the websites oI the Stock Exchanges. Further, Application Forms will be provided
to Trading Members oI the Stock Exchanges at their request. Our Company may also provide Application Forms Ior being downloaded and flled at such website
as it may deem ft.
On a request being made by any Applicant beIore the Issue Closing Date, physical copies oI the Prospectus and Application Form can be obtained Irom the
Company`s Registered and Corporate OIfce, as well as oIfces oI the Lead Managers. Electronic copies oI the Prospectus will be available on the websites oI the
Lead Managers, the Stock Exchanges, SEBI and the SCSBs.
. ho Can App
Category I (~Qualied Institutional Buyers)
IBs
CateorII
Corporates
CateorIII Hih
Networth Individuals)
HNIs
CateorIRetai
IndividuaInvestors
RIIs
Public fnancial institutions as defned in Section 4A oI
the Companies Act,
Indian Alternative Investment Funds eligible to invest
under the SEBI (Alternative Investment Funds)
Regulations, 2012,
Scheduled commercial banks,
Mutual Iunds registered with SEBI,
State industrial development corporations,
Insurance companies registered with the Insurance
Regulatory and Development Authority,
Provident Iunds with a minimum corpus oI Rs. 25
crore,
Pension Iunds with a minimum corpus oI Rs. 25 crore,
The National Investment Fund set up by resolution F.
No. 2/3/2005-DD-II dated November 23, 2005 oI the
GoI, published in the Gazette oI India,
Insurance Iunds set up and managed by the army, navy,
or air Iorce oI the Union oI India, and
Insurance Iunds set up and managed by the Department
oI Posts, India
which are authorized to invest in Bonds.
Companies within the
meaning of section
2(20) oI the Companies
Act, 2013,
Limited Liability
Partnerships registered
under the provisions of
the LLP Act,
Statutory corporations,
Trusts,
Partnership frms in the
name of partners,
Cooperative banks,
Regional rural banks,
Societies registered
under the applicable
laws in India,
Association of Persons,
and
Other domestic legal
entities registered under
applicable laws in India
which are authorised to
invest in Bonds
The following investors
applying for an amount
aggregating to more than
Rs. 10 lakh across all Series
oI Bonds in the Issue
t 3FTJEFOU*OEJWJEVBM
*OWFTUPST
Hindu Undivided
Families applying
through the Karta
The following investors
applying for an amount
aggregating up to and
including Rs. 10 lakh across
all Series oI Bonds in the
Issue
Resident Individual
Investors
Hindu Undivided
Families through the
Karta
**With regard to Section 372A(3) of the Companies Act, 1956, kindly refer to General Circular No. 6/ 2013, dated March 14, 2013 Ministry of Corporate Affairs,
GoI clarifying that in cases where the effective yield on tax free bonds is greater than the prevailing bank rate, there shall be no violation of Section 372A(3) of the
Companies Act, 1956.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Participation of any of the aforementioned persons or entities is subject to
the applicable statutory and/or regulatory requirements in connection with
the subscription to Indian securities in the nature of the Bonds by such
persons or entities. Applicants are advised to ensure that Applications made
by them do not exceed the investment limits under applicable statutory and
or regulatory provisions. Applicants are advised to ensure that they have
obtained the necessary statutory and/or regulatory permissions/consents/
approvals in connection with applying for, subscribing to, or seeking
Aotment of Bonds pursuant to the Issue.
. Persons not eiie to App
The following persons and entities will not be eligible to participate in the
Issue and any Applications from such persons and entities are liable to be
rejected:
Minors without a guardian name.* A guardian may apply on behalI oI a
minor. However, Applications by minors must be made through Application
Forms that contain the names oI both the minor Applicant and the guardian;
Persons Resident Outside India and Foreign nationals (including Non-
resident Indians, Foreign Institutional Investors and Qualifed Foreign
Investors);
Venture Capital Fund and Foreign Venture Capital Investor;
Overseas Corporate Bodies; and
Person ineligible to contract under applicable statutory/regulatory
requirements.
Any other category oI investors not mentioned in Category I, II, III and IV
above.
*Applicant shall ensure that guardians competent to contract under Indian
Contract Act, 1972.
Based on inIormation provided by the Depositories, the Company will have
the right to accept Applications belonging to an account Ior the beneft oI a
minor (under guardianship). In case oI Applications Ior Allotment oI Bonds in
dematerialised Iorm, the Registrar to the Issue shall veriIy the Ioregoing on the
basis oI records provided by the Depositories based on the DP ID and Client
ID provided by the Applicants in the Application Form and uploaded to the
electronic platIorm oI the Stock Exchanges.
The concept of OCBs (meaning any company, partnership rm, society and
other corporate body or overseas trusts irrevocably owned/held directly or
indirectly to the extent of at least 60 by NRIs), which was in existence until
2003, was withdrawn by the Foreign Exchange Management (Withdrawal
of GeneraPermission to Overseas Corporate BodiesReuations, 2.
Accordingly, OCBs are not permitted to invest in the Issue.
Nothing in the Prospectus constitutes an offer of Bonds for sale in the United
States or any other jurisdiction where it is unlawful to do so. The Bonds
have not been and will not be registered, listed or otherwise qualied in any
jurisdiction outside India and may not be offered or sold, and Bids may not
be made by persons in any such jurisdiction, except in compliance with the
applicable laws of such jurisdiction. In particular, the Bonds have not been
and will not be registered under the Securities Act and may not be offered
or sold within the United States or to, or for the account or benet of, U.S.
persons (as dened in Regulations under the Securities Act) except pursuant
to an exemption from, or in a transaction not subject to, the registration
requirements of the Securities Act and applicable state securities laws. The
Companhas not reistered and does not intend to reister under the U.S.
Investment Company Act in reliance on section 3(c) (7) thereof.
No offer to the public (as dened under Directive 2003/71/EC, together
with any amendments and implementing measures thereto the ~Prospectus
Directive) have been or will be made in respect of the Issue or otherwise in
respect of the Bonds, in any Member State of the European Economic Area
which has implemented the Prospectus Directive (a ~Relevant Member
State) except for any such offer made under exemption available under the
Prospectus Directive, provided that no such offer result in a requirement to
publish or supplement a prospectus pursuant to the Prospectus Directive, in
respect of the Issue or otherwise in respect of the Bonds.
Any forwarding, distribution or reproduction of this document in whole or in part
is unauthorised. Failure to comply with this directive may result in a violation oI
the Securities Act or the applicable laws of other jurisdictions. Any investment
decision should be made on the basis oI the fnal terms and conditions oI the
bonds and the information contained in the Prospectus.
Applicants are advised to ensure that they have obtained the necessary
statutory and/or regulatory permissions/consents/approvals in connection
with applying for, subscribing to, or seeking allotment of Bonds pursuant
to the Issue.
The inIormation below is given Ior the beneft oI Applicants. The Company
and the Lead Managers are not liable Ior any amendment or modifcation or
changes in applicable laws or regulations, which may occur after the date of the
Prospectus.
9. Modes of Making Applications
Applicants may use any oI the Iollowing Iacilities Ior making Applications:
(a) ASBA Applications through the Members oI the Syndicate or Trading
Members oI the Stock Exchanges only in the Specifed Cities ('Syndicate
ASBA). See 'Issue Procedure- Submission of ASBA Applications on
page 192 oI the Prospectus;
(b) ASBA Applications through Designated Branches oI SCSBs. See 'Issue
Procedure- Submission of ASBA Applications on page 192 of the
Prospectus; and
(c) Non-ASBA Applications through Members oI the Syndicate or Trading
Members oI the Stock Exchanges at centres mentioned in the Application
Form. See '- Issue Procedure-Submission of Non-ASBA Applications
(other than Direct Online Applications) on page 193 oI the Prospectus.
(d) Non-ASBA Applications Ior Allotment in physical Iorm through the
Members oI the Syndicate or Trading Members oI the Stock Exchanges
at centres mentioned in the Application Form. See 'Issue Procedure-
Submission of Non- ASBA Applications for Allotment of the Bonds in
physical form on page 191 of the Prospectus.
Note Applicants are requested to note that in terms of the Circular No. CIR./
IMD/DF-1/20/2012 dated July 27, 2012 issued by SEBI (Debt Application
Circular), SEBI has mandated issuers to provide, through a recognized
stock exchange which offers such a facility, an online interface enabling
direct application by investors to a public issue of their debt securities with
an online payment facility (Direct Online Application Mechanism). In this
regard, SEBI has, through the Debt Application Circular, directed recognized
stock exchanges in India to put in necessary systems and infrastructure for
the implementation of the Debt Application Circular and the Direct Online
Application Mechanism. In the event that the relevant Stock Exchanges put in
necessary systems, infrastructure and processes in place so as to enable the
adoption of the Direct Online Application Mechanism prior to the Issue Opening
Date, we shall offer eligible investors desirous of applying in the Issue the option
to make Applications through the Direct Online Application Mechanism.
If such systems, infrastructures or processes are put in place by the relevant
Stock Exchange(s) after the hling of the Prospectus but prior to the Issue
Opening Date, the methods and procedure for relating to the Direct Online
Application Mechanism shall be widely disseminated by us through a public
notice in a reputed national daily newspaper.
APPLICATIONS BY CERTAIN CATEGORIES OF
APPLICANTS
10. Applications by Mutual Funds
No MF scheme may invest more than 15 oI its NAV in debt instruments issued
by a single company which are rated not below investment grade by a credit
rating agency authorised to carry out such activity. Such investment limit may be
extended to 20 oI the NAV oI the scheme with the prior approval oI the board
oI trustees and the board oI the asset management company ('AMC).
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


A separate Application can be made in respect oI each scheme oI a MF; such
Applications will not be treated as multiple Applications. Applications made by
the AMCs or custodians oI a MF must clearly indicate the name oI the scheme
Ior which Application is being made. In case oI Applications made by MFs, the
Application Form must be accompanied by certifed true copies oI their (i) SEBI
registration certifcate; (ii) trusts deed (iii) resolution authorising investment and
containing operating instructions; and (iv) specimen signatures oI authorised
signatories. Failing this, the Company reserves the right to accept or reject
any Application in whole or in part, in either case, without assigning any
reason therefor.
11. Applications by Trusts
Applications made by a Trusts, settled under the Indian Trusts Act, 1882, or
any other statutory and/or regulatory provision governing the settlement oI
trusts in India, must be accompanied by a (i) certifed true copy oI the registered
instrument Ior creation oI such Trusts, (ii) power oI attorney, iI any, in Iavour
oI one or more trustees thereoI; and (iii) such other documents evidencing
registration thereoI under applicable statutory/regulatory requirements. Failing
this, our Company reserves the right to accept or reject any Applications in
whole or in part, in either case, without assigning any reason therefor.
Further, any society applying Ior Bonds must ensure that (a) they are authorised
under applicable statutory/regulatory requirements and their constitution
instrument to hold and invest in bonds, (b) they have obtained all necessary
approvals, consents or other authorisations, which may be required under
applicable statutory and/or regulatory requirements to invest in bonds, and (c)
applications made by them do not exceed the investment limits or maximum
number oI Bonds that can be held by them under applicable statutory and or
regulatory provisions.
12. Application by Indian Alternative Investments Funds
Application made by Indian Alternative Investments Funds eligible to invest
in accordance with the Alternative Investment Funds Regulations, 2012, Ior
Allotment oI the Bonds must be accompanied by certifed true copies oI: (i)
SEBI registration certifcate; (ii) a resolution authorising investment and
containing operating instructions, memorandum and articles oI associations; and
(iii) specimen signatures oI authorised signatories. Faiinthis, the Compan
reserves the right to accept or reject any Application in whole or in part, in
either case, without assigning any reason therefor.
13. Application by Scheduled Commercial Banks, Co-operative Banks and
Regional Rural Banks
Scheduled commercial banks, co-operative banks and regional rural banks
can apply in the Issue based on their own investment limits and approvals.
The Application Form must be accompanied by certifed true copies oI their
(i) memorandum and articles oI association/charter oI constitution; (ii) power
oI attorney; (iii) resolution authorising investments/containing operating
instructions; (iv) specimen signatures oI authorised signatories; and (v) PAN
Card. Failing this, the Company reserves the right to accept or reject any
Application in whole or in part, in either case, without assigning any reason
therefor.
Pursuant to SEBI Circular no. CIR/CFD/DIL/1/2013 dated 1anuary 2,
2013, SCSBs making applications on their own account using ASBA facility,
should have a separate account in their own name with any other SEBI
registered SCSB. Further, such account shall be used solely for the purpose
of making application in public issues and clear demarcated funds should
be available in such account for ASBA applications.
14. Application by Insurance Companies
The Application Form must be accompanied by certifed copies oI their (i)
certifcate oI registration issued by IRDA; (ii) memorandum and articles oI
association; (iii) resolution authorising investment and containing operating
instructions; (iv) power oI attorney; and (v) specimen signatures oI authorised
signatories. Failing this, the Company reserves the right to accept or reject
any Application in whole or in part, in either case, without assigning any
reason therefor.
15. Applications by PFIs
In case oI Applications by PFIs authorised to invest in the Bonds, the Application
Form must be accompanied by certifed true copies oI: (i) any Act/rules under
which they are incorporated; (ii) board resolution authorising investments;
and (iii) specimen signature oI authorised person. Faiinthis, the Compan
reserves the right to accept or reject any Applications in whole or in part, in
either case, without assigning any reason therefor.
16. Applications by Provident Funds and Pension Funds
In case oI Applications by Indian provident Iunds and pension Iunds authorised
to invest in the Bonds, the Application Form must be accompanied by certifed
true copies oI: (i) any Act/rules under which they are incorporated; (ii) power oI
attorney, iI any, in Iavour oI one or more trustees thereoI; (iii) board resolution
authorising investments; (iv) such other documents evidencing registration
thereoI under applicable statutory/regulatory requirements; (v) specimen
signature oI authorised person; (vi) certifed copy oI the registered instrument
Ior creation oI such Iund/trusts; and (vii) tax exemption certifcate issued by
income tax authorities, iI exempt Irom income tax. Faiinthis, the Compan
reserves the right to accept or reject any Application in whole or in part, in
either case, without assigning any reason therefor.
17. Applications by National Investment Fund
In case oI Applications by National Investment Fund, the Application Form must
be accompanied by certifed true copies oI: (i) resolution authorising investment
and containing operating instructions; and (ii) specimen signature oI authorised
person. Failing this, the Company reserves the right to accept or reject any
Application in whole or in part, in either case, without assigning any reason
therefor.
.Applications by Companies, /imited /iability Partnership and Bodies
Corporate
In case oI Applications by companies, limited liability partnership and bodies
corporate, the Application Form must be accompanied by certifed true copies
oI: (i) any Act/Rules under which they are incorporated; (ii) board resolution/
resolution authorising investments; and (iii) specimen signature oI authorised
person. Failing this, the Company reserves the right to accept or reject
any Applications in whole or in part, in either case, without assigning any
reason therefor.
19. Applications under Power of Attorney
In case oI Applications made pursuant to a power oI attorney by Applicants
in Category I and Category II, a certifed copy oI the power oI attorney or the
relevant resolution or authority, as the case may be, with a certifed copy oI
the memorandum oI association and articles oI association and/or bye laws
must be submitted with the Application Form. In case oI Applications made
pursuant to a power oI attorney by Applicants in Category III and Category IV,
a certifed copy oI the power oI attorney must be submitted with the Application
Form. Failing this, the Company reserves the right to accept or reject any
Application in whole or in part, in either case, without assigning any reason
therefor. The Company, in its absolute discretion, reserves the right to relax
the above condition of attaching the power of attorney with the Application
Forms subject to such terms and conditions that the Company and the Lead
Managers may deem t.
20. Applications by Partnership Firms
The Application must be accompanied by certifed true copies oI: (i) Partnership
Deed; (ii) Any documents evidencing registration thereoI under applicable
statutory/regulatory requirements; (iii) Resolution authorizing investment and
containing operating instructions (Resolution); (iv) Specimen signature oI
authorized person. Failing this, our Company reserves the right to accept or
reject any Applications in whole or in part, in either case, without assigning any
reason therefor.
Brokers having online demat account portals may also provide a Iacility oI
submitting the Application Forms (ASBA as well as non-ASBA Applications)
online to their account holders. Under this Iacility, a broker receives an online
instruction through its portal Irom the Applicant Ior making an Application on
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


his/ her behalI. Based on such instruction, and a power oI attorney granted by
the Applicant to authorise the broker, the broker makes an Application on behalI
of the Applicant.
APPLICATION FOR ALLOTMENT OF BONDS IN PHYSICAL AND
DEMATERIALIED FORM
21 Application for allotment in physical form
Submission of Non- ASBA Applications for Allotment of the Bonds in physical
form
Applicants can also apply Ior Allotment oI the Bonds in physical Iorm by
submitting duly flled in Application Forms to the Members oI the Syndicate or
the Trading Members oI the Stock Exchanges, with the accompanying account
payee cheques or demand drafts representing the full Application Amount and
KYC documents as specifed under ' Applications by certain Categories of
Applicants and '- Additional instructions for Applicants seeking Allotment
of the Bonds in physical form at pages 189 and 199 of the Prospectus,
respectively. The Members of the Syndicate and Trading Members oI the Stock
Exchanges shall, on submission oI the Application Forms to them, veriIy and
check the KYC documents submitted by such Applicants and upload details oI
the Application on the electronic platIorms oI Stock Exchanges, Iollowing which
they shall acknowledge the uploading oI the Application Form by stamping the
acknowledgment slip with the date and time and returning it to the Applicant.
On uploading of the Application details, the Members of the Syndicate and
Trading Members oI the Stock Exchanges will submit the Application Forms,
with the cheque/demand draIt to the Escrow Collection Bank(s), which will
realise the cheque/demand draIt, and send the Application Form and the KYC
documents to the Registrar to the Issue, who shall check the KYC documents
submitted and match Application details as received from the electronic platforms
oI Stock Exchanges with the Application Amount details received Irom the
Escrow Collection Bank(s) Ior reconciliation oI Iunds received Irom the Escrow
Collection Bank(s). In case oI discrepancies between the two databases, the
details received Irom the electronic platIorms oI Stock Exchanges will prevail,
except in relation to discrepancies between Application Amounts. The Members
oI the Syndicate/Trading Members oI the Stock Exchanges are requested to note
that all Applicants are required to be banked with only the designated branches oI
Escrow Collection Bank(s). On Allotment, the Registrar to the Issue will dispatch
Bond certifcates/Allotment Advice to the successIul Applicants to their addresses
as provided in the Application Form. If the KYC documents of an Applicant
are not in order, the Registrar to the Issue will withhold the dispatch of
Bond Certicates pending receipt of complete KYC documents from such
Applicant. In such circumstances, successful Applicants should provide
complete KYC documents to the Registrar to the Issue at the earliest. In such
an event, any delay by the Applicant to provide complete KYC documents to
the Registrar to the Issue will be at the Applicant`s sole risk and neither the
Company, the Registrar to the Issue, the Escrow Collection Bank(s), nor the
Members of the Syndicate will be liable to compensate the Applicants for any
losses caused to them due to any such delay, or liable to pay any interest on
the Application Amounts for such period during which the Bond certicates
are withheld by the Registrar to the Issue. Further, the Company will not
be liable for any delays in payment of interest on the Bonds Allotted to such
Applicants, and will not be liable to compensate such Applicants for any
losses caused to them due to any such delay, or liable to pay any interest for
such delay in payment of interest on the Bonds.
For instructions pertaining to completing Application Form please see '- General
Instructions and '- Additional Instructions for Applicants seeking allotment of
Bonds in physical form on pages 193 and 199 oI the Prospectus, respectively.
Please note that allotment of bonds in physical form can be done only if
applicant does not hold any Demat account.
22. Application for allotment in dematerialised form
Submission of ASBA Applications
Applicants may also apply Ior Bonds using the ASBA Iacility. ASBA
Applications can be submitted only by Applicants opting for Allotment in
dematerialised Iorm. ASBA Applications can be submitted through either oI the
following modes:
a) Physically or electronically to the Designated Branches oI SCSB with whom
the ASBA Account is maintained. In case oI ASBA Application in physical
mode, the ASBA Applicant will submit the Application Form at the relevant
Designated Branch oI the SCSB. The Designated Branch will veriIy iI suIfcient
Iunds equal to the Application Amount are available in the ASBA Account, as
mentioned in the ASBA Application, prior to uploading such ASBA Application
into the electronic platIorm oI the Stock Exchanges. If sufcient funds are not
available in the ASBA Account, the respective Designated Branch will reject
such ASBA Application and will not upload such ASBA Application in the
electronic platform of the Stock Exchanges. II suIfcient Iunds are available
in the ASBA Account, the Designated Branch will block an amount equivalent
to the Application Amount and upload details oI the ASBA Application in the
electronic platIorm oI the Stock Exchanges. The Designated Branch oI the
SCSBs will stamp the Application Form. In case oI Application in the electronic
mode, the ASBA Applicant will submit the ASBA Application either through the
internet banking Iacility available with the SCSB, or such other electronically
enabled mechanism Ior application and blocking Iunds in the ASBA Account
held with SCSB, and accordingly registering such ASBA Applications.
b) Physically through the Members of the Syndicate or Trading Members of
the Stock Exchanges only at the Specifed Cities, i.e., Syndicate ASBA. ASBA
Applications submitted to the Members of the Syndicate or Trading Members
oI the Stock Exchanges at the Specifed Cities will not be accepted iI the SCSB
where the ASBA Account, as specifed in the ASBA Application, is maintained
has not named at least one branch at that Specifed City Ior the Members of the
Syndicate or Trading Members oI the Stock Exchanges, as the case may be, to
deposit ASBA Applications. A list oI such branches is available at http://www.
sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-Intermediaries.
On receipt oI the Application Form by the Members of the Syndicate or Trading
Members oI the Stock Exchanges, as the case may be, an acknowledgement will
be issued by giving the counter Ioil oI the Application Form with the date stamp
to the ASBA Applicant as prooI oI having accepted the Application. ThereaIter,
the details of the Application will be uploaded in the electronic platform of the
Stock Exchanges and the Application Form will be Iorwarded to the relevant
branch oI the SCSB, in the relevant Specifed City, named by such SCSB to
accept such ASBA Applications Irom the Members of the Syndicate or Trading
Members oI the Stock Exchanges, as the case may be. A list oI such branches
is available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-
Intermediaries. On receipt oI the ASBA Application, the relevant branch oI the
SCSB will perIorm verifcation procedures and check iI suIfcient Iunds equal
to the Application Amount are available in the ASBA Account, as mentioned in
the ASBA Form. If sufcient funds are not available in the ASBA Account,
the relevant ASBA Application is liable to be rejected. II suIfcient Iunds are
available in the ASBA Account, the relevant branch oI the SCSB will block
an amount equivalent to the Application Amount mentioned in the ASBA
Application. The Application Amount will remain blocked in the ASBA Account
until approval oI the Basis oI Allotment and consequent transIer oI the amount
against the Allotted Bonds to the Public Issue Account(s), or until withdrawal/
Iailure oI the Issue or withdrawal/rejection oI the Application Form, as the case
may be.
ASBA Applicants must note that:
(a) Physical Application Forms will be available with the Designated Branches
oI SCSBs and with the Members of the Syndicate at the Specifed Cities; and
electronic Application Forms will be available on the websites oI the SCSBs and
the Stock Exchanges at least one day prior to the Issue Opening Date. Trading
Members oI the Stock Exchanges can download Application Forms Irom the
websites oI the Stock Exchanges. Application Forms will also be provided to
Trading Members oI the Stock Exchanges at their request. The Application
Forms would be serially numbered. Further, the SCSBs will ensure that the
Abridged Prospectus is made available on their websites.
(b) The Designated Branches oI SCSBs will accept ASBA Applications directly
Irom ASBA Applicants only during the Issue Period. The SCSB will not accept
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IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


any ASBA Applications directly Irom ASBA Applicants aIter the closing time
oI acceptance oI Applications on the Issue Closing Date. However, in case oI
Syndicate ASBA, the relevant branches oI SCSBs at Specifed Cities can accept
ASBA Applications Irom the Members of the Syndicate or Trading Members of
the Stock Exchanges, as the case may be, aIter the closing time oI acceptance
oI Applications on the Issue Closing Date. For Iurther inIormation on the
Issue programme, see 'Terms of the Issue Issue Period on page 170 of the
Prospectus.
(c) In case oI Applications through Syndicate ASBA, the physical Application
Form will bear the stamp oI the Members of the Syndicate or Trading Members
oI the Stock Exchanges, as the case may be; iI not, the same will be rejected.
Application Forms submitted directly to the SCSBs should bear the stamp
of the SCSBs, if not, the same are liable to be rejected.
ASBA Applicants can invest in dematerialised form only.
For instructions pertaining to completing Application Form please see '- General
Instructions on page 193 oI the Prospectus.
Submission of Non-ASBA Applications (other than Direct Online
Applications)
Applicants must use the Application Form, which will be serially numbered,
bearing the stamp of the relevant Member of the Syndicate or Trading Member
oI the Stock Exchanges at centres mentioned in the Application Form, as the
case may be, Irom whom such Application Form is obtained. Such Application
Form must be submitted to the relevant Member of the Syndicate or Trading
Member oI the Stock Exchanges, as the case may be, with the cheque or bank
draIt Ior the Application Amount, beIore the closure oI the Issue Period. The
Stock Exchanges may also provide Application Forms Ior being downloaded
and flled. Accordingly, Applicants may download Application Forms and
submit the completed Application Forms together with cheques/demand draIts
to the Members of the Syndicate or Trading Member oI the Stock Exchanges
at centres mentioned in the Application Form. On submission oI the completed
Application Form, the relevant Members of the Syndicate or Trading Member of
the Stock Exchanges, as the case maybe, will upload the Application Form on the
electronic platIorm provided by the Stock Exchanges, and once an Application
Form has been uploaded, issue an acknowledgement oI such upload by stamping
the acknowledgement slip attached to the Application Form with the relevant
date and time and return the same to the Applicant. Thereafter, the Application
Form together with the cheque or bank draIt will be Iorwarded to the Escrow
Collection Bank(s) Ior realisation and Iurther processing.
The duly stamped acknowledgment slip will serve as a duplicate Application
Form Ior the records oI the Applicant. The Applicant must preserve the
acknowledgment slip and provide the same in connection with: (a) any
cancellation/withdrawal oI their Application; (b) queries in connection with
Allotment and/or reIund(s) oI Bonds; and/or (c) all investor grievances/
complaints in connection with the Issue.
For instructions pertaining to completing Application Form please see 'General
Instructions on page 193 oI the Prospectus.
INSTRUCTIONS FOR COMPLETING THE APPLICATION FORM
23. General Instructions
(a) Applications must be made only in the prescribed Application Form.
(b) Applications must be completed in block letters in English as per the
instructions contained in the Prospectus, Abridged Prospectus and
Application Form.
(c) Application should be in single or joint names (not exceeding three
names). In case oI Applications in joint names Ior Allotment oI Bonds in
dematerialised form, the names should be in the same order as appearing in
the records oI the Depository Participant.
(d) II the Application is submitted in joint names, the Application Form should
contain only the name oI the frst Bidder whose name should also appear
as the frst holder oI the depository account held in joint names. II the
depository account is held in joint names, the Application Form should
contain the name and PAN oI the person whose name appears frst in the
depository account and signature of only this person would be required in
the Application Form. This Applicant would be deemed to have signed on
behalI oI joint holders and would be required to give confrmation to this
eIIect in the Application Form.
(e) Applications must be Ior a minimum oI 5 Bonds and in multiples oI one
Bond thereaIter. For the purpose oI Iulflling the requirement oI minimum
application oI 5 Bonds, an Applicant may choose to apply Ior 5 Bonds oI
the same Series or across different Series. Applicants may apply for one or
more Series oI Bonds Applied Ior in a single Application Form.
(I) Thumb impressions and signatures other than in English/Hindi/Gujarati/
Marathi or any oI the other languages specifed in the Eighth Schedule to
the Constitution oI India must be attested by a Magistrate or Notary Public
or a Special Executive Magistrate under his oIfcial seal.
(g) Applicants should hold a valid PAN allotted under the Income Tax Act and
mention it in the Application Form.
(h) Applicants must tick the relevant box Ior the Category oI Investor`
provided in the Application Form.
(i) Applicants must tick the relevant box Ior the Mode oI Application`
provided in the Application Form, choosing either ASBA or Non-ASBA
mechanism.
(j) ASBA Applicants should correctly mention the ASBA Account number
and ensure that funds equal to the Application Amount are available in the
ASBA Account.
(k) Applications should be made by the Karta in case oI HUFs. Applicants are
required to ensure that the PAN details oI the HUF are mentioned and not
those of the Karta.
(l) No separate receipts will be issued for the Application Amount payable
on submission of the Application Form. However, the Lead Managers,
Consortium Members, Trading Members oI the Stock Exchanges at
centres mentioned in the Application Form or the Designated Branches
oI the SCSBs, as the case may be, will acknowledge the receipt oI the
Application Forms by stamping the date and returning to the Applicants an
acknowledgement slip which will serve as the duplicate oI the Application
Form Ior the records oI the Applicant.
The Company, the Members of the Syndicate, Trading Members of the
Stock Exchanges at centres mentioned in the Application Form, Designated
Branches of SCSBs, and the Registrar to the Issue will not be liable for
errors in data entry due to submission of incomplete or illegible Application
Forms.
The Company shall Allot Series 2A Bonds Ior Category I, II and III Applicants
and Series 2B Bonds Ior Category IV Applicants to all valid Applications where
the Applicants have not indicated their choice of the relevant Series in the
Application Form.
24. Applicant`s Beneciary Account and Bank Account Details
Applicants applying Ior Allotment in dematerialised Iorm must mention their DP
ID and Client ID in the Application Form, and ensure that the name provided in
the Application Form is exactly the same as the name in which the Benefciary
Account is held. In case the Application Form Ior Allotment in dematerialised
Iorm is submitted in joint names, it should be ensured that the Benefciary
Account is held in the same joint names and in the same sequence in which
they appear in the Application Form. In case the DP ID, Client ID and PAN
mentioned in the Application Form for Allotment in dematerialised form
and entered into the electronic system of the Stock Exchanges do not match
with the DP ID, Client ID and PAN available in the Depository database
or in case PAN is not available in the Depository database, the Application
Form for Allotment in dematerialised form is liable to be rejected. Further,
Application Forms submitted by Applicants applying for Allotment in
dematerialised form, whose beneciary accounts are inactive, will be
rejected.
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
On the basis oI the DP ID and Client ID provided by the Applicant in the
Application Form Ior Allotment in dematerialised Iorm and entered into the
electronic system oI the Stock Exchanges, the Registrar to the Issue will obtain
Irom the Depositories the Demographic Details oI the Applicant including PAN,
address, bank account details Ior printing on reIund orders/sending reIunds
through electronic mode, Magnetic Ink Character Recognition ('MICR) Code
and occupation. These Demographic Details would be used Ior giving Allotment
Advice and reIunds (including through physical reIund warrants, direct credit,
NECS, NEFT and RTGS), iI any, to the Applicants. Hence, Applicants are
advised to immediately update their Demographic Details as appearing on
the records oI the DP and ensure that they are true and correct, and careIully
fll in their Benefciary Account details in the Application Form. Faiure to
do so could result in delays in dispatch/credit of refunds to Applicants
and delivery of Allotment Advice at the Applicants` sole risk, and neither
the Company, the Members of the Syndicate, Trading Members of the
Stock Exchanges, Escrow Collection Bank(s) at centres mentioned in the
Application Form, SCSBs, Registrar to the Issue nor the Stock Exchanges
will bear any responsibility or liability for the same.
The Demographic Details would be used Ior correspondence with the Applicants
including mailing oI Allotment Advice and printing oI bank particulars on
refund orders or for refunds through electronic transfer of funds, as applicable.
Allotment Advice and physical refund orders would be mailed at the address
(in India) oI the Applicant as per Demographic Details received Irom the
Depositories. Delivery oI reIund orders/ Allotment Advice may be delayed iI
the same once sent to the address obtained Irom the Depositories are returned
undelivered. In such event, the address and other details provided by the
Applicant (other than ASBA Applicants and Applicants using Direct Online
Applications through the online payment Iacility oI the Stock Exchanges) in
the Application Form would be used only to ensure dispatch oI reIund orders.
In case oI reIunds through electronic modes detailed in the Prospectus, reIunds
may be delayed iI bank particulars obtained Irom the DP are incorrect. An
such delay will be at such Applicants` sole risk and neither the Company,
the Members of the Syndicate, Trading Members of the Stock Exchanges,
Escrow Collection Bank(s) at centres mentioned in the Application Form,
SCSBs, Registrar to the Issue nor the Stock Exchanges will be liable to
compensate the Applicant for any losses caused to the Applicant due to any
such delay, or to pay any interest for such delay.
In case oI Applications made under power oI attorney, the Company in its
absolute discretion, reserves the right to permit the holder of the power of
attorney to request the Registrar to the Issue that Ior the purpose oI printing
particulars on the reIund order and mailing oI reIund orders/ Allotment Advice,
the demographic details obtained Irom the Depository oI the Applicant will be
used. By signing the Application Form, the Applicant would be deemed to have
authorised the Depositories to provide to the Registrar to the Issue, on request,
the required Demographic Details available on their records. The Demographic
Details provided by the Applicant in the Application Form would not be used Ior
any purpose by the Registrar to the Issue except in relation to the Issue.
With eIIect Irom August 16, 2010, the benefciary accounts oI Applicants Ior
whom PAN details have not been verifed shall be suspended Ior credit and no
credit oI Bonds pursuant to the Issue will be made into the accounts oI such
Applicants. Application Forms submitted by Applicants whose benefciary
accounts are inactive shall be rejected. Furthermore, in case no corresponding
record is available with the Depositories, which matches the three parameters,
namely, DP ID, Client ID and PAN, then such Application are liable to be
rejected.
25. PAN
Any Application Form without the PAN (or submitting the GIR number
instead of the PAN) is liable to be rejected, irrespective of the amount of
transaction. In accordance with SEBI circular dated April 27, 2007, the PAN
would be the sole identifcation number Ior the participants transacting in the
Indian securities market, irrespective oI the amount oI transaction. ThereIore, the
Applicant (in the case oI Applications made in joint names, the frst Applicant)
should mention the PAN allotted under the Income Tax Act in the Application
Form. For minor Applicants applying through the guardian, it is mandatory to
mention the PAN of minor Applicant. However, Applications on behalf of the
Central or State Government oIfcials and oIfcials appointed by the courts in
terms oI SEBI circular dated June 30, 2008 and Applicants residing in the state oI
Sikkim may be exempt Irom the requirement to speciIy their PAN Ior transacting
in the Indian securities market in terms oI SEBI circular dated July 20, 2006.
However, the exemption Ior the Central or State Government and the oIfcials
appointed by the courts and Ior Applicants residing in the State oI Sikkim is
subject to the DPs veriIying the veracity oI such claims by collecting suIfcient
documentary evidence in support of their claims. At the time of ascertaining
the validity of these Applications, the Registrar to the Issue will check under
the Depository records Ior the appropriate description under the PAN feld, i.e.,
either Sikkim category or exempt category.
26. 1oint Applications
Applications by Applicants applying for Allotment in dematerialised form can
be in single or joint names (not exceeding three). II the Application Form is
submitted in joint names, the Application Form should contain only the name
oI the frst Bidder whose name should also appear as the frst holder oI the
depository account held in joint names. In case oI Applications in joint names
Ior Allotment oI Bonds, the names oI the Applicants should be the same and
appearing in the same order as on the records oI the DP. In case oI Applications
in joint names, any payments will be made out in Iavour oI the frst Applicant
and any communications will be addressed to the frst Applicant whose name
should also appear as the frst holder oI the depository account held in joint
names. II the depository account is held in joint names, the Application Form
should contain the name and PAN oI the person whose name appears frst in the
depository account and signature of only this person would be required in the
Application Form. This Applicant would be deemed to have signed on behalI
oI joint holders and would be required to give confrmation to this eIIect in the
Application Form.
27. Additional/Multiple Applications
For purposes oI Allotment oI Bonds in the Issue, Applications will be grouped
based on the PAN, i.e., Applications under the same PAN will be grouped
together and treated as one Application. Two or more Applications will be
deemed to be multiple Applications iI the sole or frst applicant is one and the
same. For the sake oI clarity, two or more applications shall be deemed to be a
multiple Application for the aforesaid purpose if the PAN number of the sole or
the frst applicant is one and the same.
An Applicant is allowed to make one or more Applications Ior the Bonds Ior
the same or other Series oI Bonds, subject to a minimum Application size
as mentioned in the Prospectus. Any Application for an amount below
the aforesaid minimum Application size will be deemed as an invalid
application and shall be rejected. However, multiple Applications by the
same individual Applicant aggregating to a value exceeding Rs. 10 lakh shall
deem such individual Applicant to be a Category III Applicant and all such
Applications shall be grouped in the Category III Portion, Ior the purpose oI
determining the basis of Allotment to such Applicant. Applications made by any
person in individual capacity and in capacity as a Karta oI an HUF and/or as
second or third Applicant in case of Applications made in joint names will not
be treated as a multiple Application. Moreover, a separate Application can be
made in respect oI each scheme oI a MF; such Applications will not be treated
as multiple Applications.
2. Dos
1. Check iI you are eligible to apply as per the terms oI the Prospectus,
Abridged Prospectus and applicable law.
2. Read all the instructions careIully and complete the Application Form in
the prescribed form
3. Ensure that you have obtained all necessary approvals Irom the relevant
statutory and/or regulatory authorities to apply Ior, subscribe to and/or seek
Allotment oI Bonds pursuant to the Issue.
4. II the Application Form is submitted in joint names, the Application Form
should contain only the name oI the frst Bidder whose name should also
appear as the frst holder oI the depository account held in joint names.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


5. Ensure that signatures other than in the languages specifed in the Eighth
Schedule to the Constitution oI India are attested by a Magistrate or a
Notary Public or a Special Executive Magistrate under oIfcial seal.
6. In case oI an HUF applying through its Karta, the Applicant is required to
speciIy the name oI an Applicant in the Application Form as 'XYZ Hindu
Undivided Family applying through PQR, where PQR is the name of the
Karta.
7. Ensure that the Application Forms (Ior non-ASBA Applicants) are
submitted at the Collection Centres provided in the Application Forms,
bearing the stamp of a Member of the Syndicate or a Trading Members of
the Stock Exchange, as the case may be.
8. Ensure that the DP ID, Client ID and PAN mentioned in the Application
Form are correct and match the details available in the Depository`s
database, and that the benefciary account is activated Ior Allotment/
trading oI Bonds in dematerialised Iorm.
9. Ensure that you have been given a transaction registration slip ('TRS) and
an acknowledgment as prooI oI having accepted the Application Form.
10. Ensure that the name(s) provided in the Application Form is exactly the
same as the name(s) in which the benefciary account is held with the DP.
In case the Application Form is submitted in joint names, ensure that the
benefciary account is also held in same joint names and such names are in
the same sequence in which they appear in the Application Form.
11. Except in the case oI ASBA Applications and Direct Online Applications
using the online payment Iacility oIIered through the Stock Exchanges,
Applicants are requested to write their names and Application serial
number on the reverse of the instruments by which the payments are made.
12. Tick the relevant box Ior the Category oI Investor` provided in the
Application Form.
13. Tick the relevant box Ior the Mode oI Application` provided in the
Application Form, choosing either ASBA or Non-ASBA mechanism.
14. Tick the Series oI Bonds in the Application Form that you wish to apply Ior.
15. Ensure that you have obtained all necessary approvals Irom the relevant
statutory and/or regulatory authorities to apply Ior, subscribe to and/or seek
Allotment oI the Bonds.
16. Ensure that the Application Forms are submitted to a Member oI the
Syndicate or Trading Member oI a Stock Exchange, as the case may be, Ior
Applications other than ASBA Applications/Direct Online Applications,
beIore the closure oI Application hours on the Issue Closing Date. For
inIormation on the Issue programme, see 'Terms of the Issue Issue
Period on page 170 of the Prospectus.
17. In case oI revision oI an Application during the Issue Period, ensure that
you have frst withdrawn your original Application and then submit a Iresh
Application.
18. Ensure that the Demographic Details including PAN are updated, true and
correct in all respects.
19. Permanent Account Number: It shall be mandatory Ior subscribers to the
Issue to Iurnish their Permanent Account Number and any Application
Form, without the PAN is liable to be rejected, irrespective oI the amount
of transaction.
20. Applicants (other than ASBA Applicants) are requested to write their
names and Application Form number on the reverse oI the instruments by
which the payments are made.
2. Donts
1. Do not apply iI you are not competent to contract under the Indian Contract
Act, 1872 or iI you are otherwise ineligible to acquire Bonds under
applicable law or your relevant constitutional documents or otherwise.
2. Do not apply such that the number oI Bonds applied Ior exceeds the Overall
Issue size, and/or investment limit applicable to you under applicable laws
or regulations.
3. Do not make an Application Ior lower than the minimum Application size.
4. Do not send Application Forms by post; instead submit the same to a
Member oI the Syndicate, Trading Member oI a Stock Exchange or
Designated Branch oI an SCSB, as the case may be. Applicants other than
ASBA Applicants should not submit the Application Form directly to the
Escrow Collection Bank(s).
5. Do not submit incorrect details oI the DP ID, Client ID and PAN or provide
details Ior a benefciary account which is suspended or Ior which details
cannot be verifed by the Registrar to the Issue. Do not submit the GIR
number instead of the PAN.
6. Do not pay the Application Amount in cash, by money order or by postal
order or by stockinvest.
7. Do not submit the Application Forms without the Iull Application Amount
Ior the number oI Bonds applied Ior.
8. Do not submit Applications on plain paper or on incomplete or illegible
Application Forms.
9. Do not submit an Application in case you are not eligible to acquire
Bonds under applicable law or your relevant constitutional documents or
otherwise.
10. Do not submit an Application that does not comply with the securities law
of your respective jurisdiction.
11. Do not submit the GIR number instead oI the PAN as the Application is
liable to be rejected on this ground;
12. Do not submit an Application to the Escrow Collection Bank(s), unless
such Escrow Collection Bank is a Designated Branch oI a SCSB where the
ASBA Account is maintained, in case oI ASBA Application.
13. Do not apply iI you are a person ineligible to apply Ior Bond under the
Issue including Applications by Persons Resident Outside India, (inter-alia
including NRIs who are (i) based in the USA, and/or, (ii) domiciled in the
USA, and/or, (iii) residents/citizens oI the USA, and/or, (iv) subject to any
taxation laws oI the USA);
14. Applicants other than ASBA Applicants should not submit the Application
Form directly to the Escrow Collection Banks/ Bankers to the Issue, and
the same will be rejected in such cases; and
15. Do not make an application oI the Bonds on multiple copies taken oI a
single form.
30. Additional Instructions Specic to ASBA Applicants
Dos
1. Check iI you are eligible to apply under ASBA;
2. Ensure that you tick the ASBA option in the Application Form and provide
correct details oI your ASBA Account including bank account number/
bank name and branch;
3. Ensure that your Application Form is submitted either at a Designated
Branch oI a SCSB where the ASBA Account is maintained or with the
Members oI the Syndicate or Trading Members oI the Stock Exchanges
at the Specifed Cities, and not directly to the Escrow Collection Bank(s)
(assuming that such bank is not an SCSB) or to the Company or the
Registrar to the Issue;
4. BeIore submitting physical Application Form with the Member oI the
Syndicate at the Specifed Cities ensure that the SCSB, whose name has
been flled in the Application Form, has a branch in that centre.
5. In case oI ASBA Applications through Syndicate ASBA, beIore submitting
the physical Application Form to a Member oI the Syndicate, at the
Specifed Cities or Trading Member oI the Stock Exchanges, ensure that
the SCSB where the ASBA Account, as specifed in the Application Form,
is maintained has named at least one branch in that specifed city Ior the
Members oI the Syndicate or Trading Members oI the Stock Exchanges,
as the case may be, to deposit Application Forms (A list oI such branches
is available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/
Recognised-Intermediaries);
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


6. Ensure that the Application Form is signed by the ASBA Account holder
in case the ASBA Applicant is not the account holder;
7. Ensure that the ASBA Account holder has Iunds equal to the Application
Amount in the ASBA Account beIore submitting the Application Form;
8. Ensure that you have correctly ticked, provided or checked the
authorization box in the Application Form, or otherwise have provided an
authorization to the SCSB via the electronic mode, Ior blocking Iunds in
the ASBA Account equivalent to the Application Amount mentioned in the
Application Form;
9. In terms oI SEBI Circular no. CIR/CFD/DIL/1/2013 dated January 2, 2013,
SCSBs making applications on their own account using ASBA Iacility,
should have a separate account in their own name with any other SEBI
registered SCSB. Further, such account shall be used solely Ior the purpose
oI making application in public issues and clear demarcated Iunds should
be available in such account Ior ASBA applications; and
10. Ensure that you have received an acknowledgement Irom the Designated
Branch or the Member oI the Syndicate or Trading Member oI the Stock
Exchange, as the case may be Ior submission oI the Application Form.
Donts
1. Do not submit the Application Amount in any mode other than through
blocking oI Application Amount in the ASBA Accounts;
2. Do not submit the Application Form to the Members oI the Syndicate or
Trading Members oI the Stock Exchanges, as the case may be, at a location
other than the Specifed Cities.
3. Do not send your physical Application Form by post; instead submit the
same to a Designated Branch oI an SCSB or Member oI the Syndicate
or Trading Members oI the Stock Exchanges, as the case may be, at the
Specifed Cities; and
4. Do not submit more than fve Application Forms per ASBA Account.
ASBA Applications submitted to the Members of the Syndicate or Trading
Members of the Stock Exchanges at the Specied Cities will not be accepted
if the SCSB where the ASBA Account, as specied in the Application Form,
is maintained has not named at least one branch at that specied city for
the Members of the Syndicate or Trading Members of the Stock Exchanges,
as the case may be, to deposit such Application Forms. A list of such
branches is available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/
Recognised-Intermediaries. See Rejection of Applicationson pae 25 of
the Prospectus for information on rejection of Applications.
For Iurther instructions, Applicants are advised to read the Prospectus, Abridged
Prospectus and Application Form.
31. Additional instructions for Applicants seeking Allotment of Bonds in
physical form
Any Applicant who subscribes to the Bonds in physical Iorm shall undertake the
following steps:
Complete the Application Form in all respects, by providing all the
information including PAN and Demographic Details. However, do
not provide DP details in the Application Form. The requirement for
providing DP details shall be mandatory only Ior Applicants who wish to
subscribe to the Bonds in dematerialised Iorm.
Provide the Iollowing documents with the Application Form:
(a) SelI-attested copy oI the PAN card or prooI oI identifcation in case oI
Applications by or on behalf of the Central or State Government and the
oIfcials appointed by the courts and by Applicants residing in the State oI
Sikkim; and
(b) SelI-attested copy oI prooI oI residence. Any oI the Iollowing documents
shall be considered as a verifable prooI oI residence:
ration card issued by the GoI; or
valid driving license issued by any transport authority oI the Republic
oI India; or
electricity bill (not older than three months); or
landline telephone bill (not older than three months); or
valid passport issued by the GoI; or
voter`s identity card issued by the GoI; or
passbook or latest bank statement issued by a bank operating in India;
or
registered leave and license agreement or agreement Ior sale or rent
agreement or fat maintenance bill.
AADHAR letter, issued by Unique Identifcation Authority oI India,
GoI.
(c) SelI-attested copy oI a cancelled cheque oI the bank account to which the
amounts pertaining to payment of refunds, interest and redemption, as
applicable, should be credited. In the absence of such cancelled cheque,
the Company reserves the right to reject the Application or to consider
the bank details given on the Application Form at its sole discretion.
In such case the Company, the Lead Managers and the Registrar to
the Issue shall not be liable for any delays/errors in payment of refund
and/or interest.
The Applicant shall be responsible for providing the above information
accurately. Delays or Iailure in credit oI the payments due to inaccurate
details shall be at the sole risk oI the Applicants and neither the Lead
Managers nor the Company shall have any responsibility and undertake any
liability Ior the same. Applications Ior Allotment oI the Bonds in physical
form, which are not accompanied with the abovestated documents, may be
rejected at the sole discretion of the Company.
In relation to the issuance oI the Bonds in physical Iorm, note the Iollowing:
1. An Applicant has the option to seek Allotment oI Bonds in either
dematerialised or physical mode. No partial Application for the Bonds
shall be permitted; any such partial Application is liable to be rejected.
2. Any Applicant who provides Depository Participant details in the
Application Form shall be Allotted the Bonds in dematerialised form
only, irrespective of whether such applicant has provided the details
required for Allotment in physical form. Such Applicant shall not be
Allotted Bonds in physical form.
3. In case oI Bonds issued in physical Iorm, the Company will issue one
certifcate to the holders oI the Bonds Ior the aggregate amount oI the
Bonds Ior each oI the Series oI Bonds that are applied Ior (each such
certifcate, a ('Consolidated Bond Certicate).
4. The Company shall dispatch the Consolidated Bond Certifcate to the
(Indian) address oI the Applicant provided in the Application Form, within
the time and in the manner stipulated under the Companies Act, 1956 (to
the extent not applicable)/ Companies Act, 2013, as the case may be, read
with the Companys Articles of Association.
All terms and conditions disclosed in relation to the Bonds held in physical Iorm
pursuant to rematerialisation shall be applicable mutatis mutandis to the Bonds
issued in physical form.
The Applicant shall be responsible for providing the above information and
KYC documents accurately. Delay or failure in credit of payments or receipt
of Allotment Advice or Bond certicates due to inaccurate or incomplete
details shall be at the sole risk of the Applicants and the Lead Managers,
the Companand the Reistrar to the Issue shahave no responsiiitand
undertake no liability in this relation. In case of Applications for Allotment
of Bonds in physical form, which are not accompanied with the aforestated
documents, Allotment of Bonds in physical form may be held in abeyance
by the Registrar to the Issue, pending receipt of KYC documents.
Please note that allotment of bonds in physical form can be done only if
applicant does not hold any Demat account.
NHPC LIMITED
5
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
2. PAYMENT INSTRUCTIONS
The entire Application Amount is payable at the time of submitting the
Application Form. In case oI ASBA Applicants, the entire Application Amount
will be blocked in the ASBA Account. In case oI Allotment oI a lesser number
oI Bonds than applied Ior, the Company will reIund the excess amount paid on
Application to the Applicant (or the excess amount shall be unblocked in the
ASBA Account, as the case may be).
33. Payment mechanism for ASBA Applicants
ASBA Applicants are required to speciIy the ASBA Account number in the
Application Form. ASBA Applications submitted to the Members oI the
Syndicate or Trading Members oI the Stock Exchanges at the Specifed Cities
will be uploaded onto the electronic platIorm oI the Stock Exchanges and
deposited with the relevant branch oI the SCSB at the specifed city named
by such SCSB to accept such ASBA Applications Irom the Members oI the
Syndicate or Trading Members oI the Stock Exchanges, as the case may be
(A list oI such branches is available at http://www.sebi.gov.in/sebiweb/home/
list/5/33/0/0/Recognised-Intermediaries). The relevant branch oI the SCSB will
perIorm verifcation procedures and block an amount in the ASBA Account
equal to the Application Amount specifed in the ASBA Application.
For ASBA Applications submitted directly to the SCSBs, the relevant SCSB
will block an amount in the ASBA Account equal to the Application Amount
specifed in the ASBA Application, beIore entering the ASBA Application into
the electronic platIorm. SCSBs may provide the electronic mode oI Application
either through an internet enabled application and banking Iacility or such other
secured, electronically enabled mechanism Ior application and blocking oI
Iunds in the ASBA Account. For ASBA Applications, the SCSBs, will block
Application Amount only against/in a Iunded deposit account and ensure that
clear demarcated Iunds are available Ior ASBA Applications and no lien shall
be marked against credit limits/overdraIt Iacility oI account holders Ior ASBA
Application, in accordance with SEBI circular CIR/CFD/DIL/12/2012 dated
September 13, 2012
ASBA Applicants should ensure that they have funds equal to the Application
Amount in the ASBA Account before submitting the ASBA Application to
the Members of the Syndicate or Trading Members of the Stock Exchanges,
as the case may be, at the Specied Cities or to the Designated Branches of
SCSBs. An ASBA Application where the corresponding ASBA Account does
not have sufcient funds equal to the Application Amount at the time of
blocking the ASBA Account is liable to be rejected.
The Application Amount will remain blocked in the ASBA Account until
approval oI the Basis oI Allotment and consequent transIer oI the amount to
the Public Issue Account(s), or until withdrawal/Iailure oI the Issue or until
withdrawal/rejection oI the Application Form, as the case may be. Once the Basis
oI Allotment is approved, the Registrar to the Issue will send an appropriate
request to the controlling branch oI the SCSB Ior unblocking the relevant
ASBA Accounts and Ior transIerring the amount pertaining to Bonds allocable
to the successIul ASBA Applicants to the Public Issue Account(s). In case oI
withdrawal/Iailure oI the Issue/reIund, the blocked amount will be unblocked on
receipt oI such inIormation Irom the Registrar to the Issue.
34. Escrow Mechanism for Applicants other than ASBA Applicants
We shall open Escrow Accounts with one or more Escrow Collection Banks in
whose Iavour the Applicants (except Ior ASBA Applicants) shall draw cheques
or demand drafts. All Applicants would be required to pay the full Application
Amount at the time oI the submission oI the Application Form. Cheques or
demand drafts for the Application Amount received from Applicants would be
deposited by the Members of the Syndicate and Trading Members, as the case
may be, in the Escrow Accounts.
Each Applicant (except Ior ASBA Applicants) shall draw a cheque or demand
draft for the Application Amount as per the following terms:
a) The payment instruments Irom the Applicants shall be payable into the
Escrow Account drawn in Iavour oI 'Escrow Account NHPC Public
Issue.
b) Payments should be made by cheque, or a demand draIt drawn on any bank
(including a co-operative bank), which is situated at, and is a member oI
or sub-member oI the bankers` clearing house located at the centre where
the Application Form is submitted. Outstation cheques/bank draIts drawn
on banks not participating in the clearing process will not be accepted and
Applications accompanied by such cheques or bank draIts are liable to be
rejected.
c) The monies deposited in the Escrow Account will be held Ior the beneft oI
the Applicants until the Designated Date.
d) On the Designated Date, the Escrow Collection Banks shall transIer the
Iunds Irom the Escrow Account, Non Resident Escrow Account as per
the terms oI the Escrow Agreement into the Public Issue Account, Non
Resident Public Issue Accounts. The Escrow Collection Banks shall also,
upon receipt oI instructions Irom the Lead Managers and the Registrar,
transfer all amounts payable to Applicants, who have not been allotted
Bonds to the ReIund Accounts.
The Escrow Collection Bank(s) shall transIer the Iunds Irom the Escrow Account
into the Public Issue Account(s), as per the terms oI the Escrow Agreement and
the Prospectus.
The Company will open Escrow Account(s) with each oI the Escrow Collection
Bank(s) in whose Iavour the Applicants (other than ASBA Applicants) will make
out the cheque or demand draft in respect of their Application.
Cheques or demand drafts received for the full Application Amount from
Applicants/payments received through the online payment Iacility oIIered by
Stock Exchanges would be deposited in the Escrow Account(s). All cheques/
bank draIts accompanying the Application should be crossed 'A/c Payee only
and made payable to 'Escrow Account NHPC Public Issue.
Application Amounts paid through the online payment Iacility oI the Stock
Exchanges will also be deposited in the Escrow Account(s).
The Escrow Collection Bank(s) will maintain the monies in the Escrow
Account(s) until documents Ior creation oI security Ior the Bonds are executed.
The Escrow Collection Bank(s) will not exercise any lien whatsoever over
the monies deposited therein and will hold the monies therein in trusts for
the Applicants. On the Designated Date, the Escrow Collection Bank(s) will
transIer the Iunds represented by Allotment oI Bonds (other than in respect oI
Allotment to successIul ASBA Applicants) Irom the Escrow Account(s), as per
the terms oI the Escrow Agreement, into the Public Issue Account(s)), provided
that the Company will have access to such Iunds only aIter receipt oI fnal listing
and trading approvals Irom the Stock Exchanges and execution oI the Bond
Trust Deed. The balance amount aIter transIer to the Public Issue Account(s)
will be transIerred to the ReIund Account. Payments oI reIund to the relevant
Applicants will be made Irom the ReIund Account as per the terms oI the Escrow
Agreement and the Prospectus.
35. Payment into Escrow Account
Each Applicant will draw a cheque or demand draIt or remit the Iunds
electronically through the mechanisms for the Application Amount as per the
following terms:
(a) All Applicants would be required to pay the Iull Application Amount Ior
the number oI Bonds applied Ior, at the time oI the submission oI the
Application Form.
(b) The Applicants will, with the submission oI the Application Form, draw
a cheque/demand draIt Ior the Iull Application Amount in Iavour oI the
Escrow Account and submit the same to Escrow Collection Bank(s).
If the payment is not made favouring the Escrow Account with the
Application Form, the Application is liable to be rejected. Application
Forms accompanied by cash, stock invest, money order or postal order
will not be accepted.
(c) The cheque/demand draIt Ior payment into the Escrow Account should be
drawn in Iavour oI 'Escrow Account NHPC Public Issue.
(d) Payments should be made by cheque or demand draIt drawn on any bank
(including a cooperative bank) which is situated at and is a member oI or
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


sub-member oI the bankers` clearing house located at the centre where the
Application Form is submitted. Outstation cheques, post-dated cheques
and cheques/bank drafts drawn on banks not participating in the
clearing process will not be accepted and Applications accompanied by
such cheques or bank drafts are liable to be rejected. Cash/stockinvest/
money orders/postal orders will not be accepted. Cheques without the
nine digit MICR code are liable to be rejected.
(e) Applicants are advised to provide the number oI the Application Form
on the reverse oI the cheque or bank draIt to avoid misuse oI instruments
submitted with the Application Form.
(I) The monies deposited in the Escrow Accounts will be held Ior the beneft
oI the Applicants (other than ASBA Applicants) till the Designated Date.
(g) On the Designated Date, the Escrow Collection Banks shall transIer the
Iunds Irom the Escrow Accounts as per the terms oI the Escrow Agreement
into the Public Issue Account(s) with the Bankers to the Issue and the
reIund amount shall be transIerred to the ReIund Account.
36. Payment by cash/stockinvest/money order
Payment through cash/stockinvest/money order will not be accepted in the Issue.
. Online Applications
The Company may decide to oIIer an online Application Iacility Ior the Bonds,
as and when permitted by applicable laws, subject to the terms and conditions
prescribed.
SUBMISSION OF DULY COMPLETED APPLICATION
FORMS
Mode of
Sumission of
Application Forms
To whom the Application Form has to be
sumitted
Direct Online
Applications
Online submission through the electronic
platform and online payment facility offered
by the Stock Exchanges.
ASBA Applications (i) II using physical Application Form, (a)
to the Members of the Syndicate or Trading
Members oI the Stock Exchanges only at the
Specifed Cities ('Syndicate ASBA), or (b)
to the Designated Branches oI SCSBs where
the ASBA Account is maintained; or(ii) II
using electronic/ online Application Form,
to the SCSBs, electronically through internet
banking Iacility, iI available.
Non-ASBA
Applications (other
than Direct Online
Applications)
The Members of the Syndicate or Trading
Members oI the Stock Exchanges.
Note: Applications for Allotment in physical
Iorm can be made only by using non-ASBA
Applications (other than Direct Online
Applications).
No separate receipts will be issued for the Application Amount payable on
submission of Application Form. However, the Lead Managers/Consortium
Member/Trading Members oI Stock Exchanges will acknowledge the receipt oI
the Application Forms by stamping the date and returning to the Applicants an
acknowledgement slip which will serve as a duplicate Application Form Ior the
records of the Applicant.
Syndicate ASBA Applicants must ensure that their ASBA Applications are
submitted to the Members of the Syndicate or Trading Members oI the Stock
Exchanges only at the Specifed Cities. ASBA Applications submitted to the
Members of the Syndicate or Trading Members oI the Stock Exchanges at the
Specifed Cities will not be accepted iI the SCSB where the ASBA Account,
as specifed in the ASBA Application, is maintained has not named at least
one branch at that Specifed City Ior the Members of the Syndicate or Trading
Members oI the Stock Exchanges, as the case may be, to deposit ASBA
Applications. A list oI such branches is available at http://www.sebi.gov.in/
sebiweb/home/list/5/33/0/0/Recognised-Intermediaries. For inIormation on the
Issue programme and timings Ior submission oI Application Forms, see 'Terms
of the Issue Issue Period on page 170 of the Prospectus.
Applicants other than ASBA Applicants are advised not to submit
Application Forms directly to Escrow Collection Bank(s); and the same
are liable to be rejected and the Applicants will not be entitled to any
compensation whatsoever.
. Rejection of Applications
The Company reserves its Iull, unqualifed and absolute right to accept or reject
any Application in whole or in part and in either case without assigning any
reason thereof. Applications would be liable to be rejected on one or more
technical grounds, including but not restricted to the following:
Applications where a registered address in India is not provided Ior the
Applicant.
Applications by persons who are not eligible to acquire Bonds oI the
Company in terms of applicable laws, rules, regulations, guidelines and
approvals, including Applications by persons not competent to contract
under the Indian Contract Act, 1872 (including a minor without a guardian
name) and Applications by OCBs.
In case oI partnership frms, Bonds may be registered in the names oI the
individual partners and no frm as such will be entitled to apply. However,
a limited liability partnership frm can apply in its own name.
In case oI Applications under power oI attorney or by corporates, trusts,
societies, etc., relevant documents are not submitted.
Applications accompanied by Stockinvest/money order/postal order/cash.
Applications Ior an amount below the minimum Application size.
However, our Company may allot Bonds up to the value oI application
monies paid, iI such application monies exceed the minimum application
size as prescribed hereunder.
Applications Ior amounts greater than the maximum permissible amounts
prescribed by the regulations and applicable law.
Applications without payment oI the entire Application Amount. However,
the Company may Allot Bonds up to the value oI Application Amounts
paid, iI such Application Amounts exceed the minimum Application size
prescribed hereunder.
Application Amount paid not tallying with the number oI Bonds applied
Ior. However, the Company may Allot Bonds up to the value oI Application
Amounts paid, iI such Application Amounts exceed the minimum
Application size prescribed hereunder.
Applications Ior a number oI Bonds which is not in a multiple oI one.
However, the Company may allot Bonds upto lower integer iI such
Application Amount exceeds one Bond.
Submission oI more than fve ASBA Applications per ASBA Account.
PAN not mentioned in the Application Form, except Ior Applications by or
on behalI oI the Central or State Government and the oIfcials appointed by
the courts and by Applicants residing in the State oI Sikkim, provided such
claims have been verifed by the DPs.
GIR number Iurnished instead oI PAN.
DP ID, Client ID and bank account not mentioned in the Application Form,
in case of Allotment in dematerialised form.
ASBA Applications not having details oI the ASBA Account to be blocked.
Authorisation to the SCSB Ior blocking Iunds in the ASBA Account not
provided.
Signature oI sole and/or joint Applicants missing. In case oI joint
Applicants, the Application Forms not being signed by each oI the joint
Applicants (in the same sequence as they appear in the records oI the
Depository).
ASBA Application Forms not signed by the ASBA Account holder, iI the
ASBA Account holder is diIIerent Irom the Applicant.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Application Forms submitted to the Members oI the Syndicate or Trading
Members oI the Stock Exchanges does not bear the stamp oI the relevant
Member oI the Syndicate or Trading Member oI the Stock Exchanges, as
the case may be. ASBA Applications submitted directly to the Designated
Branches oI SCSBs does not bear the stamp oI the SCSB and/or the
Designated Branch and/or Member oI the Syndicate or Trading Members
oI the Stock Exchanges, as the case may be.
In case oI Allotment in dematerialised Iorm, no corresponding record is
available with the Depositories that matches three parameters, namely,
DP ID, Client ID and PAN or iI PAN is not available in the Depository
database.
With respect to ASBA Applications, inadequate Iunds in the ASBA Account
to enable the SCSB to block the Application Amount specifed in the ASBA
Application Form at the time oI blocking such Application Amount in the
ASBA Account or no confrmation is received Irom the SCSB Ior blocking
of funds.
Applications by persons debarred Irom accessing capital markets, by SEBI
or any other regulatory authority.
Applications not uploaded on the terminals oI the Stock Exchanges.
Applications uploaded aIter the expiry oI the allocated time on the Issue
Closing Date, unless extended by the Stock Exchanges, as applicable.
Applications by Applicants whose benefciary accounts have been
suspended Ior credit` pursuant to the circular issued by SEBI on July 29,
2010 bearing number CIR/MRD/DP/22/2010.
ASBA Applications submitted to the Members oI the Syndicate or Trading
Members oI the Stock Exchanges at locations other than the Specifed
Cities or at a Designated Branch oI a SCSB where the ASBA Account is
not maintained, and ASBA Applications submitted directly to an Escrow
Collection Bank (assuming that such bank is not a SCSB), to the Company
or the Registrar to the Issue.
Application Forms not delivered by the Applicant within the time
prescribed as per the Application Form, and the Prospectus(es) and as per
the instructions in the Application Form and the Prospectus(es).
Application Form accompanied with more than one payment instructions/
cheque.
Date oI Birth Ior frst/sole Applicant Ior persons applying Ior Allotment oI
Bonds in physical Iorm not mentioned in the Application Form.
SCSB making an ASBA application (a) through an ASBA Account
maintained with its own selI or (b) through an ASBA account maintained
through a diIIerent SCSB not in its own name, or (c) through an ASBA
Account maintained through a diIIerent SCSB in its own name, which
ASBA Account is not utilised Ior the purpose oI applying in public issue.
With respect to non-ASBA Applicants, Applications where clear Iunds are
not available in Applicants Accounts as per fnal certifcates Irom Escrow
Collection Bank(s).
Applications by persons/entities who have been debarred Irom accessing
the capital markets by SEBI.
Where PAN details in the Application Form and as entered into the
electronic platIorm oI the stock exchange(s), are not as per the records oI
the Depositories.
In case oI Applicants applying Ior the Bonds in physical Iorm, iI the
address oI the Applicant is not provided in the Application Form.
ASBA Applications submitted to the Members of the Syndicate or Trading
Members of the Stock Exchanges at the Specied Cities will not be accepted
if the SCSB where the ASBA Account, as specied in the ASBA Form, is
maintained has not named at least one branch at that Specied City for the
Members of the Syndicate or Trading Members of the Stock Exchanges, as
the case may be, to deposit ASBA Applications (A list of such branches is
available at http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/Recognised-
Intermediaries.
For inIormation on certain procedures to be carried out by the Registrar to
the Issue Ior fnalisation oI the Basis oI Allotment, see '- Information for
Applicants on page 209 oI the Prospectus. For inIormation on payment oI
reIunds, see 'Terms of the Issue - Payment of Refunds on page 173 oI the
Prospectus.
39. Electronic Registration of Applications
(a) The Members of the Syndicate, Trading Members oI the Stock Exchanges
and Designated Branches oI SCSBs, as the case may be, will register
Applications using the online Iacilities oI the Stock Exchanges. There will
be at least one online connection in each city where Applications are being
accepted. Direct Online Applications will be registered by Applicants using
the electronic platIorm oIIered by the Stock Exchanges. The Compan,
the Members of the Syndicate, Trading Members of the Stock
Exchanges, Escrow Collection Bank(s) and the Registrar to the Issue
are not responsible for any acts, mistakes or errors or omission and
commissions in relation to: (i) Applications accepted by the SCSBs, (ii)
Applications uploaded by the SCSBs, (iii) Applications accepted but
not uploaded within the time permitted by the Stock Exchanges by the
SCSBs, (iv) Applications accepted and uploaded by the SCSBs without
blocking funds in the ASBA Accounts, (v) Applications accepted by the
Trading Members of the Stock Exchanges, or (vi) any Online Direct
Applications.
(b) In case oI apparent data entry error by the Lead Managers, Members of the
Syndicate, Trading Members oI the Stock Exchanges, Escrow Collection
Bank(s) or Designated Branches oI SCSBs, as the case may be, in entering
the Application Form number in their respective schedules other things
remaining unchanged, the Application Form may be considered as valid
and such exceptions may be recorded in minutes oI the meeting submitted
to the Designated Stock Exchange.
(c) The Stock Exchanges will oIIer an electronic Iacility Ior registering
Applications, which will be available during the Issue Period on the
terminals of the Consortium Member and sub-Brokers, Trading Members
oI the Stock Exchanges and the SCSBs. The Members of the Syndicate
and Trading Members oI the Stock Exchanges can also set up Iacilities Ior
oIfine electronic registration oI Applications subject to the condition that
they will subsequently upload the oIfine data fle into the online Iacilities
Ior Applications on a regular basis, and beIore the expiry oI the allocated
time on the Issue Closing Date. On the Issue Closing Date, the Members of
the Syndicate, Trading Members oI the Stock Exchanges and Designated
Branches oI SCSBs will upload Applications until such time as may be
permitted by the Stock Exchanges. This inIormation will be available with
the Members of the Syndicate, Trading Members oI the Stock Exchanges
and Designated Branches oI SCSBs on a regular basis. A high inow of
Applications on the Issue Closing Date may lead to some Applications
received on such day not being uploaded; such Applications will not be
considered for allocation. Applicants are therefore advised to submit
their Applications well in advance of the closing time of acceptance of
Applications on the Issue Closing Date. For Iurther inIormation on the
Issue programme, see 'Terms of the Issue Issue Period on page 170 of
the Prospectus.
(d) At the time oI registering each Application, other than ASBA Applications
and Direct Online Applications, the Members of the Syndicate or Trading
Members oI the Stock Exchanges will enter the requisite details oI the
Applicants in the online system including:
z Application Form number
z PAN oI the sole/frst Applicant
z Investor category and sub-category
z DP ID
z Client ID
z Series oI Bonds applied Ior
z Number oI Bonds Applied Ior in each Series oI Bond
z Price per Bond
z Application amount
z Cheque number
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


(e) With respect to ASBA Applications submitted directly to the SCSBs at the
time oI registering each Application, the Designated Branches will enter
the requisite details of the Applicants in the online system including:
z Application Form number
z PAN oI the sole/frst Applicant
z Investor category and sub-category
z DP ID
z Client ID
z Series oI Bonds applied Ior
z Number oI Bonds Applied Ior in each Series oI Bond
z Price per Bond
z Bank code Ior the SCSB where the ASBA Account is maintained
z Bank account number
z Application amount
(I) With respect to ASBA Applications submitted to the Members of the
Syndicate or Trading Members oI the Stock Exchanges at the Specifed
Cities, at the time of registering each Application, the requisite details of
the Applicants will be entered in the online system including:
z Application Form number
z PAN oI the sole/frst Applicant
z Investor category and sub-category
z DP ID
z Client ID
z Series oI Bonds applied Ior
z Number oI Bonds Applied Ior in each Series oI Bond
z Price per Bond
z Bank code Ior the SCSB where the ASBA Account is maintained
z Location oI Specifed City
z Bank account number
z Application amount
(g) A system generated acknowledgement slip will be issued to the Applicant
as a proof of the registration of each Application. It is the Applicant`s
responsibility to obtain the acknowledgement slip stamped with date
and time from the Members of the Syndicate, TradinMemers of
the Stock Exchanges and Designated Branches of the SCSBs, as the
case may be. Registration of the Application by the Memers of the
Syndicate, Trading Members of the Stock Exchanges and Designated
Branches of SCSBs, as the case may be, does not guarantee that Bonds
will be allocated/Allotted by the Company. The acknowledgement slip
will be non-negotiable and by itself will not create any obligation of
ankind.
(h) Applications can be rejected on the technical grounds listed on page 205
of the Prospectus or if all required information is not provided or the
Application Form is incomplete in any respect.
(i) The permission granted by the Stock Exchanges to use their network
and software of the online system should not in any way be deemed or
construed to mean that the compliance with various statutory and other
requirements by the Company and/or the Lead Managers are cleared or
approved by the Stock Exchanges; nor does it in any manner warrant,
certify or endorse the correctness or completeness of any of the compliance
with the statutory and other requirements nor does it take any responsibility
Ior the fnancial or other soundness oI the Company, the management or
any scheme or project oI the Company; nor does it in any manner warrant,
certify or endorse the correctness or completeness of any of the contents
oI the Prospectus; nor does it warrant that the Bonds will be listed or will
continue to be listed on the Stock Exchanges.
(j) Only Applications that are uploaded on the online system oI the Stock
Exchanges will be considered Ior allocation/Allotment. The Members oI
the Syndicate, Trading Members oI the Stock Exchanges and Designated
Branches oI SCSBs will capture all data relevant Ior the purposes oI
fnalising the Basis oI Allotment while uploading Application data in the
electronic systems oI the Stock Exchanges. In order that the data so captured
does not match with the Depository details, the Members oI the Syndicate,
Trading Members oI the Stock Exchanges and Designated Branches oI
SCSBs will have up to one Working Day aIter the Issue Closing Date to
modiIy/veriIy certain selected felds uploaded in the online system during
the Issue Period aIter which the data will be sent to the Registrar to the
Issue Ior reconciliation with the data available with the NSDL and CDSL.
40. Allotment of bonds and issuance of allotment advice
The Company reserves, in its absolute and unqualied discretion and
without assigning any reason therefor, the right to reject any Application in
whole or in part. The unutilised portion oI the Application Amount(s) will be
reIunded to the Applicant by an account payee cheque/demand draIt. In case the
cheque payable at par facility is not available, the Company reserves the right to
adopt any other suitable mode of payment.
The Company will use best efforts to ensure that all steps for completion of the
necessary formalities for Allotment, listing and commencement of trading at the
Stock Exchanges where the Bonds are proposed to be listed are taken within 12
Working Days oI the Issue Closing Date. The Company will ensure dispatch oI
Allotment Advice/reIund orders within 12 Working Days oI the Issue Closing
Date and/or issue instructions Ior credit oI Bonds to the respective benefciary
accounts with DPs Ior successIul Applicants who have been Allotted Bonds
in dematerialised Iorm within 12 Working Days oI the Issue Closing Date.
Allotment Advice Ior successIul Applicants who have been Allotted Bonds
in dematerialised Iorm will be mailed to their addresses (in India) as per the
Demographic Details received Irom the Depositories.
The Company will credit the Allotted Bonds to the respective benefciary
accounts/dispatch the Allotment Advice/reIund orders, as the case may be,
by speed/registered post at the Applicant`s sole risk within 12 Working Days
oI the Issue Closing Date. The Company and every oIfcer in deIault will be
liable to pay interest at applicable rate for delay beyond 8 days from the time
the Company becomes liable to repay any amount on account of refund, as
may be prescribed under of the Companies Act, 1956 (to the extent applicable)/
Companies Act, 2013, as the case may be.
The Company will provide adequate funds required for dispatch of refund orders
and Allotment Advice, as applicable, to the Registrar to the Issue.
OTHER INFORMATION
41. Information for Applicants
In case oI ASBA Applications submitted to the SCSBs, in terms oI SEBI circular
dated April 22, 2010, the Registrar to the Issue will reconcile the compiled data
received Irom the Stock Exchanges and all SCSBs, and match the same with the
Depository database Ior correctness oI DP ID, Client ID and PAN. The Registrar
to the Issue will undertake technical rejections based on the electronic details and
the Depository database. In case oI any discrepancy between the electronic data
and the Depository records, the Company, in consultation with the Designated
Stock Exchange, the Lead Managers and the Registrar to the Issue, reserves the
right to proceed as per the Depository records Ior such ASBA Applications or
treat such ASBA Applications as rejected.
In case oI ASBA Applicants submitted to the Members oI the Syndicate and
Trading Members oI the Stock Exchanges at the Specifed Cities, the Basis oI
Allotment will be based on the validation by the Registrar to the Issue oI the
electronic details with the Depository records, and the complete reconciliation oI
the fnal certifcates received Irom the SCSBs with the electronic details in terms
oI SEBI circular dated April 29, 2011. The Registrar to the Issue will undertake
technical rejections based on the electronic details and the Depository database.
In case oI any discrepancy between the electronic data and the Depository
records, the Company, in consultation with the Designated Stock Exchange, the
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Lead Managers and the Registrar to the Issue, reserves the right to proceed as per
the Depository records or treat such ASBA Application as rejected.
In case oI non-ASBA Applications and Direct Online Applications, the Basis
oI Allotment will be based on the validation by the Registrar to the Issue oI the
electronic details with the Depository records, and the complete reconciliation
oI the fnal certifcates received Irom the Escrow Collection Bank(s) with the
electronic details in terms oI SEBI circular dated April 22, 2010 and SEBI
circular dated April 29, 2011. The Registrar to the Issue will undertake technical
rejections based on the electronic details and the Depository database. In case
oI any discrepancy between the electronic data and the Depository records,
the Company, in consultation with the Designated Stock Exchange, the Lead
Managers, the Registrar to the Issue, reserves the right to proceed as per the
Depository records or treat such Applications as rejected.
Based on the inIormation provided by the Depositories, the Company will have
the right to accept Applications belonging to an account Ior the beneft oI a minor
(under guardianship). In case oI Applications Ior a higher number oI Bonds than
specifed Ior that category oI Applicant, only the maximum amount permissible
for such category of Applicant will be considered for Allotment.
2. Withdrawal of Applications during the Issue Period
Withdrawal of Direct Online Applications
Direct Online Applications may be withdrawn in accordance with the procedure
prescribed by the Stock Exchanges.
Withdrawal of ASBA Applications
ASBA Applicants may withdraw their ASBA Applications during the Issue
Period by submitting a request to a Member of the Syndicate, Trading Member
oI the Stock Exchanges or a Designated Branch oI an SCSB, as the case may
be, through whom the ASBA Application had been placed. In case oI ASBA
Applications submitted to the Members of the Syndicate or Trading Members
oI the Stock Exchanges at the Specifed Cities, on receipt oI the request Ior
withdrawal Irom the ASBA Applicant, the relevant Member oI the Syndicate
or Trading Member oI the Stock Exchanges, as the case may be, will do the
requisite, including deletion oI details oI the withdrawn ASBA Application
Form Irom the electronic platIorm oI the Stock Exchanges. In case oI ASBA
Applications submitted directly to the Designated Branch oI the SCSB, on
receipt oI the request Ior withdrawal Irom the ASBA Applicant, the relevant
Designated Branch will do the requisite, including deletion oI details oI the
withdrawn ASBA Application Form Irom the electronic platIorm oI the Stock
Exchanges and unblocking Iunds in the ASBA Account directly.
Withdrawal of Non-ASBA Applications (other than Direct Online Applications)
Non-ASBA Applicants can withdraw their Applications during the Issue
Period by submitting a request for the same to the Member of the Syndicate or
Trading Member oI the Stock Exchanges, as the case may be, through whom
the Application had been made. On receipt of the request for withdrawal from
the Applicant, the relevant Member of the Syndicate or Trading Member of the
Stock Exchanges, as the case may be, will do the requisite, including deletion oI
details oI the withdrawn ASBA Application Form Irom the electronic platIorm
oI the Stock Exchanges.
. Withdrawal of Applications after the Issue Period
In case an Applicant wishes to withdraw the Application aIter the Issue Closing
Date, the same can be done by submitting a withdrawal request to the Registrar
to the Issue prior to the fnalisation oI Allotment. The Registrar to the Issue will
delete the withdrawn Application Irom the electronic fle provided by the Stock
Exchanges and issue instruction to the SCSB Ior unblocking the ASBA Account
(in case oI ASBA Applications).
44. Revision of Applications
Applicants may revise/modiIy their Application details during the Issue Period,
as allowed/permitted by the Stock Exchanges, by submitting a written request to
a Member oI the Syndicate/Trading Member oI the Stock Exchanges/Designated
Branch oI an SCSB, as the case may be. However, Ior the purpose oI Allotment,
the date of original upload of the Application will be considered in case of such
revision/modifcation. Revision of Applications is not permitted after the
expiry of the time for acceptance of Application Forms on the Issue Closing
Date.
45. Depository Arrangements for Applicants Applying for Allotment in
Demateriaised Form
The Company has made depository arrangements with NSDL and CDSL Ior
issue and holding oI the Bonds in dematerialised Iorm. Tripartite Agreements
have been executed between the Company, the Registrar to the Issue and both
the Depositories. As per the Depositories Act, Bonds issued by us can be held in
a dematerialised Iorm. In this context:
i. The Company has entered into Tripartite Agreements dated October 10,
2007 with the Registrar to the Issue and NSDL and dated July 6, 2007 with
the Registrar to the Issue and CDSL, respectively Ior oIIering depository
option to the Applicants.
ii. An Applicant must have at least one benefciary account with any oI the
DPs oI NSDL or CDSL prior to making the Application.
iii. The Applicant must necessarily provide the DP ID and Client ID details in
the Application Form.
iv. Bonds Allotted to an Applicant in the electronic Iorm will be credited
directly to the Applicant`s respective benefciary account(s) with the DP.
v. Applications can be in single or joint names (not exceeding three
names). II the Application Form is submitted in joint names, the Application
Form should contain only the name oI the frst Bidder whose name should
also appear as the frst holder oI the depository account held in joint names.
vi. Non-transIerable Allotment Advice/reIund orders will be directly sent to
the Applicant by the Registrar to the Issue.
vii. It may be noted that Bonds in electronic Iorm can be traded only on Stock
Exchanges having electronic connectivity with NSDL or CDSL. BSE and
NSE have connectivity with NSDL and CDSL.
viii. Interest or other benefts with respect to Bonds held in dematerialised
form will be paid to those Bondholders whose names appear on the list of
benefcial owners provided by the Depositories to us as on Record Date.
In case oI those Bonds Ior which the benefcial owner is not identifed
by the Depository as on the Record Date/book closure date, the Company
would keep in abeyance the payment oI interest or other benefts, until
such time that the benefcial owner is identifed by the Depository and
conveyed to the Company, whereon the interest or benefts will be paid to
the benefciaries, as identifed, within a period oI 30 days.
ix. Trading oI the Bonds on the foor oI the Stock Exchanges will be in
dematerialised form only.
See 'Instructions for completing the Application Form - Applicants
Beneciary Account and Bank Account Details on page 194 of the Prospectus.
The Bonds will cease to trade Irom the Record Date prior to the Maturity Date.
Trading of Bonds on the oor of the Stock Exchanges will be in dematerialised
form onin mutipes of one Bond.
Allottees will have the option to re-materialise the Bonds Allotted in the Issue as
per the Companies Act and the Depositories Act.
46. Interest in case of Delay
The Company undertakes to pay interest in connection with any delay in
Allotment, dematerialised credit and refunds, beyond the time limits prescribed
under applicable statutory and/or regulatory requirements, at such rates as
stipulated under applicable statutory and/or regulatory requirements.
47. Pre-closure/ Extension
The Company, in consultation with the Lead Managers, reserves the right to
close the Issue at any time prior to the Issue Closing Date. In the event oI such
early closure or extension oI the subscription list oI the Issue, the Company
shall ensure that public notice oI such early closure/extension is published on
or beIore such early date oI closure or the Issue Closing Date, as applicable,
through advertisement(s) in a leading national daily newspaper.The Company
will Allot Bonds with respect to the Applications received at/until the time oI
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
such pre-closure in accordance with the Basis oI Allotment as described in '-
Terms of the Issue-Basis of Allotment on page 171 of the Prospectus.
48. Filing of the Prospectus with the RoC
A copy oI the Prospectus will be fled with the RoC, in accordance with Sections
56 and 60 of the Companies Act, 1956 and other applicable provisions of the
Companies Act, 2013.
49. Communications
Communications in connection with Applications made in the Issue should be
addressed to the Registrar to the Issue, quoting all relevant details including the
Iull name oI the sole/frst Applicant, Application Form number, Applicant`s DP
ID, Client ID and PAN, number oI Bonds applied Ior, date oI the Application
Form, name and address oI the Member oI the Syndicate, Trading Member oI
the Stock Exchanges or Designated Branch oI the SCSB, as the case may be,
where the Application was submitted, and cheque/draIt number and issuing bank
thereoI, or with respect to ASBA Applications, the ASBA Account number in
which an amount equivalent to the Application Amount was blocked.
Applicants may contact the Compliance OIfcer and/or the Registrar to the Issue
in case oI any pre-Issue or post-Issue related problems such as non-receipt oI
Allotment Advice, reIunds, interest on Application Amount or credit oI Bonds in
the respective benefciary accounts, as the case may be.
Grievances relating to the ASBA process may be addressed to the Registrar to
the Issue, with a copy to the relevant SCSB. Grievances relating to Direct Online
Applications may be addressed to the Registrar to the Issue, with a copy to the
relevant Stock Exchange.
TERMS OF THE ISSUE
5. Authoritfor the Issue
The CBDT has, vide the CBDT Notifcation, authorised the Company to issue
Bonds aggregating to Rs. 1,000 crore. The Company proposes to raise Rs. 500
crore* through a public issue oI Bonds with an option to retain oversubscription
up to Rs. 500 crore Ior issuance oI additional bonds aggregating to a total oI up
to Rs. 1,000 crore*, during the Fiscal 2014.
* In terms of the CBDT Notihcation, our Company is allowed to raise tax free
bonds upto a maximum amount of Rs. 1,000 crore in the Fiscal 2014, out of
which our Company is required to raise a minimum of 70 i.e. Rs. 700 crore
through public issue. Further, our Company may at its discretion, raise upto a
maximum of Rs. 300 crore through private placement route, wherein suitable
amount shall be earmarked for sovereign wealth funds, pension and gratuity
funds. In case our Company decides to raise funds through private placement
route, the amount of oversubscription that may be retained through public issue
shall stand reduced accordingly. Our Company shall ensure that the tax free
bonds issued through public issue and private placement route shall together not
exceed Rs. 1,000 crore during the Fiscal 2014.
The Board, at the meeting held on September 17, 2013, approved the Issue oI the
tax Iree secured redeemable non-convertible bonds in the nature oI debentures,
by public issue(s) and/or on private placements(s) basis in India to eligible
investors, in one or more tranches, in the aggregate amount oI up to Rs. 1,000
crore during Fiscal 2014.
5. Terms Conditions of the Issue
The terms and conditions oI Bonds being oIIered in the Issue are subject to
the Companies Act, 1956 (to the extent applicable)/ Companies Act, 2013, as
the case may be, the SEBI Debt Regulations, Income Tax Act, the Debt Listing
Agreement, the CBDT Notifcation, the Prospectus, the Application Form, the
Abridged Prospectus and other terms and conditions as may be incorporated
in the Bond Trust Deed to be entered into between the Company and IDBI
Trusteeship Services Limited (in its capacity as the 'Bond Trustee, which
expression will include its successor(s)) as trustee), as well as laws applicable
Irom time to time, including rules, regulations, guidelines, notifcations and any
statutory modifcations or re-enactments including those issued by GoI, SEBI,
RBI, the Stock Exchanges and/or other authorities and other documents that may
be executed in respect oI the Bonds.
For more inIormation, see 'Issue Structure on page 163 oI the Prospectus.
52. Face Value
The Iace value oI each Bond is Rs. 1,000.
53. Security
The Bonds will be secured by a pari passu frst charge on specifc assets oI the
Company, as may be mentioned in the Bond Trust Deed, with an asset cover oI
one time oI the total outstanding amount oI Bonds. The Company reserves the
right to create frst pari passu charge on the said specifc assets Ior its present and
Iuture fnancial requirements or otherwise, without requiring the consent oI, or
intimation to, the Bondholders or the Bond Trustee in this connection, provided
that a minimum security cover oI 1 (one) times is maintained.
The Company shall obtain the NOC Irom the existing debenture trustees/ lenders
prior to creation and sharing of pari passu security interest in Iavour oI Bond
Trustee over the aforesaid security interest.
The Bondholders are entitled to the beneft oI the Bond Trust Deed and are bound
by and are deemed to have notice oI all provisions oI the Bond Trust Deed.
5. Credit Ratin
ICRA Limited has, vide its letter dated September 27, 2013 assigned a credit
rating oI '|ICRA| AAA to the Bonds. Instruments with this rating are
considered to have the highest degree of safety regarding timely servicing of
fnancial obligations. Such instruments carry lowest credit risk.
India Rating & Research Private Limited has, vide its letter dated October 1,
2013, assigned a credit rating oI IND AAA` to the Bonds. Instruments with
this rating are considered to have the highest degree of safety regarding timely
servicing oI fnancial obligations. Such instruments carry lowest credit risk.
Credit Analysis & Research Limited has, vide its letter dated September 27,
2013 assigned a credit rating oI CARE AAA` to the Bonds. Instruments with
this rating are considered to have the highest degree of safety regarding timely
servicing oI fnancial obligations. Such instruments carry lowest credit risk.
For the rationale Ior these ratings, see 'Annexure B Credit Rating of the
Prospectus.
55. Issue Period
Issue Opens On October 18, 2013
Issue Coses On Novemer , 2
The Issue shall remain open Ior subscription Irom 10.00 a.m. to 5.00 p.m.
(Indian Standard Time) during the period indicated above with an option Ior
early closure or extension, as may be decided by the Board oI Directors or the
Functional Authority. In the event oI such early closure or extension oI the
subscription list oI the Issue, the Company shall ensure that public notice oI
such early closure/extension is published on or beIore such early date oI closure
or the Issue Closing Date, as applicable, through advertisement(s) in atleast one
leading national daily newspaper.
56. Minimum Application
5 Bonds in the multiples oI one Bond thereaIter (Ior all Series oI Bonds, either
taken individually or collectively).
57. Escrow Mechanism
Please reIer 'Issue Procedure Escrow Mechanism for Applicants other than
ASBA Applicants and 'Issue Procedure Payment into Escrow Account on
page 202 and page 203 oI the Prospectus, respectively.
5. ALLOTMENT OF BONDS
Deemed Date of Aotment
The Deemed Date oI Allotment will be the date on which, the Board oI Directors
or Functional Authority approves the Allotment oI Bonds Ior the Issue or such
date as may be determined by the Board oI Directors or Functional Authority
and notifed to the Designated Stock Exchange. All benefts relating to the Bonds
including interest on Bonds (as specifed by the Prospectus) shall be available
Irom the Deemed Date oI Allotment. The actual allotment oI Bonds may take
place on a date other than the Deemed Date oI Allotment.
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
Group of Applications and Allocation Ratio
The Registrar will aggregate the applications based on the applications
received through an electronic book from the stock exchanges and
determine the valid applications for the purpose of drawing the basis of
allocation. Grouping of the application received will be then done in the
following manner:
For the purposes oI the basis oI allotment:
a) Applications received from Category I Applicants: Applications received
Irom Applicants belonging to Category I shall be grouped together ('IB
Portion);
b) Applications received from Category II Applicants: Applications
received Irom Applicants belonging to Category II, shall be grouped
together('Corporate Portion);
c) Applications received from Category III Applicants: Applications received
Irom Applicants belonging to Category III shall be grouped together; ('Hih
Networth Individual Portion); and
d) Applications received from Category IV Applicants: Applications received
Irom Applicants belonging to Category IV shall be grouped together.
('RetaiIndividuaInvestor Portion)
Pursuant to the CBDT Notication, at least 40 of the Issue size shall be
reserved for RetaiIndividuaInvestors.
For avoidance oI doubt, the terms 'IB Portion, 'Corporate Portion, 'Hih
Net orth IndividuaPortion and 'RetaiIndividuaInvestor Portion are
individually reIerred to as a 'Portionand collectively referred to as Portions.
For the purposes oI determining the number oI Bonds available for allocation to
each of the abovementioned Portions, the Company shall have the discretion of
determining the number of Bonds to be allotted over and above the Base Issue
Size, in case the Company opts to retain any oversubscription in the Issue up to Rs.
1,000 crore . The aggregate value of Bonds decided to be allotted over and above
the Base Issue Size, (in case the Company opts to retain any oversubscription in
the Issue), and/or the aggregate value oI Bonds up to the Base Issue Size shall be
collectively termed as the OveraIssue Sie.
Allocation Ratio
IB Portion Corporate
Portion
High Networth
Individua
Portion
RetaiIndividua
Investor Portion
15 oI the Overall Is-
sue Size
20 oI the
Overall Issue
Size
25 oI the
Overall Issue
Size
40 oI the Overall
Issue Size
5. Basis of Aotment
(a) Allotments in the hrst instance:
(i) Applicants belonging to the Category I (QIB Portion), in the frst
instance, will be allocated Bonds up to 15 oI Overall Issue Size on
frst come frst serve basis which would be determined on the basis oI
the date of upload of each Application into the electronic system of the
Stock Exchanges;
(ii) Applicants belonging to the Category II (Corporate Portion), in the
frst instance, will be allocated Bonds up to 20 oI Overall Issue Size
on frst come frst serve basis which would be determined on the basis
of date of upload of each Application into the electronic system of the
Stock Exchanges;
(iii) Applicants belonging to the Category III (High Network Individual
Portion), in the frst instance, will be allocated Bonds up to 25 oI
Overall Issue Size on frst come frst serve basis which would be
determined on the basis of date of upload of each Application in to
the electronic system oI the Stock Exchanges;
(iv) Applicants belonging to the Category IV (Retail Individual Investor
Portion), in the frst instance, will be allocated Bonds up to 40 oI
Overall Issue Size on frst come frst serve basis which would be
determined on the basis of date of upload of each Application in to
the electronic system oI the Stock Exchanges.
Allotments, in consultation with the Designated Stock Exchange, shall
be made on a frst come frst serve basis, based on the date oI upload oI
each Application into the electronic system oI the Stock Exchanges, in
each Portion, subject to the Allocation Ratio.
(b) Under Subscription: II there is any under subscription in any Portion,
priority in allotments will be given in the Iollowing order on a frst come frst
serve basis in each Portion, based on the date of upload of each Application
into the electronic system oI the Stock Exchanges, in each Portion:
(i) Retail Individual Investor Portion
(ii) High Net worth Individual Portion
(iii) Corporate Portion
(iv) QIB Portion
(c) For each Portion, all Applications uploaded into the electronic system oI the
Stock Exchanges in the same day would be treated at par with each other.
Allotment within a day would be on proportionate basis, where Bonds
applied Ior exceeds Bonds to be allotted Ior each Portion respectively.
Minimum allotment oI One Bonds and in multiple oI One Bonds will be
made in case of each valid Application.
(d) Allotments in case of oversubscription: In case oI oversubscription,
allotments to the maximum extent, as possible, will be made on a frst
come frst serve basis and thereaIter on a proportionate basis in each
Portion, determined based on the date of upload of each Application into the
electronic system oI the Stock Exchanges i.e. Iull allotment oI Bonds to the
Applicants on a frst come frst serve basis up to the date Ialling 1 day prior
to the date oI oversubscription and proportionate allotment oI Bonds to the
Applicants on the date of oversubscription.
(e) Proportionate Allotments: For each Portion, on the date oI oversubscription:
(i) Allotments to the Applicants shall be made in proportion to their
respective Application size, rounded off to the nearest integer.
(ii) II the process oI rounding oII to the nearest integer results in the actual
allocation oI Bonds being higher than the Issue size, not all Applicants
will be allotted the number oI Bonds arrived at aIter such rounding oII.
Rather, each Applicant whose Allotment size, prior to rounding oII,
had the highest decimal point would be given preference.
(iii) In the event, there are more than one Applicant whose entitlement
remain equal after the manner of distribution referred to above, our
Company will ensure that the basis oI allotment is fnalised by draw oI
lots in a fair and equitable manner.
(f) Applicant applying for more than one Series of Bonds: II an Applicant has
applied Ior more than one Series oI Bonds and iI such Applicant is entitled
to allocation oI only a part oI the aggregate number oI Bonds applied Ior, the
Series - wise allocation oI Bonds to such Applicants shall be in proportion
to the number oI Bonds with respect to each Series oI Bonds, applied Ior by
such Applicant, subject to rounding off to the nearest integer, as appropriate
in consultation with Lead Managers and the Designated Stock Exchange.
(g) Minimum allotment oI 5 Bond and in multiples oI 1 Bond thereaIter would
be made in case oI each valid Application, subject to Basis oI Allotment as
mentioned above.
All decisions pertaining to the basis oI allotment oI Bonds pursuant to
the Issue shall be taken by our Company in consultation with the Lead
Managers, and the Designated Stock Exchange and in compliance with
the aIorementioned provisions oI the Prospectus. Any other queries/ issues
in connection with the Applications will be appropriately dealt with and
decided upon by the Company in consultation with the Lead Managers.
Our Company will allot Series 2A/ Series 2B Bonds (depending upon the
category oI applicants) to all valid applications, wherein the Applicants
have not indicated their choice oI the relevant Series oI Bond.
NHPC LIMITED
22
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
60. Additional/Multiple Applications
Please reIer 'Issue Procedure Additional/Multiple Applications on page 196
of the Prospectus.
. Form of Aotment and Denomination
The Allotment oI Bonds shall be in dematerialised Iorm as well as physical Iorm.
In terms oI Regulation 4 (2) (d) oI the SEBI Debt Regulations, the Company
shall make public issue oI Bonds in dematerialised Iorm. However, in terms oI
Section 8(1) oI the Depositories Act, the Company, at the request oI the Investors
who wish to hold the Bonds in physical Iorm will Iulfl such request. However,
trading in Bonds shall be compulsorily in dematerialised Iorm.
The Company shall take necessary steps to credit the Depository Participant
account oI the Applicant with the number oI Bonds Allotted in dematerialised
Iorm. The Bondholders holding the Bonds in dematerialised Iorm shall deal with
the Bonds in accordance with the provisions oI the Depositories Act, Companies
Act, 1956 (to the extent applicable)/ Companies Act, 2013, as the case may be,
and rules and regulations notifed thereunder, Irom time to time.
In case oI Bonds held in physical Iorm, whether on Allotment or on
rematerialization oI Bonds allotted in dematerialised Iorm, a single certifcate
will be issued to the Bondholder Ior the aggregate amount ('Consoidated
Certicate) Ior each Series oI Bond. The applicant can also request Ior the
issue oI Bond certifcates in denomination oI the Market Lot.
In respect oI Consolidated Certifcates, we will, only on receipt oI a request Irom
the Bondholder within 30 Business Day oI the request, split such Consolidated
Certifcates into smaller denominations in accordance with the applicable rules/
regulations/act, subject to the minimum oI Market Lot. No Iees will be charged
Ior splitting oI Bond certifcate(s) in Market Lots, but stamp duty payable, iI
any, would be borne by the Bondholder. The request Ior splitting should be
accompanied by the original Consolidated Certifcates which will, on issuance
oI the split Consolidated Certifcate, be treated as cancelled by us.
PAYMENT OF REFUNDS
2. Refunds for Applicants other than ASBA Applicants
Within 12 Working Days oI the Issue Closing Date, the Registrar to the Issue will
dispatch reIund orders/issue instructions Ior electronic reIund, as applicable, oI
all amounts payable to unsuccessIul Applicants (other than ASBA Applicants)
and also any excess amount paid on Application, aIter adjusting Ior allocation/
Allotment oI Bonds. The Registrar to the Issue will obtain Irom the Depositories
the Applicant`s bank account details, including the MICR code, on the basis
oI the DP ID and Client ID provided by the Applicant in their Application
Forms, Ior making reIunds. For Applicants who receive reIunds through ECS,
direct credit, RTGS or NEFT, the reIund instructions will be issued to the
clearing system within 12 Working Days oI the Issue Closing Date. A suitable
communication will be dispatched to the Applicants receiving refunds through
these modes, giving details oI the bank where reIunds will be credited with the
amount and expected date oI electronic credit oI reIund. Such communication
will be mailed to the addresses (in India) oI Applicants, as per Demographic
Details received Irom the Depositories. The Demographic Details would be used
for mailing of the physical refund orders, as applicable.
Investors, who applied Ior Bonds in electronic Iorm, are advised to immediately
update their bank account details as appearing on the records oI their Depository
Participant. Failure to do so could result in delays in credit oI reIund to the
investor at their sole risk and neither the Lead Managers nor the Company shall
have any responsibility and undertake any liability Ior such delays on part oI
the investors.
63. Mode of refunds for Applicants other than ASBA Applicants
Payment oI reIund, iI any, Ior Applicants other than ASBA Applicants would be
done through any of the following modes:
1. Direct Credit Applicants having bank accounts with the ReIund Bank(s),
as per Demographic Details received Irom the Depositories, will be eligible
to receive refunds through direct credit. Charges, if any, levied by the
ReIund Bank(s) Ior the same would be borne by the Company.
2. NECS Payment oI reIund would be done through NECS Ior applicants
having an account at any of the centres where such facility has been made
available. This mode of payment of refunds would be subject to availability
oI complete bank account details including the Magnetic Ink Character
Recognition ('MICR) code Irom the Depositories.
3. RTGS Applicants having a bank account at any oI the centres where such
Iacility has been made available and whose reIund amount exceeds Rs.
0.02 crore, have the option to receive reIund through RTGS provided the
Demographic Details downloaded Irom the Depositories contain the nine
digit MICR code oI the Applicant`s bank which can be mapped with RBI
data to obtain the corresponding Indian Financial System Code ('IFSC).
Charges, iI any, levied by the applicants bank receiving the credit would
be borne by the Applicant.
4. NEFT Payment oI reIund will be undertaken through NEFT wherever
the Applicant`s bank has been assigned the IFSC which can be linked to a
MICR code, iI any, available to that particular bank branch. IFSC will be
obtained Irom the website oI RBI as on a date immediately prior to the date
oI payment oI reIund, duly mapped with MICR numbers. Wherever the
Applicants have registered their nine digit MICR number and their bank
account number while opening and operating the benefciary account, the
same will be duly mapped with the IFSC oI that particular bank branch and
the payment of refund will be made to the applicants through this method.
The process fow in respect oI reIunds by way oI NEFT is at an evolving
stage, hence use oI NEFT is subject to operational Ieasibility, cost and
process eIfciency. II NEFT is not operationally Ieasible, the payment oI
refunds would be made through any one of the other modes as discussed in
the sections.
5. For all other applicants, including those who have not updated their bank
particulars with the MICR code, the reIund orders will be dispatched
through speed/registered post only to Applicants that have provided details
oI a registered address in India. Such reIunds will be made by cheques, pay
orders or demand draIts drawn on the relevant ReIund Bank and payable
at par at places where Applications are received. Bank charges, iI any, Ior
cashing such cheques, pay orders or demand drafts at other centres will be
payable by the Applicants.
64. Mode of refunds for ASBA Applicants
In case oI ASBA Applicants, the Registrar to the Issue will instruct the relevant
SCSB to unblock Iunds in the relevant ASBA Account Ior withdrawn, rejected
or unsuccessIul or partially successIul ASBA Applications within 12 Working
Days oI the Issue Closing Date.
5. Interest on the Bonds
For Bondholders Ialling under Category I, II and III, the Bonds under Series 1A,
Series 2A and Series 3A shall carry interest at the coupon rate oI 8.18 p.a.,
8.54 p.a. and 8.67 p.a. respectively payable Irom, and including, the Deemed
Date oI Allotment up to, but excluding, their respective Maturity Dates, payable
annually on the 'Interest Payment Date, to the Bondholders as oI the relevant
Record Date. The eIIective yield to Category I, II and III Bondholders would be
8.18 p.a., 8.54 p.a. and 8.67 p.a. Ior the Series 1A, Series 2A and Series
3A respectively.
For Bondholders Ialling under Category IV, the Bonds under Series 1B, Series
2B and Series 3B shall carry interest at the coupon rate oI 8.43 p.a., 8.79
p.a. and 8.92 p.a. respectively payable Irom, and including, the Deemed Date
oI Allotment up to, but excluding, their respective Maturity Dates, payable
annually on the 'Interest Payment Date, to the Bondholders as oI the relevant
Record Date. The eIIective yield to Category IV Bondholders would be 8.43
p.a., 8.79 p.a. and 8.92 p.a. Ior the Series 1B,Series 2B and Series 3B,
respectively.
The coupon rates indicated under Series 1B, Series 2B and Series 3B shall be
payable only on the Portion oI Bonds allotted to RIIs in the Issue. Such coupon
is payable only iI on the Record Date Ior payment oI interest, the Bonds are held
by investors Ialling under RII Category viz Category IV.
In case the Bonds allotted against Series 1B, Series 2B and Series 3B are
transIerred by RIIs to Non-RIIs viz, QIBs, Corporates and/or High Networth
Individuals, the coupon rate on such Bonds shall stand at par with coupon rate
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
applicable on Series 1A, Series 2A and Series 3A respectively.
II the Bonds allotted against Series 1B, Series 2B and Series 3B are sold/
transIerred by the RIIs to investor(s) who Iall under the RII category as on the
Record Date Ior payment oI interest, then the coupon rates on such Bonds shall
remain unchanged;
Bonds allotted against Series 1B, Series 2B and Series 3B shall continue to carry
the specifed coupon rate iI on the Record Date Ior payment oI interest, such
Bonds are held by investors Ialling under RII Category;
II on any Record Date, the original RII allotee(s)/ transIeree(s) hold the Bonds
under Series 1B, Series 2B and Series 3B Ior an aggregate Iace value amount
oI over Rs. 10 lakh, then the coupon rate applicable to such RII allottee(s)/
transIeree(s) on Bonds under Series 1B, Series 2B, Series 3B shall stand at par
with coupon rate applicable on Series 1A, Series 2A, and Series 3A, respectively;
Bonds allotted under Series 1A, Series 2A and Series 3A shall carry coupon rates
indicated above till the respective maturity oI Bonds irrespective oI Category oI
holder(s) oI such Bonds;
For the purpose oI classifcation and verifcation oI status oI the RII Category
oI Bondholders, the aggregate Iace value oI Bonds held by the Bondholders in
all the Series oI Bonds, allotted under the respective Issue shall be clubbed and
taken together on the basis oI PAN.
The frst interest payment will be made on April 1, 2014 Ior the period
commencing Irom the Deemed Date oI Allotment till March 31, 2014 and
Ior subsequent Fiscal Years the interest payment date shall be on April 1 oI
every Fiscal year. The last interest payment in each case will be made on the
Redemption Date on a pro rata basis.
INTEREST ON APPLICATION AND REFUND MONEY
. Interest on application monies received which are used towards allotment
of Bonds
We shall pay interest on the amount Ior which Bonds are allotted to the
Applicants (except ASBA Applicants) subject to deduction oI income tax under
the Income Tax Act, to any applicants to whom the Bonds are allotted pursuant
to the Issue Irom the date oI realization oI application money through cheque(s)/
demand draIt(s)/ any other mode or the date oI receipt oI the Application (being
the date oI upload oI each application on the electronic platIorm oI the stock
exchange(s)) whichever is later up to one day prior to the Deemed date oI
Allotment, at the rate oI 8.18 p.a., 8.54 p.a. and 8.67 p.a. on Series 1A,
Series 2A and Series 3A, respectively, Ior Allottees under Categories I, II and III
and at the rate oI 8.43 p.a., 8.79 p.a. and 8.92 p.a. on Series 1B, Series 2B
and Series 3B, respectively, Ior Allottees under Categories IV . We may enter
into an arrangement with one or more banks in one or more cities Ior direct credit
of interest to the account of the Applicants. Alternatively, the interest warrant
will be dispatched along with the Letter oI Allotment/ Allotment Advice at the
sole risk oI the Applicant, to the sole/frst Applicant. A tax deduction certifcate
will be issued Ior the amount oI income tax so deducted.
67. Interest on application monies received which are liable to be refunded
We shall pay interest on application money which is liable to be reIunded to
the Applicants (except ASBA Applicants) in accordance with the SEBI Debt
Regulations, or other applicable statutory and/or regulatory requirements,
subject to deduction oI income tax under the Income Tax Act, as applicable,
Irom the date oI realization oI the application money through cheque(s)/demand
draIt(s)/ any other mode or three days Irom the date oI upload receipt oI the
Application (being the date oI the Application on the electronic platIorm oI the
Stock Exchanges), whichever is later up to one day prior to the Deemed Date oI
Allotment, at the rate oI 5 per annum. Such interest shall be paid along with
the monies liable to be reIunded. Interest warrant will be dispatched/credited (in
case oI electronic payment) along with the reIund orders at the sole risk oI the
applicant, to the sole/frst applicant. A tax deduction certifcate will be issued Ior
the amount oI income tax so deducted.
Provided that, notwithstanding anything contained hereinabove, the Company
shall not be liable to pay any interest on application and on monies liable to be
reIunded in case oI (a) invalid applications or applications liable to be rejected,
and/or (b) applications which are withdrawn by the applicant, and/or (c) reIund
monies to the ASBA Applicants, and/or (d) monies paid in excess oI the amount
oI Bonds applied Ior in the Application Form. For more information, see 'Issue
Procedure - Rejection of Application on page 205 of the Prospectus.
. REDEMPTION
The Company will redeem at par, on the respective Maturity Dates oI each
Series oI Bonds.
Bonds held in electronic form:
No action is required on the part oI Bondholders on the Maturity Date(s).
Bonds held in physical form:
No action will ordinarily be required on the part oI the Bondholder at the time oI
redemption, and the Maturity Amount will be paid to those Bondholders whose
names appear in the Register oI Bondholders maintained by the Company on
the Record Date fxed Ior the purpose oI redemption. However, the Company
may require the Bond Certifcate(s), duly discharged by the sole holder or all the
joint-holders (signed on the reverse oI the Consolidated Bond Certifcate(s)) to
be surrendered Ior redemption on Maturity Date and sent by the Bondholders by
registered post with acknowledgment due or by hand delivery to the Registrar to
the Issue or the Company or to such persons at such addresses as may be notifed
by the Company Irom time to time. Bondholders may be requested to surrender
the Bond Certifcate(s) in the manner stated above, not more than three months
and not less than one month prior to the Maturity Date so as to Iacilitate timely
payment.
PAYMENT OF INTEREST ON BONDS
. DaCount Convention
Coupon/ interest rate will be computed on a 365 days-a-year basis on the
principal outstanding on the Bonds. Where the coupon/ interest period (start
date to end date) includes February 29, coupon/ interest rate will be computed on
366 days-a-year basis, on the principal outstanding on the Bonds.
70. Effect of holidays on payments
II the date oI payment oI coupon/ interest or principal or redemption or any
date specifed does not Iall on a Working Day, the succeeding Working Day
will be considered as the eIIective date. Coupon/ Interest and principal or other
amounts, iI any, will be paid on the succeeding Working Day. In case the date oI
payment oI coupon/ interest Ialls on a holiday, the payment will be made on the
next Working Day, without any interest Ior the period overdue. In case the date
oI redemption Ialls on a holiday, the payment will be made on the next Working
Day without interest Ior the period overdue.
MANNER MODES OF PAYMENT
71. For Bonds held in electronic form:
No action is required on the part oI Bondholders on the Maturity Date. Payment
on the Bonds will be made to those Bondholders whose name appears frst in
the register oI benefcial owners maintained by the Depository, on the Record
Date. The Company`s liability to Bondholders for payment or otherwise will
stand extinguished from the Maturity Date or on dispatch of the amounts
payable by way of principal and/or interest to the Bondholders. Further, the
Company will not be liable to pay any interest, income or compensation of
any kind accruing subsequent to the MaturitDate.
The Bondholders` respective bank account details will be obtained Irom the
Depository Ior payments. Applicants are therefore advised to immediately
update their bank account details as appearing on the records of their DP.
Failure to do so could result in delays in credit of payments to applicants
at their sole risk, and neither the Company, the Members of the Syndicate,
Trading Members of the Stock Exchange(s), Escrow Collection Bank(s),
SCSBs, Registrar to the Issue nor the Stock Exchanges will bear any
responsiiitor iaiitfor the same.
2.For Bonds held in physical form
The bank details will be obtained Irom the Registrar to the Issue Ior eIIecting
payments.
NHPC LIMITED
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IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
Moreover, the Company, Lead Managers and Registrar to the Issue will
not be responsible for any delay in receipt of credit of interest, refund or
Maturity Amount so long as the payment process has been initiated in time.
All payments to be made by the Company to the Bondholders will be made
through any of the following modes, in the following order of preference:
(a) Direct Credit
Applicants having bank accounts with the ReIund Bank(s), as per Demographic
Details received Irom the Depository, will be eligible to receive payments
through direct credit. Charges, iI any, levied by the ReIund Bank Ior the same
would be borne by the Company.
(b) NECS
Applicants having a bank account at any oI the centres notifed by RBI, as per
Demographic Details received Irom the Depository, will be eligible to receive
payments through NECS. This mode oI payment is subject to availability oI
complete bank account details with the Depository, including the MICR code,
bank account number, bank name and bank branch. The corresponding IFSC
will be obtained Irom the RBI website as at a date prior to the date oI payment,
duly mapped with the relevant MICR code.
(c) RTGS
Applicants having a bank account with a bank branch which is RTGS enabled, as
per the inIormation available on the website oI RBI and as per records received
Irom the Depository, will be eligible to receive payments through RTGS in the
event the payment amount exceeds Rs. 0.02 crore. This mode of payment is
subject to availability oI complete bank account details with the Depository,
including the MICR code, bank account number, bank name and bank branch.
Charges, iI any, levied by the ReIund Bank Ior the same would be borne by the
Company. Charges, iI any, levied by the Applicant`s bank receiving the credit
would be borne by the Applicant. The corresponding IFSC will be obtained Irom
the RBI website as at a date prior to the date oI payment, duly mapped with the
relevant MICR code.
(d) NEFT
Applicants having a bank account with a bank branch which is NEFT enabled,
as per records received Irom the Depository, will be eligible to receive payments
through NEFT. This mode oI payment is subject to availability oI complete bank
account details with the Depository, including the MICR code, bank account
number, bank name and bank branch. The corresponding IFSC will be obtained
Irom the RBI website as at a date prior to the date oI payment, duly mapped with
the relevant MICR code.
(e) Demand Draft/ Cheque/ Pay Order
For all other Applicants, including those who have not updated their bank
particulars with the MICR code, the reIund orders will be dispatched by
Registered/Speed Post, only to Applicants that have provided details oI a
registered address in India. Such reIunds will be made by cheques, pay orders
or demand draIts drawn on the ReIund Bank and payable at par at places where
the Applications are received. Bank Charges, iI any, Ior cashing such cheque,
pay orders or demand drafts at other centres will be payable by the Applicants.
73. Printing of Bank Particulars on Interest Warrants
As a matter of precaution against possible fraudulent encashment of payment
orders/warrants due to loss or misplacement, the particulars oI the Applicant`s
bank account are mandatorily required to be given Ior printing on the orders/
warrants. Applications without these details are liable to be rejected. In relation
to Bonds applied Ior and held in dematerialised Iorm, these particulars would
be taken directly Irom the Depositories. In case oI Bonds held in physical
form on account of rematerialisation, Applicants are advised to submit their
bank account details with the Company or the Registrar to the Issue at least
seven days prior to the Record Date, Iailing which the orders/warrants will be
dispatched to the postal address (in India) oI the Bondholder as available in the
register oI benefcial owners maintained by the Depository, at the sole risk oI
the Bondholder. Bank account particulars will be printed on the orders/warrants
which can then be deposited only in the account specifed.
74. Record Date
The record date Ior payment oI interest on the Bonds or the Maturity Amount
will be 15 days prior to the date on which such amount is due and payable
under the Prospectus ('Record Date). In the event the Record Date Ialls on
a Saturday, Sunday or a public holiday in New Delhi or at any other payment
centre notifed in terms oI the Negotiable Instruments Act, 1881, the succeeding
Working Day shall be considered as the Record Date. In case oI redemption oI
Bonds, the trading in the Bonds shall remain suspended between the Record
Date and the date oI redemption.
5. TRANSFER OF THE BONDS
The provisions relating to transfer and transmission and other related matters
in respect oI our shares contained in the Companies Act, 1956 (to the extent
applicable)/ Companies Act, 2013, as the case may be and the Company`s
Articles of Association will apply, mutatis mutandis (to the extent applicable to
debentures) to the Bonds.
Transfer of Bonds held in dematerialised form
In respect oI Bonds held in the dematerialised Iorm, transIers oI the Bonds
may be eIIected, only through the Depositories where such Bonds are held, in
accordance with the Depositories Act and/or rules as notifed by the Depositories
Irom time to time. The Bondholder shall give delivery instructions containing
details oI the prospective purchaser`s DP`s account to his DP. II a prospective
purchaser does not have a demat account, the Bondholder may rematerialize his
or her Bonds and transIer them in a manner as specifed below.
Transfer of Bonds in physical form
The Bonds may be transIerred by way oI a duly executed transIer deed or other
suitable instrument of transfer as may be prescribed by the Company for the
registration oI transIer oI Bonds. Purchasers oI Bonds are advised to send the
Consolidated Bond Certifcate to the Company or to such persons as may be
notifed by the Company Irom time to time. II a purchaser oI the Bonds in
physical Iorm intends to hold the Bonds in dematerialised Iorm, the Bonds may
be dematerialised by the purchaser through his or her DP in accordance with the
Depositories Act and/or rules as notifed by the Depositories Irom time to time.
The transferee(s) should ensure that the transfer formalities are completed
prior to the Record Date, failing which the interest and/or Maturity Amount
for the Bonds will be paid to the person whose name appears in the register
of bond holders maintained by the Depositories. In such cases, any claims
will be settled inter se between the parties and no claim or action will be
rouht aainst the Companor the Reistrar to the Issue.
. TAATION
For details, please see 'Statement of Tax Benets on page 63 oI the Prospectus.
OTHER INSTRUCTIONS
. Bon dhoder Not a Sharehoder
The Bondholders will not be entitled to any oI the rights and privileges available
to equity and/or preIerence shareholders oI the Company.
. Rihts of Bondhoders
Provided below is an indicative list oI certain signifcant rights available to the
Bondholders. The fnal rights oI the Bondholders will be as per the Bond Trust
Deed.
(a) The Company will maintain at its Registered OIfce or such other place as
permitted by law a register oI Bondholders ('Reister of Bondhoders)
containing such particulars as required by Section 152 of the Companies
Act. In terms oI Section 152A oI the Companies Act, the Register oI
Bondholders maintained by a Depository Ior any Bond in dematerialised
form under Section 11 of the Depositories Act, 1996 ('Depositories Act)
will be deemed to be a Register oI Bondholders Ior this purpose.
(b) The Bonds will not, except as provided in the Companies Act, conIer
on Bondholders any rights or privileges available to members oI the
Company including the right to receive notices or annual reports of, or
to attend and / or vote, at the Company`s general meeting(s). However, iI
any resolution aIIecting the rights oI the Bondholders is to be placed beIore
the shareholders, such resolution will frst be placed beIore the concerned
Bondholders Ior their consideration. In terms oI Section 219(2) oI the
NHPC LIMITED
25
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
Companies Act, Bondholders will be entitled to a copy oI the balance sheet
on a specifc request made to the Company.
(c) The rights, privileges and conditions attached to the Bonds may be varied,
modifed and/or abrogated with either (i) the consent in writing oI the
holders oI at least three-Iourths oI the outstanding amount oI the Bonds;
or (ii) the sanction oI at least three-Iourths oI the Bondholders present and
voting at a meeting oI the Bondholders ('Special Resolution), provided
that nothing in such consent or resolution will be operative against the
Company, where such consent or resolution modifes or varies the terms
and conditions governing the Bonds iI modifcation, variation or abrogation
is not acceptable to the Company.
(d) The Bondholder or, in case oI joint-holders, the person whose name stands
frst in the register oI benefcial owners maintained by the Depository will
be entitled to vote in respect oI such Bonds, either by being present in
person or, where proxies are permitted, by proxy, at any meeting oI the
concerned Bondholders summoned Ior such purpose and every such
Bondholder will be entitled to one vote on a show oI hands and, on a poll,
his or her voting rights will be in proportion to the outstanding nominal
value oI Bonds held by him or her on every resolution placed beIore such
meeting oI the Bondholders.
(e) Bonds may be rolled over with the consent in writing oI the holders oI
at least three-Iourths oI the outstanding amount oI the Bonds or with the
sanction oI a Special Resolution passed at a meeting oI the Bondholders
convened with at least 21 days prior notice Ior such roll-over and in
accordance with the SEBI Debt Regulations. The Company will redeem
the Bonds oI all the Bondholders who have not given their positive consent
to the roll-over.
The above rights oI Bondholders are merely indicative. The fnal rights oI
the Bondholders will be as per the terms oI the Prospectus and Bond Trust
Deed.
. oi nt-hoders
Where two or more persons are holders oI any Bond(s), they will be deemed
to hold the same as joint holders with benefts oI survivorship subject to the
Companys Articles of Association and applicable law.
. Nomination
In accordance with Section 109A oI the Companies Act, the sole/frst Bondholder,
with other joint Bondholders (being individuals), may nominate any one
person (being an individual) who, in the event oI death oI the sole Bondholder
or all the joint Bondholders, as the case may be, will become entitled to the
Bonds. A nominee entitled to the Bonds by reason oI the death oI the original
Bondholder(s) will become entitled to the same benefts to which he would be
entitled iI he were the original Bondholder. Where the nominee is a minor, the
Bondholder(s) may make a nomination to appoint, in the prescribed manner,
any person to become entitled to Bonds in the event oI the Bondholder`s death
during minority. A nomination will stand rescinded on a sale/transIer/alienation
oI Bonds by the person nominating. A buyer will be entitled to make a Iresh
nomination in the manner prescribed. Fresh nomination can be made only on the
prescribed Iorm available on request at the Company`s Registered and Corporate
OIfce or with the Registrar to the Issue or at such other addresses as may be
notifed by the Company.
The Bondholders are advised to provide the specimen signature oI the nominee
to the Company to expedite the transmission oI the Bond(s) to the nominee in
the event oI demise oI the Bondholders. The signature can be provided in the
Application Form or subsequently at the time oI making Iresh nominations. This
facility of providing the specimen signature of the nominee is purely optional.
In accordance with Section 109B oI the Companies Act, any person who
becomes a nominee by virtue of Section 109A of the Companies Act, will on
the production oI such evidence as may be required by the Board, elect either
to register himselI or herselI as holder oI Bonds; or to make such transIer oI the
Bonds, as the deceased holder could have made.
Further, the Board may at any time issue notice requiring any nominee to choose
either to be registered himselI or to transIer the Bonds, and iI the notice is not
complied with within a period oI 90 days, the Board may thereaIter withhold
payment of all dividend, bonuses or other monies payable in respect of the
Bonds, until the requirements oI the notice have been complied with.
In case oI Application Ior allotment oI Bonds in dematerialised Iorm, there is no
need to make a separate nomination with the Company. Nominations registered
with the respective DP oI the Applicant will prevail. II Applicants want to change
their nomination, they are advised to inIorm their respective DP.
. Eve nts of Defaut
Subject to the terms oI the Bond Trust Deed, the Bond Trustee at its discretion
may, or iI so requested in writing by the holders oI at least three-Iourths oI the
outstanding amount oI the Bonds or with the sanction oI a Special Resolution,
passed at a meeting oI the Bondholders, (subject to being indemnifed and/or
secured by the Bondholders to its satisIaction), give notice to the Company
speciIying that the Bonds, in whole but not in part are and have become due and
repayable on such date as may be specifed in such notice inter alia if any of
the event oI deIault occurs. The complete list oI Event oI DeIault(s) shall be as
specifed in the Bond Trust Deed.
The amount(s) so payable by the Company on the occurrence oI one or more
Event(s) oI DeIault shall be as detailed in the Bond Trust Deed. II an Event oI
DeIault occurs, which is continuing, the Bond Trustee may, with the consent oI
the Bondholders, obtained in accordance with the Bond Trust Deed, and with
prior written notice to the Company, take an action in terms oI the Bond Trust
Deed.
2. Bond Trustee
The Company has appointed IDBI Trusteeship Services Limited to act as Bond
Trustee Ior the Bondholders. IDBI Trusteeship Services Limited has by its letter
dated September 27, 2013 given its consent for its appointment as Bond Trustee
to the Issue and Ior its name to be included in the Prospectus and in all the
subsequent periodical communications sent to the holders oI the Bonds issued,
pursuant to this Issue and pursuant to Regulation 4(4) oI the Debt Regulations.
Further, the Company shall enter into Bond Trust Deed with the Bond Trustee
within three months Irom the Issue Closing Date, the terms oI which will govern
the appointment and Iunctioning oI the Bond Trustee and speciIy the powers,
authorities and obligations oI the Bond Trustee. Under the terms oI the Bond
Trust Deed, the Company will covenant with the Bond Trustee that it will pay
the Bondholders the principal amount on the Bonds on the relevant Maturity
Date and also that it will pay the interest due on Bonds at the rate/on the date(s)
specifed under the Bond Trust Deed.
The Bondholders will, without Iurther act or deed, be deemed to have irrevocably
given their consent to the Bond Trustee or any oI their agents or authorised
oIfcials to do all such acts, deeds, matters and things in respect oI or relating to
the Bonds as the Bond Trustee may in their absolute discretion deem necessary
or require to be done in the interest oI the Bondholders. Any payment made by
the Company to the Bond Trustee on behalI oI the Bondholders will discharge
the Company pro tanto to the Bondholders. All the rights and remedies oI the
Bondholders will vest in and will be exercised by the Bond Trustee without
reIerence to the Bondholders. No Bondholder will be entitled to proceed
directly against the Company unless the Bond Trustee, having become so bound
to proceed, failed to do so. The Bond Trustee will protect the interest oI the
Bondholders in the event oI deIault by the Company in regard to timely payment
of interest and repayment oI principal and they will take necessary action at the
Companys cost.
. Pre-Issue Advertisement
Subject to Section 30 oI the Companies Act, 2013, the Company will, on or
beIore the Issue Opening Date, publish a pre-Issue advertisement in the Iorm
prescribed under the SEBI Debt Regulations, in one national daily newspaper
with wide circulation. Material updates, iI any, between the date oI fling oI
the Prospectus with the RoC and the date oI release oI the statutory pre-Issue
advertisement will be included in the statutory pre-Issue advertisement.
. I mpersonation
Attention of the Applicants is specically drawn to sub-section (1) of Section
38 of the Companies Act, 2013 reproduced below:
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
'Any person who:
(a) makes or abets making of an application in a hctitious name to a company
for acquiring, or subscribing for, its securities; or
(b) makes or abets making of multiple applications to a company in different
names or in different combinations of his name or surname for acquiring
or subscribing for its securities; or
(c) otherwise induces directly or indirectly a company to allot, or register
any transfer of, securities to him, or to any other person in a hctitious
name, shall be liable for action under section 447.
5. Li stin
The provisions oI sub-section(1) oI Section 40 oI the Companies Act, 2013
prescribes that every company making public oIIer shall, beIore making
such oIIer, make an application to one or more recognised stock exchange or
exchanges and obtain permission Ior the securities to be dealt with in such stock
exchange or exchanges. The Company has obtained in-principle approval Ior
the Issue Irom NSE and BSE vide their letter no. NSE/LIST/218220-W dated
October 8, 2013 and letter no. DCS/SP/PI-BOND/07/13-14 dated October 8,
2013, respectively.
The Company will use best efforts to ensure that all steps for the completion of
the necessary Iormalities Ior listing at the Designated Stock Exchanges are taken
within 12 Working Days oI the Issue Closing Date.
In the event oI non-subscription to any one or more oI the Series oI the Bonds,
such Series(s) oI Bonds will not be listed.
86. Utilisation of Issue Proceeds
The funds raised through this issue will be utilized for inter-alia meeting the
debt requirement for ongoing construction projects including recoupment
oI expenditure already incurred. The proceeds oI the Issue will be utilised as
mentioned above and not Ior any specifc project.
The main objects clause of our Memorandum of Association enables us to
undertake the activities Ior which the Iunds are being raised by us in the Issue.
Further, we confrm that the activities we have been carrying out until now are in
accordance with the objects clause of our Memorandum of Association.
In accordance with SEBI Debt Regulations, the Company is required to not
utilise the proceeds oI the Issue Ior providing loans to or acquisitions oI shares
of any person who is a part of the same group as the Company or who is under
the same management as the Company or any Subsidiary or Associate Company
of the Company. The Company is a public sector enterprise and, as such, we
do not have any identifable group` companies or companies under the same
management`. Further, the Issue proceeds shall not be utilized towards Iull or
part consideration for the purchase or any acquisition, including by way of a
lease, of any property.
Further, in accordance with the SEBI Debt Regulations and the Debt Listing
Agreement as well as the Bond Trust Deed, the Issue proceeds will be kept in
separate Escrow Account(s) and the Company will have access to such Iunds
only aIter creation oI Security Ior the Bonds and/or as per applicable law.
For more inIormation (including with respect to interim use oI the Issue
proceeds), see 'Objects of the Issue on page 61 of the Prospectus.
87. Monitoring & Reporting of Utilisation of Issue Proceeds
In terms oI the SEBI Debt Regulations, there is no requirement Ior appointment
oI a monitoring agency in relation to the use oI proceeds oI the Issue. The Board
shall monitor the utilisation oI the proceeds oI the Issue.
The end-use oI the proceeds oI the Issue, duly certifed by the Statutory Auditors,
will be reported in the Companys annual reports and other reports issued by
the Company to relevant regulatory authorities, as applicable, including the
Stock Exchanges in relation to the Company`s reporting obligations under the
Debt Listing Agreement. Such reports and term sheets will also be fled by the
Company with the InIrastructure Division, Department oI Economic AIIairs,
MoF, within three months Irom the end oI the fnancial year.
Further, the Company confrms that Iunds raised by the Company Irom previous
public issues and private placements of bonds have been utilised for the
Companys business as stated in the respective offer documents, and as reported
to the Stock Exchanges in relation to the Company`s reporting obligations under
the Debt Listing Agreement, as applicable.
For more inIormation (including with respect to interim use oI the Issue
proceeds), see 'Objects of the Issue on page 61 of the Prospectus.
. Other Undertakins the Compan
The Company undertakes that:
(a) Complaints received in respect oI the Issue will be attended to by the
Company expeditiously and satisIactorily;
(b) Necessary cooperation to the Credit Rating Agency(ies) will be extended
in providing true and adequate information until the obligations in respect
oI the Bonds are outstanding;
(c) The Company will take necessary steps Ior the purpose oI getting the
Bonds listed within the specifed time, i.e., within 12 Working Days oI the
Issue Closing Date;
(d) Funds required Ior dispatch oI reIund orders/Allotment Advice/Bond
certifcates will be made available by the Company to the Registrar to the
Issue;
(e) The Company will Iorward details oI utilisation oI the Issue Proceeds, duly
certifed by the Statutory Auditor, to the Bond Trustee at the end of each
half year.
(f) The Company will provide a compliance certifcate to the Bond Trustee on
an annual basis in respect of compliance with the terms and conditions of
the Issue oI Bonds as contained in the Prospectus.
(g) The Company will disclose the complete name and address of the Bond
Trustee in its annual report.
. Rankinof the Bonds
The Bonds would constitute direct and secured obligations oI the Company
and will rank pari passu inter se to the claims of other secured creditors of the
Company having the same security and superior to the claims of any unsecured
creditors oI the Company, now existing or in the Iuture, subject to any obligations
preferred under applicable law.
. DRR
Pursuant to Regulation 16 oI the SEBI Debt Regulations and Section 117C oI
the Companies Act, any company that intends to issue debentures shall create
a debenture redemption reserve ('DRR) to which adequate amounts shall be
credited out oI the profts oI the company until the redemption oI the debentures.
Further, the Ministry oI Company AIIairs ('MCA) has, through its circular
dated February 11, 2013, specifed that the companies (other than PFIs, All India
Financial Institutions and NBFCs) including manuIacturing and inIrastructure
companies shall create a DRR to the extent oI 25 oI the value oI the debentures
issued through public issue. Accordingly, the Company shall create DRR oI 25
oI the value oI Bonds issued and allotted in terms oI the Prospectus, or such a
percentage as may be required under the relevant law as amended from time
to time, Ior the redemption oI the Bonds. The Company shall credit adequate
amounts to the DRR Irom its profts every year until the Bonds are redeemed.
The amounts credited to the DRR shall not be utilised by the company Ior any
purpose other than Ior the redemption oI the Bonds.
91. Guarantee/Letter of Comfort
The Issue is not backed by a guarantee or letter oI comIort or any other document
and/or letter with similar intent.
92. Replacement of Bond Certicates
In case oI Bonds in physical Iorm, iI a Bond certifcate is mutilated or deIaced
then on production thereof to the Company, the Company shall cancel such
certifcate and issue a new or duplicate certifcate in lieu thereoI, however, they
will be replaced only iI the certifcate numbers and the distinctive numbers
are legible. II any Bond certifcate is lost, stolen or destroyed, then, on prooI
thereof to the satisfaction of the Company and on furnishing such indemnity
as the Company may deem adequate and on payment oI any expenses incurred
by the Company in connection with proof of such destruction or theft or in
connection with such indemnity the Company shall issue a new or duplicate
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
Bond certifcate. A Iee may be charged by the Company not exceeding such
sum as may be prescribed by applicable law Ior each new or duplicate Bond
certifcate issued hereunder except certifcates in replacement oI those which are
old, decrepit or worn out or defaced or where the pages for recording transfers
have been fully utilised.
93. Put/Call Option
There is no put or call option Ior the Bonds.
94. Future Borrowings
The Company will be entitled at any time in the future during the term of the
Bonds or thereaIter to borrow or raise loans or create encumbrances or avail oI
fnancial assistance in any Iorm, and also to issue promissory notes or debentures
or any other securities in any Iorm, manner, ranking and denomination
whatsoever, subject to applicable consents, approvals or permissions that may
be required under any statutory, regulatory, contractural requirement and to
any eligible persons whatsoever, subject to applicable consents, approvals or
permissions that may be required under any statutory/regulatory/contractual
requirement, and to change its capital structure including through the issue of
shares of any class, on such terms and conditions as the Company may deem
appropriate, without requiring the consent oI, or intimation to, the Bondholders
or the Bond Trustee in this connection.
5. Li en
The Company will have the right oI set-oII and lien, present as well as Iuture
on the moneys due and payable to the Bondholder or deposits held in the
account oI the Bondholder, whether in single name or joint name, to the extent
oI all outstanding dues by the Bondholder to the Company.
. Li en on Pede of Bonds
Subject to applicable laws, the Company, at its discretion, may note a lien on
pledge oI Bonds iI such pledge oI Bond is accepted by any bank or institution
Ior any loan provided to the Bondholder against pledge oI such Bonds as part
of the funding.
97. Procedure for Rematerialisation of Bonds
Bondholders who wish to hold the Bonds in physical Iorm may do so by
submitting a request to their DP at any time aIter Allotment in accordance with the
applicable procedure stipulated by the DP, in accordance with the Depositories
Act and/or rules as notifed by the Depositories Irom time to time. For more
inIormation, see 'Terms of the IssueForm of Allotment and Denomination
on page 173 oI the Prospectus.
. S harinof Information
The Company may, at its option, use its own, as well as exchange, share or part
with any fnancial or other inIormation about the Bondholders available with the
Company, its Subsidiary(ies) and aIfliates and other banks, fnancial institutions,
credit bureaus, agencies, statutory bodies, as may be required. Neither the
Company nor its Subsidiaries and afliates nor its or their respective agents
will be liable for use of the aforesaid information.
99. Notices
All notices to the Bondholders required to be given by the Company or the
Bond Trustee will be published in one English language newspaper having wide
circulation and/or, will be sent by post/courier to the Bondholders Irom time to
time, only to Applicants that have provided a registered address in India.
100. 1urisdiction
The Bonds, the Bond Trust Deed and other relevant documents shall be governed
by and construed in accordance with the laws oI India. The courts oI New Delhi
will have exclusive jurisdiction Ior the purposes oI the Issue.
101. Underwriting
The Issue is not underwritten.
DETAILS PERTAINING TO THE COMPANY
A. GENERAL INFORMATION
Our Company was incorporated on November 7, 1975 under the Companies Act
as a private limited company under the name National Hydro Electric Power
Corporation Private Limited. The word private was subsequently deleted from
the name of the Company on September 18, 1976. Our Company was converted
to a public limited company w.e.f. April 2, 1986. Pursuant to a shareholders
resolution dated March 13, 2008, the name oI our Company was changed to its
present name NHPC Limited` and a Iresh certifcate oI incorporation consequent
upon change oI name was issued by the RoC, National Capital Territory oI Delhi
and Haryana, on March 28, 2008.
Registered Ofce and Corporate Ofce
NHPC Ltd.
NHPC OIfce Complex,
Sector - 33, Faridabad - 121 003,
Haryana, India
Tel: 91 (129) 227 8421/ 422/ 423
Fax: 91 (129) 2277941
Company Secretary and Compliance Ofcer
Vijay Gupta
NHPC OIfce Complex,
1
st
Floor, Sector - 33,
Faridabad,
Haryana - 121 003, India
Tel: +91 129 227 8421
Fax: 91 129 227 8018
E-mail: [email protected]
Chief Financial Ofcer
A.B.L. Srivastava,
Director (Finance),
NHPC OIfce Complex,
Sector - 33, Faridabad, PIN - 121 003,
Haryana, India
Tel: +91 129 227 8021
Fax: 91 129 227 8025
Email: dir-fnnhpc.nic.in
Reistration
Detais Registration/Identication
numer
Registration Number 032564
Corporate Identifcation
Number
L40101HR1975GOI032564
For inIormation on changes in our Registered OIfce, see 'History and Certain
Corporate Matters on page 97 of the Prospectus.
Address of the Reistrar of Companies
The Company is registered at the oIfce oI:
The Registrar oI Companies
National Capital Territory oI Delhi and Haryana
4
th
Floor, IFCI Tower
61, Nehru Place
New Delhi 110 019
Tel: 91 (11) 2623 5704
Fax: 91 (11) 2623 5702
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
B. CAPITAL STRUCTURE
Our share capital as on September 30, 2013 and as at the date oI the Prospectus
is set forth below:
Areate vaue
at face value
(Rs. in crore)
Authorised share capital
15,00,00,00,000 Equity Shares oI Rs. 10 each 15,000.00
Issued, subscribed and paid up share capital
12300742773 Equity Shares oI Rs. 10 each, Iully paid
up (out oI above 6,29,52960 Shares oI Rs. 10 each have
been allotted Ior consideration other than cash to GoI on
February 28, 1978 and August 6, 1980)
12,300.74
Securities premium account (before the Issue) 2,868.74
For Iurther details, please reIer to section 'Capital Structure` on page 56 oI the
Prospectus.
C. MANAGEMENT
Board of Directors
NHPC is a Government Company as defned under Section 617 oI the Companies
Act 1956. As per Articles of Association of the Company, the strength of the
Board shall not be less than Iour and not more than fIteen Directors provided
that the number oI Independent Directors in any case shall not be less than halI
oI the actual strength oI the Board.
Composition oI the Board: Presently the Board comprises oI the Chairman
and Managing Director (CMD), Functional Directors, Government Nominee
Directors and Independent Directors. As on date oI the Prospectus there are
twelve directors oI which Iour are whole-time Directors; one Government
Nominee Director; and seven Independent Directors. Mr. G. Sai Prasad, a
Government Nominee Director is holding additional charge oI Chairman and
Managing Director oI NHPC Limited since July 24, 2012 in addition to his
duties as Joint Secretary (Hydro), Ministry oI Power.
The Iollowing table sets out details regarding the Board as at the date oI the
Prospectus*:
Name Desination
Occupation,
Nationaitand DIN
Ae
e ars
Director on
the Board
since:
Address Other Directorships
Mr. Guttapai. Sai
Prasad
Designation: Chairman
and Managing Director
Occupation: Service
Nationality: Indian
DIN: 00325308
47 December 20,
2011
H.No. B-2
Block -2 2
nd
Floor New
Moti Bagh New
Delhi
NHDC Limited
SJVNL Limited
THDC India
Limited
North Eastern
Electric Power
Corporation Limited
Bhakra Beas
Management Board
LDHCL
Mr. A.B.L. Srivastava
Designation: Director
(Finance)
Occupation: Service
Nationality: Indian
DIN: 01601682
58 February 11,
2008
C-301 Stellar
Park C- 58/24
Sec 62
Gautam Budha
Nagar Noida
201301 (U.P.)
Nil
Mr. D.P. Bharava
Designation: Director
(Technical)
Occupation: Service
Nationality: Indian
DIN: 01277269
57 March 26,
2009
H . N o . - 1 7 6
Sector-30
Faridabad-
121003
Chenab Valley
Power Projects
Private Limited
Name Desination
Occupation,
Nationaitand DIN
Ae
e ars
Director on
the Board
since:
Address Other Directorships
Mr. .K. Sharma
Designation: Director
(Project)
Occupation: Service
Nationality: Indian
DIN: 00387785
55 April 10, 2009 H . N o . - 9 1 5 ,
Sector-28,
Faridabad-
121002
Chenab Valley
Power Projects
Private Limited
Mr. Radhesham
Mina
Designation: Director
(Personnel)
Occupation: Service
Nationality: Indian
DIN: 00149956
56 April 28, 2009 Flat No.-6081/1
Sec-D-6 Vasant
Kunj New
Delhi-110070
NHDC Limited
Mr. Gurdev Sinh
edi
Designation:
Independent Director
Occupation: Service
Nationality: Indian
DIN: 02286126
63 November 8,
2011
A-287
Vikaspuri New
Delhi-110018
MMTC
NHDC Limited
Mr. Arun Kumar
Mao
Designation:
Independent Director
Occupation: Service
Nationality: Indian
DIN: 01624833
68 November 9,
2011
40 Pushpanjali
Vikas Marg
E x t e n s i o n
Delhi- 110092
E-7 Nizamudin
West New
Delhi-110013
Yes Securities
Limited
Mr. Ratnasam
easeean
Designation:
Independent Director
Occupation: Service
Nationality: Indian
DIN: 02143850
67 November 12,
2011
5Senior Doctors
R e s i d e n c e
Holy Family
Hospital Okhla
Road New
Delhi-110025
Nil
Mr. Ashoke Kumar
Dutta
Designation:
Independent Director
Occupation: Service
Nationality: Indian
DIN: 00045170
66 March 30,
2012
50 Jatin Das
Road Flat GB
Kolkata-700029
All India
Technologies
Limited
Khadims India
Limited
ABC India Limited
Bat chmat es. Com
Private Limited
Mr. Atu Kumar
Gar
Designation:
Independent Director
Occupation: Service
Nationality: Indian
DIN: 02281287
63 March 30,
2012
N-7 N-8
Adinath Nagar
JLN Marg
Opposite World
Trade Park
Jaipur-302015
Nil
Mr. Shantikam
Haarika
Designation:
Independent Director
Occupation: Service
Nationality: Indian
DIN: 00523656
65 May 24, 2012 H a z a r i k a ' s
11 Nizorapar
Ch a n d a ma r i
Guwahati-
781003
North Eastern
Electric Power
Corporation Limited
Assam State
Electronics
Development
Corporation
Gauhati Stock
Exchange
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
Name Desination
Occupation,
Nationaitand DIN
Ae
e ars
Director on
the Board
since:
Address Other Directorships
Mr. Gopaakrishnan
Ananthanaraanan
Designation:
Independent Director
Occupation: Service
Nationality: Indian
DIN: 02880344
61 March 10,
2013
Permanent
Address: Anand
Nivas
Nedumangadu
lane
Thi r unakkar a
Kottayam
Kerala
Present
Address: 3C
Skyline Topaz
Kaloor
Ka da va nt hr a
road Kochi
Kerala - 682020
Central Railside
Ware House
Company Limited
Mr. K.N Gar
Designation:
Government Nominee
Director
Occupation: Service
Nationality: Indian
DIN: 06707847
58 October 7,
2013
KJ -38,
Kavi Nagar,
Ghaziabad, -
201022
Nil
*
The appointment is at the discretion of the President and shall be subject to such
terms and conditions as may be deemed ht by the President from time to time in
accordance with the Articles of Association of the Company.
None oI the Directors are on the RBI deIaulter list and/or the Export Credit
Guarantee Corporation default list.
Relationship with other Directors
None oI the Directors is related to one another.
For Iurther details please reIer to section Management` on the page 102 oI the
Prospectus.
D. SUBSIDIARIES AND ASSOCIATE COMPANIES
The Iollowing are the Subsidiaries oI our Company, as on June 30, 2013:
. NHDC Limited
Pursuant to a MoU dated May 16, 2000 our Company and the government oI
Madhya Pradesh have incorporated a JVC called the Narmada Hydroelectric
Development Corporation Limited. Narmada Hydroelectric Development
Corporation Limited was incorporated on August 1, 2000 as a private limited
company. It was converted into a public limited company with eIIect Irom May
23, 2003 and has its registered oIfce at NHDC Parisar Shyamla Hills Bhopal
Madhya Pradesh. The main objects oI Narmada Hydroelectric Development
Corporation Limited are to inter alia plan promote and organise an integrated
and eIfcient development oI power through all conventional non conventional/
renewable energy sources in India. The name oI our Subsidiary has been
changed Irom Narmada Hydroelectric Development Corporation Limited to
NHDC Limited with eIIect Irom June 24, 2009.
As on June 30, 2013, the authorised capital oI the NHDC was Rs. 3000.00 crore
and issued and paid-up capital oI NHDC is Rs. 1962.58 crore. The equity shares
oI NHDC are not listed on any stock exchange.
NHDC is also covered under the defnition oI 'Material Subsidiary as stipulated
under DPE Guidelines on Corporate Governance.
2. Loktak Downstream Hydroelectric Corporation Limited
Pursuant to the MoU dated September 14, 2007 and Promoters Agreement
dated September 26, 2008 our Company and the government of Manipur have
incorporated a JVC called Loktak Downstream Hydroelectric Corporation
Limited ('LDHCL) on October 23, 2009 as subsidiary oI NHPC Limited
(74) and Government oI Manipur (26) having the authorized share capital oI
Rs. 230.00 crore. It has its registered oIfce at NHPC Limited Liaison OIfce C/o
ChieI Engineer (Power) Manipur Electricity Department, Imphal, West Imphal,
Manipur 795 001.
3. Chenab Valley Power Projects Private Limited
Pursuant to the MoU dated October 10, 2008 executed amongst our Company
and the government oI J&K JKSPDC and PTC and Promoters Agreement
dated December 21, 2010 executed amongst our Company JKSPDC and PTC
a JVC called CVPPPL was incorporated on June 13, 2011 as a Joint Venture oI
NHPC Ltd. (49) Jammu & Kashmir State Power Development Corporation
(JKSPDC) (49) & PTC India Ltd. (2) having authorized share capital oI
Rs. 5crore Ior execution oI Pakal Dul Kiru & Kawar H.E.Projects with installed
capacity oI 2120 MW in Chenab River Basin. It has its registered oIfce at 2
nd
Floor JKPCC Complex Rail Head Complex Panama Chowk Jammu 180 006
(J&K).
The Iollowing are the Joint Ventures oI our Company, as on June 30, 2013:
1. National High Power Test Laboratory Private Limited
Pursuant to the aIorementioned agreement a JVC NPEX was incorporated on
December 11, 2008 under the Companies Act. The registered oIfce oI NPEX
is situated at Core 7, SCOPE Complex, 7 Institutional Area Lodi Road New
Delhi 110 003. NPEX is authorised by its memorandum oI association to inter
alia carry on the business oI a power exchange and to Iacilitate promote assist
regulate and manage in the public interest dealings in electrical power of all
kinds. Consequent to NTPC`s Exit Option` Irom NPEX conveyed vide letter
dated November 29, 2012 the Board oI Directors oI NHPC in the 355
th
Board
meeting held on January 5, 2013 has approved the proposal oI NHPC`s exit
Irom NPEX.
2. National Power Exchange Limited
Pursuant to the aIorementioned agreement a JVC NHPTL was incorporated
on May 22, 2009 under the Companies Act. The registered oIfce oI NHPTL
is situated at NTPC Bhavan, Core 7, SCOPE Complex, 7, Institutional Area,
Lodi Road, New Delhi 110 003. NHPTL is authorised by its memorandum oI
association to inter alia plan promote organise establish construct integrate and
eIfcient development oI on-line high power test laborotary Iacility in India
and/or abroad Ior testing and certifcation oI short circuit and other testing oI
electrical equipments
For Iurther details please reIer to History and Certain Corporate Matters on
page no. 97 of the Prospectus.
E. DEBT - EUITY RATIO
Debt - equity ratio as on June 30, 2013
(Rs. in crore)
Unconsolidated Consoidated
Particulars Pre Issue Post
Issue
Pre Issue Post
Issue
Det
Long term Debt 18013.62 19013.62 19372.18 20372.18
Short Term Debt - - 56.00 56.00
Current maturities of
Long term Debt
1223.49 1223.49 1504.75 1504.75
A 19237.11 20237.11 20932.93 21932.93
Equity
Share Capital 12300.74 12300.74 12300.74 12300.74
Reserve and Surplus 16259.66 16259.66 19252.32 19252.32
Share Application Money
(Pending Allotment)
- - - -
B 28560.4 28560.4 31553.06 31553.06
Debt Equity Ratio (A/B) 0.67 0.71 0.66 0.70
*Pre-Issue standalone and consolidated hgures are as on June 30, 2013
**Post Issue standalone and consolidated hgures are based on the assumption
that there is no change in Total Shareholders funds and in Total Debt subsequent
to June 30, 2013 (other than the Bonds which are assumed to have been fully
subscribed to the extent of Rs. 1,000 crore).
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


F. FINANCIAL INFORMATION
REFORMATTED STATEMENT OF ASSETS AND LIABILITIES
(Rs. in Crore)
S. No. PARTICULARS As at
..2
As at
..2
As at
..22
As at
..2
As at
..2
As at
..2
I. EUITY AND LIABILITIES
SHAREHOLDERSFUNDS
(a) Share Capital 12,300.74 12,300.74 12,300.74 12,300.74 12,300.74 11,182.49
(b) Reserves and Surplus 16,259.66 15,539.76 14,052.79 12,279.94 10,971.18 6,796.90
2 NON-CURRENT LIABILITIES
(a) Long Term Borrowings 18,013.62 17,417.52 16,272.80 13,702.53 13,018.63 10,560.34
(b) DeIerred Tax Liabilities 482.58 460.69 204.04 161.33 139.10 -
(c) Other Long Term Liabilities 1,792.35 1,705.69 1,951.80 1,936.55 1,920.00 1,857.78
(d) Long Term Provisions 761.06 721.92 1,187.45 1,053.90 737.75 804.43
CURRENT LIABILITIES
(a) Short Term Borrowings - - 180.00 - - 800.00
(b) Trade Payables 171.74 179.41 218.95 241.89 254.03 123.81
(c) Other Current Liabilities 2,861.18 2,766.60 2,801.26 2,444.48 2,242.57 2,397.86
(d) Short Term Provisions 3,810.08 3,412.67 3,589.93 3,458.83 2,211.02 1,336.84
TOTAL 5,5. 5,55. 52,5. ,5. ,5.2 5,.5
II. ASSETS
NON-CURRENT ASSETS
(a) Fixed Assets
(i) Tangible Assets 18,859.15 17,311.74 15,654.14 16,438.79 15,727.30 16,930.27
(ii) Intangible Assets 727.13 728.22 714.18 662.10 667.63 713.54
(iii) Capital Work In Progress 18,746.64 19,709.04 19,349.74 15,962.77 12,920.81 9,517.49
(iv) Intangible Assets Under Development - - - - 0.31 4.36
(b) Non Current Investments 2,399.19 2,400.61 2,499.14 2,659.96 2,637.61 2,537.16
(c) Long Term Loans and Advances 1,175.19 1,238.74 1,428.62 1,621.11 1,587.22 1,475.36
(d) Other Non-Current Assets 1,061.14 944.37 1,181.93 870.82 710.28 872.18
2 CURRENT ASSETS
(a) Current Investments 251.87 250.74 250.74 253.59 256.44 256.44
(b) Inventories 63.22 57.07 43.81 33.71 44.31 37.16
(c) Trade Receivables 2,752.11 2,049.05 2,052.18 304.79 808.08 174.20
(d) Cash & Bank Balances 6,544.15 5,616.01 6,003.97 5,350.08 6,597.38 1,899.95
(e) Short Term Loans and Advances 2,210.05 2,099.56 1,890.06 1,292.38 923.97 908.52
(I) Other Current Assets 1,663.17 2,099.85 1,691.25 2,130.09 913.68 533.82
TOTAL 5,5. 5,55. 52,5. ,5. ,5.2 5,.5
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


REFORMATTED STATEMENT OF PROFIT LOSS
(Rs. in Crore)
S. No. PARTICULARS uarter Ended
..2
Year Ended
..2
Year Ended
..22
Year Ended
..2
Year Ended
..2
Year Ended
..2
I. INCOME
i) Revenue Irom Operations 1,619.60 5,306.64 5,919.48 4,245.65 4,349.94 2,616.53
ii) Other Income 248.55 992.78 802.40 663.04 465.54 514.70
TOTAL REENUE ,.5 ,2.2 ,2. ,. ,5. ,.2
II. EPENDITURE
i) Generation, Administration and Other
Expenses
322.76 1,095.33 1,067.69 642.61 383.76 478.05
ii) Employee Benefts Expense 232.44 887.41 915.76 785.87 590.02 534.42
iii) Finance Cost 116.06 385.38 338.10 367.03 415.83 474.79
iv) Depreciation & Amortization Expenses 276.01 969.29 893.86 918.55 1,020.59 506.56
TOTAL EPENDITURE .2 ,. ,25. 2,. 2,.2 ,.2
Prot before Prior Period Items,
Exceptional and Extraordinary items and
Tax from ContinuinOperation
2. 2,2. ,5. 2,. 2,5.2 ,.
III. Prior Period Items (net) (5.68) (0.11) 58.29 (656.15) 3.89 (2.94)
Prot before Exceptional and
ExtraordinarItems and Tax
2.5 2,2.2 ,. 2,5. 2,. ,.5
I. Exceptional Items 2. . 2. .52
Prot before Extraordinary Items and Tax 2.5 ,22. ,5. 2,. 2,. ,.
. Extraordinary Items - - - - - -
PROFIT BEFORE TA 2.5 ,22. ,5. 2,. 2,. ,.
I. Tax Expenses
i) Current Tax 185.41 587.41 694.19 557.51 387.96 119.52
ii) Adjustments relating to earlier years - 9.85 8.37 8.06 (93.23) (16.87)
iii) DeIerred Tax 21.89 256.65 42.71 145.17 16.16 -
TotaTax Expenses 2. 5. 5.2 . . 2.5
II. Prot for the year/period from continuing
operations
.2 2,.22 2,. 2,. 2,.5 ,5.22
Proft Irom discontinuing operations - - - - - -
Tax expense oI discontinuing operations - - - - - -
III. Prot from discontinuing operations after
tax
- - - - - -
I. PROFIT FOR THE PERIOD / YEAR
AFTER TA
.2 2,.22 2,. 2,. 2,.5 ,5.22
EARNING PER SHARE IN
- Basic .5 . 2.25 . . .
- Diluted .5 . 2.25 . . .
For Iurther details, please reIer Annexure A-Financial InIormation' oI the Prospectus.
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
REFORMATTED CONSOLIDATED STATEMENT OF ASSETS AND LIABILITIES
(Rs. in Crore)
S No PARTICULARS As at
..2
As at
..2
As at
..22
As at
..2
As at
..2
As at
..2
I. EUITY AND LIABILITIES
SHAREHOLDERSFUNDS
(a) Share Capital 12,300.74 12,300.74 12,300.74 12,300.74 12,300.74 11,182.49
(b) Reserves and Surplus 19,252.32 18,074.25 16,343.04 14,226.31 12,805.23 8,584.05
2MINORITY INTEREST 2,527.56 2,310.20 2,034.86 1,735.74 1,589.53 1,494.44
NON-CURRENT LIABILITIES
(a) Long Term Borrowings 19,372.18 18,805.90 17,912.62 15,623.62 15,174.52 11,756.59
(b) DeIerred Tax Liabilities 640.08 624.09 350.36 277.36 252.09 -
(c) Other Long Term Liabilities 1,914.10 1,827.10 2,072.98 2,038.46 2,027.79 1,954.88
(d) Long Term Provisions 769.57 729.95 1,200.50 1,066.13 731.80 809.36
CURRENT LIABILITIES
(a) Short Term Borrowings 56.00 - 180.00 - - 1,716.67
(b) Trade Payables 183.15 189.14 227.52 250.53 266.51 130.51
(c) Other Current Liabilities 3,428.30 3,198.26 3,141.05 2,781.72 2,633.57 3,043.76
(d) Short Term Provisions 4,475.59 4,276.47 4,524.99 3,872.59 2,603.45 1,777.35
TOTAL ,.5 2,. ,2. 5,.2 5,5.2 2,5.
II. ASSETS
NON-CURRENT ASSETS
(a) Fixed Assets
(i) Tangible Assets 21,727.21 20,228.86 18,750.07 20,130.23 19,633.07 21,089.80
(ii) Intangible Assets 3,545.02 3,308.45 3,432.55 2,600.41 2,668.56 2,742.53
(iii) Capital Work In Progress 19,020.61 19,961.84 19,398.67 16,008.37 12,957.37 9,523.78
(iv) Intangible Assets Under Devel-
opment
- - - - 0.31 4.36
(b) Non Current Investments 1,209.68 1,196.33 1,405.11 1,579.86 1,589.08 1,534.74
(c) Long Term Loans and Advances 1,220.95 1,276.22 1,461.68 1,637.53 1,602.97 1,487.66
(d) Other Non-Current Assets 1,232.04 1,132.38 1,381.07 879.77 845.51 1,121.80
2CURRENT ASSETS
(a) Current Investments 251.87 250.74 250.74 253.59 256.44 256.44
(b) Inventories 71.02 64.22 49.60 39.21 48.34 41.52
(c) Trade Receivables 3,402.55 2,240.05 2,247.09 570.17 1,006.10 393.57
(d) Cash & Bank Balances 8,624.99 7,976.46 7,795.32 6,751.29 7,689.54 2,606.08
(e) Short Term Loans and Advances 2,595.21 2,452.84 2,157.35 1,511.05 1,103.90 1,084.52
(I) Other Current Assets 2,018.44 2,247.71 1,959.41 2,211.72 984.04 563.30
TOTAL ,.5 2,. ,2. 5,.2 5,5.2 2,5.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


REFORMATTED CONSOLIDATED STATEMENT OF PROFIT LOSS
(Rs. in Crore)
S No PARTICULARS uarter
Ended
..2
Year Ended
..2
Year Ended
..22
Year Ended
..2
Year Ended
..2
Year Ended
..2
I. INCOME
i) Revenue Irom Operations 2,283.65 6,402.08 7,218.09 5,183.36 5,275.40 3,412.45
ii) Other Income 309.91 1,215.15 940.63 743.97 522.61 529.32
TOTAL REENUE 2,5.5 ,.2 ,5.2 5,2. 5,. ,.
II. EPENDITURE
i)
Generation, Administration and
Other Expenses
369.87 1,177.61 1,143.93 713.42 445.42 528.37
ii) Employee Benefts Expense 248.69 951.52 975.18 855.90 636.45 580.87
iii) Finance Cost 164.34 596.21 568.73 616.37 690.22 737.96
iv)
Depreciation & Amortization
Expenses
339.36 1,213.11 1,151.11 1,168.35 1,270.06 632.40
TOTAL EPENDITURE ,22.2 ,.5 ,.5 ,5. ,2.5 2,.
Prot before Prior Period Items,
Exceptional and Extraordinary
items and Tax from Continuin
Operation
,. ,. ,. 2,5.2 2,55. ,2.
III. Prior Period Items (net) (11.57) (4.09) 37.37 (656.25) 2.43 13.96
Prot before Exceptional and
ExtraordinarItems and Tax
,2. ,2. ,22. ,22.5 2,5. ,.2
I. Exceptional Items - 2. . 2. - .52
Prot before Extraordinary Items
and Tax
,2. ,22. ,5.2 ,25. 2,5. ,5.
. Extraordinary Items - - - - - -
PROFIT BEFORE TA ,2. ,22. ,5.2 ,25. 2,5. ,5.
I. Tax Expenses
i) Current Tax 302.27 738.75 866.07 635.58 452.09 171.53
ii) Adjustments relating to earlier years - 9.80 8.60 9.63 (105.38) (16.88)
iii) DeIerred Tax 15.99 273.73 73.00 148.19 129.16 -
TotaTax Expenses .2 ,22.2 . . 5. 5.5
II.
Prot for the year/period from
continuing operations
,. 2,. ,.5 2,2. 2,2.5 ,.
Proft Irom discontinuing operations - - - - - -
Tax expense oI discontinuing
operations
- - - - - -
III.
Prot from discontinuing
operations after tax
- - - - - -
PROFIT FOR THE YEAR/
PERIOD Before adustment of
MinoritInterest
,. 2,. ,.5 2,2. 2,2.5 ,.
I.
Share of Prot/Loss transferred to
MinoritInterest
217.36 283.19 318.01 146.61 102.00 146.20
.
PROFIT FOR THE YEAR/
PERIOD After adustment of
MinoritInterest
.25 2,. ,5.5 2,. 2,5.5 ,.
EARNING PER SHARE IN
- Basic . 2. 2.5 . . .
- Diluted . 2. 2.5 . . .
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


LEGAL AND OTHER INFORMATION
A. OUTSTANDING LITIGATION
Except as stated below there are no outstanding litigation, suits, criminal or
civil prosecutions, statutory or legal proceedings including those for economic
offences, tax liabilities, show cause notices or legal notices pending against our
Company and our Directors and there are no defaults including non payment of
statutory dues, over-dues to banks/hnancial institutions, defaults against banks/
hnancial institutions, defaults in dues payable to holders of any debenture, bonds
and hxed deposits issued by our Company, defaults in creation of full security as
per the terms of issue/other liabilities, proceedings initiated for economic/civil/
any other offences (including past cases where penalties may or may not have
been awarded and irrespective of whether they are specihed under paragraph (I)
of Part 1 of Schedule XIII of the Companies Act) other than unclaimed liabilities
of our Company except as stated below, and no disciplinary action has been
taken by SEBI or any stock exchange against our Company or Directors. The
information provided below is as on September 30, 2013.
Neither our Company nor our Directors, have been declared as wilful defaulters
by the RBI or any other Governmental authority and, except as disclosed in
this Section in relation to litigation, there are no violations of securities laws
committed by us in the past or pending against us.
Provided below are summaries of criminal cases, public interest litigations,
environmental cases, regulatory cases and tax related proceedings against
our Company. Further, all signihcant proceedings (civil cases and arbitration
proceedings) involving our Company, i.e., all such proceedings involving
claims exceeding a monetary value of approximately Rupees One Crore are
detailed below. In addition, details of land related litigation for enhancement of
compensation exceeding the aforesaid threshold have been disclosed in a clubbed
manner. Further, summaries of all signihcant service/ labour cases against our
Company have been disclosed. The Company, as a matter of policy, insists on
inclusion of arbitration provisions, in contracts with third parties, for settlement of
any disputes, and therefore, originally, all disputes/ claims arising from any such
contracts are subject to arbitration proceedings at the original stage.
CriminaCases aainst the Compan
There are twenty one (21) criminal proceedings pending in relation to our
Company (the said number includes those proceedings in which action has been
initiated against any oIfcial/ employee oI the Company owing to actions or
omissions during discharge oI oIfcial duties).
1. Signifcant among these are 14 cases pending beIore the ChieI Judicial
Magistrate, Chamba, initiated by the forest department of the State of
Himachal Pradesh against the Company (acting through the General
Manager oI CHEP-III) Ior alleged non-deposit oI damage report bill
(aggregating to approximately Rs. 1.23 crore). The matters are now listed
for October 28
th
, 29
th
and 30
th
, 2013 Ior complainant`s evidence.
2. Further, the SDM, Chamba has initiated criminal proceedings against our
Company under Section 133 oI the Code oI Criminal Procedure, 1973 Ior
causing public nuisance due to leakage oI a tunnel. We have already fled
our reply in the proceedings. The Company has rectifed the aIoresaid
problem, and the matter is yet to be listed as the SDM is on leave.
3. A criminal case has been fled against Sh. Maqbool Hussain (Lineman oI
Dulhasti Power Station) under section 338 oI the Ranbir Penal Code Ior
negligence causing electrocution oI the complainant by FIR no. 25/2009.
The matter is pending beIore the CJM, Doda and is listed Ior the evidence
oI the complainant. Neither the Company nor any oIfcial (other than
Mr. Hussain) is a party or witness to the proceedings. The matter is next
listed on November 11, 2013 Ior examination in chieI oI the prosecution
witness.There has been fled a criminal case under Section 336 and 338
oI the Indian Penal Code by Mr. Rakesh against Mr. Mohinder Kumar on
account oI injury suIIered by Mr. Rakesh. The complainant, at the time oI
injury, had been employed by a contractor at Chamer-II Power Station oI
the Company, and the deIendant was working as Senior HEM operator.
Neither the Company nor any oIfcial (other than Mr. Mohinder Kumar)
is a party or witness to the proceedings. Further, there is no fnancial
implication against the Company. The matter is next listed on November 9,
2013 Ior prosecution evidence.
CriminaCases the Compan
4. Our Company has fled a complaint under Section 138 oI the Negotiable
Instruments Act, 1881 against Event India Company and others. Further,
the Company has also fled an FIR under Section 420 and 406 oI the IPC
against the said accused. The amount involved is Rs. 12 lakhs approx.
While the complaint under Section 138 is pending beIore the Judicial
Magistrate, First Class, Faridabad, the proceedings Iurther to the FIR are
pending beIore the Additional ChieI Judicial Magistrate. The Iormer matter
is listed on November 13, 2013 Ior Iurther evidence, while the matter under
sections 420 and 406 are next listed Ior evidence on February, 1, 2014. The
proceedings, having been initiated by the Company, would not result in
adverse fnancial implications against the Company.
CiviMatters aainst the Compan(where claims against the Company,
as originally initiated, exceed Rs. 1 crore)
/and acquisition related matters
5. The Company is respondent in a writ petition fled by Kiri Dini Bogum: Vs
UOI. (the Company is Respondent nos. 2 & 3) (WP(C) 483(AP)/ 2/2011).
The Company reckons any adverse fnancial implication Irom the matter to
be to the tune oI Rs 1.54 crore.
Shri Kiri Dini Bogum has also fled another (WP 385(AP)/2/2012), seeking
CBI investigation into certain matters relating to land acquisition. Although
the Company has not been impleaded as party to the case and NHPC is an
aIIected party an application to add NHPC as respondent has been fled
before the Court.
Both the petitions are at argument stage in regular hearing and are pending
adjudication.
6. There are 209 petitions clubbed together, all oI them fled against the
Company |Smt Asha (and others 208 No. Petitioners) Vs. NHPC through
GM, Chamera Power Station-I|. The petitioners, being land oustees, are
claiming fnancial package amounting to, in aggregate, Rs. 6.27 crore
approx., Irom NHPC Ior acquisition oI their respective lands. The matters
are pending adjudication beIore the District Magistrate Chamba.
Tax matters
7. The Company has fled 3 appeals in 2013 (beIore the Deputy Excise and
Taxation Commissioner Palampur), |NHPC Chamera Power Station-I Vs
Assessing Authority Chamba|: against the order oI Assessing Authority Ior
claim oI passenger tax assessed Ior the buses plying Ior welIare oI the
employees posted at the project. The total claim against the Company is
approx. Rs. 1.51 crore. The appeals are pending adjudication.
8. The Company has fled a writ petition |NHPC & Anr Vs Commissioner
oI Customs & ors (W.P.No. 2192/2004)| against the order dated July 14,
1987 oI Assistant Commissioner oI Customs (appraising) and the order
dated September 23, 2002 oI the Commissioner oI Customs(appeals)
respectively, where the customs authorities confrmed the bond oI 0.26
Crore along with interest, for non compliance by our company with the
conditions stipulated Ior importing material Ior Loktak Power Station oI
the Company (aggregating to approx. Rs. 1.20 crore). The matter is now to
be listed Ior fnal hearing.
9. Revision proceedings instituted by the Company are pending beIore
the West Bengal Taxation Tribunal against the Sr. Joint Commissioner
Commercial Tax, Siliguri Circle Ior various fnancial years. The matters
relate to assessment oI tax by the Assessing Authority by treating materials
issues to contractor on recovery basis as deemed sales. The claim made was
to the tune oI approx. Rs. 1.44 crore Ior FY 2005-06. The Respondent i.e.
Commissioner oI Sales Tax, West Bengal so Iar has not fles any AIfdavit-
in-Reply as directed by the Hon`ble Tribunal and thereIore the same is still
pending. The Ld. Tribunal has granted stay of the proceedings related to
appeal Ior the year 2005-06, 2006-07 & 2007-08,
NHPC LIMITED
5
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
The assessed demand Ior the FY 2006-07 is approx. Rs. 4.99 crore, Ior
FY 2007-08 is approx. Rs. 3.48 crore, Ior FY 2008-09 is approx. Rs. 1.67
crore.
10. Proceedings are pending beIore the Sr. Joint Commissioner, Commercial
Tax, Siliguri Circle, Ior assessment oI tax by the Assessing Authority
by treating materials issued to contractor on recovery basis as deemed
sales. The aIIected project is Teesta Low Dam-III, and the Company
has deposited the claimed amount (Ior FY 2009-10) oI approx. Rs. 1.59
crore under protest, and is seeking to fle revision beIore the West Bengal
Taxation Tribunal.
11. The Company is subject to proceedings in the matter oI M/s. Gammon
India Ltd Vs NHPC Ltd, fled beIore the Civil Judge, Faridabad. The
matter was fled on August 1, 2012 Ior recovery oI amount towards price
variation pertaining to contract Ior construction (Amount oI claim made is
Rs. 2.05 crores). The Company has fled an application contending that the
dispute is subject matter oI arbitration in terms oI the relevant contract (in
relation to Teesta-V Power Station oI the Company). The matter is pending
adjudication beIore the Civil Judge, Faridabad.
12. The Company has fled an appeal in the J & K Sales Tax (Appellate)
Tribunal, Srinagar |NHPC, Uri Vs Assessing Authority, Sopore|. An ex-
parte order was passed and demand notice issued to the Company for
payment oI Rs. 75.55 crore Ior the accounting year 1994-95 issued by the
Assessing Authority, Sopore. The aforesaid order was challenged before
the Deputy Sales Tax Commissioner (Appeals), Srinagar, who set aside
the impugned order and remanded back the case to its original jurisdiction
for de novo assessment after affording an opportunity of being heard. The
Company has fled this appeal against the aIoresaid order passed by Deputy
Sales Tax Commissioner (Appeal), Srinagar on the ground that no sales tax
is payable at all under law, on the goods purchased by the Company.
13. The Company has fled an appeal in the J & K Sales Tax (Appellate)
Tribunal, Srinagar |NHPC, Uri Vs Assessing Authority, Sopore|. An order
was passed against the Company Ior payment oI approx. Rs. 16.0 crore Ior
the accounting year 1995-96 issued by the Assessing Authority, Sopore.
The aforesaid order had been challenged by the Company before the Sales
Tax Commissioner (Appeals), Srinagar. Deputy Commissioner (Appeals),
Srinagar had dismissed the aforesaid appeal vide his order dated May 14,
2003. ThereaIter, the Company has fled the appeal against the aIoresaid
order beIore J & K Sales Tax appellate Tribunal, Srinagar. The matter is
listed for arguments.
Court proceedings arising from arbitral rewards
14. The Company has fled a special leave petition in the Hon`ble Supreme
Court oI India against the order dated November 04, 2011 oI the Division
Bench oI Hon`ble High Court oI Delhi |NHPC (Chamera Power Station-I)
Vs. JAL; SLP (C) No. 8866/2012|. The matter was last heard on April
23, 2012. The dispute arose Irom contract no. NH/Contracts/CC/ CH/07
dated May 27, 1986 with the respondent entered into for construction of
main concrete dam & coIIer dam Ior Chamera Power Station Stage-I.
The dispute pertains to liability Ior payment oI 25 markup on NHPC-
supplied materials and other claims. The claim is to the tune oI approx. Rs.
8.96 crore. The Honble Supreme Court has ordered issue of notice to the
Respondents (parties). The next date oI hearing is yet to be fxed.
15. The Company has fled a special leave petition in the Supreme Court oI
India against the order dated November 04, 2011 oI the Division Bench oI
Hon`ble High Court oI Delhi |NHPC (Chamera Power Station-I) Vs. HCC;
SLP (C) No. 8867/2012|. The matter was last heard on April 23, 2012. The
dispute arose Irom contract no. NH/ Contracts/CC/CH/08 dated May 28,
1986.with the respondent entered into for construction of PHC switchyard
power tunnel surge and pressure shaIts Ior Chamera Power Station Stage-I.
The dispute pertains to liability Ior payment oI 25 markup on NHPC-
supplied materials and other claims. The claim is to the tune oI approx. Rs.
1.94 crore. The Honble Supreme Court has ordered issue of notice to the
Respondents (parties). The next date oI hearing is yet to be fxed.
16. The Company has fled a special leave petition in the Supreme Court
oI India |NHPC (Chamera Power Station-I) Vs. HCC; SLP (C) No.
8868/2012| against the order dated November 04, 2011 oI the Division
Bench oI Hon`ble High Court oI Delhi. The matter was last heard on April
23, 2012. The dispute arose Irom contract no. NH/Contracts/CC/CH/08
dated May 28, 1986 with the respondent entered into for construction
oI power tunnel (downstream) Ior Chamera Power Station Stage-I. The
dispute pertains to liability Ior payment oI 25 markup on NHPC-supplied
materials and other claims. The claim is to the tune oI approx. Rs. 1.89
crore. The Honble Supreme Court has ordered issue of notice to the
Respondents (parties). The next date oI hearing is yet to be fxed.
17. The Company has fled a special leave petition in the Supreme Court
oI India |NHPC (Chamera Power Station-I) Vs. CCL; SLP (C) No.
8869/2012| impugning the order dated November 04, 2011 oI the Division
Bench oI Hon`ble High Court oI Delhi. The matter was last heard on April
23, 2012. The dispute arose Irom contract no. NH/Contracts/ CC/CH/04
dated October 11, 1985 with the respondent entered into for construction
oI power tunnel (U/S Package Part-I (HRT) Ior Chamera Power Station
Stage-I. The dispute pertains to liability Ior payment oI 25 markup on
NHPC-supplied materials and other claims. The claim is to the tune oI
approx. Rs. 1.63 crore. The Hon`ble Supreme Court has ordered issue oI
notice to the Respondents (parties). The next date oI hearing is yet to be
fxed.
18. The Company has fled a special leave petition in the Supreme Court
oI India |NHPC (Chamera Power Station-I) Vs. CCL; |SLP (C) No.
8870/2012| against the order dated November 04, 2011 oI the Division
Bench oI Hon`ble High Court oI Delhi. The matter was last heard on April
23, 2012. The dispute arose Irom contract no. NH/Contracts/CC/CH/07
dated 27.05.86 with the respondent entered into for construction of tail race
tunnel Ior Chamera Power Station Stage-I. The dispute pertains to liability
Ior payment oI 25 markup on NHPC-supplied materials and other claims.
The claim is to the tune oI approx. Rs. 0.88 crore. The Hon`ble Supreme
Court has ordered issue oI notice to the Respondents (parties). The next
date oI hearing is yet to be fxed.
19. The Company has fled a petition in the High Court oI Delhi |NHPC
(Chamera-I) Vs. CCL & Anrs. ; OMP No. 668/2009| against the award
oI Arbitral Tribunal against the Company dated June 5, 2009. The
dispute in the case arose with regard to payment oI fnal bill in contract
Ior construction oI HRT Ior Chamera Power Station-I. The dispute in the
case arose with regard to payment oI fnal bill in contract Ior construction
oI HRT, CPS-I. The claim is to the tune oI approx. Rs. 5.78 crore. The
pleadings of the parties have been completed. The matter is pending for
regular hearing.
20. The Company has fled a petition in the High Court oI Delhi |NHPC
(Chamera-I) Vs. CCL; OMP No. 141/2010| against the award oI Arbitral
Tribunal against the Company dated December 9, 2009. The dispute in the
case arose with regard to payment oI fnal bill in contract Ior construction
oI TRT, CPS-I. The dispute in the case arose with regard to payment oI fnal
bill in contract Ior construction oI HRT, CPS-I. The claim is to the tune oI
approx. Rs. 3.69 crore. The pleadings oI the parties have been completed.
The matter is pending for regular hearing.
21. Continental Construction Limited has fled objection petition no OMP
206/2010 beIore High Court oI Delhi under section 34 oI the Arbitration
and Conciliation Act, 1996 for setting aside the arbitration award dated
December 9, 2009. The pleadings oI the parties have been completed and
the matter is pending Ior regular hearing. The claim involved is approx. Rs
21 crore.
22. The Company has fled a petition in the High Court oI J&K at Jammu
|NHPC (Salal Power Station-I) Vs. Gammon India Ltd. |No. AA-19/05||
challenging the award of Arbitral Tribunal on disputes with Gammon
India Limited, arising out oI contract agreement No. EE/TRT-1 (related
to Salal Power station). The disputes relate to payment, work done beyond
deviation limit, due to delayed payment, payment oI losses due to food,
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


revised rate Ior excess dewatering etc. The arbitral tribunal had decided
against the Company, and the award was Ior Rs. 21.75 crore with interest.
The case was fxed Ior fnal hearing on April 09, 2013 at item No. 73. Due
to lack oI time, the case could not be taken up and adjourned. No date has
been fxed.
23. The Company has fled a petition beIore the District Court, Chandigarh
(NHPC Ltd. Vs. Ram Avtar Gupta) challenging the arbitral award dated
July 15, 2010 made against the Company. The disputes relate to NHPC`s
claim to the tune oI Rs. 1.17 crore and the contractor`s claim against
NHPC oI Rs. 1.35 crore plus interest. NHPC`s claim arises Irom alleged
non-completion oI construction oI temporary C type 27 Nos. oI quarters
(29-55) at Sainj (relating to Parbati-II Project oI the Company) including
internal water supply, sanitary works and internal electrical installation
within stipulated time. The case is pending before the court for hearing.
The date oI hearing is yet to be fxed.
24. The Company has fled a petition (NHPC Limited, Parbati-III Vs. M/s Vijay
Kumar Sharma, Govt. Contractor) under Section 34 oI the Arbitration and
Conciliation Act, 1996 for setting aside the award dated September 1, 2008.
The dispute relates to construction oI 7/10 Mt. bye-pass road Irom Largee
(existing PWD bridge) to proposed new bridge site oI the Company`s
Parbati-III Project along the right bank oI river Sainj. The award made
against the Company is Ior Rs. 1.52 Crore plus interest 12 P.A. Irom
the date of award till date of payment.
25. The Company has fled an objection petition in the High Court oI Delhi
(NHPC Vs. Jaiprakash NCC Tunneling) challenging the award made by
the arbitral tribunal dated April 19, 2008 against the Company to the tune
oI Rs. 36.02 crore interest 8 P.A. pre-reIerence period. (ii) 12 P.A.
pendent lit (iii) 18 P.A. post award period. The contract Irom which the
disputes arose related to civil works oI u/s area package- I and balance
civil works oI u/s area package- II (relating to Dulhasti Power Station). The
respondent has fled its reply to the objection petition oI the Company and
the matter, now fxed Ior arguments, will come up Ior hearing in regular
list.
26. The Company has fled an appeal in the High Court oI Punjab & Haryana
|NHPC Vs. JAL & Ors.| against the order oI the District Court, Faridabad
dated December 24, 2010, which only partly set aside the arbitral award
dated May 10, 2008, whereby the respondents claim against the Company
Ior extra handling storage transportation etc. oI cement Ior the period upto
2006 and thereaIter till completion oI work (relating to Teesta-V Power
Station oI the Company), was upheld and award to the tune oI Rs. 4.51
Crore interest 12 P.A. Irom the date oI award till payment made was
made against the Company. The matter is pending adjudication before the
High Court of Punjab and Haryana.
27. The Company has fled an objection petition beIore the Addl. District
Judge, Faridabad |NHPC Vs. JAL & Ors.| against the award dated August
22, 2010 made by the arbitral tribunal against the Company upholding the
respondents claim for implementation of minimum wage in place of all
India consumer price index (the matter pertains to Teesta-V Power Station
oI the Company). The award against the Company was Ior Rs. 53.56 crore
+ together with interest.
28. The Company has challenged in the court oI the Additional District Judge,
Faridabad |NHPC Vs. JAL & Ors.|, the award dated August 6, 2012 made
against the Company Ior a sum oI approx. Rs. 8.58 crore and interest.
The claim was for reimbursement of costs incurred by the respondent on
account oI bank guarantee, insurance policy and interest on advances due
to reduced progress oI work (the matter pertains to Teesta-V Power Station
oI the Company). The matter is pending adjudication beIore the Addl.
District Judge, Faridabad.
29. The Company has challenged in the High Court oI Punjab & Haryana
|NHPC Vs. Patel Engineering Limited; FAO No. 3126 oI 2012| the order
dated March 6, 2012 oI the Additional District Judge, Faridabad, upholding
the award dated August 26, 2009 made against the Company for a sum of
approx. Rs. 41.62 crore and interest. The claim was Ior compensation Ior
diIIerence oI amount Ior deviated quantity Ior rock excavation (the matter
pertains to Teesta Low Dam Project-III oI the Company). The HC has
admitted the appeal and stayed execution oI award. The matter is pending
adjudication beIore the High Court oI Punjab & Haryana.
30. The Company has fled objection petition under Section 34 oI the
Arbitration and Conciliation Act, 1934 in the District Court, Faridabad
(NHPC Vs. M/s BGS-SGS-Soma JV & Ors.), against the arbitral award
dated May 3, 2013 passed against the Company, ordering reIund oI approx.
Rs. 1.31 crore deducted by the Company towards Building and Other
Construction Workers` WelIare Cess, Irom the dues oI the respondent (the
matter pertains to Subansiri Lower HE Project). The court has issued notice
to Respondent No. 2, and the matter is pending adjudication beIore the
District Court, Faridabad.
31. Himachal JV has fled an appeal no. |Himachal JV Vs NHPC FAO
2893/2011| pending in the High Court oI Punjab and Haryana against
the order dated March 21, 2011 oI District Court Faridabad by which the
arbitral award dated July 14, 2007 Ior an amount oI Rs 133.00 crore in
Iavour oI the Himachal JV was set aside. The matter is to be listed in due
course.
Arbitral proceedings including counter claims led by other parties
32. M/s Patel Engineering Ltd. & Sew Construction Ltd. JV has fled
various claims totaling to Rs. 215.35 crore together with interest against
the Company. The dispute relates to construction of civil and hydro
mechanical works Ior diversion dam and part HRT (Ior Parbati-II Hydro
Electric Project). In all, 23 claims were made by M/s Patel Sew JV Ltd.
Ior transportation oI stores material, removal oI muck Irom HRT, ideling
oI crushing plant, construction oI temporary dykes, etc. The matter was
referred for arbitration on May 18, 2008, and is now reserved for award.
33. M/s Himachal Joint Venture has made certain claims against the Company,
which are subject to arbitration proceedings (M/s Himachal Joint Venture
Vs NHPC). The dispute relates to construction oI civil & hydro mechanical
works Ior head race tunnel (HRT) and associated works oI Parbati-II Hydro
Electric Project, and amount claimed is Ior Rs. 316.71 crore. The Company
has received the statement oI claims (which relate to reIund oI the sum
received by the Company pursuant to invocation oI perIormance bank
guarantee, loss oI profts, payment Ior unbilled quantities oI work, etc.)
and is in the process of preparing its reply to the same. The Company is
now in the process of preparing its statement of defence.
34. M/s Patel- L & T Consortium has initiated arbitration proceedings against
the Company claiming, in aggregate, Rs. 34.45 crore together with
interest. The subject contract pertains to construction oI civil works at
Parbati III Hydro Electric Project oI the Company, and the claims relate
to reimbursement oI additional expenditure due to increase in minimum
wages, Building & Other Construction Workers WelIare cess etc. The
matter is at the stage oI evidence, and next date is yet to be fxed.
35. M/s Jager-Gammon has initiated arbitration proceedings against the
Company claiming, in aggregate, Rs. 119.44 crore including interest. The
subject contract pertains to construction of part head race tunnel, surge
shaIt, pressure shaIt, power house and tail race Tunnel at Parbati III Hydro
Electric Project oI the Company, and the claims relate to Reimbursement oI
cess, payments Ior surge chamber, extra items, additional washer Ior rock,
rock bolts, concrete flling , HSD, etc. The Company has fled its state oI
defence against the claims, and received a rejinder thereto. The matter is
now at the stage oI admission/ denial oI documents Iurnished in evidence
by the parties.
36. M/s BGS-SGS-SOMA initiated arbitration proceedings against the
Company on August 25, 2011, claiming, in aggregate, Rs. 986.60 crore
and Swiss Francs 10,60,619. The subject contract pertains to construction
of diversion tunnels, coffer dams, concrete gravity dam, plunge pool and
cut oII wall Ior Subansiri Lower Hydro Electric Project oI the Company,
and the claims relate to fnancial compensation Ior loses suIIered due to
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


abnormal delays caused in executing the works. The matter is at the stage
of arguments on behalf of the claimants.
37. Hindustan Construction Company Limited initiated arbitration proceedings
against the Company on November 18, 2011, claiming, in aggregate, Rs.
266.74 crore. The subject contract pertains to construction of concrete
gravity dam along with spillway, roller compacted concrete (RCC) dam,
intake structure, surIace power house, tail race channel, switchyard and
other associated civil works Ior Teesta Low Dam IV Hydro Electric
Project oI the Company, and the claims relate to fnancial compensation
Ior additional time taken and costs incurred owing to various disruptions.
The fnal arguments in the matter has concluded and the parties have been
directed to fle written synopsis/ arguments beIore the award is passed.
38. Hindustan Construction Company Limited initiated arbitration proceedings
against the Company on December 6, 2011, claiming, in aggregate, Rs.
379.30 crore. The subject contract pertains to construction oI diversion
tunnel including gates, concrete gravity dam, head race tunnel, surge shaft,
pressure shaIt, power house and tail race tunnel Ior Uri II Hydro Electric
Project oI the Company, and the claims relate to fnancial compensation
Ior additional time taken and costs incurred owing to various disruptions
and deviations. The matter is at the stage of arguments, and is pending
adjudication.
39. Hindustan Construction Company Limited initiated arbitration proceedings
against the Company on January 1, 2013, claiming, in aggregate, Rs.
229.69 crore. The subject contract pertains to civil works Ior Uri II
Hydro Electric Project oI the Company, and the claims relate to fnancial
compensation Ior unrecovered elements oI costs & reduction in profts due
to reduction oI scope oI work, reimbursement oI additional costs, etc. The
matter is at the stage oI cross examination oI the Company`s witness.
40. M/s Prem Power Construction Ltd. & Bhola Singh Jai Prakash Ltd.
initiated arbitration proceedings against the Company on October 5, 2007,
claiming, in aggregate, approx. Rs. 42.00 crore. The subject contract
pertains to Construction oI balance civil works oI Kambang Small Hydro
Electric Project oI the Company, and the claims relate to extra items and
other payments Ior the works done by the claimants under various heads.
The matter is at the stage oI cross examination oI the claimant`s witness,
and is pending adjudication.
41. M/s Jaiprakash Associates Limited initiated arbitration proceedings
against the Company on October 18, 2008, claiming, in aggregate, approx.
Rs. 24.03 crore together with interest. The subject contract pertains to
construction oI civil work Ior Teesta-V Project oI the Company, and the
claims relate to payment due to the claimant owing to reduced work. The
matter is at the stage of arguments, and is pending adjudication.
42. M/s Jaiprakash Associates Limited initiated arbitration proceedings against
the Company on April 27, 2009, claiming, in aggregate, approx. Rs. 32.42
crore together with interest. The subject contract pertains to construction
oI civil work Ior Teesta-V Project oI the Company, and the claims relate
to payment Ior cost incurred in extension oI bank guarantee, interest on
mobilization advance, insurance premium Ior the extended period and
rate analysis oI reinIorcement steel (Ior the deviated quantity). Written
arguments have been fled, and award is reserved.
43. M/s Gammon India Ltd. initiated arbitration proceedings against the
Company on December 16, 2008, claiming, in aggregate, approx. Rs.
243.04 crore together with interest. The subject contract pertains to
construction oI civil work Ior Teesta-V Project oI the Company, and the
claims relate to payment Ior expenses Ior delays due to unIoreseen physical
conditions. The matter is pending adjudication.
44. M/s Gammon India Ltd. has initiated arbitration proceedings against the
Company on March 1, 2013, claiming, in aggregate, approx. Rs. 224.60
crore together with interest. The Company had entered into a contract
with the claimant Ior construction oI civil work Ior Teesta-V Project oI
the Company, and the claims relate to payment Ior expenses Ior delays
incurred due to unforeseen physical condition. The Company has furnished
its statement oI deIence, to which the Claimant will fle its rejoinder by
October 5, 2013. The matter is pending adjudication.
45. M/s Jaiprakash Associates Limited initiated arbitration proceedings against
the Company on June 16, 2009, claiming, in aggregate, approx. Rs. 104.61
crore together with interest. The subject contract pertains to construction
oI civil work Ior Teesta-V Project oI the Company, and the claims relate to
payment Ior increased cost due to decrease in work progress. The matter
is next listed Ior arguments on behalI oI the Company and is pending
adjudication.
46. M/s Prem Power Construction Pvt. Ltd. initiated arbitration proceedings
against the Company on January 19, 2009, claiming, in aggregate, approx.
Rs. 85.39 crore together with interest. The subject contract pertains
to Procurement and Construction oI 132 KV S/C transmission line
between Geylephug Tintivi Nanglan in Central Bhutan Ior the Bhutan
Transmission line, and the claims have been made for payment towards
extra labour cost, extra transportation cost, cost towards extension oI PBG,
cost of hire charges of tools and plant during the maintenance, cost of
additional fnance Ior immigration Iees etc. Arguments are in progress and
the matter is pending adjudication.
47. M/s Patel EngeeringLimited has initiated arbitration proceedings against
the Company, claiming, in aggregate, approx. Rs. 10.00 crore. The subject
contract pertains to construction oI civil works Ior surge shaIt, pressure
shaIt/pen stock including steel lines Ior pressure shaIt, surIace power
house, tail race channel, switch yard and associated works Ior Sewa-II
Hydro Electric Project oI the Company, and the claims have been made Ior
(i) deemed approved amount and interest under the contract (ii) reIund oI
interest amount along with interest (iii) payment Ior removal oI slush and
concreting at the invert oI LHPS with interest and (iv) claim Ior no recovery
oI excess discount and reIund thereoI with interest. The Claimant`s counsel
and authorized oIfcer, on the last date oI hearing, i.e. September 19, 2013,
indicated that the Claimant desired to withdraw the claim, and the parties
have been directed to fle aIfdavit and aIfdavit-in-reply in this behalI.
48. Hindustan Construction Company Limited has initiated arbitration
proceedings against the Company on December 17, 2010, claiming, in
aggregate, approx. Rs. 2.28 crore together with interest. The subject
contract pertains to construction of power house and power tunnel for
Chamera-II Hydro Electric Project oI the Company, and the claims have
been made Ior (i) 147.16 mark-up on the labour component oI extra &
deviated items oI the works. The matter is listed Ior submission oI original
documents beIore the sole arbitrator and next date yet to be fxed.
49. M/s Jaiprakash Associates Ltd. initiated arbitration proceedings against the
Company on December 17, 2010, claiming, in aggregate, approx. Rs. 1.82
crore together with interest. The subject contract pertains to construction of
main concrete dam Ior Chamera-I Hydro Electric Project oI the Company,
and the claims have been made Ior 141.56 mark-up on the labour
component oI extra & deviated items oI the work. Final arguments in the
matter have been heard and award is reserved.
50. Continental Construction Limited has initiated arbitration proceedings
against the Company on May 31, 2012, claiming, in aggregate, approx.
Rs. 3.63 crore together with interest on account oI 141.56 mark-up on
the labour component oI extra & deviated items oI the work. The subject
contract pertains to construction oI power tunnel Ior Chamera-I Hydro
Electric Project oI the Company. The matter is listed Ior submission oI
original documents beIore the sole arbitrator and next date yet to be fxed.
51. M/s KCT initiated arbitration proceedings against the Company on
November 22, 2002, claiming, in aggregate, approx. Rs. 1.13 crore
together with interest. The subject contract pertains to construction oI TRT
outlet package Ior Salal Hydro Electric Project oI the Company, and the
claims have been made Ior payment oI weight variation oI steel, over break
excavation, etc. and compensation Ior non provision oI power. The matter
is listed for arguments on behalf of the claimant. .
52. Hindustan Construction Company Limited initiated arbitration proceedings
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


against the Company on November 26, 2011, claiming, in aggregate,
approx. Rs. 253.43 crore Irom the Company. The Company and the
Claimant had entered into a contract whereunder the Claimant was tasked
Ior construction oI diversion tunnel gate, coIIer dam, concrete dam, intake
structure, desilting arrangements, head race tunnel, surge shaft, pressure
shaft, underground power house and tail race system and pothead yard
Ior Chamera-III Hydro Electric Project oI the Company. The claimant has
fled claims Ior compensation Ior additional time & various consequent
additional costs incurred by the claimant, on account of various disruptions,
and deviations to the contract specifcations. The matter is next listed Ior
cross-examination oI the claimant`s witness. .
53. Hindustan Construction Company Limited initiated arbitration proceedings
against the Company on December 31, 2012, claiming, in aggregate,
approx. Rs. 164.49 crore Irom the Company. The contract Irom which
the disputes have arisen relates to construction of diversion tunnel gate,
coIIer dam, concrete dam, intake structure, desilting arrangements, head
race tunnel, surge shaft, pressure shaft, underground power house and tail
race system and pothead yard Ior Chamera-III Hydro Electric Project oI
the Company. By its claim petition, the claimant has asked Ior rate revision
oI over break concrete, reimbursement oI service tax, Building & Other
Construction Workers WelIare Cess and additional cost due to subsequent
legislation, etc. The matter is next fxed Ior cross-examination oI the
Companys witness.
54. M/s Patel Engeering Limited has initiated arbitration proceedings against
the Company on August 8, 2012, claiming, in aggregate, approx. Rs. 68.64
crore together with interest. The subject contract pertains to construction
oI diversion works, barrage & spillways, intake, penstocks, surIace power
house, tail channel and other associated civil works Ior Teesta Low Dam-
III Hydro Electric Project oI the Company, and the claims have been made
Ior idling oI manpower, machinery/ equipment due to strike and fash food
on July 27, 2007. The Company had fled an application under Section 13
of the Arbitration and Conciliation Act, 1996, the arguments on which have
concluded and the matter is pending adjudication.
55. M/s P & R Eng. Services, Chandigarh has initiated arbitration proceedings
against the Company on October 17, 2012 claiming, in aggregate, approx.
Rs. 1.68 crore. The subject contract pertains to supply, Iabrication, erection
and testing & commissioning oI pressure shaIt, penstock lines Ior Teesta
Low Dam-III Hydro Electric Project oI the Company, and the claims
have been made for additional costs, losses and damages suffered and
interpretation of certain clauses of the contract. The matter is reserved for
award.
56. Hindustan Construction Company Limited initiated arbitration proceedings
against the Company on March 13, 2013 claiming, in aggregate, approx.
Rs. 222.47 crore Irom the Company. The Company and the Claimant had
entered into a contract Ior civil works at Chutak Power Station oI the
Company. The claimant has fled claims Ior payment oI additional cost
incurred in extended period oI contract, claim Ior unrecovered elements
oI cost & proft due to reduction in scope oI work, payment oI additional
cost due to subsequent legislation pertaining to minimum wages and
compensation Ior use oI ATF instead oI HSD Ior works during winter
season. The matter is pending Ior cross-examination oI the Claimant`s
witness.
57. M/s Genus Power InIrastructures Ltd. has initiated arbitration proceedings
against the Company on July 26, 2013 claiming, in aggregate, approx.
Rs. 36.92 crore. The subject contract pertains to execution oI rural
electrifcation work oI Boudh district. Due to poor perIormance oI the
claimant contractor, the contract was terminated by the Company. Claims
made by the Claimant pertain to wrongIul termination oI contract, non-
payment of outstanding dues towards supply and erection, cost of survey
escalated rework cost, claim on account oI non-release oI bank guarantee,
loss oI proft etc. The matter is at the stage oI fling oI documents by the
respective parties and is pending adjudication.
58. Om Metals-SPML JV has initiated arbitration proceedings against the
Company on September 27, 2013, claiming, in aggregate, Rs. 33.50 crore.
The subject contract pertains to hydro-mechanical works Ior Teesta Low
Dam-IV Hydro Electric Project oI the Company, and the claims relate to
idling of manpower and equipment. The arbitral tribunal has decided on the
schedule Ior fling oI pleadings/ documents, and the matter is now listed Ior
further proceedings.
59. Jaiprakash Associates Limited initiated arbitration proceedings against the
Company on September 25, 2012, claiming, in aggregate, Rs. 10.24 crore
together with interest. The subject contract pertains to construction of civil
work s (coIIer dam, desilting chambers, intake structure and part head race
tunnel) Ior Teesta- V Power Station oI the Company, and the claims relate
to recovery Ior non-use oI couplers, release oI withheld payment, etc.). The
matter is at the stage of arguments, and is pending adjudication.
60. Mr. Alok Garg initiated arbitration proceedings against the Company on
November 4, 2009, claiming Rs.1.74 crore. The subject contract pertains to
construction oI Kendriya Vidyalaya Building at Banikhet (related project
is Chamera-I Power Station), and the claims are towards price variation,
change oI design, disposal oI earth, etc. Final arguments have been heard
in the matter, and the matter is now reserved for award.
DETAILS OF SUBSTANTIAL CLAIMS FILED BY THE COMPANY
1. The Company has fled a claim beIore the High Court oI Kolkata |NHPC
Limited Vs. United India Insurance Company Limited (FAT No. 377 oI
2010)| against rejection oI its insurance claim by the deIendant insurance
company in relation to loss/ damage caused on July 5, 1995 by breach
oI CoIIer Dam due to fash foods (related power station is Rangit Power
Station). The Company`s claim is to the tune oI Rs. 1.22 crores. The suit
was fled in 2010 by the Company. The matter is next listed Ior admission
of appeal and matter is to be listed in due course.
2. The Company has challenged the award dated September 17, 2008 in
the High Court oI Delhi |NHPC Vs. Power Development Department,
government oI J&K; OMP No. 18/08|; the said petition has been clubbed
with OMP no. 51/09. The challenge to award is on account oI the arbitrator
not allowing interest Ior pre-reIerence period. The dispute pertains to
securitization oI the dues payable by the Power Development Department
oI the State oI J&K, as the State Government did not securitise the dues to
the extent oI Rs. 27.83 crore. Both the cases will come up Ior hearing in
regular course.
3. The Company has fled an application in the HC oI Manipur, Imphal, under
Section 37 oI the Arbitration and Conciliation Act, 1996 |NHPC Vs. State
oI Manipur & Ors.| against the order dated December 31, 2012 oI the
District. Judge, Manipur. The District Judge had set aside the arbitral award
dated July 30, 2007 in Iavour oI the Company by which the Department
of Power, Government of Manipur was directed to pay to the Company
Rs. 26.00 crore interest 12 P.A. w.e.I. 1.10.01 till date oI payment.
The dispute pertained to non-payment oI surcharge on electricity bills Irom
1983 to 1992, and dispute regarding energy consumption, surcharge on
billing charges, royalty, transmission loss etc. The HC has called for the
record of arbitration proceedings and the matter will be listed in due course
for admission.
4. Our Company has fled a company petition Ior winding up IL&FS
Engineering and M/s. Nagarjuna Construction constitutents oI M/s
Himachal JV in the High Court oI Andhra Pradesh at Hyderabad. The
respondent was awarded contract work oI Parbati II. The total claim by the
Company is approx. Rs. 281.00 crore. The company petition is yet to be
numbered in the court.
5. The State oI J&K has enacted J&K State Water Resources (Regulation
& Management) Act, 2010 by which water usage charges Rs 0.25
per cu.mts of water has been imposed for water used in generation of
electricity. Our Company has fled OWP no 604/2011 beIore H.C. oI J&K,
challenging the validity of the Act. The petition has been admitted and
pending for hearing.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


LITIGATION INOLING OUR DIRECTORS OF THE COMPANY
1. Mi. A.B.L. Siivastava has led a wiit petition against the Union of India and
the Company (wiit petitions no. CWP 826/2013, which is pending befoie
the High Couit of Delhi. In the said petition, the petitionei has, intei-
alia, challenged his ielieving oidei issued aei completion of his teim as
Diiectoi (Finance) of the Company.
2. Mi. ABL Siivastava has also led a wiit petition in High Couit of Delhi
[CWP 1101/2013] against the Union of India challenging the oidei dated
Januaiy 17, 2013 by which he has been censuied. e same ielates to his
seivice as Diiectoi (Finance) of the Company.
3. Mr. J.K. Sharma, Director (Projects) oI our Company, has also fled a writ
petition against the Union oI India and others (WP(C) 4878/2013) in the
High Court oI Delhi in which, also, a miscellaneous application no. CM
11068/2013 Ior directions to the respondents is pending|. In the said writ
petition, Mr. Sharma has inter-alia prayed Ior being given additional charge
oI CMD oI the Company, and continuation oI existing panel oI PESB
Ior regular appointment to the said post oI CMD oI the Company. The
Company is yet to be served formally in the matter.
B. MATERIAL DEELOPMENTS
Material Developments since the date of the latest balance sheet
Except as mentioned below there have not arisen, since the date oI the last
fnancial inIormation disclosed in the Prospectus, any circumstances which
materially and adversely aIIect or are likely to aIIect our perIormance,
proftability or prospects, within the next 12 months:
1. During the Fiscal 2013, NHPC contributed Rs. 77.55 crore towards its
proportionate share in CVPPPL whereas other Joint Venture partners were
yet to contribute their share which resulted in increase in holding of NHPC
in CVPPPL Irom 49 to 81.60. As such CVPPPL has been considered as
Subsidiary oI NHPC Limited instead oI Joint Venture as on June 30, 2013.
However, pursuant to the contribution made by the other joint venture
partner (JKSPDC has released Rs. 77.55 Crore on July 24, 2013) in the
equity oI CVPPPL, as on August 31, 2013, CVPPPL has ceased to be a
subsidiary of the Company.
2. The Company has successIully commissioned Unit - I and Unit III oI 60
MW each oI Uri-II HE Project at rated load oI 60 MW on September 25,
2013 and September 27, 2013, respectively.
3. The MoP has vide letter dated September 30, 2013 has intimated the
appointment oI Mr. K.N. Garg, Member (Hydro), Central Electricity
Authority as the Government Nominee Director on the Board oI NHPC.
4. The Company has entered into a Memorandum oI Understanding dated
September 28, 2013 amongst The Chattisgarh State Power Holding
Company Limited, Indian Farmers Fertiliser Cooperative Limited and
NHPC Limited Ior the Development oI 1,320 MW (2x660 MW) Thermal
Power Project in Surajpur District (erstwhile known as Sarguja District) in
the State of Chattisgarh.
C. REGULATIONS AND POLICIES
For Iurhter details please reIer to "Regulations and Policies" on page no. 146
of the Prospectus.
D. OTHER REGULATORY AND STATUTORY
DISCLOSURES
Authoritfor the Issue
The CBDT has, vide the CBDT Notifcation, authorised the Company to issue
Bonds aggregating to Rs. 1,000 crore. The Company proposes to raise Rs. 500
crore* through a public issue oI Bonds with an option to retain oversubscription
up to Rs. 500 crore Ior issuance oI additional bonds aggregating to a total oI up
to Rs. 1,000 crore*, during the Fiscal 2014.
*In terms of the CBDT Notihcation, our Company is allowed to raise tax free
bonds upto a maximum amount of Rs. 1,000 crore in the Fiscal 2014, out of
which our Company is required to raise a minimum of 70 i.e. Rs. 700 crore
through public issue. Further, our Company may at its discretion, raise upto a
maximum of Rs. 300 crore through private placement route, wherein suitable
amount shall be earmarked for sovereign wealth funds, pension and gratuity
funds. In case our Company decides to raise funds through private placement
route, the amount of oversubscription that may be retained through public issue
shall stand reduced accordingly. Our Company shall ensure that the tax free
bonds issued through public issue and private placement route shall together not
exceed Rs. 1,000 crore during the Fiscal 2014.
The Board, at the meeting held on September 17, 2013, approved the Issue oI the
tax Iree secured redeemable non-convertible bonds in the nature oI debentures,
by public issue(s) and/or on private placements(s) basis in India to eligible
investors, in the aggregate amount oI up to Rs. 1,000 crore during Fiscal 2014.
Eiiiitto make the Issue
The Company and persons in control of the Company have not been restrained,
prohibited or debarred by SEBI Irom accessing the securities market or dealing
in securities and no such order or direction is in force.
Consents
Consents in writing oI the Directors, Company Secretary, ChieI Financial
OIfcer, Compliance OIfcer, Statutory Auditors, Escrow Collection Bank(s),
ReIund Bank, Bankers to the Company, Lead Managers, Consortium Members,
Registrar to the Issue, Credit Rating Agencies, Bond Trustee and Legal Advisors
to the Issue, in their respective capacities, have been obtained and will be fled
along with a copy oI the Prospectus with the RoC.
Expert Opinion
Except the letters dated October 1, 2013 and September 27, 2013 issued by
IRRPL and CARE, respectively, in respect oI the credit rating oI the Issue, and
the Auditor`s Report dated September 28, 2013 and Statement oI Tax Benefts
dated September 28, 2013 issued by M/s S. N Nanda & Co., M/s Singhi &
Co., M/s Gupta Gupta & Associates and M/s Tiwari & Associates, Chartered
Accountants, Statutory Auditors of the Company, the Company has not obtained
any expert opinions.
Minimum Subscription
In terms oI the SEBI Debt Regulations, an issuer undertaking a public issue
of debt securities may disclose the minimum amount of subscription that it
proposes to raise through the issue in the offer document. The Company has
decided not to stipulate minimum subscription Ior this Issue.
No Reservation or Discount
Pursuant to the CBDT Notifcation, at least 70 oI the allocated limit Ior raising
Iunds through tax Iree bonds during Fiscal 2014 shall be raised through public
issue, oI which 40 shall be reserved Ior Retail Individual Investors. There is no
discount being oIIered in the Issue, to any category oI Applicants.
Common Form of Transfer
There will be a common Iorm oI transIer Ior Bonds held in physical Iorm and
relevant provisions oI the Companies Act, 1956 (to the extent applicable) and
Companies Act, 2013, as the case may be and other applicable laws will be duly
complied with in respect oI all transIers oI the Bonds and registration thereoI.
The transIer oI Bonds in demat Iorm will be done as per the procedure/rules
prescribed by the Depositories and Depository Participants.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Dividend
The Company has paid dividend Ior the Fiscal 2013, 2012, 2011, 2010 and 2009,
as under:
Fiscal Dividend
per share
Rs.
Totaamount
of dividend
paid
(Rs in crore)
Date of AGM in
which dividend
was declared
Date of pament
of dividend
2013 0.60 738.05 September 16,
2013
September 25, 2013
2012 0.70 861.06 September 17,
2012
September 26, 2012
2011 0.60 738.04 September 19,
2011
September 28, 2011
2010 0.55 676.54 September 22,
2010
October 1, 2010
2009 0.29 325.00
(including
125.00 interim
dividend)
July 31, 2009 Rs. 125 crore
paid on February
04, 2009 and Rs.
200 crore paid on
August 03, 2009
Previous Public or Rights Issues by the Company during last ve years
Our Company had made an IPO oI 167,73,74,015 Equity Shares Ior cash at
a price oI Rs. 36 per Equity Share (including a premium oI Rs. 26 per Equity
Share) aggregating to Rs. 6,038.55 crore through a prospectus dated August 20,
2009. The said IPO comprised a Iresh issue oI 111,82,49,343 Equity Shares and
an oIIer Ior sale oI 55,91,24,672 Equity Shares by our Promoter. Further the
said IPO comprised a net issue oI 163,54,39,665 Equity Shares to the public
and a reservation oI 419,34,350 Equity Shares Ior subscription by certain eligible
employees.
The IPO opened on August 07, 2009 and closed on August 12, 2009. Allotment oI
Equity Shares and dispatch oI reIunds pursuant to the IPO oI our Company was
made on August 26, 2009 and August 26, 2009 to August 27, 2009 respectively.
Trading at NSE and BSE in equity shares allotted in IPO commenced on
September 01, 2009.
Commission or Brokerae on Previous Issues
Our Company has incurred an aggregate amount oI Rs. 7.44 crore including
service tax on account oI Iees Ior selling commission in relation to its public
issue oI equity shares in Fiscal 2010.
Chane in auditors of the Compandurinast three ears
Name Address Date/ Year of
Appointment
/ Resignation
Auditor of
the Compan
since (in case
of resination
Remarks
M/s.
SBG &
Co.
E-27,Kamla
Nagar,Delhi-110017
2011- 12 2010-11 Re-appoint-
ment not
made by
CAG.
M/s
Singhi &
Co.
Emerald House, 4
th
Floor,1-B, Old Post
OIfce Street, Kol-
kata-7000001
2010-11 -- 2010-11 as
Branch Au-
ditor
-From 2011-
12 as Joint
Statutory
Auditors
M/s.
A.Kayes
& Co.
231, Kamalalaya
Centre(2nd &
3rd Floor), 156A,
Lenin Sarani, Kol-
kata-700013
2011- 12 2010-11 Re-appoint-
ment not
made by
CAG.
M/s.
Tiwari &
Associ-
ates
Char-
tered
Account-
ants,
T-8, Green Perk
Extension, New
Delhi-110016
2010-11 -- 2010-11 as
Branch Au-
ditor
-From 2011-
12 as Joint
Statutory
Auditors
M/s. S.N.
Nanda &
Co.
C-43, Pamposh
Enclave, Greater
Kailash -1, New
Delhi-110048
2011-12 -- -From 2011-
12 as Joint
Statutory
Auditors
M/s.
Baweja
& Kaul
House No. 32, Sec-
tor-8, Trikuta Nagar,
Jammu, Jammu &
Kashmir 180 012
2012-13 2009-10 2009-10 &
2010-11 as
Branch Au-
ditor
-From 2011-
12 as Joint
Statutory
Auditors
M/s
Gupta
Gupta &
Associ-
ate
142/3, Trikuta
Nagar
Jammu Tawi, J&K -
180 012
2013-14 -- From 2013-14
as Joint Statu-
tory Auditors
For more inIormation on the Statutory Auditors, see 'General Information on
page 49 of the Prospectus.
Revauation of assets
The Company has not revalued its assets in the last fve years.
Utilisation of Issue Proceeds
For inIormation, see 'Terms of the Issue - Utilisation of Issue Proceeds on
page 181 of the Prospectus.
Track record of past public issues handled by the Lead Managers
Details oI the track record oI the Lead Managers, as required by SEBI circular
number CIR/MIRSD/1/2012 dated January 10, 2012, has been disclosed on
the respective websites oI the Lead Managers. The track record oI past issues
handled by A.K. Capital Services Limited and Axis Capital Limited are available
at www.akcapindia.com and www.axiscapital.co.in, respectively.
Listin
For inIormation, see 'Terms of the Issue /isting on page 181 of the
Prospectus.
Disclaimer clause of NSE
'As required, a copy of this Offer Document has been submitted to National
Stock Exchange of India Limited (hereinafter referred to as NSE). NSE has given
vide its letter ref: NSE/LIST/218220-W dated October 08, 2013 permission to
the Issuer to use the Exchanges name in this Offer Document as one of the
stock exchanges on which this Issuers securities are proposed to be listed.
The Exchange has scrutinized this draft offer document for its limited internal
purpose of deciding on the matter of granting the aforesaid permission to this
Issuer. It is to be distinctly understood that the aforesaid permission given by
NSE should not in any way be deemed or construed that the offer document
has been cleared or approved by NSE; nor does it any manner warrant, certify
or endorse the correctness or completeness of any of the contents of this offer
document; nor does it warrant that this Issuers securities will be listed or will
continue to be listed on the Exchange; nor does it take any responsibility for the
hnancial or other soundness of this Issuer, its promoters, its management or any
scheme or project of this Issuer.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Every person who desires to apply for or otherwise acquire any securities of this
Issuer may do so pursuant to independent inquiry, investigation and analysis
and shall not have any claim against the Exchange whatsoever by reason of any
loss which may be suffered by such person consequent to or in connection with
such subscription/ acquisition whether by reason of anything stated or omitted
to be stated herein or any other reason whatsoever.
Disclaimer clause of BSE
'BSE Limited (the Exchange) has given vide its letter dated October 8, 2013,
permission to this Company to use the Exchanges name in this offer document
as one of the stock exchanges on which this companys securities are proposed
to be listed. The Exchange has scrutinized this offer document for its limited
internal purpose of deciding on the matter of granting the aforesaid permission
to this Company. The Exchange does not in any manner:
a) warrant, certify or endorse the correctness or completeness of any of the
contents of this offer document; or
b) warrant that this Companys securities will be listed or will continue to be
listed on the Exchange; or
c) take any responsibility for the hnancial or other soundness of this
Company, its promoters, its management or any scheme or project of this
company; and it should not for any reason be deemed or construed that
this offer document has been cleared or approved by the Exchange. Every
person who desires to apply for or otherwise acquires any securities of this
Company may do so pursuant to independent inquiry, investigation and
analysis and shall not have any claim against the Exchange whatsoever
by reason of any loss which may be suffered by such person consequent
to or in connection with such subscription/acquisition whether by reason
of anything stated or omitted to be stated herein or for any other reason
whatsoever.
Statement the Board
(i) All monies received pursuant to the Issue shall be transIerred to a bank
account other than the bank account reIerred to in Section 40 oI the
Companies Act, 2013;
(ii) Details oI all monies utilised out oI the Issue shall be disclosed under an
appropriate separate head in the Company`s Balance Sheet, indicating the
purpose Ior which such monies were utilised; and
(iii) Details oI all unutilised monies out oI the Issue, iI any, shall be disclosed
under an appropriate separate head in the Company`s Balance Sheet,
indicating the form in which such unutilised monies have been invested.
Mechanism for redressal of investor grievances
Karvy Computershare Private Limited has been appointed as the Registrar
to the Issue to ensure that investor grievances are handled expeditiously and
satisfactorily and to effectively deal with investor complaints.
Communications in connection with Applications made in the Issue should be
addressed to the Registrar to the Issue, quoting all relevant details including
the Iull name oI the sole/frst Applicant, Application Form number, Applicant`s
Depository Participant ('DP) ID, Client ID and Permanent Account Number
('PAN), number oI Bonds applied Ior, date oI the Application Form, name
and address oI the Member oI the Syndicate or Trading Member oI the Stock
Exchange or Designated Branch oI the SCSB, as the case may be, where the
Application was submitted, and cheque/draIt number and issuing bank thereoI,
or with respect to ASBA Applications, the ASBA Account number in which an
amount equivalent to the Application Amount was blocked. Applicants may
contact the Compliance OIfcer and/or the Registrar to the Issue in case oI
any pre-Issue or post-Issue related problems such as non-receipt oI Allotment
Advice, reIunds, interest on Application Amounts or reIund or credit oI Bonds
in the respective benefciary accounts, as the case may be. Grievances relating
to the ASBA process may be addressed to the Registrar to the Issue, with a copy
to the relevant SCSB. Grievances relating to the Direct Online Applications may
be addressed to the Registrar to the Issue, with a copy to the relevant Stock
Exchange.
RISK FACTORS
An investment in Bonds involves a certain degree of risk. You should
carefully consider all the information in the Prospectus, including the risks
and uncertainties described below, and under Business on page 76 of the
Prospectus and Annexure A - Financial Information, before making an
investment in the Bonds. The risk factors set forth below do not purport to be
complete or comprehensive in terms of all the risk factors that may arise in
connection with our business or any decision to purchase, own or dispose of the
Bonds. Additional risks and uncertainties not known to the Company or that the
Company currently believes to be immaterial may also have an adverse effect on
its business, prospects, results of operations and hnancial condition. If any of the
following or any other risks actually occur, the Companys business, prospects,
results of operations and hnancial condition could be adversely affected and the
price and value of your investment in the Bonds could decline such that you may
lose all or part of your investment.
The hnancial and other related implications of risks concerned, wherever
quantihable, have been disclosed in the risk factors mentioned below. However,
there are certain risk factors where such implications are not quantihable and
hence any quantihcation of the underlying risks has not been disclosed in such
risk factors. The numbering of risk factors has been done to facilitate ease of
reading and reference, and does not in any manner indicate the importance of
one risk factor over another.
You should not invest in the Issue unless you are prepared to accept the risk
of losing all or part of your investment, and you should consult your own tax,
hnancial and legal advisors about the particular consequences of an investment
in the Bonds.
Unless otherwise stated, our hnancial information used in this section is
derived from our Standalone Reformatted Financial Information, prepared in
accordance with accounting standards generally accepted in India.
Internal Risk Factors
1. We have contingent liabilities that we have not provided for, which if
materialise, may adversely affect our nancial condition.
2. Our Company is involved in certain legal, regulatory and arbitration
proceedings that, if determined against us, may have an adverse impact
on our nancial condition.
3. Our Subsidiary is involved in certain other legal, regulatory and
arbitration proceedings that, if determined against it, may have an
adverse impact on our Company.
4. The continuation of our Chairman and Managing Director and Director
(Finance) is subject to further orders from the Ministry of Power, GoI
and the outcome of a writ petition led against us in the High Court of
Delhi.
5. The construction and operation of hydroelectric projects has faced
opposition from local communities and other parties, including in the
form of litigation instituted against our Company and Subsidiary and we
may continue to face such opposition in the future.
6. We have had negative cash ows in past Fiscal periods as our expenditures
on xed assets exceeded our dividend income in these periods. There is
no assurance that such negative cash ows shall not recur in future
Fiscal periods.
7. Some of our immovable properties have certain irregularities in their
documentation and as a result of this these properties have deciencies
in title, which may adversely affect our operations.
. The development of our projects may be subject to unexpected
complexities and delays, which may cause the actual costs of developing
projects to differ signicantly from our estimates.
9. As a company engaged in infrastructure sector, we and our projects
have received certain tax benets in the past. We cannot assure that
such benets will be available to us in the future. Unavailability of such
benets in the future may have an adverse effect on our business, prots,
results of operations and nancial condition.
NHPC LIMITED
2
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
10. Our trademark is not currently registered under the Trade Marks Act,
1999. Any failure to protect our intellectual property rights may adversely
affect our business.
11. Our statutory auditors have expressed certain opinions in their audit
report on our nancial statements in the past and any qualications in
the auditors report in the future may impact our results of operations.
12. Our projects typically require a long gestation period and substantial
capital outlay before we realise benets or returns on investments.
13. Our expansion plans require signicant capital expenditures and if we
are unable to obtain necessary funds on acceptable terms, our business
or expansion plans may be adversely affected.
14. The majority of our revenues are derived from sales of power to the state
electricity entities, as per the directives of the GoI, and we cannot assure
you that the state electricity entities will always be able to secure their
payments to us.
15. Any future changes to CERCs tariff regulations may adversely affect
our cash ow and results of operations.
16. The unbundling of the SEBs, pursuant to the Electricity Act, 2003, may
have an adverse impact on our revenues.
17. Our long-term agreements entered into with state electricity entities
expose us to certain risks as we do not have the exibility to modify such
contracts to reect changes in our business circumstances or to enter
into agreements with other parties at higher prices, should the market
price for energy rise.
1. The Electricity Act, 2003, Hydro Power Policy 200 and Mega Power
Policy have introduced measures that may result in increased competition
for us.
19. Our generation capacity is subject to substantial variations in water ow
due to climatic conditions, which may cause signicant uctuations in
our revenue and prots.
20. We are dependent on various contractors or specialist agencies to
construct and develop our projects or to supply materials or equipment
required in connection with our projects.
21. Signicant increases in prices or shortages of building materials may
increase our cost of construction.
22. We may not have sufcient insurance coverage to cover all possible
economic losses.
23. If we are unable to manage our growth effectively, our business and
nancial results may be adversely affected.
24. Our expansion of business activities in emerging geographic markets
presents a higher degree of risk.
25. We require certain clearances and approvals in order to develop
our projects and the failure to obtain them may adversely affect our
operations.
26. Our Subansiri /ower hydroelectric project is located in an area claimed
by two state governments, and may be affected by the determination
of any border dispute or due to the consequent non-execution of
a Memorandum of Understanding between our Company and the
appropriate state government.
27. The risk of environmental damage may force us to restrict the scope of
our projects or incur substantial compliance or restorative costs.
2. The accumulation of silt in waterways can damage our equipment and
cause shutdowns that can lead to a reduction in our power generation
and may adversely affect our business.
29. We may be impacted by disputes concerning water usage and management
at a local, state or international level.
30. We have borrowings, the repayment of which, if accelerated, may have
an adverse impact on our business and results of operations.
31. Our indebtedness and the conditions and restrictions imposed by our
nancing arrangements may adversely affect our ability to conduct our
business and operations.
32. We may encounter problems relating to the operations of our Subsidiary
and joint ventures.
33. We have no history of constructing or operating thermal power
projects and solar power projects, so it is difcult to estimate the future
performance of our new business ventures.
34. Our results of operations may be adversely affected by strikes, work
stoppages or increased wage demands by our employees or any other
kind of disputes with our employees.
35. We currently engage in foreign currency borrowing and are likely to
continue to do so in the future, which will expose us to uctuations
in foreign exchange rates, which may adversely affect our nancial
condition.
36. Unavailability of nancing at commercially acceptable terms, or at all,
may adversely affect our liquidity and nancial condition.
37. Our success depends in large part upon our management team and
skilled personnel and our ability to attract and retain such persons.
3. A major fraud by third parties or our own employees or lapses in our
control systems could adversely impact our business, prospects, results of
operations and nancial condition.
39. Our business may be adversely aIIected by Iuture regulatory changes.
40. The progress oI one oI project Subansiri Lower H.E. Project has stalled
due to agitation by locals and our Auditors expressed certain opinion in
respect the cost incurred by the Company in the said project their audit
report of our nancial statements.
External Risk Factors
41. A slowdown in economic growth in India could cause our business to be
adversely affected.
42. Political instability or changes in GoI policies could adversely affect
economic conditions in India generally, and consequently, our business
in particular.
43. Occurrence of natural calamities could have a negative impact on the
Indian economy and could cause our business to be adversely affected.
44. If regional hostilities, terrorist attacks or social unrest in India increases,
our business could be adversely affected.
45. Any down grading of Indias sovereign rating by a credit rating agency
could have a negative impact on our business, nancial condition and
results of operations.
RISKS RELATING TO THE BONDS
46. There has been only a limited trading in the bonds and it may not be
available on sustained basis in the future, and the price of the Bonds may
be volatile.
47. There is no guarantee that the Bonds issued pursuant to the Issue will
be listed on NSE and BSE in a timely manner, or at all or that monies
refundable to Applicants will be refunded in a timely manner.
4. <ou may not be able to recover, on a timely basis or at all, the full value
of the outstanding amounts and/or the interest accrued thereon in
connection with the Bonds.
49. A debenture redemption reserve will be created, up to an extent of 25%
for the Bonds and in the event of default in excess of such reserve,
Bondholders may nd it difcult to enforce their interests.
50. Changes in interest rates may affect the trading price of the Bonds.
51. Any downgrading in credit rating of our Bonds may affect the trading
price of our Bonds.
52. The Bonds are classied as tax free bonds eligible for tax benets
under Section 10(15) (IV) (h) of the Income Tax Act, up to an amount of
interest on such Bonds.
53. Payments made on the Bonds will be subordinated to certain tax and
other liabilities preferred by law.
54. The market value oI your investment may fuctuate due to the volatility oI
the Indian securities market.
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Indian stock exchanges (including the NSE and the BSE) have experienced temporary exchange closures, broker deIaults, settlement delays and strikes by
brokers. II such or similar problems were to re-occur, this may have eIIect on the market price and liquidity oI the securities oI Indian companies, including the
Bonds. In addition, the governing bodies oI Indian stock exchanges have Irom time to time imposed restrictions on trading in certain securities, limitations on
price movements and margin requirements. In the past, disputes have occurred between listed companies, stock exchanges and other regulatory bodies, which
in some cases have had a negative eIIect on market sentiment.
MATERIAL CONTRACTS AND DOCUMENTS FOR INSPECTION
The Iollowing contracts (not being contracts entered into in the ordinary course oI business carried on by the Company or entered into more than two years beIore
the date oI the Prospectus) which are or may be deemed material have been entered or are to be entered into by the Company. These contracts and also the documents
Ior inspection reIerred to hereunder, may be inspected on Working Days at the Registered OIfce and Corporate OIfce oI the Company situated at NHPC OIfce
Complex, Sector - 33, Faridabad 121 003, Haryana, India, Irom 10.00 a.m. to 4.00 p.m., Irom the date oI the Prospectus until the date oI closure oI the Issue.
For Iurther details, please reIer to page no. 235 oI the Prospectus.
DECLARATION
We, the undersigned Directors oI the Company, certiIy that all applicable legal requirements in connection with the Issue, including under the provisions oI the
Companies Act 1956 (to the extent applicable) and the Companies Act, 2013 (to the extent notifed), the SEBI Debt Regulations, the Securities and Exchange
Board oI India Act, 1992 or the rules made or guidelines issued thereunder, as the case may be, and all applicable guidelines issued by GoI and any other competent
authority in this behalI, have been duly complied with and that no statement made in the Prospectus contravenes the provisions oI the Companies Act 1956 (to the
extent applicable) and the Companies Act, 2013 (to the extent notifed), the SEBI Debt Regulations, the Securities and Exchange Board oI India Act, 1992 or the
rules made or guidelines issued thereunder, as the case may be and any other applicable legal requirements.
We Iurther certiIy that the Prospectus does not omit disclosure oI any material Iact which may make the statements made therein, in light oI circumstances under
which they were made, misleading and that all statements in the Prospectus are true and correct.
Signed by the Board of Directors
Mr. Guttapalli. Sai Prasad
Chairman and Managing Director
Mr. A.B.L. Srivastava
Director (Finance)
Mr. D.P. Bhargava
Director (Technical)
Mr. J.K. Sharma
Director (Project)
Mr. Radheshyam Mina
Director (Personnel)
Mr. Gurdev Singh Vedi
Independent Director
Mr. Arun Kumar Mago
Independent Director
Mr. Ratnasamy Jeyaseelan
Independent Director
Mr. Ashoke Kumar Dutta
Independent Director
Mr. Atul Kumar Garg
Independent Director
Mr. Shantikam Hazarika
Independent Director
Mr. Gopalakrishnan Ananthanarayanan
Independent Director
Mr. K.N Garg
Government Nominee Director
Place: New Delhi
Date: October 10, 2013
FOR FURTHER DETAILS, PLEASE REFER TO THE PROSPECTUS
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


TIMING FOR SUBMISSION OF APPLICATION FORMS
Appiations shae aepted ondurinankinhours, or suh extended time as mae permitted the BSE durinthe Issue Period, at the oetion entres or ith the
Memers of the Sndiate at the Sndiate ASBA Appiation Loations and the desinated ranhes of SCSBs as mentioned on the Appiation Form. On the Issue CosinDate,
Applications shall be accepted only between 10:00 a.m. and 3:00 p.m. and shall be uploaded until 5:00 p.m. or such extended time as may be permitted by the BSE. It is claried
that the Appiations not upoaded in the eetroniappiation sstem of the BSE oud e reeted.
CENTERS FOR AAILABILITY AND ACCEPTANCE OF APPLICATION FORMS
In case oI Applicant applying through ASBA Process in any Specifed Cities i.e. 12 cities, namely, Mumbai, Chennai, Kolkata, Delhi, Ahmedabad, Rajkot, Jaipur, Bangaluru, Hyderabad,
Pune, Vadodara and Surat, the ASBA Applicant can also submit their Application Form with the Lead Managers/Lead Brokers, at the addresses provided below, Ior uploading oI the
Application. The respective Member oI the Syndicate or Trading Members aIter uploading oI the Application shall Iorward the Application Form to the Specifed Branches oI SCSBs Ior
blocking oI Iunds. At all other places (except Specifed Cities, as above), the ASBA Application Forms should be submitted with the Designated Branch oI SCSBs only and non ASBA
Applications should be submitted to the Member oI the Syndicate or Trading Members as specifed below:
A. K. STOCKMART PRIATE LTD
AGRAA K STOCKMART PVT LTD, C/O IKITA GUPTA 9,SBI COLONY,1ST FLOOR,OPP SUBHASH PARK,MG ROAD, AGRA,UTTAR PRADESH-282002. Tel: 7351925461. AHMADNAGAR
RELIGARE SEC LTD, SHOP NO. 5 , 6 , 7 & 8 HIMALAYA TOWERS,AHMADNAGAR SAVEDI ROAD-414001, 919371977618. AHMEDABADA K STOCKMART PT LTD, 2, KALANNANE
CENTRE POINT, PANCHATI CIRCLE,AHMEDABAD , TEL- 25. BONANZA PORTFOLIO LTD, 401, SHITAL VARSHA ARCADE; NR. GIRISH COLD DRINK, CROSS ROAD; C G ROAD-
380009, Tel: 9374986373; Edelweiss Broking Limited; Edelweiss House, 2
nd
Floor, Near Samved Hospital, H. L. Commerce Six Road, Navrangpura, Ahmedabad-380009. Tel: 079-40019888 IDBI CAPITAL MARKET
SERVICES LTD, 314, 3RD FLOOR CRYSTAL ARCADE, BESIDE BSNL COMPLEX, NEAR GIRISH COLD DRINK CROSS ROAD, C G ROAD,-380006, Tel: 079-40075054/55/56/ 9374523201; KOTAK
SECURITIES LIMITED., 207, 2ND FLOOR, SAKAR-II, ELLISBRIDGE CORNER, ASHRAM ROAD.P:26587276; RELIGARE SEC LTD, 201,202,203,2ND FLOOR,DEV COMPLEX, OPP PARIMAL
GARDEN, C.G. ROAD-380006, Tel: 919998344466; SPA SEC LTD, 401,ARJUN AVENUE,NEAR NUTAN NAGRIK BANK,OPP. SAMARTHESHWAR MAHADEV,ELLISBRIDGE-380006, Tel:
7600033940; WAY 2 WEALTH BROKERS PVT LTD, 304, III FLOOR, 3RD EYE BUILDING PANCHAVATI CROSS ROAD, C G ROAD-380009, Tel: 7600017727 ; JM FINANCIAL SERVICES PVT LTD,
G-10 CHINUBHAI CENTRE, GR. FLR,NEHRU BRIDGE CORNER,ASHRAM ROAD,-380009, Tel: 079-2657 6666 - 70. ALLAHABADA K STOCKMART PVT LTD, BLDG C/O PADMAVATI
FINANCIAL SERVICES PUNEET TONDON BLDG -28, HASTINGS ROAD, ALLAHABAD UTTAR PRADESH 211001. Tel: 9335143387. AMRAATIRELIGARE SEC LTD, AMAR PLAZA, STREET
NO.56/A, INFRONT OF VENKATESH BALAJI TEMPLE JAISTAMBH SQUARE-444601, Tel: 919561096216. AMRITSAR RELIGARE SEC LTD, SCO-44, 1ST FLOOR, NAGPAL TOWERS-II,
DISTRCIT SHOPPING CENTRE, NEAR HOTEL M.K., RANJIT AVENUE-143001, Tel: 919779586664; WAY 2 WEALTH BROKERS PVT LTD, 10, GROUND FLOOR, DEEP COMPLEX A. J. TOWER,
OPP. HDFC BANK COURT ROAD-143001, Tel: 9872473213; ANANDBONANZA PORTFOLIO LTD, G-10, PHALGUNI TRADE VAIDERBHI COMPLEX, NR V V NAGAR RLY ST, GIDC, VITTAL
UDYOG NAGAR-388121, Tel: 9825946815; RELIGARE SEC LTD, 2ND FLOOR, OFFICE NO. 204, 205 MARUTI SANKALP, OPP. A.P.C. ANAND VIDYANAGAR ROAD-388001, ANANTPUR
RELIGARE SEC LTD, 01ST FLOOR, LAKSHMI ARCADE, SUBHASH ROAD-515001, Tel:919393760320. ASANSOL RELIGARE SEC LTD, 1ST FLOOR, SUMITRA COMPLEX, OPP.SYNDICATE
BANK, G.C.MITRA ROAD, HUTTON ROAD-713301, Tel:. AURANGABADA K STOCKMART PVT LTD, SHOP NO C/O ABHIJIT C. BHAIWAL B-2, UDYOG DRUSHTI APARTMENT, GOLWALKAR
GURUJI MARG,ULKA NAGARI, AURANGABAD: 431005. Tel:.09689915013. RELIGARE SEC LTD, 1ST FLOOR, BHASKAR MERIDIAN, OPP. SWATANTRA SAINIK COLONY, NAGESHWARWADI,
AURANGABAD-431001, Tel: 91954555540;.BELGAUMRELIGARE SEC LTD, 1ST FLOOR, KHIMJI BUILDING, B.R.AMBEDKAR ROAD, ABOVE HDFC BANK-590001, BENGALURU A K
STOCKMART PVT LTD, 709/710 5
TH
FLOOR, BRIDGE TOWER, NO 135, BRIDGE ROAD, BAGALORE 560025,080 41117119/22223404. BONANZA PORTFOLIO LTD, NO. 1386, III FL, SLN PLAZA, SHIVAJI
NAGAR, JAYANAGAR -560011, Tel: 9748485576; CENTRUM WEALTH MANAGEMENT LTD, 194, AKRUTI CHAMBERS, BINNA MANGALA, STAGE II, DOUBLE ROAD, INDIRANAGAR-560038,
Tel: 9686450949, 080-32218880; Edelweiss Broking Limited; ASWAN, 15/6 Ground Floor, Prime Rose Road, Bangalore 560001. Tel: 080 42471113. IDBI CAPITAL MARKET SERVICES LTD, NO. 63, RIGHT
WING, 1ST FLOOR, K. H. ROAD, (DOUBLE ROAD), OPP. BMRTC BIG BAZAAR, ABOVE VODAPHONE STORE,-560027, 080-22117869/22117858/22117859/9341481102; IFCI FINANCIAL SERVICES
LTD, NO.7, 2ND FLOOR,2ND CROSS CSI COMPOUND,MISSION ROAD,BANGALURU-560 027. Tel: 080-41306400,41306404/080-32557222; KOTAK SECURITIES LIMITED., UMIYA LANDMARK`
II FLR., NO:10/7 -LAVELLE RD.P: 66203601; JM FINANCIAL SERVICES PVT LTD, 97/4 RESIDENCY RD-560025, Tel: 080- 30912400/2299 8264/65/66/67; RELIGARE SEC LTD, SITE NO 8, 2ND FLOOR,
S T BED AREA, 80 FEET ROAD, 4TH BLOCK KORMANGALA- 560095, RELIGARE SEC LTD, 4TH FLOOR, ALMAS CENTRE NO. 87, MAHATMA GANDHI ROAD-560001, SPA SEC LTD, 703-704
7TH FLOOR BRIGADE TOWER 135 BRIGADE RAOD-560001, Tel: 9341916061; WAY 2 WEALTH BROKERS PVT LTD, F-102 SURAJ PLAZA, 196 8/8, 8TH FLOOR,MAIN RAOAD 25TH CROSS, 3RD
BLOCK JAYANAGAR-560011, Tel: 9987922211; WAY 2 WEALTH BROKERS PVT LTD, GROUND FLOOR, COFFEE DAY SQUARE ANNEX, VITTAL MALLYA ROAD-560001, Tel: 080-40868927.
BHAGALPURRELIGARE SEC LTD, 2ND FLOOR, ANGAR COMPLEX, PATAL BABU ROAD -812001, BHARUCHRELIGARE SEC LTD, 249 - 251, 2ND FLOOR, ADITYA COMPLEX,
JHADESHWAR ROAD-392001, Tel: 911967691060. BHANAGAR A K STOCKMART PVT LTD, C/O SIDDHARTH UDAYBHAI SARVAIYA B/11-12, RADHESHYAM COMPLEX, BELOW IDBI
BANK, WAGHAWADI ROAD, BHAVNAGAR: 364002. Tel: 094262 37374. BHILAIRELIGARE SEC LTD, SHOP NO. 305, 2ND FLOOR, KHICHARIYA COMPLEX, 2/2, NEHRU POARISHAR-490020,
BHILARAA K STOCKMART PVT LTD, C/O ANIL KUMAR LADHA 1-N-58,R.C.VYAS COLONY,NEAR WATER TANKI, BHILWARA 311001 RAJASTHAN. Tel: 9829244797. BHOPALRELIGARE
SEC LTD, PLOT NO.7, THIRD FLOOR, MAJOR SHOPPING CENTRE, ZONE-II, SCHEME NO. 13, M.P. NAGAR-462011, BHUBANESARA K STOCKMART PVT LTD, C/O PR FINANCIAL
CONSULTANTS PVT LTD PRABIR KUMAR RATH 18, BAPUJI NAGAR, BHUBANSWAR - 751009, ODISHA. IDBI CAPITAL MARKET SERVICES LTD, IDBI HOUSE, JANPATH, UNIT IX-751022, Tel:
0674-320 8801/2/3, 254 5447/09337012382; RELIGARE SEC LTD, PLOT NO-24, SCR BAPUJI NAGAR, JANPATH, BHUBANESHWAR-751009, Tel:. BIKANER RELIGARE SEC LTD, FIRST
FLOOR, GANPATI PLAZA, KEM ROAD-334001, Tel:. BILASPURRELIGARE SEC LTD, ROOM NO:502, V.R.PLAZA NEAR SRIKANT VERMA MARG LINK ROAD-495001, Tel: 919993094986.
BURDANRELIGARE SEC LTD, 401, 1ST FLOOR, G.T.ROAD, BIRHATA, KALITALA-713101, Tel: 919903800061. CALICUTIFCI FINANCIAL SERVICES LTD, FAREMONT BUILDING FIRST
FLOOR,WAYANADU RD, ERANHIPALAM PO,CALICUT-673006.. Tel: 0495-4022005 /0495-3211770; RELIGARE SEC LTD, ROOM NO 2 TO 8, 3RD FLOOR, C D TOWER, BYPASS ROAD,
PUTHIYARA-673004, CHANDIGARHIDBI CAPITAL MARKET SERVICES LTD, SCO 86, 1ST FLOOR, SECTOR 44 C-160044, Tel: 0172-324 2449/324 4416/09357589005; MASTER CAPITAL SERVICES
LTD, S.C.O.22-23 2ND FLOOR SECTOR 9 D-160009, Tel: 9814610637; RELIGARE SEC LTD, SCO - 56-58, 2ND FLOOR, SECTOR 9 D-160017, Tel: 919878824115; SPA SEC LTD, 1ST FLOOR SCO-307,
SECTOR-38- D-160038, Tel: 9988694545; WAY 2 WEALTH BROKERS PVT LTD, BASEMENT ICICI BANK, OPP. PETROL PUMP, SCO 218-219, SECTOR 34-A-160022, Tel: 9501006688, 0712-4014382.
CHENNAIA K STOCKMART PT LTD, A,
ST
FLOOR, ELLINGTON ESTATE, ETHIRASALAI, EGMORE, CHENNAI TEL22. BONANZA PORTFOLIO LTD, S K L S COMPLEX,
1ST FLOOR NO.164/21,G N T ROAD, RED HILLS-600052, Tel: 044- 26320877; CENTRUM WEALTH MANAGEMENT LTD, GANESH ENCLAVE 39 GOPALAPURAM 1ST STREET-600086,:9884480228,
044-42229681,83; IFCI FINANCIAL SERVICES LTD, CONTINENTAL CHAMBERS, 3RD FLOOR, 142, MAHATMA GANDHI OAD, NUNGAMBAKKAM, CHENNAI 600 034.. Tel: 044-28306600;
KOTAK SECURITIES LIMITED., GRR BUSINESS CNETER, NO.21, VAIDYARAMAN STREET, T NAGAR.P:66462000; NIRMAL BANG SEC PRIVATE LTD, NEW NO.51, C P RAMASAMY ROAD,C P
MANOR BUILDING ALWARPET-600018, Tel: 044- 42912650 / 09940109035;; RELIGARE SEC LTD, 4TH FLOOR, CITY TOWER, NO. 117, THEAGARAYA ROAD, T. NAGAR-600017, Tel: 919840462292;
RELIGARE SEC LTD, OFFICE NO.1, PLOT NO. 14, IIIRD CROSS STREET, KASTURBANAGAR, ADYAR-600020,919840954109; RELIGARE SEC LTD, NO.715-A, 7TH FLOOR, 2ND PHASE,
SPENCER PLAZA,769, ANNASALAI -600002, RELIGARE SEC LTD, DOOR NO. ; -236, 2ND FLOOR, P.R. PLAZA, VELACHERY MAIN ROAD, SELIAYUR, TAMBRAM-600073, 919940071994;
RELIGARE SEC LTD, W-101, 1ST FLOOR, SECOND AVENUE, ANNA NAGAR -600040, Tel: 8939802543; SPA SEC LTD, D.NO-2 5TH FLOOR PHASE-II KASI ARCADE NO-14 SIR THAYAGARYA
ROAD T. NAGAR-600017, 09841040060; WAY 2 WEALTH BROKERS PVT LTD, WING E, 2ND FLOOR, RNJ ENCLAVE, NO.11, MAHALINGAPURAM MAIN ROAD, NUNGAM BAKKAM-600034,
044-42201512; WAY 2 WEALTH BROKERS PVT LTD, VAMIKA SEC SERVICES PVT LTD SMS CENTRE, FIRST FLOOR NO: 177, ROYAPETTAH HIGH ROAD MYLAPORE-600004, 9987922211; JM
FINANCIAL SERVICES PVT LTD, GEE CRYSTAL- 5TH FLOOR,91-92. DR .RADHA KRISHNAN SALAI,MYLAPORE,-600004, 044-42255666. COIMBATORE A K STOCKMART PVT LTD, C/O VSSL
STOCK BROKING PRIVATE LIMITED S.LAKSHMANASAMY 85-C, L.G.ARCADE, SENGUPTA STREET, RAMNAGAR,COIMBATORE-641 009. 9843144212. KOTAK SECURITIES LIMITED., 1ST
FLOOR, RED ROSE CHAMBER, 1437,TRICHY ROAD.P: 6699666; HYDERABAD: KOTAK SECURITIES LIMITED., 9-1-777, 4TH FLR, BESIDE ITC BLDG, S D RD, (LANE OPP TO DBR DIAGNOSIS),
P:65326394; CUTTACKA K STOCKMART PVT LTD, C/O BISWA PRASAD DAS 2ND FLOOR,KB COMPLEX,STATION ROAD,NEAR HP PETROL PUMP,COLLEGE SQUARE,CUTTACK,ODISHA-753003.
Tel: 0671-2549715/2548715 ,9338089590,6991247; A K STOCKMART PVT LTD, C/O VIKASH SRIVASTAVA KAIBALYA KAIBALYA ,1ST FLOOR, LINK ROAD, ABOVE ING VYASA BANK, CUTTCK,
ORISSA, 753012. Tel:. DEHRADUN A K STOCKMART PVT LTD, C/O STERLING PORTFOLIO & LEASING 202, NEELKANTH COMPLEX, 43, RAJPUR ROAD, DEHRADUN-248001 UTTARANCHAL.
09837003530. DELHIIDBI CAPITAL MARKET SERVICES LTD, OFFICE NO. 216- 217-218, SECOND FLOOR, VARDHMAN TOWER, PREET VIHAR, -110092, 011-3247 2133/3247 3307/2245
7808/9711402125; DHANBADA K STOCKMART PVT LTD, c/oPOONAM AGARWAL NARAYANI SEC,307,SAI RAM 09864014385 LAZA, BANK MORE, DHANBAD 826001. Tel:. DURGAPUR
RELIGARE SEC LTD, B-309 BENGAL SHRISTI COMPLEX CITY CENTRE-713216, Tel: 919903994898. ERODEA K STOCKMART PVT LTD, C/O HAD BEST FINANCIAL SERVICE 139,NSA
NAGAR, 1ST FLOOR SANKAR NILAYAM, NEAR CLUB MELANGE, PERUNDURAI ROAD,ERODE- 638011: 9865267766. FARIDABAD RELIGARE SEC LTD, SCO - 6, IIND FLOOR SECTOR - 16,
MAIN MARKET, FARIDABAD-121007, GANDHIDHAM A K STOCKMART PVT LTD, C/O M/S. GLOBAL INVESTMENT CHINTAN CHHEDA ,D B Z. SOUTH 170, GANDHIDHAM KACHCHH,PIN.
: 370201. Tel:. GANGANAGARRELIGARE SEC LTD, SHOP NO. 15 & 16, NEW DHAN MANDI ROAD, NEAR GATE NO. 2, SRI GANGA NAGAR-335001, Tel: 918875006837. GANGTOK
RELIGARE SEC LTD, UPPER ARITHANG, HUNGRY JACK PLAZA, NEXT TO HOTEL HUNGRY JACK, NEAR BANSILAL PETROL PUMP, NH-31A-737101, Tel:. GHAIABADA K STOCKMART
PVT LTD, C/O KHULLAR PAYAL KHULLAR ,R13/111,RAJ NAGAR,GHAZIABAD,UP. Tel: 09810236377. GORAKHPURA K STOCKMART PVT LTD, C/O DHIRAJ KUMAR GUPTA 1ST FLOOR,RAM
GOVIND COMPLEX,OPP RAJ CINEMA,SUMER SAGAR ROAD, GORAKHPUR, UP-273001. Tel: 09305903555,07897820804,0551-2205986. GUNTURRELIGARE SEC LTD, RATNA DEEPIKA
PLAZA 9/1 DOOR NO.6-9-17, 2ND FLOOR ARUNDELPET -522002, Tel: 919391278169; GURGAONRELIGARE SEC LTD, JMD REGENT SQUARE SHOP NO. GF-8, DLF PHASE-II MEHRAULI-
GURGAON ROAD-122002 GUAHATI A K STOCKMART PVT LTD, C/O AMIT INVESTMENT RATANLAL JAIN 1ST FLOOR, ROOM NO.1,KAMAKHYA UMANANDA BHAWAN,A.T. ROAD,
GUWAHATI, ASSAM-781001. A K STOCKMART PVT LTD, C/O SHREE SALASAR CAPITAL MARKET NITIN JAIN BRAND NEW DAY,BHAGABAN BHARALI COMPLEX,NEAR KOTAK MAHINDRA
BANK,G S ROAD, GUWAHATI - 781007.09678008140; A K STOCKMART PVT LTD, c/o PARAS MAL JAIN SARAF BLDG ANNEX R NO 5, 3RD FLOOR, AT ROAD GUWAHATI 781001 ASSAM. Tel:
9864014385; IDBI CAPITAL MARKET SERVICES LTD, C/O IDBI LTD., IDBI HOUSE, 4TH FLOOR, NORTH EASTERN ZONAL OFFICE, G. S. ROAD,-781005, 9864259980. GALIORRELIGARE
SEC LTD, 1ST FLOOR, ABOVE TITAN EYE PLUS, PATANKAR BAZAR, LASHKAR-474001, 917869965503. HARIDARRELIGARE SEC LTD, PLOT NO.13, FIRST FLOOR NEW HARIDWAR
COLONY, OPP. ICICI BANK, HARIDWAR JWALAPUR ROAD- 249401, 919918602182. HISSARA K STOCKMART PVT LTD, C/O INDRAWATI SHARMA BLD-22-24,PUSHPA COMPLEX HISSAR
125005 HARYANA. Tel: 9812090450. HUBLIA K STOCKMART PVT LTD, C/O UTTAMCHAND OSWAL ,OSWAL FUND HOUSEU, NEAR KARNATAKA BANK, NEW COTTON MARKET,
HUBLI-580029. 9243281200. HYDERABAD: A K STOCKMART PVT LTD, Ofce No 1, 2
nd
Foor, M.C.H Premises No --2,Aaar Paa Toers , Road No. , Banara His, ,Hderaad 5
TEL52. CENTRUM WEALTH MANAGEMENT LTD, 6-3-1111/311, BABUKHAN MALL, SOMAJIGUDA-500016, Tel: 7702600014; Edelweiss Broking Limited; 2
nd
Floor, M B Towers, Plot No.5,
Road No.2, Banjara Hills, Hyderabad-500016. Tel: 04040316911. IDBI CAPITAL MARKET SERVICES LTD, C/O IDBI LTD., 3RD FLOOR, IDBI HOUSE, D. NO. 5-9-89/1 & 2, CHAPEL ROAD, P. B. NO.
370,-500001, Tel: 040-66747540/41/42/ 43/ 44/ 9866009430; RELIGARE SEC LTD, 7-1-59/2 & 7-1-59/6, MANDHANA TOWERS, ADJ TO HOTEL ATHIDI INN,OPP. INDIAN BANK AMEERPET-509325,
Tel: 919393163625; RELIGARE SEC LTD, #12-13-188, 3RD FLOOR, ABOVE AP STATE COOPERATIVE BANK, STREET NO 2-500017, Tel: 919849135625; SPA SEC LTD, NO 6-3-1109/5 & 6 2ND
FLOOR G S MALL SUMAJI GUDDA-500082, Tel: 9700005099; WAY 2 WEALTH BROKERS PVT LTD, 6-3-571/1/5 ROCK VISTA 2ND FLOOR ROCK DALE COMPOUND SOMAJI GUDA-500082,
Tel: 040-4561239; JM FINANCIAL SERVICES PVT LTD, 9-10 UMA CHAMBERS,3RD FLOOR, BANJARA HILLS,-500034, Tel: 040- 6636 0009/10/12/46; NIRMAL BANG SEC PRIVATE LTD, H
NO.7-1-22/8-C, 1ST FLOOR,NEAR GREEN LANDS FLYOVER, BEGUMPET-500016, Tel: 040-42407049/30900913 /09849029992. INDORE A K STOCKMART PVT LTD, C/O HARISH AGRAWAL
NHPC LIMITED
5
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
206,GOLD ARCADE,3/1 NEW ALASIA, INDORE, MADHYA PRADESH-452001. Tel: 09826062666, 09406683322, 0731-4002266; IDBI CAPITAL MARKET SERVICES LTD, PLOT NO. 11A/A, 1ST
SCHEME NO. 54, OPP. SATYA SAI SCHOOL, VIJAY NAGAR, A. B. ROAD,-452010, Tel: 0731-2554229/4248070/7828835587; KOTAK SECURITIES LIMITED., 314, CITI CENTRE, 570, M.G.
ROAD.P:2537336; JM FINANCIAL SERVICES PVT LTD, UG-7 & 8, GROUND FLOOR, D M TOWER, 21/1, RACE COURSE ROAD,-452004, Tel: 0731-3072111/4262111. ABALPURRELIGARE SEC
LTD, 1627, GR. FLOOR SHASTRI BRIDGE CHOWK NAPIER TOWN -482001, Tel: 919893030857; AIPURA K STOCKMART PVT LTD, C/O HEM SECURITIES LTD BABITA 203 JAIPUR TOWER,
M.I RD JAIPUR 302001 ,RAJASTHAN. Tel: 9352658239; EDELWEISS BROKING LIMITED; 601/602, 6
TH
FLOOR, GREEN HOUSE, ASHOK MARG, C SCHEME, JAIPUR 302001. Tel: 0141-4045167. HEM
SEC LTD, 203 JAIPUR TOWER M.I.ROAD-302001, SPA SEC LTD, 26 GOPAL BARI OPPSITE. VIDHAYAK PURI POLICE STATION KHASAKOTHI-302006, Tel: 9828019258. ALANDHAR
RELIGARE SEC LTD, GOBIND NIWAS, II ND FLOOR, 36, G.T ROAD, JALANDHAR CITY-144001, Tel: 919356091361. AMMURELIGARE SEC LTD, 92 B/A, UPPER BASEMENT, GOLE
MARKET, GANDHI NAGAR-180004, Tel:. AMNAGARA K STOCKMART PVT LTD, C/O ALPESH N DATTANI ,2-A, SECOND FLOOR, AVANTIKA COMPLEX, LIMDA LANE, JAMNAGAR: 361001.
Tel: 9825228010. amshedpurA K STOCKMART PVT LTD, C/O ALOK KUMAR AGARWAL BINAPANI TRADE CENTRE, SF-1, 2ND FLOOR, SAKCHI, JAMSHEDPUR, 831001. Tel: 09334053272; C/O
VYANA ADVISORY PVT LTD ABHINAV KHETTRY 76 CHITRAKOOT 7TH FLOOR 230A AJC BOSE ROAD 831001 9836333525 ABHENAVVYANA.IN GARG SECURITIES PVT LTD GARG SECURITIES
PVT LTD SHREE RAM AGARWAL 1 GULATI COMPLEX IN FRONT OF MILKHIRAM MARKET 831003 9431302001 KOLKATA Tel:. ODHPUR A K STOCKMART PVT LTD, C/O VIRENDRA
MEHTA ,204, POONAMCOMPLEX,SARDARPURA,3RD ROAD JODHPUR 342003 RAJASTHAN. Tel: 9414145124. KAKINADARELIGARE SEC LTD, DOOR NO: 13-1-62, OPP: APOLLO
HOSPITAL,MAIN ROAD, EAST GODAVARI DISTRICT-533002, Tel: 919396647073; KANNURA K STOCKMART PVT LTD, C/O SPFL SECURITIES LIMITED NEERAJ JAIN GROUND FLOOR, 2G
KAN CHAMBER, 14/113, CIVIL LINES KANPUR UP. Tel:9335017410. KARNALRELIGARE SEC LTD, SCO-236 1ST FLOOR,SECTOR -12, PART- I URBAN ESTATE, KARNAL-132001,Tel 9996932005.
KOCHIA K STOCKMART PVT LTD C/O ROBINS INDIA CAPITAL MANAGEMENT PVT. LTD MANOJ 39/9917 3RD PULLATH BUSINESS CENTRE KURISHUPALLY ROAD RAVIPURAM 682015
080-89072350/ 09605612898 CAMANOJCAGMAIL.COM , A K STOCKMART PVT LTD, ACCESS FINSERVE MR. RAMESH A ,CIVIL LINE ROAD, OPP. PADIVATTOM BUST STOP, EDAPALLY
P.O. KOCHI, KERALA- 682024. Tel:04844041113,09287280473; A K STOCKMART PVT LTD, C/O MR. SANGEETH KUMAR K S CC27/3005,GIRINAGAR CLUB ROAD,GIRINAGAR, KADAVANTHARA
,KOCHI- 682 020. Tel: 04846406407,08943333601. KOTAK SECURITIES LIMITED., 40/1400, 11TH FLOOR, ENSIGN ENCLAVE, JOS JUNCTION, M.G. ROAD.P: 2377386; KOLHAPUR RELIGARE SEC
LTD, C-3, FIRST FLOOR, ROYAL PRESTIGE, 1127, E WARD, SYKES EXTENSION-416008, Tel: 919561081880; KOLKATAA K STOCKMART PT LTD, ,OM TOERS,
TH
FLOOR, 2, L
NEHRU ROAD , KOLKATA222. A K STOCKMART PVT LTD, 76 CHITRAKOOT, 7TH FLOOR, 230A AJC BOSE ROAD,KOLKATA 700020. Tel: 0657-6540 555/7739 555500 ; A K
STOCKMART PVT LTD, 1, GULATI COMPLEX, IN FRONT OF MILKHIRAM MARKET. BONANZA PORTFOLIO LTD, 6TH FLOOR, 16A , BRABOURNE ROAD-700001, Tel: 9007760004;
EASTERN FINANCIERS LTD, 14, INDIA EXCHANGE PLACE, ALLAHABAD BANK BUILDING, 2ND FLOOR-700001, KOTAK SECURITIES LIMITED., 5TH FLOOR, APEEJAY HOUSE, BLOCK B`,
15, PARK STREET,P:22273999JM FINANCIAL SERVICES PVT LTD, KANKARIA ESTATE, 8TH FLR,6TH LITTLE RUSSELL STREET,-700071, Tel: 033-3987 0330; EDELWEISS BROKING LIMITED;
EDELWEISS, 1
ST
FLOOR, CHHABIL DAS TOWER, 6 A- MIDDLETON STREET, KOLKATA, WEST BENGAL- 700071. TEL: 033-40311940. MICROSEC CAPITAL LTD, 1ST FLOOR, SHIVAM CHAMBERS
53, SYED AMIR ALI AVENUE-700019, NIRMAL BANG SEC PRIVATE LTD, AC MARKET COMPLEX,8TH FLOOR, 1 SHAKESPEARE SARANI,-700071, Tel: 033-30584292/93/30584288
/9830160707; RELIGARE SEC LTD, 1, INDIA EXCHANGE PLACE BESIDE KOLKATA STOCK EXCHANGE IST FLOOR-700001, RELIGARE SEC LTD, AA-50, GROUND FLOOR, SECTOR I,
SALT LAKE CITY-700064, RELIGARE SEC LTD, 400/1A, PRINCE ANWAR SHAH ROAD 4TH FLOOR, OPP SOUTH CITY MALL- 700045, SHREE BAHUBALI INTERNATIONAL LTD, 12 INDIA
EXCHANGE PLACE JUTE HOUSE 3RD FLOOR-700001, SKP SEC LTD, LEVEL 21, CHATTERJEE INTERNATIONAL CENTRE, 33A, J.L. NEHRU ROAD-700070, SPA SEC LTD, DIAMOND
CHAMBERS ROOM NO-8-0 8TH FLOOR 4 COWRINGHEE LANE-700016, Tel: 9831563633; EUREKA STOCK & SHARE BROKING SERVICES LTD., B 5/E,GILLANDER HOUSE, 8,N.S.ROAD,
-700001, Tel:. KOTARELIGARE SEC LTD, D-8, 2ND FLOOR, UNIT NO 104 - 105 & 114 - 115, SRIRAM COMPLEX , OPP MULTIPURPOSE SCHOOL, GUMANPURA-324007, Tel: 919799919309;
KURNOOL RELIGARE SEC LTD, D.N.18-56/57, 1ST FLOOR, PAVAN COMPLEX, NEHRU ROAD-518001, Tel:. LCUKNOA K STOCKMART PVT LTD,209, IIND FLOOR SARAN CHAMBER ,
5 PARK ROAD, LUCKNOW 226005 05224103070 ;MASTER CAPITAL SERVICES LTD, 602, 6TH FLOOR, RATAN SQUARE 20-A VIDHAN SABHA MARG-226001, Tel: 9839994447; IDBI CAPITAL
MARKET SERVICES LTD, 1ST FLOOR, HALWASIYA HOUSE, 11 M. G. MARG,HAZRATGANJ-226001, Tel: 0522-325 0987/325 1019/ 3250969/9336236692; RELIGARE SEC LTD, GROUND
FLOOR, RIZ BUILDING, 5 PARK ROAD-226001, Tel: 919839900455; SPA SEC LTD, S-209 A 2ND FLOOR, SKY HI CHAMBER, 11/05 PARK ROAD-226001, Tel: 9235667780; LUDHIANAMASTER
CAPITAL SERVICES LTD, MASTER CHAMBERS, 19, FEROZE GANDHI MARK ET-141001, Tel: 9646436577; NIRMAL BANG SEC PRIVATE LTD, OFFICE NO.301 & 302,SCO NO.15, SCAN
PLAZA,FEROZE GANDHI MARG-141001, Tel: 0161-4020000 /9814026174; RELIGARE SEC LTD, S.C.O. 16-17, 4TH FLOOR, FEROZE GANDHI MARKET-141001, Tel: 9872499727. MADURAI A K
STOCKMART PVT LTD, C/O EASY INVESTMENTS ,46/1, 1ST FLOOR, MAIN ROAD, KK NAGAR,MADURAI - 625020. Tel: 09944193339,9366696000. MANDYAA K STOCKMART PVT LTD, SHRI
SAINIK FINANCIAL SOLUTION ,IST FLOOR, M LINGAIAH BUILDING,MANDYA 571401, (KARNATAKA). Tel: -9448464388. MANGALOREA K STOCKMART PVT LTD, C/O ARUNANJALI
SECURITIES NORBERT SHENOY, URWA CHURCH SCHOOL COMPLEX, 1ST FLOOR, LADYHILL, KULOOR FERRY ROAD URWA, MANGALORE-575006. 9686929141 /9880100798; IFCI
FINANCIAL SERVICES LTD, JANAVI PLAZA, NO.103 FIRST FLOOR, KUDMUL RANGA RAO ROAD, NR. BUNTS HOSTEL CIRCLE KARANGALPADY, MANGALORE-575 003. Tel: 7760812009.
KOTAK SECURITIES LIMITED., NO.4, 3RD FLOOR, THE TRADE CENTRE, JYOTI CENTRE, BUNTS HOSTEL ROAD, NEAR JYOTI CIRCLE, P: 424180; MAAFFARPURRELIGARE SEC LTD, 01ST
FLOOR, ANKIT COMPLEX, NR. GARIB ASTHAN MANDIR-842001, Tel: 919570095400. MEERUT RELIGARE SEC LTD, 213, 214, 214-A, 2ND FLOOR GANGA PLAZA, BEGUM BRIDGE
ROAD-250002, Tel: 919927089281; SPA SEC LTD, J-260, 2ND FLOOR ABU PLAZA ABU LANE MEERUT- 250001, Tel: 9045100001. MEHSANARELIGARE SEC LTD, OFFICE NO F-33, 1ST
FLOOR, WIDE ANGLE, NR. KHARI BRIDGE, AHMEDABAD- MEHSANA HIGHWAY-384002, Tel: 919898289850. MUMBAIA K STOCKMART PT LTD, -, FREE PRESS HOUSE,
TH
FLOOR,
FREE PRESS OURNALMARG, NARIMAN POINTMUMBAI 2, ANAND RATHI SHARES & STOCK BROKERS LTD, 4 TH FLOOR , SILVER METROPOLIS, JAICOACH COMPOUND OPPOSITE
BIMBISAR NAGAR, GOREGAON(EAST)-400063, Tel: 022-40013954; ASIT C MEHTA INVESTMENT INTERRMEDIATES LTD, NUCLEUS HOUSE SAKI VIHAR ROAD ANDHERI (E) -400072,
022-28583333; BONANZA PORTFOLIO LTD, DELTA HOUSE, J1, CAMA INDUSTRIAL ESTATE, GOREGOAN(E)-400063, 9820593730; CENTRUM WEALTH MANAGEMENT LTD, CENTRUM
HOUSE 6TH LEVEL CST ROAD VIDYA NAGARI MARG, KALINA SANTACRUZ (E)-400098, 9821501179, 22-42159000,42159465; DALAL & BROACHA STOCK BROKING PVT LTD, 21 OLYMPUS
BLDG 2ND FLOOR 179/81 PERIN NARIMAN STREET BAZARGATE FORT-400001, Tel: 43325727; EDELWEISS BROKING LIMITED; 101,1
ST
FLOOR, 12 NEW BAKE HOUSE, OPP. MAHARASHTRA
STATE CO-OP BANK, NEAR OLD KARVY OFFICE, FORT, MUMBAI-400001. TEL: 022-67494580/81. EDELWEISS BROKING LIMITED; 104, 1ST FLOOR, P J TOWERS, BOMBAY STOCK EXCHANGE
BLDG, FORT, MUMBAI- 400001. TEL: 022-67471345 / 022-67494586. EDELWEISS BROKING LIMITED; ATLANTIC COMMERCIAL TOWER, RB MEHTA ROAD, NEAR PATEL CHOWK, GHATKOPAR
EAST, MUMBAI-400077. TEL: 022-25012611/12, SANTACRUEDELWEISS BROKING LIMITED; BINDU SHOPPING CENTRE, GRD FLOOR, BESANT STREET, TILAK ROAD, NEAR. STATION
SANTACRUZ WEST, MUMBAI-400054, TEL: 022-26485953/84. EMKAY GLOBAL FINANCIAL SERVICES LTD, C 06 PARAGON CENTRE PANDURANG BUDHKAR MARG WORLI-400013,
9833522839, 9869636507; HDFC SEC LTD, I THINK TECHNO CAMPUS BLDG 8 ALPHA OFFICE FLR NO 8 NR KANJURMARG STN OPP CROMPTON GREAVES KANJURMARG EAST-400042,
Tel: 022-30753440; HEM SEC LTD, 14/15 KHATAU BUILDING 1ST FLOOR 44 BANK STREET FORT-400023, IFCI FINANCIAL SERVICES LTD, EARNEST HOUSE, 7TH & 9TH FLOOR NARIMAN
POINT-400021, 022- 43335111; INTEGRATED ENTERPRISES INDIA LTD, 15,1ST FLOOR,MODERN HOUSE DR.V.B. GANDHI MARG FORT-400023, KOTAK SECURITIES LIMITED., 32, GR FLR.,
RAJA BAHADUR COMPOUND, OPP BANK OF MAHARASHTRA, FORT, MUMBAI-400 023.TEL:22655074 MEHTA EQUITIES LTD, 612, ARUN CHAMBERS, TARDEO ROAD-400034, MOTILAL
OSWAL SEC LTD, MOTILAL OSWAL TOWER, 6TH FLOOR, JUNCTION OF GOKHALE & SAYANI ROAD BEHIND PAREL ST DEPOT, PRABHADEVI-400025, Tel: 9167364912; PRABHUDAS
LILLADHER PVT LTD, SADHANA HOUSE, 3 RD FLOOR, 570, P. B. MARG, BEHIND MAHINDRA TOWER, WORLI-400018, Tel: 022-66322222/91; RELIANCE SEC LTD, 11TH FLOOR R TECH
IT PARK WESTERN EXPRESS HIGHWAY GOREGAON EAST-400063, Tel: 9323672199; RELIGARE SEC LTD, 301/302, VIRAJ TOWER, GUNDAVALI, WESTERN EXPRESS HIGHWAY, NEAR
LANDMARK BUILDING, ANDHERI (EAST)-400093, SHAREKHAN LTD, 10TH FLOOR, BETA BUILDING,LODHA ITHINK TECHNO CAMPUS,OPP. KANJURMARG RAILWAYSTATION,KANJURMARG
(EAST) -400042, Tel: 6116 9179; SHAREKHAN LTD, 1ST FLOOR, HAMAM HOUSE, HAMAM STREET, FORT-400023, Tel: 022- 6610 5600 - 15 ; SPA SEC LTD, PLOT NO 629 NAYA SAGAR
COPRATIVE HOUSING SOCIETY SANT DYA NAESHWAR MARG KALA NAGAR BANDRA-400051, 9892219534; STANDARD CHARTERD SECURITES (INDIA) LTD, STANDARD CHARTERED
SEC (INDIA) LTD 1ST FLOOR, STANDARD CHARTERED TOWER, 201B/1 WESTERN EXPRESS HIGHWAY, GOREGAON (EAST)-400063, Tel: 022- 67559626; SUNIDHI SEC & FINANCE LTD, 31,
TAMARIND LANE, NEAR BOMBAY HOUSE, FORT-400001, Tel: 022-66689071/ 66689072; WAY 2 WEALTH BROKERS PVT LTD, HINCON HOUSE, 24/7 PARK TOWER B 3RD FLOOR LBS MARG
VIKROLI (W)-400083, 022-61462900; JM FINANCIAL SERVICES PVT LTD, PALM COURT, M- WING, 4TH FLOOR, GOREGAON LINK ROAD,MALAD WEST-400064, 022-30877000/67617000; JM
FINANCIAL SERVICES PVT LTD, 2,3,4 KAMANWALA CHAMBERS,P M ROAD, FORT,-400001, Tel: 022-2266 5577 - 80, 6633 3030/3021 3500; JM FINANCIAL SERVICES PVT LTD, 1ST FLOOR,
NEW PUSHPANJALI II, JAMBLI GALLI, (FACTORY LANE) , OPP CHINTAMANI JEWELLERS, BORIVALI (WEST), MUMBAI-400 092.. Tel: 022- 6695 9120 - 23/3021 5400; JM FINANCIAL SERVICES
PVT LTD, 424/425 KALIDAS PLAZA, V B LANE,GHATKOPAR EAST,-400075, Tel: 022-6710 4738/3097 8700. MUAFFAR NAGARA K STOCKMART PVT LTD, C/O MANI KANTA JAIN ,15-D,VAKIL
ROAD,NEW MANDI,MUZAFFARNAGAR,UTTAR PRADESH-251001. Tel: 9837464013. MYSOREA K STOCKMART PVT LTD, C/O MONEYLINE SANJAG J OFFICE NO 2, 1ST FLOPR, KANNADA
SAHITHYA BHAVAN ROAD, VIJAYANAGAR 1ST STAGE, MYSORE 570017. Tel: 0821-4260364/ 9986201007/09886383744. NAGPURA K STOCKMART PVT LTD, C- C/O OM APEX INVESTMENTS
SERVICES PVT. LTD. G V IYER ,1,YUGDHARAM COMPLEX, CENTRAL BAZAR ROAD, RAMDAS PETH, NAGPUR-440010. 9822203500/ 09225000000. NASHIKRELIGARE SEC LTD, NO- 5,
SUYOJIT SANKUL COMPLEX, SHARANPUR ROAD-422005, NAI MUMBAI JM Financial Services, 301, 3 rd Floor, Vardhman Market, Sector 17, Above DCB, Vashi ,Navi Mumbai.Mob: 9930509755
NELLORERELIGARE SEC LTD, D-NO. 17-1-138, 3
RD
FLOOR, TRUNK ROAD-524001, 919581887700. NE DELHIA K STOCKMART PT LTD ,
TH
FLOOR, ANTRIKSH BHAAN, 22
KASTURBA GANDHI MARG, CONNAUGHT PLACE, NE DELHI TEL 22. ALANKIT ASSIGNMENTS LTD, ALANKIT HOUSE, 2E/21, JHANDEWALALN-110055, Tel:
9811206698; BAY SEC PRIVATE LTD, 4 FLOOR, JEEVAN VIHAR, PARLIMENT STREET-110001 9873300726; BAY SEC PRIVATE LTD, 4 FLOOR, JEEVAN VIHAR, PARLIMENT STREET-110001,
9873300726; BONANZA PORTFOLIO LTD, 4353/4C, MADAN MOHAN STREET, ANSARI ROAD, DARYAGANJ-110002, Tel: 9871282129; CENTRUM WEALTH MANAGEMENT LTD, 309, ASHOKA
ESTATE, 24, BARAKHAMBA ROAD-110001, Tel: 09650698463; D B INTERNATIONAL STOCK BROKERS LTD, 402, NEW DELHI HOUSE, 27 BARAKHANBA ROAD-110001, Tel: 9312212421;
DALAL & BROACHA STOCK BROKING PVT LTD, 18/17 WEA DAKHA HOUSE KAROL BAGH-110005, Tel: 28756444; EDELWEISS BROKING LIMITED; 8-B, 8TH FLOOR, ATMA RAM HOUSE,
TOLSTOY MARG, NEW DELHI- 110001., TEL: 011- 46501116/7 IDBI CAPITAL MARKET SERVICES LTD, C/O IDBI BANK LTD, 51/3 2ND FLOOR DESHBANDHU GUPTA ROAD, OPPOSITE
KHALSA COLLEGE, NEW DELHI - 110005 . Tel: 9810355166; MASTER CAPITAL SERVICES LTD, 801, 8
TH
FLOOR ARUNACHAL BUILDING 19, BARAKHAMBA ROAD-110001, 9312887435;
KOTAK SECURITIES LIMITED., 202-217, 2ND FLOOR, AMBADEEP BUILDING, 14, KASTURBA GANDHI MARG.P:66313131; PACE STOCK BROKING SERVICES PVT LTD, A-1/291 SAFDARJUNG
ENCLAVE -110029, Tel: 9818774181; RELIGARE SEC LTD, G-36, MARINA ARCADE, CANNAUGHT PLACE -110001, S S CORPORATE SEC LTD, NDM-2 D BLOCK 3RD FLOOR NETAJI SUBHASH
PLACE PRITAMPURA -110034, 9811409143; SHRI PARASRAM HOLDINGS PVT LTD, SPH HOUSE C-8 NIMRI SHOPPING CENTRE BHARAT NAGAR -110052, Tel: 9899453453; SPA SEC LTD, 25
C BLOCK COMUNITEY CENTER JANAKPURI-110058, 9910493355; VOGUE ASSOCIATES PVT LTD, 302,VARDHMAN PLAZA TOWER H3, NETAJI SUBHAS PLACE ,PITAMPURA-110003, Tel:
9971159090; VSERVE MANAGEMENT PRIVATE LTD, 701, ROHIT HOUSE 3, TOLSTOY MARG CONNAUGHT PLACE-110001, 9810186081; WAY 2 WEALTH BROKERS PVT LTD, DCM BUILDING
1ST FLOOR 16 BARAKHAMBA ROAD-110001, 011-64644914; JM FINANCIAL SERVICES PVT LTD, 5 G&H, 5th Floor, Hansalaya Building, 15, Barakhamba Road, New Delhi -110 001. Ph: (011) 4263 5699.
NOIDAA K STOCKMART PVT LTD, C/O SHIPRA RAI WEALTH DIRECT,SF-20 2ND FLOOR, ANSAL FORTUNE ARCADE,SECTOR- 18, NOIDA,UP-201301.PANAIRELIGARE SEC LTD, OFFICE
NO. 4 - 5, 1ST FLOOR,MAGNUM CENTRE, OPP. DELHI DURBAR RESTAURANT, M.G. ROAD-403001, Tel: 919326626888; PATIALA RELIGARE SEC LTD, S.C.F. NO. 110, CHHOTI BARADRI
-147001, Tel: 919356237973. PATNAIDBI CAPITAL MARKET SERVICES LTD, PATNA BRANCH OFFICE, 205, 2ND FLOOR, GRAND PLAZA, FRASER ROAD,-800001, Tel: 0612-320 0687/320
0727/9304810333; RAJIV LOCHAN PANDEY, 601 B, ASHIANA PLAZA,BUDH MARG-800001, Tel: 0612 2213117/ 3251185/9334117776; RELIGARE SEC LTD, 101, 1ST FLOOR, JAIPRAKASH
LOKNAYAK BHAWAN, DAK BUNGALOW CROSSING-800001, Tel: 919334027610; SPA SEC LTD, 301 A IIIRD FLOOR BHUWNESHWAR PLAZA NEAR MAGADH STOCK EXCHANGE-800001,
Tel: 9234756087. PONDICHERRY CENTRUM WEALTH MANAGEMENT LTD, HINDOCHA INVEST & FIN. SERVICES 335,1ST FLR. MISSION STREET-605001, Tel: 09092078595; RELIGARE
SEC LTD, 496, M G ROAD-605001, Tel: 919500005784. PUNEA K STOCKMART PT LTD, OFFICE NO 5,
TH
FLOOR, SOHARB HALL, 2, SASOON ROAD, PUNE TEL222. A K
STOCKMART PVT LTD, C/O VILEKHA PRADEEP DOSHI B-6, SWOJAS COMPLEX PARIHAR CHOWK,AUNDH, PUNE:411007. Tel: 9322310470 , 020-25890824; EDELWEISS BROKING LIMITED;
1184, UNIT NO 3, 1
ST
FLOOR, GOKUL BUILDING, F C ROAD, PUNE - 411005, TEL: 020-66056672.JM FINANCIAL SERVICES PVT LTD, 205 BUSINESS GUILD ,OPP. KRISHNA DINING HALL,LAW
COLLEGE ROAD, ERANDAWANE,-411004, 020-3987 1601 /00/ 66033720. RAIPURRELIGARE SEC LTD, 2ND FLOOR NAGDEV PLAZA, OPP. HOTEL SATLUJ, JAIL ROAD-492001, Tel:
919993094983; RAAHMUNDRYRELIGARE SEC LTD, D.NO 46-7-31, IIND FLOOR, YOSODHAN TOWERS, OPP: RELIANCE WEB WORLD, DANAVAIPET-533102, Tel: 919346970333. RAKOT
ASSET JM FINANCIAL SERVICES PVT LTD, 202 SOLITAIRE, 2ND FLOOR, SWAMI VIVEKANAND MARG, NEAR MUNICIPAL COMMISSIONER BUNGLOW, RAMKRISHNA NAGAR, -360007, Tel:
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


0281-3984101/3984000; RELIGARE SEC LTD, OFFICE NO 313,314,315 & 316, 3RD FLOOR 'SIDDHI VINAYAK COMPLEX OPP. RAMKRISHNA ASHRAM, DR.YAGNIK ROAD-360001, Tel:
919898039906; RANCHI; RELIGARE SEC LTD, UNIT NO. 104 & 105, FIRST FLOOR, MAHABIR TOWER, MAIN ROAD-834001, 919334043336; RAIPURAMA K STOCKMART PVT LTD, 39/9917,
3RD PULLATH BUSINESS CENTRE, URISHUPALLY ROAD, RAVIPURAM, COCHIN 682015. 08089072350,09605612898. SALEMRELIGARE SEC LTD, FIRST FLOOR, 116, OMALUR MAIN
ROAD, OPP TVS WORKSHOP-636007, 9940174717; SECUNDERABAD JM FINANCIAL SERVICES PVT LTD, 3RD FLOOR, 305 JADE ARCADE, OPP PARADISE HOTEL, M G ROAD,
SECUNDRABAD 500 003. (040) 3982 5200; RELIGARE SEC LTD, 315, 3RD FLOOR, BHUVANA TOWERS, S D ROAD-500003, Tel:. SHIMOGARELIGARE SEC LTD, NO.575/562/937, &
576/563/938, OPPOSITE CANARA BANK DIVISIONAL OFFICE, KUVEMPU ROAD-577201, Tel: 919901996941. SILIGURIRELIGARE SEC LTD, APOLLO TOWERS, 3RD FLOOR, SEVOKE
ROAD-734001, Tel: 9903944606; SOLAPURRELIGARE SEC LTD, SHOP NO. 05, GROUND FLOOR, CITY PRIDE COMMERCIAL COMPLEX, A` WING, PANKHA BAWDI, NEAR OLD
EMPLOYMENT CHOWK-413001, 919325393251. SURATA K STOCKMART PVT LTD, C/O BASTAWALA SECURITIES NILANG BASTAWALA 301, CITY SQUARE BUILDING, OPP. BSNL OFFICE,
AJRAMAR CHOWK,NEW RANDER ROAD,SURAT 395009. 9825409920; A K STOCKMART PVT LTD, C/O CONCEPT SECURITIES PVT. LTD HEMANT ISHVERLAL DESAI 401, EMPIRE STATE
BUILDING, NR. UDHNA DARWAJA,RING ROAD,SURAT - 395002. EDELWEISS BROKING LIMITED; 108, VISHWAKARMA CHAMBERS, B/S ITC, MAJURAGATE, RING ROAD, SURAT 395002,
TEL: 0261-2460537. JM FINANCIAL SERVICES PVT LTD, 407, 4TH FLOOR, 21 CENTURY BUSINESS CENTRE, NEAR UDHNA CHAR RASTA, RING ROAD,-395002, 0261-3984000. KOTAK
SECURITIES LIMITED., KOTAK HOUSE, K G POINT, 1ST FLOOR, NR.GANGA PALACE, OPP.IDBI BANK, GHODDOD ROAD.P: 2254553; SURENDRANAGAR A K STOCKMART PVT LTD, C/O
DAMYANTIBEN HARIVALLABHBHAI JANI 2-A, SECOND FLOOR, AVANTIKA COMPLEX, LIMDA LANE, JAMNAGAR: 361001. 9825506111, 02752-222468. THANERELIGARE SEC LTD, IST
FLOOR, OFFICE NO-101 A AND 101 B, CHANDRAMA CO-OP. HOUSING SOCIETY LTD, RAM GANESH GADKARI PARTH, RAM MARUTI CROSS ROAD, NAUPADA-400602, 919967660597.
THANAUUR RELIGARE SEC LTD, ANANDHA TRADERS, 1ST FLOOR, 2A1B/2A1A, NO. 2886, SRINIVASAM PILLAI ROAD-613001, 919940087254. TIRUCHYA K STOCKMART PVT LTD,
C/O STOCK FOCUS FINANCIAL SERVICES P LTD SUBRAMANIAN GURUMURTHY NO-69, NORTH ANDAR STREET, TRICHIRAPALL-620002 . Tel: 09842451975,09842492829. TIRUPUR
RELIGARE SEC LTD, NO.1, 2ND FLOOR BINNY MAIN ROAD PARK ROAD -641601, 919176999351;TRICHY RELIGARE SEC LTD, A 11, 2ND FLOOR, PL.A. KANAGU COMPLEX 11TH
CROSS, THILLAI NAGAR-620018, TUMKURRELIGARE SEC LTD, NO.12& 13, SANTRUPTHI COMPLEX, VIVEKANANDA ROAD-572101, 9448235139. UDAIPUR RELIGARE SEC LTD,
405-409, HG 1-20, HAJARESHWAR COLONY, OPP. HANUMAN TEMPLE COURT ROAD-313001, 919928014086; ADODARA BONANZA PORTFOLIO LTD, OFFICE NO. 1, 1ST FLOOR, SHEEL
COMMERCIAL COMPLEX, RACE COURSE RD, ELLORA PARK-390007, 02652-356339; JM FINANCIAL SERVICES PVT LTD, G1GROUND FLOOR, SHOHAN, 49 ALKAPURI SOCIETY, OPP. HDFC
BABK, ALKAPURI,-390007, 0265-3984 300; ALSAD RELIGARE SEC LTD, SHOP NO 209/210, 2ND FLOOR, K.B. MALL, HALAR ROAD-396001, 919974097405. ARANASIA K STOCKMART
PVT LTD, C/O SHRIRAM DISTRIBUTOR SANJAY KAPOOR D- 64/127,C-H,ARIHANT COMPLEX, NAGAR NIGAM ROAD,SIGRA,VARANASI ,UP-542001. 9336835110/ 9415000000; GIGANTIC SEC
LTD, SHOT NO (8 & 9); LAXMI CINAMA CAMPUS; MAHMOORGANJ -221010, Tel: 9305174568 . IAYAADARELIGARE SEC LTD, 2ND FLOOR, JM- 2, 40-1-139, MOHIUDDIN ESTATE,
BANDAR ROAD-520010, Tel: 919392226267. KOTAK SECURITIES LIMITED., DOOR NO.47-10-15, VRC COMPLEX , 2ND FLOOR, RAILWAY STATION RD , DWARKA NAGAR, P: 6642009;JM
FINANCIAL SERVICES PVT LTD, DOOR NO 9-1-224/4/3, 1ST FLOOR, NANDAN NIRMAN, CBM COMPOUND, NEAR RAMA TALKIES JUNCTION, -530003, Tel: (0891) 3983 800. ARANGAL
JM FINANCIAL SERVICES PVT LTD Drno16-10-1349 , Near Pallavi Hospital , Shiva Nagar , Warangal, Andhra Pradesh 506002.Mobile No : 9885644211.RELIGARE SEC LTD, H.NO.: - 8-5-45/ 1,
SEETHARAMA COMPLEX, STATION ROAD-506002.
AIS CAPITAL LIMITED
AGRA : Karvy Stock Broking, 17/2/4, 2nd Floor, Deepak Wasan Plaza, Sanjay P, Sabove HdIc Bank, Sanjay Place, Pin: 282002, Ph: 0562-2526660, SMC Global Securities Ltd, F- 4, Block No 35, Surya Kiran Building
Near Metro Bar Sanjay Place, Ph:-7520787708, AHMEDABAD : Marwadi Shares & Finance, 9/10, Haridarshan Complex, Opp HDFC Bank,Maninagar Chaar Rasta,Maninagar, Pin: 380008, Marwadi Shares & Finance,
Amazon Corporation Park,-Part 4, B/h. Navrangpura Post OIfce,Choice Restaurant Lane, OII C G Rd, Pin: 380009, Marwadi Shares & Finance, Ast-Mangal, Nr Rajasthan Hospital, Sahibaug, Pin: 380004, Edelweiss
Broking Ltd, Edelweiss House, 2nd Floor, Near Samved Hospital, H. L. Commerce Six Road, Navrangpura, Pin: 380009, Ph: 079-40019188, India InIoline Limited, 4th Floor, High Street I, Above promart mall, Law
Garden Cross Road, Pin: 380006, Ph: 079-39874070, India InIoline Limited, 2nd Floor, High Street 1, Near G L S College , Above Pro Mart Mall, Law Garden Cross Road, Pin: 380006, Ph: 7567182782, Jay Yogeshwar
Securities, 1, Jawahar Shopping Centre, Nr. BOI, Jawahar Chowk, Maninagar, Pin: 380008, Ph: 9428594723, JM Financial Services Ltd, G 10 Chinubhai Center, Ground Floor, Nehru Bridge, Ashram Road, Pin: 380009,
Ph: 079-26576666, Karvy Stock Broking, C G Road: 403- Samdh Complex, Nr. Associate Petrol Pump , C.G.Road, Pin: 380009, Ph: 079-66627919, Karvy Stock Broking, 27, Suman Tower, 1st Floor, Near Hotel Havelly,
Sector No.11, Gandhinagar, Pin: 382011, Ph: 079-23240166, Karvy Stock Broking, 403, Samedh Comlex, Nr Associate Petrol Pump, Panchavati, Pin: 380006, Ph: 079-66627919, Kotak Securities Ltd, 207, 2nd Floor,
Sakar-II, Ellisbridge Corner, Ashram Road, Ph: 26587276, Nitin Parikh & Co, 101,Akashganga, Nr Dr. Munshi`s Nursing Home, Gujarat Collage Rd, Ellisbridge, Pin: 380006, Ph: 079-26404510/13, Pravin Ratilal Share
& Stock Brokers Ltd, Sakar-I, 6th Floor, Opp.Gandhigram Rly Stn,Navrangpura, Pin: 380009, Ph: 079-26553700, SMC Global Securities Ltd, 10-A, Kalapurnam,C G Road ,Near Municipal Market, Pin: 380003, Ph:
9825612323, IDBI Capital Market Services ,314, 3rd Floor Crystal Arcade, Beside BSNL Complex, Near Girish Cold Drink Cross Road, C G Road,Pin:380006, Ph:079-40075054 AMER : Karvy Stock Broking, 2nd
Floor, Ajmer Tower, Kutcheri Road, Pin: 305001, Ph: 0145-2628055, ALIGARH : Karvy Stock Broking, 1st Floor, Kumar Plaza, Ramgath Road, Vishnupuri, Pin: 202001, Ph: 0571-2509106, ALLAHABAD : Karvy
Stock Broking, 57, Sardar Patel Marg, Civil Lines, Pin: 211001, Ph: 079-2260291, AMBALA : Karvy Stock Broking, SCF 15 Vikas Vihar, Ambala City, Pin: 134003, Ph: 0171-2551180, AMRITSAR : Karvy Stock
Broking, 72-A Taylors Road, Opp.Aga Heritage Gandhi Ground, Pin: 143001, Ph: 0183-5067515, ANAND : Karvy Stock Broking, FF-6, Chitrangana, Opp: Motikaka Chawl,Vidyanagar Road, Pin: 388120,
AURANGABAD : Karvy Stock Broking, Shop No.214/215, Tapadiya City Centre, Nirala Bazar, Pin: 431001, Ph: 0240-2363530, BANGALORE Axis CapitaLtd, 2A, 2nd Foor, REDIFICE Sinature, Hospita
Road, Pin5, Ph-222, Edelweiss Broking Ltd, Aswan, 15/6 Ground Floor, Prime Rose Road, Pin: 560001, Ph: 080-42471113, India InIoline Limited, 31/9, Krimson Square, 2nd Floor, Above Vishal
Megamart,Rupena Agrahara, Hosur Main Road, Pin: 560068, Ph: 080-42618242, India InIoline Limited, Esquire Centre , 9/8 Block 2C, 2nd Floor, M G Road , Premia, Pin: 560001, Ph: 9538996887, JM Financial
Services Ltd,97/4 Residency Road,Pin: 560025, Ph: 080-30912400, Karvy Stock Broking, 1714/14-1, 1st Floor, KSS Chambers, 21st Main Road, B/h Maruti Mandi, Vijayanagar, Pin: 560040, Ph: 080-23119028, Karvy
Stock Broking, 2019/A, 1st Floor, 3rd B Corss, B Sector, Yelahnaka New Town, Pin: 560064, Ph: 080-28562726, Karvy Stock Broking, 337, GF-3, Karuna Complex, Sampige Road, Opp. New Vegetable Market,
Malleshwaram, Pin: 560003, Ph: 080-23314678, Karvy Stock Broking, A/8; 1st Floor; Khb Colony, Opp: Mciroland, 80 Feet Road, Koramangala, Pin: 560095, Ph: 080-25527301, Karvy Stock Broking, Indira Nagar:
No.746, 1st Floor, Krishna Temple Road, Indira Nagar 1st Stage, Indira Nagar, Pin: 560038, Ph: 080-25253249, Kotak Securities Ltd, Umiya Landmark, 2nd Floor, No:10/7 -Lavelle Rd, Ph: 66203601, SMC Global
Securities Ltd, 2003/2, 2nd Floor, (above tata docomo showroom), 100 Ft Road, HAL 2nd Stage, Pin: 560008, Ph: 9739161699, IDBI Capital Market Services ,2nd Floor,Globe House, 105 Richmond Road,Pin:560025,
Ph:080-22117859 BAREILLY : Karvy Stock Broking, 165; 1st Floor; Civil Lines, Opp.Hotal Bareilly Palace, Near Rly Station, Pin: 243001, Ph: 0581-2574238, BELGAUM : Karvy Stock Broking, Mudnur Complex,
2nd Floor, Club Road, City & Dist: Belgaum, Pin: 590001, Ph: 0831-2402544, BHARUCH : Karvy Stock Broking, OIfce No-47, Aditya Complex, Opp. Kasak Fuwara, Near Kasak Circle, Station Road, Pin: 392002,
Ph: 02642-225022, BHANAGAR : Marwadi Shares & Finance, 203-Prithvi Complex. 2nd Floor, Kalanala, , Ph: 0278-2433713, Karvy Stock Broking, 215, Krishna Darshan Complex, Above Jade Blue Showroom,
Waghawadi Road, Pin: 364002, Ph: 0278-2567004, BHILLAI : Karvy Stock Broking, Shop No-1, 1st Floor, Plot No-1, Ground Floor, Old Sada Block Commercial Complex, Henru Nagar East, Pin: 490006, Ph: 0788-
2295329, BHOPAL : Kalpataru Multiplier Ltd, 102-103, Earning Point, Mandakini Chouraha, Ph: 0755-4276709, Kalpataru Multiplier Ltd, 12-B, Indrapuri, Near SBI, Plant Area Branch, Bhel, Pin: 462021, Ph: 0755-
4261959, Kalpataru Multiplier Ltd, 134-136, Bhopal Plaza, Nr Bhopal Talkies, Hamidia Road, Ph: 0755-4094059, Kalpataru Multiplier Ltd, E-3/103 Arera Colony, Near Cindrella School, Pin: 462016, Ph: 0755-4276724,
Kalpataru Multiplier Ltd, Hall-2, 1st Flr, Above Central Bk,GTB Cmplx, T T Nagar, Pin: 462001, Ph: 0755-4235726, Kalpataru Multiplier Ltd, Kalpataru House, 18 Itwara, Pin: 462001, Ph: 0755-4084201, Karvy Stock
Broking, Kay Kay Business Center, 133, Zone 1, Mp Nagar, Pin: 462011, Ph: 0755-4092701, IDBI Capital Market Services ,Harisons House, Upper Ground Floor,6 Malviya Nagar, Nr. Raj Bhavan Rd,Pin:462003,
Ph:0755-2760010 BHUBANESHAR : India InIoline Limited, Somi Palace,1st Floor, Plot No-M5/17,Acharya Vihar, Pin: 751013, Ph: 0674-6614611, Karvy Stock Broking, A/ 181, Janardhan House, 2nd Floor, Room
No. 5, Saheed Nagar, Pin: 751007, Ph: 0674-6603900, IDBI Capital Market Services ,IDBI House, Janpath, Unit IX,Pin:751022, Ph:0674-3208801 BURDAN : Karvy Stock Broking, 63, 1st Floor, Birhata, Halder
Complex, G.T. Road, Pin: 160036, Ph: 0342-2550219, CALICUT : Karvy Stock Broking, 1st Floor, Savithri Building, Opp.Fatima Hospital, Bank Road, Pin: 673001, Ph: 0495-2760882, CHANDIGARH : India
InIoline Limited, SCO 163, First Floor,Sec 37C, Pin: 160036, Ph: 0172-5026036, Karvy Stock Broking, Sco 371-372, Above HdIc Bank, Sector 35-B, Pin: 160035, Ph: 0172-4342601, SMC Global Securities Ltd, SCO
-122-123, 2nd Floor, Cabin No -61, Sector -8C,Madhya Marg, Pin: 160009, CHENNAI Axis Seurities Ltd, , iaDeux Apts., First Main Road, CIT Coon, Mapore, Pin, Ph-
5 22, India InIoline Limited, IIFL Tower No-143, MGR Salai, Near To LiIe Line Hospital Perungudi, Pin: 600096, Ph: 9003154999, India InIoline Limited, Ganesh Complex , No-203, 2nd Floor , Anna Salai
, Teynampet, Pin: 600018, Ph: 9176554951, JM Financial Services Ltd, Gee Gee Crystal - 5th Floor, 91-92 Dr Radha Krishna Salai, Mylapore, Pin: 600004, Ph: 044-42255666, Karvy Stock Broking, F-3, Adayar Business
Court, Old No.25,New No 51, Gandhinagar 1st Main Road, Pin: 600020, Ph: 044-42076801, Karvy Stock Broking, T-92 Ground Floor, 3rd Avenue Main Road, Annanagar, Pin: 600040, Ph: 044-26224482, Kotak
Securities Ltd, GRR Business Cneter, No.21, Vaidyaraman Street, T Nagar, Ph: 66462000, SMC Global Securities Ltd, Salzburg square,fat no.1, 3rd Floor,Door no 107,Harrington Road Chetpet, Pin: 600031, Sun N`
Sun Financial Services, 357, Mint Street, 2nd Flr, Sowcarpet, Pin: 600079, Ph: 044-5395925, COIMBATORE : India InIoline Limited, 657 avanshi road,tristar towers IV Floor, Pin: 641037, Ph: 0422-4514332, Karvy
Stock Broking, 1057/1508, 'Jaya Enclave, Avanashi Road, Pin: 641018, Ph: 0422-4291000, Karvy Stock Broking, SNV Chambers, First Floor, 482/483, Cross Cut Road, Opp: Power House, Gandhipuram, Pin: 641012,
Ph: 0422-4343200, Kotak Securities Ltd, 1st Floor, Red rose chamber, 1437,Trichy road, Ph: 6699666, CUTTACK : Karvy Stock Broking, Opposite Jagannath Petrol Pump, Arunodya Market; Link Road, Pin: 753012,
Ph: 0671-2335187, DEHRADUN : Karvy Stock Broking, 48/49; Patel Market; Opp: Punjab Jewellers, Near Gandhi Park, Rajpur Road, Pin: 248001, Ph: 0135-6544509, SMC Global Securities Ltd, 7,8,9&10 shiva
palace, 2nd Floor, Rajpur Road, Pin: 248001, Ph: 9368572105, DURGAPUR : Eureka Stock & Share Broking Services Ltd, Market, Ground Floor, Benachitty, Durgapur, Pin: 713213, Ph: 0343-2584650, Karvy Stock
Broking, Dutta Automobile Building;1st Floor, Benachity; Malancha Road, Pin: 700013, Ph: 0343-2586376, ERODE : Karvy Stock Broking, 4, Veerappan Traders Complex, Opp. Erode Bus Stand, Kmy Salai, Sathy
Road, Pin: 638003, Ph: 0424-2225603, FARIDABAD : Karvy Stock Broking, 1st Floor; A/2B, Neelam Bata Road, NIT, Pin: 121001, Ph: 0129-4181002, GHAIABAD : Karvy Stock Broking,1st Floor;C-7; Lohia
Nagar,Pin: 201001, GORAKHPUR : Karvy Stock Broking, 1st Floor, Above V.I.P. House, Adjoining A.D.Girls College; Bank Road, Pin: 273001, Ph: 05524-2205458, GUNTUR : Karvy Stock Broking, D No.6-10-27,
1st Floor, Sri Nilayamu, 10/1, Arundel Pet, Pin: 522002, Ph: 0863-2326684, GURGAON : Karvy Stock Broking, Shop No. 18, Near Huda OIfce; Ground Floor, Opp: Akd Tower, Sector 14, Pin: 122001, Ph: 0124-
4297204, GUAHATI : India InIoline Limited, G S Tower, 4th Floor, AT Road, Near Himatsingka, Pin: 781001, Ph: 8011005287, Karvy Stock Broking, Ram Kumar Plaza; Chatribari Road, Near Himatshinga Petrol
Pump, Pin: 781001, Ph: 0361-2608016, Pukhraj Lunkar, Ground Floor, Sagar Apts., Satijayamati Road, B/H.Vrindavan Mkt., Athgaon, Pin: 781001, Ph: 0361-2511933, IDBI Capital Market Services ,C/o IDBI Ltd.,
IDBI House, 4th Floor,North Eastern Zonal OIfce, G. S. Road,Pin:781005, Ph:0361-2450708 GALIOR : Karvy Stock Broking, 37/38, Shinde Ki Chhawani, Near Nadi Gate Pul, MLB Road, Pin: 474009, Ph: 0751-
4069000, HISSAR : SMC Global Securities Ltd, Mago Securities Ltd 104, SCF Gram, 1st Floor, Green Square Market, Ph:-9416023332, HUBLI : India InIoline Limited, 1st Floor , Sona Chambers, Club Road , Pin:
580029, Ph: 09886021182, Karvy Stock Broking, Giriraja House; Old Name: Madhura House;No.45, Ward No.1, Club Road, Pin: 580029, Ph: 0836-2356201, HYDERABAD Axis Seurities Ltd, --52B C,
Maheshari Chamers, 2nd Fr.,Somaiuda, Pin52, Ph-2552, Edelweiss Broking Ltd, 2nd Floor, M B Towers, Plot No.5, Road No.2, Banjara Hills, Pin: 500016, Ph: 040-40316911, India
InIoline Limited, 5-9-22/B/501, 5th & 6th Floor,My Home Sarovar Plaza,Secretariat Road, Pin: 500004, Ph: 09581871717, JM Financial Services Ltd, 9-10 Uma Chambers, 3rd Floor, Room No 1, Banjara Hills, Pin:
500034, Ph: 040-39875900, Karvy Stock Broking, Sai Vikram Towers, 1st Floor Flat No 11, Kukatpally Main Road, Near Kukatpally Bus Stop, Kukatpally, Pin: 500072, Ph: 040-23433137, Kotak Securities Ltd, 9-1-777,
4th Flr, Beside ITC Bldg, S D Rd, (LANE Opp to DBR Diagnosis, Ph: 65326394, SMC Global Securities Ltd, 206, 3rd Floor Bhuvana Towers, Above CMR Exclusive, S D Road, Secunderabad, Pin: 500003, Ph:
9347453777, IDBI Capital Market Services ,C/o IDBI Ltd., 3rd Floor, IDBI House, D. No. 5-9-89 / 1 & 2, Chapel Road, P. B. No. 370,Pin:500001, Ph:040-66747540 INDORE : India InIoline Limited, 414,City
Center,572,M.G.Road, Pin: 452001, Ph: 0731-4293203, JM Financial Services Ltd, UG-7 & 8, Ground Floor, D M Tower, 21/4 Race Course Road, Pin: 452004, Ph: 0731-3072111, Karvy Stock Broking, 203-205, 2nd
Floor,19/1, New Palasia, Balaji Corporates,Above Icici Bank, Janjeerwala Square, Pin: 452001, Ph: 0731-4081500, Kotak Securities Ltd, 314, Citi Centre, 570, M.G. Road, Ph: 2537336, SMC Global Securities Ltd,
206,Gold Arcade 3/1 New Palasia Opp Curewell hospital, Ph:-9826062666, IDBI Capital Market Services ,204, 2nd Floor, Sapphire Heights, Scheme No. 54PU -3, 12 AB Road, Opp. C-21 Mall, Vijay Nagar,Pin:452010,
Ph:0731-2554229 AIPUR : Ashwani Dandia & Co, 7, Gopinath Marg, New Colony, , Ph: 0141-2371603, Ashwani Dandia & Co, Room No. 236, Jaipur Stock Exchange Building, Malviya Nagar, Pin: 302107, Ph:
0141-2371603, 2360790, Edelweiss Broking Ltd, 601/602, 6th Floor, Green House, Ashok Marg, C Scheme, Pin: 302001, Ph: 0141-4045167, Eureka Stock & Share Broking Services Ltd, 213/214, Jaipur Towers, M
I Road, Opp AIR, Pin: 302001, Ph: 0141-3918040, India InIoline Limited, 5th Floor, City Mall,Bhagwandas Road,(Near To Rajmandir Cinema) , Ph: 0141-3063302, JM Financial Services Ltd, G 7 & G 8 Anukampa,
Plot No K 13, Ashok Marg, C Scheme, Pin: 302001, Ph: 0141-3984400, Karvy Stock Broking, S-16 / A; 3rd Floor, Land Mark Building, Mahaveer Marg, C - Scheme, Pin: 302001, Ph: 0141-4037227, SMC Global
Securities Ltd, 401, Fourth Floor Shyam Anukampa Opp HDFC Bank Ashok Marg C scheme, Ph:-9001799686, ALANDHAR : Karvy Stock Broking, Lower Ground Floor; Prime Towers; OIfce No: 3, Plot No.28, G
T Road, Pin: 144001, Ph: 0181-4634401, AMMU : Karvy Stock Broking, 5, A D , 2nd Extentition, Green Belt Park, Near Petrol Pump, Gandhinagar, Pin: 180012, AMNAGAR : Varia Securities, Mahavir, 1st Floor,
Grain Market, Pin: 361001, Ph: 0288-2550821, Marwadi Shares & Finance, 433-438, Indraprasth Complex, 4th Flr.,Nr Nobat karyalay,Pancheshwar Tower Rd, Pin: 3610001, Ph: 0288-2551763, Karvy Stock Broking,
G-12, Madhav Plaza, Opp-Sbi Bank, Near Lal Bunglow, Pin: 361008, AMSHEDPUR : Eureka Stock & Share Broking Services Ltd, 1st Floor, RJS Bldg, Diagonal Road, Bistapur, Jamshedpur, Ph: 0657-2428777,
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Karvy Stock Broking, Kanchan Towers; 3rd Floor, 3 S B Shop Area, Bistupur, Pin: 831001, Ph: 0657-2487020, SMC Global Securities Ltd, K2-L1 Tiwary Becher Complex ,P.O. Bistupur, Pin: 831001, Ph: 9934399678,
ODHPUR : Nine Star Broking Pvt Ltd , 112,Parvati Shiv Krupa Tower, 1st A-B Road, Sardarpura, Pin: 342003, Ph: 0291-5150000, Karvy Stock Broking, 203; Modi Arcade, Chopasini Road, Pin: 342001, Ph: 0291-
5103026, KANPUR : India InIoline Limited, 513/514, 5th Floor,Kan Chambers,14/113, Civil Lines, Nr. UP Stock Exchange, Pin: 208001, Ph: 0512-3919000, India InIoline Limited, MCS Building, 96-5, Chunniganj,
The Mall, Pin: 208001, Ph: 8447758720, Karvy Stock Broking, 15/46, Civil Lines, Near Muir Mills, Stock Exchange Road, Pin: 208001, Ph: 0512-2333395, Karvy Stock Broking, Shop No. 9,10, 124-A, Chandranagar,
Lal Bangla, Pin: 2080047, Ph: 0512-2407512, SMC Global Securities Ltd, Shop No G-21, Ground Floor, City Centre, The Mall, Pin: 228001, Ph: 9305358433, KOCHI : India InIoline Limited, 2nd Floor,Sana
Tower,M.G.Road,Jose Junction, Ph: 0484-4062248, Karvy Stock Broking, 7/462, B5, Trans Avenue, Ne Ekm Dist Coop Bank Headquarters, Kakkanad, Pin: 682030, Ph: 0484-2423191, Kotak Securities Ltd, 40/1400,
11th Floor, Ensign Enclave, Jos Junction, M.G. Road, Ph: 2377386, KOLHAPUR : Karvy Stock Broking, Omkar Plaza 1st Floor, Unit F - 2 & F - 4, Rajaram Road , Bagal Chowk, Pin: 416008, Ph: 0231-2520650,
KOLKATA : Edelweiss Broking Ltd, 1st Floor, Chhabil Das Tower, 6 A- Middleton Street, Pin: 700071, Ph: 033-40311940, Eureka Stock & Share Broking Services Ltd, B-3/4, Gillander House, 3rd Floor, 8 N.S. Road,
Pin: 700001, Ph: 033-39180348, India InIoline Limited, Zonal OII, 1, Shakespere Sarani, Acmarket, 5Th Floor, Pin: 700071, Ph: 033-64590742, India InIoline Limited, 9th Floor, 1, Shakespere Sarani, ACMarket,Theatre
Road, Pin: 700071, Ph: 09830009608/033, JM Financial Services Ltd, Kankaria Estate, 6 Little Rousell Street, 8th Floor, Pin: 700071, Ph: 033-39870330, Karvy Stock Broking, 19; R N Mukherjee Road, 2nd Floor,
Dalhousie, Pin: 700001, Ph: 033-22437863, Karvy Stock Broking,49; Jatin Das Road,Pin: 700029, Ph: 033-24647231, Kotak Securities Ltd, 5th Floor, Apeejay House, Block B`, 15, Park Street, Ph: 22273999, SMC
Global Securities Ltd, 18, Rabindra Sarani Podder Court Gate No.4, 5th Floor, Pin: 700001, Ph: 9933664479, IDBI Capital Market Services ,6th Floor, 'IDBI House, 44,Shakespeare Sarani,Pin:700017, Ph:033-
40031149 KOTA : Karvy Stock Broking, 29, First Floor, Shopping Center, Near Lala Lajpat Rai Circle, Pin: 324007, Ph: 0744-5100960, SMC Global Securities Ltd,4-A-6 Talwandi Kota, Ph:-9829116982, LUCKNO
: India InIoline Limited, 702, 7th Floor, Ratan Square, 20 Vidhan Sabha Marg, Opp Bapu Bhawan, Pin: 226001, Ph: 0522-3914478, Karvy Stock Broking, Ksm Tower, Cp-1 Sinder Dump, Alambagh, Pin: 226005, Ph:
0522-4104290, Karvy Stock Broking, Hig-67, Sector E, Aliganj, Pin: 226024, Ph: 0522-4104280, SMC Global Securities Ltd, Radha Krishna Bhawan, Plot No. 3/A, 5 Park Road, Ph:-9839826932, LUDHIANA : India
InIoline Limited, 501 , 5Th Floor, S C O 18, Ferozgandhi Market, Ferozpur Road, Ferozepur Rd, Pin: 141001, Ph: 0161-5096393, Karvy Stock Broking, Sco-136, 1st Floor, Feroze Gandhi Market, Pin: 141001, Ph:
0161-5075524, MADURAI : Karvy Stock Broking, Bye Pass Road: Rakesh Towers, Opp Nagappa Motor, No.30, By Pass Road, Pin: 625010, Ph: 0452-2600851, Karvy Stock Broking, 274, Goods Shed Street, Pin:
625001, Ph: 0452-2350852, MANGALORE : Karvy Stock Broking, Mahendra Arcade; Ground Floor, Kodaiabail, Pin: 575003, Ph: 0824-2492302, Kotak Securities Ltd, No.4, 3rd Floor, The Trade Centre, Jyoti Centre,
Bunts Hostel Road, Near Jyoti Circle, Ph: 424180, MEERUT : India InIoline Limited, 2nd Floor, Above HdIc Bank,381 Westwern Kacheri Road, Pin: 250002, Ph: 0121-4017164, Karvy Stock Broking, 1st Floor, Medi
Centre, Opp Eves Petrol Pump, Hapur Road,Near Bachha Park, Pin: 250002, Ph: 0121-4033727, MEHSANA : Karvy Stock Broking, Ul -47, Appolo Enclave; Opp Simandhar Temple, Modhera Char Rasta Highway,
Pin: 384002, Ph: 02762-322559, MUMBAI : Axis Capital Ltd, 4A/5C, Khatau Bldg., Ground oor, Alkesh Dinesh Mody Marg, Fort, Pin: 400001, Ph: 022-22677901, ANS Pvt Ltd, A-123/124, satyam Shopping
Centre, M G Rd,Ghatkopar (E), Pin: 400077, Ph: 022-39558604, ANS Pvt Ltd, C/9,Satyam Shopping Centre, M G Road,Ghatkopar (E), Pin: 400077, Ph: 022-25104141, Almondz Global Securities Ltd, C/o. 9, Crescent
Chambers, 2nd Floor, 56 Tamarind Lane, Fort, Near BSE, Pin: 400001, Ph: 022-22618137, Amit Jasani Financial Services Pvt Ltd, 301, Hind Rajastan Chambers, 6 Oak Lane, Opp Gokul Restaurant, Fort, Pin: 400023,
Ph: 022-66145678, Edelweiss Broking Ltd, 101,1st Floor, 12 New Bake House, Opp. Maharashtra State Co-op Bank, Near Old Karvy oIfce, Fort, Pin: 400001, Ph: 022-67494580/81, Edelweiss Broking Ltd, 104, 1st
Floor, P J Towers, Bombay Stock Exchange Bldg, Fort, Pin: 400001, Ph: 022-67494586, Edelweiss Broking Ltd, Atlantic Commercial Tower, RB Mehta Road, Near Patel Chowk, Ghatkopar East, Pin: 400077, Ph: 022-
25012611, Edelweiss Broking Ltd, Bindu Shopping Centre, Grd Floor, Besant Street, Tilak Road, Near Station Santacruz West, Pin: 400054, Ph: 022-26485953/84., Edelweiss Broking Ltd, Shop No 10, Sucheta Enclaves,
Maharashtra Lane, OII L. T Road Borivali (W), Pin: 400092, Ph: 022-28914367, Eureka Stock & Share Broking Services Ltd, Raheja Chambers,Room-909,9th Floor,213,Nariman Point, Pin: 400021, Ph: 022-32583020,
Hitesh Shah, Shital Sadan, 75,Perin Nariman Street, Fort, Pin: 400001, Ph: 022-22695732, ICICI Securities Limited, Shree Sawan Knowledge Park, Gr. Floor, Plot No. D-507, T.T.C Industrial Area, M.I.D.C, Turbhe,
Near Juinagar Railway Station, Navi Mumbai, Pin: 400705, Ph: 022-40701227, ICICI Securities Limited, 163 Backbay Reclamation, H. T. Parikh Marg, Mumbai, Pin: 400020, Ph: 022-66377463, India InIoline Limited,
IIFL House, PlotNo.B-23, Road No.16, Thane Wagle estate, Thane (W), Pin: 400604, Ph: 41035273, India InIoline Limited, IIFL Center, B Wing,Trade Centre, Kamala Mills Compound, OII Senapati Bapat Marg, Lower
Parel, Ph: 9969702310, India InIoline Limited, OII No-1A, Building No 105,Opp. Bharat House,Mumbai Samachar Marg,Fort, Pin: 400001, Ph: 9167997481/82, India InIoline Ltd, IIFL House, Sun InIotech Park,
Road-16V, Plot-B-23, MIDC, Thane Indl Area, Wagle Estate, Thane, Pin: 400604, Ph: 022-25806650, JM Financial Services Ltd, 1st Floor, Patel House, Next to Bank oI Baroda, M G Road, Ville Parle (E), Pin: 400057,
Ph: 022-26135202, JM Financial Services Ltd, 2,3 & 4, Kamanwala Chambers, Sir P M Road, Fort, Pin: 400001, Ph: 022-30213500, JM Financial Services Ltd, 2/003 Anushka, New Link Rd, Oshiwara Andheri (W),
Pin: 400053, Ph: 022-66191600, JM Financial Services Ltd, Shop-1&2, Prathampad Bldg., Opp OBC Bank, Evershine Nagar, Malad (W), Pin: 400064, , JM Financial Services Ltd, 1st Floor, New Pushpanjali II, Jambli
Galli, (Factory Lane) , Opp Chintamani Jewellers, Borivali (W), Pin: 400092, Ph: 022-30215400, JM Financial Services Ltd, 4th Floor, Kailash Plaza, Vallabh Bagh Lane, Ghatkopar (E), Pin: 400077, Ph: 022-30978700,
JM Financial Services Ltd, 301, 3 rd Floor, Vardhman Market, Sector 17, Above DCB, Vashi ,Navi Mumbai , Pin: 400701, Ph: 9930509755, Karvy Stock Broking, 03, Yashwant Tower, Ram Ganesh, Gadkari Path,
Ghantali Road, Naupada, Thane (W), Pin: 400602, Ph: 022-25446121, Karvy Stock Broking, 104,1st Floor, Sangam Arcade Hsg Society, Opp Vile Parle Station, V P Road, Vile Parle (W), Pin: 400056, Ph: 022-26100961,
Karvy Stock Broking, 142 - C, 1st Floor, Victor House, N. M. Joshi Marg, Lower Parel (W), Pin: 400013, Ph: 022-61127400, Karvy Stock Broking, 5,6,7, & 8, 2nd Floor, Regent Chambers, 208, Nariman Point, Pin:
400021, Ph: 022-22895000, Karvy Stock Broking, 702, Hall Mark Business Plaza, Sant Dnyaneshwar Marg, Near Chetana Collage, Bandra(E), Pin: 400051, Ph: 022-33055000, Karvy Stock Broking, A-18 Ground Floor,
Saraswati Niwas Pai Nagar, Svpv Road, Near Gokul Hotel, Borivali-W, Pin: 400092, Ph: 28919912, Karvy Stock Broking, B-153, Vashi Plaza, Sector 17, Vashi, Navi Mumbai, Pin: 400705, Ph: 022-67912087, Karvy
Stock Broking, KCPL 24-B, Rajabahudur Mansion, Gr Floor, 6 Ambalal Doshi Marg, Fort, Pin: 400001, Ph: 022-66235454, Karvy Stock Broking, MId Das Chambers: Gr. Floor, Das Chambers, 25 Dalal Street, Fort,
Pin: 400023, Ph: 022-66235353, Karvy Stock Broking, OIfce-1, Yashwant Tower, Ram Ganesh, Gadkari Path, Ghantali Road, Naupada, Thane (W), Pin: 400602, Ph: 022-25428475, Karvy Stock Broking, Shop No 25
Gr Floor, Sai InIotech Patel Chowk, 60 Feet Road, R B Mehta Road, Ghatkopar-E, Pin: 400077, KJMC Capital Market Services Ltd, 168, 16th Floor,Atlanta, Nariman Point, Pin: 400021, Ph: 022-40945500, Kotak
Securities Ltd, 32, Gr Flr., Raja Bahadur Compound, Opp Bank oI Maharashtra, Fort, Pin: 400023, Ph: 22655074, LKP Securities Ltd, Bank oI Maharashtra Bldg., 45/47, B S Marg, Fort, Pin: 400001, Ph: 22-22660171,
Motilal Oswal Securities Ltd, Queens Mansion,2nd Floor, 44, A. K. Naik Marg, Behaind Khadi Gramodyog Fort , Pin: 400001, Ph: 022-30278090/8047, Nirmal Bang securities Pvt Ltd, 201/301, 2nd Floor, Khandelwal
House, Podar Road, Near Podar Park, Malad (E), Mumbai, Pin: 400097, Prabhudas Lilladher Pvt Ltd, Sadhana House, 3rd Floor, 570, P. B. Marg, Behind Mahindra Tower, Worli, Pin: 400018, Ph: 022-66322222, SMC
Global Securities Ltd, 258,Perin Nariman Street First Floor Fort, Ph:-9821111219, Standard Chartered Securities (India) Ltd, Standard Chartered Tower, 201-B/1, 1st Flr., Western Express Highway, Goregaon (East),
Pin: 400063, Ph: 022-67559626, IDBI Capital Market Services ,MaIatlal Centre , 3rd Flr , Nariman Point,Pin:400021, Ph:022-43221212 MYSORE : Karvy Stock Broking, 9/2 ( New No.L-350); Silver Tower; 1st Floor,
Ashoka Road, Opp: Clock Tower, Lashkar Mohalla, Pin: 570001, Ph: 0821-2524292, NAGPUR : India InIoline Limited, 96,Below Tanna Hospital,Darodkar Sqr,Central Avenue, Pin: 440001, Ph: 0712-6668013, Karvy
Stock Broking, 230-231, 3rd Floor; Shri Ram Shyam Tower, Near Nit Building, Sadar, Pin: 440001, Ph: 0712-6649962, IDBI Capital Market Services ,1st Floor, Sanskrutik Sankul, Next to IDBI BankZansi Rani Square,
Sitabuldi,Pin:440012, Ph:0712-2527348 NASHIK : India InIoline Limited, 10 & 11, Viraj Corner, Canada Corner, Pin: 422605, Ph: 0253-3018162, Karvy Stock Broking, F1, Suyojit Sankul, Sharanpur Road, Nasik, Pin:
422002, NASARI : Karvy Stock Broking, 1st Floor; Chinmay Arcade, Opp: Sattapir, Tower Road, Pin: 396445, Ph: 02637-280362, NE DELHI Axis CapitaLtd, 5-,th Foor, Amadeep Buidin,
K.G.Mar, Pin, Ph-, Almondz Global Securities Ltd, 2nd Floor, 3, Scindia House, Janpath, Pin: 110001, Ph: 011-41514000, Edelweiss Broking Ltd, 8-B, 8th Floor, Atma Ram House, Tolstoy
Marg, Pin: 110001, Ph: 011-46501116, India InIoline Limited, 71/3, 1st Floor, Rama Road,Najaphgarh Road,Above Dhl Bldg,Motinagar , Pin: 110015, Ph: 011-42965037, India InIoline Limited, 71/3 ,1st Flr Rama Road
, Moti Nagar, Pin: 110015, Ph: 09811351963, JM Financial Services Ltd, 5 G & H , FiIth Floor, Hansalaya Building, 15 Barakhamba Road, Pin: 110001, Ph: 011-30767800, Karvy Stock Broking, 104, 1st Floor, Nanda
Devi Towers, Prashanth Vihar, Central Market, Pin: 110085, Karvy Stock Broking, 105-108, Arunachal Building, 19, Barakhamba Road, Connaught Place, Pin: 110001, Ph: 011-23324401, Karvy Stock Broking, 23,
Shivaji Marg Main, Main NajaIgarh Road,Moti Nagar, Pin: 110015, Ph: 011-45436371, Karvy Stock Broking, 301, Vishal Bhavan, 95, Nehru Place, Pin: 110019, Ph: 011-41808123, Karvy Stock Broking, B 2, Dda
Market Shop No.50, Paschim Vihar, Pin: 110063, Ph: 011-42321024, Kotak Securities Ltd, 202-217, 2nd Floor, Ambadeep Building, 14, Kasturba Gandhi Marg, Ph: 66313131, SMC Global Securities Ltd, 17 , Netaji
Subhash Marg, Opp. Golcha Cinema Daryaganj, Pin: 110002, Ph: 9818620470, SMC Global Securities Ltd, 6B, First Floor Himalaya House 23, K G Marg Connaught place, Pin: 110001, Ph: 9958696929, SMC Global
Securities Ltd, 503, Ansal Bhawan Barakhamba Road, Pin: 110001, Ph: 9871626464, IDBI Capital Market Services ,C/O IDBI BANK Ltd, 51/3 2nd foor Deshbandhu Gupta Road, Opposite Khalsa College, karol
Bagh,Pin:110005, Ph:011-47017131 NOIDA : Karvy Stock Broking, Sector 26: 307,2nd Floor Jaipuria Plaza, D-68A, 2nd Floor, (Opp Delhi Public School) Sector 26, Pin: 201301, Ph: 0120-2539271, SMC Global
Securities Ltd,106-Ocean Plaza .P-5 SEC-18,Pin: 201301, Ph: 971700378, PANIM : India InIoline Limited, AlIran Plaza , 2nd Floor, No S - 59/60,M.G.Road, Near Don Bosco School, Panaji, Pin: 403001, Ph: 0832-
3293960/61, Karvy Stock Broking, 18,19,20, City Bussiness Centre, Coel Ho Pereiera Building, Dada Viadya Road, Opp Jama Maszid Road, Pin: 403001, Ph: 0832-2426870, PATIALA : Karvy Stock Broking, Sco 27B,
Chhoti Barandari, Pin: 147001, Ph: 0175-5051727, PATNA : India InIoline Limited, 2nd Floor,Ashiana Chamber,Block A`,Exibition Road,Opp.Republic Hotel, Pin: 800001, Ph: 0612-6455417, Karvy Stock Broking,
3006, 3rd Floor, Grand Plaza / Yunish Plaza, Fraser Road, Near Dak Bunglow Chauraha, Opposite Dumroan Palace, Pin: 800001, Ph: 0612-6693800, IDBI Capital Market Services ,205, 2nd Floor, Grand Plaza, Fraser
Road,Pin:800001, Ph:0612-3200687 PUNE Axis CapitaLtd, 2A, Asmani Paa, st Foor, Opp Cafe Gooduk, Dean Gmkhana, Pin, Ph2-525, Edelweiss Broking Ltd, 1184, Unit No
3, 1st Floor, Gokul Building, F C Road, Pin: 411005, Ph: 020-66056672, India InIoline Limited, 5Th Floor, Lohia Jain It Park, Chandani Chowk, Paud Road, Pin: 411038, Ph: 020-41045801, India InIoline Limited, 5th
Floor,Lohia Jain IT Park,Survey No-150/A/12Near Chandni Chowk,Paud Road,Kothrud, Pin: 411038, Ph: 9579556920, JM Financial Services Ltd, 205 Business Guild , Opp Krishna Dinning Hall, Law College Road,
Erandawane, Pin: 411004, Ph: 09520-39871600, Karvy Stock Broking, Shop No 4& 5, Jadhav Chambers, Mumbai-Pune Road; Behind SBI Bank, Nigdi-Akurdi, Pin: 411044, Ph: 020-27247703, SMC Global Securities
Ltd, 3rd Floor, 1206/4B, Durgashankar Building, Beside Khetan Medical Behind Shubham hotel, JM Road, Pin: 411004, IDBI Capital Market Services ,OIfce No. 32 , 2nd Floor, Building B,Wing C, Shrinath Plaza,
Modern College, Shivagi Nagar,Pin:411004, Ph:020-32913133 RAIPUR : India InIoline Limited, 1st Floor,A Block. ,Katchery Chowk, Nagdev Plaza,Opposite OI Raipur Hospital, Pin: 492001, Ph: 9993593565, Karvy
Stock Broking, Surya Towers, 1st Floor, Behind Shyam Plaza, Ravi Nagar, Shukla Colony, Pin: 492001, Ph: 0771-6703900, RAAHMUNDRY : Karvy Stock Broking, D No.7-27-8; 1st Floor ; Vygram Road,
Rangachary Street, T Nagar, Pin: 533101, Ph: 0883-2434468, RAKOT Axis Seurities Ltd, , rd Foor, Toar CommeriaCompex, aahar Compex, Near GaaxHote, Pin, Ph2-
222 , Anil Dhulia, Saket Plaza, 1st Flr., Dr Radhakrishnan Rd,Harihar Chowk, Pin: 360001, Ph: 0281-2224324/2234719, Marwadi Shares & Finance, Marwadi Financial Centre, 150 Ft Ring Road, Nr Nana Mava
Main Road, Pin: 360004, Ph: 0281-3011195, ANS Pvt Ltd-Arham Fin Centre, Panchnath Main Road, Harihar Chowk, Pin: 360001, Ph: 0281-2450745, India InIoline Limited, Millennium Square,2nd & 3rd Floor,Opp
Royale Inn Hotel,Phulchab Chowk, Pin: 360001, Ph: 0281-3985201, JM Financial Services Ltd, 202 Solitaire, 2nd Floor, Swami Vivekanand Marg, Near Municipal Commissioner Bunglow, Ramkrishna Nagar, Pin:
360007, Ph: 0281-3984000, Karvy Stock Broking, 201, Dhan Rajni Complex, Nr. Hotel Imperial Palace, Dr. Yagnik Road, Pin: 360001, SMC Global Securities Ltd, 401-Star Chambers, Harihar Chowk, Nr. Panchnth
Mandir, Pin: 360001, Ph: 8000903984, RANCHI : Eureka Stock & Share Broking Services Ltd, G-2, Qtr, Shree Gopal Complex, Court Road, Pin: 834001, Ph: 0651-2200230, Karvy Stock Broking, Ratu Road, Opp.
Radio Station, Sukhdeo Nagar, Pin: 834001, Ph: 0651-2331320, SALEM : Karvy Stock Broking, 40 Brindavan Road Opp To Polimer Channel, Fair Lands City, Pin: 636016, SHILONG : Karvy Stock Broking, Mani
Bhavan Annexe; Opp. R K M Elp School, Lower Police Bazarthana Road, Pin: 793001, Ph: 0364-2224175, SHIMLA : Karvy Stock Broking, Triveni Building,Bye Pass Chownk, Khalini, Pin: 170002, SILIGURI :
Eureka Stock & Share Broking Services Ltd, 2nd Floor, Metro Plaza, S F Road, Khalpara, Siliguri, Pin: 734405, Ph: 0353-2503489, Karvy Stock Broking, Nanak Complex, 2nd Floor, Sevoke Road, Siliguri, Darjeeling,
Pin: 734401, Ph: 0353-2640519, SURAT : Edelweiss Broking Ltd, 108, Vishwakarma Chambers, B/S ITC, Majuragate, Ring Road, Pin: 395002, Ph: 0261-2460537, India InIoline Limited, 701-702, 709-710, 21st
Century Business Centre, Near Udhna Darwaja,Ring Road, Pin: 395002, Ph: 0261-6677515, JM Financial Services Ltd, 407, 4th Floor, 21 Century Business Centre, Near Udhna Char Rasta, Ring Road, Pin: 395002, Ph:
0261-3984014, Karvy Stock Broking, 314, 3rd Floor, Empire State Building, Nr. Udhna Darwaja, Ring Road, Pin: 395002, Ph: 0261-6450854, Kotak Securities Ltd, Kotak House, K G Point, 1st Floor, Nr.Ganga Palace,
Opp. IDBI Bank, Ghoddod Road, Ph: 2254553, SMC Global Securities Ltd, 316,Empire State Building, Ring Road, Pin: 395002, Ph: 9033002341, THIRUANANTHAPURAM : Karvy Stock Broking, 2nd Floor;
Akshaya Towers; Near Hyundai Showroom, Sasthamangalam, Above Jet Airways, Pin: 695010, Ph: 0471-2725989, TIRUPATI : Karvy Stock Broking, No16, 1st Floor, Rc Road, Tirupati, Pin: 517502, Ph: 0877-
2252756, TIRUPUR : Karvy Stock Broking, Kamaraj Road: 244 A, 1st Floor, Kamarj Road, Opp Cotton Market Complex, Pin: 641604, Ph: 0421-2214221, TIRUCHIRAPALLI : Karvy Stock Broking, Sri Krishna
Arcade, 60, Thennur High Road, Thennur, Pin: 621017, UDAIPUR : Karvy Stock Broking, 201-202; Madhav Chambers; Opp G P O, Chetak Circle, Madhuban, Pin:313001, Ph: 0294-5101601, ADODARA Axis
Seurities Ltd, 55, Rae Course Toer, Pashahai Park, Rae Course, Pin, Ph22525, India InIoline Limited, 3rd Floor,Bhagwan Chamber,Opp Circuit House, Alkapuri, Pin: 390007, Ph: 0265-
6197536, India InIoline Limited, 3rd Floor , Bhagwan Chambers, Opp. Circuit House , Alkapuri, Pin: 390007, Ph: 9924116183, Jhaveri Securities, 136/137,Paradise Complex, Sayajigunj, Pin: 390005, Ph: 0265-2362027,
JM Financial Services Ltd, G1Ground Floor, Shohan, 49 Alkapuri Society, Opp. HDFC Babk, Alkapuri, Pin: 390007, Ph: 0265-3984300, Kamlesh D Joshi, 57/58, Payal Complex, Opp. Stock Exchange, Sayaji Gunj,
Pin: 390005, Ph: 0265-2361183/2362057, Karvy Stock Broking, Ajwa Road: FI - 4, Shital Plaza, Udaynagar Society, Near Mahavir Hall, Ajwa Road, Pin: 390019, Ph: 0265-2513508, Karvy Stock Broking, B -3,
Mangaldeep Complex, Opp, Masonic Hall, Productivity Road, Pin: 390007, Ph: 0265-2322864, Mukesh D Joshi, 11, Payal Complex, Opp. Stock Exchange, Sayaji Gunj, Pin: 390005, Ph: 0265-2363838/2434, ALSAD
: Karvy Stock Broking, Phiroza Corner; Shop No.02; Opp. Icici Bank, Tithal Cross Road, Halar Char Rasta, Pin: 396001, Ph: 02632-326901, ARANASI : Karvy Stock Broking, D-64 / 132; Ka; 1st Floor, Anant
Complex, Sigra, Pin: 221010, Ph: 0542-32225365, SMC Global Securities Ltd, D-64/127-C-H, Nagar Nigam Road, Sigra, Pin: 221010, Ph: 9415201997, IAYAADA : Karvy Stock Broking, 39-10-7; Opp: Municipal
Water Tank, Labbipet, Pin: 520010, Ph: 0866-2495200, ISAKHAPATNAM : JM Financial Services Ltd, Door No 9-1-224/4/3, 1st Floor, Nandan Nirman, CBM Compound, Near Rama Talkies Junction, Pin: 530003,
Ph: 0891-3983800, Karvy Stock Broking, 47-14-5/1, Eswar Paradise, Dwaraka Nagar Main Road, Pin: 530016, Ph: 0891-2752915, Kotak Securities Ltd, Door No.47-10-15, VRC Complex , 2nd Floor, Railway Station
Rd , Dwarka Nagar, Ph: 6642009, ARANGAL : JM Financial Services Ltd - Soma Financial Services, Dr No.16-101349, Near Pallavi Hospital, Shivaji Nagar, Pin: 506002, Ph: 9885644211,
NHPC LIMITED

IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS


Sr. Bank ControinBranh Contat Person Teno. Fax no.
1 Axis Bank Ltd. 9th Floor, Solaris, C-Wing, Opp L&T Gate No 6, Saki Vihar Road, Powai, Mumbai 400072 Mr. Kirit Rathod, Vice President 022-40754981/82/83/, 9820850829 022-40754996
2 State Bank oI Hyderabad GunIoundry, Hyderabad - 500 001 Mr. Ashok Kulkarni 040-23387325 040-23387743
3 Corporation Bank Capital Market Branch, 1st Floor, Earnest House NCPAMarg, Nariman Point, Mumbai-400021 Mr Amod Kumar 022-841406/22842764/9870340031 022-22843823
4 State Bank oI Travencore Anakatchery Buildings, Y M C ARoad, Statue, Thiruvananthapuram-695001 Mr. P. P. Muraleedharan 0471-2333676 0471-2338134
5 IDBI Bank Ltd IDBI Bank Limited, Central Processing Unit, Sarju House, 3rd Floor, Plot No. 90, Road No. 7,
Andheri (East), Mumbai 400 093
Mansi Shukla/Meenakshi Khangarot 022-66700659 / 66700660 022-66700669/708
6 State Bank oI Bikaner & Jaipur State Bank oI Bikaner and Jaipur, P.R. Road, Jaipur-302005 Shri Arun Paliwal 0141-4003380, 09413398771 0141-2365219
7 YES Bank Ltd. YES Bank Limited, Tiecicon House,Second Floor,Dr. E Moses Road, Mahalaxmi,Mumbai 400011 Mahesh Shirali / Manoj Bisht/ 022 66229031 / 9164 / 9070 022 24974875
8 Punjab National Bank Capital Market Services Branch, PNB House, Fort, Sir P.M.Road, Mumbai Sh. K K Khurana Tel 022- 22621122, 22621123, 022-22621124
9 Deutsche Bank Sidrah,110, Swami Vivekananda Road, Khar (West), Mumbai- 400052 Mr. Manish Kulkarni 022-6600 9428 022-66009666
10 Union Bank oI India Mumbai Samachar Marg, Fort, Mumbai - 400 023. Mr. O.P. Jain/K.I. Damniwala 022-22629411/22629404 022-22642787
11 HDFC Bank Ltd. FIG OPS Department , HDFC Bank Ltd, Lodha - I Think Techno Campus O-3 Level, Next to
Kanjurmarg,Railway Station, Kanjurmarg (East), Mumbai - 400042
Mr. Deepak Rane/ Mr. Uday Dixit 022-30752928 / 022-30752927 022-25799801
12 Bank oI Baroda Mumbai Main OIfce, Mumbai Samachar Marg, Fort, Mumbai - 400 023. Mr. Sonu A. Arekar 40468314, 40468307 022-22835236
13 ICICI Bank Ltd. Capital Market Division,Fort Mr. Roshan Tellis 022-22627600 022-22611138
14 Vijaya Bank Head OIfce Building, 41/2, M.G. Road, Bangalore Mr. Vithaldas Acharya 080-25584281 080-25584281
15 Bank oI Maharashtra Fort Branch, 1st Floor, Janmangal, 45/47, Mumbai Samachar Marg, Mumbai 400023 AD Deshpande (A.G.M.) 022-22694160, 22652595 022-22681296
16 State Bank oI India Capital Market Branch, Videocon Heritage, Klick House, Opp. Mtnl OIfce, Charanjit Rai Marg,
Fort, Mumbai-400 001
Ms Vidya Krishnan 022 22094927, 022 22094932 022-22650747
17 Andhra Bank 18, Homi Modi Street, Nanavati Mahalaya, Fort Branch, Mumbai-400023. Mr.K.Umamaheswaram ChieI Manager;
Mr.T.V. Rao Sr.Manager (Operations)
022-22046160, 022-22046160 022-22046160
18 HSBC Ltd. 3rd Floor, PCM Dept. Umang, Plot CTS No. 1406-A/28, Mindspace, Malad (West) Mumbai 400
064 (address oI IPO Operations oIfce)
Mr Jagrut Joshi (022) 67115485/ 9870403732 (022) 66536005
19 Kotak Mahindra Bank Ltd. Kotak Infniti, 6th Floor, Building No. 21, Infnity Park, OII Western Express Highway, General AK
Vaidya Marg,Malad (E)
Sanjay Sawant 91 22 66056587 91 22 66056642
20 Bank oI India Stock Exchange Branch, Phiroze Jeejeebhoy Tower, (New Stock Exchange Bldg), P. J. Tower, Dalal
Street, Fort, Mumbai 400 023.
Shri B.B.Sharma, Manager 022-2272 1677 (Direct)
022-2272 2399 (Board)
022-
2272 1782
21 CITI Bank Citigroup Center, Plot No C-61, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051 S Girish 022-26535504 98199 12248 022-26535824
22 IndusInd Bank Premises No. 1, Sonawala Building 57, Mumbai Samachar Marg, Fort, Mumbai 400 001 Mr. Yogesh Adke 9833670809, 022-66366589 022-66366590
23 Allahabad Bank Allahabad Bank, Fort Branch, 37, Mumbai Samachar Marg Post Box No. 282, Mumbai,
Maharashtra 400 023
Shri S. K. Jain ChieI Manager (022)- 22655739, 22662018 (022)- 22661935
24 Karur Vysya Bank Ltd. Demat Cell, First Floor, No 37, Whites Road, Royapettah, Chennai - 600 014 Nori Subrahmanyam 044- 28518265 044-28518269
25 The Federal Bank Limited ASBACELL, Retail Business Dept., Federal Bank, Marine Drive, Ernakulam 682031 Dhanya Dominic 0484-2201847 04842385605
26 Indian Bank Nandanam Branch- 480 Anna Salai, Nandanam 600035 Mr. V Muthukumar, Mr. M Veerabahu 044 24330233 044 24347755
27 Central Bank oI India Ground foor, Central Bank oI India, Central Bank Building, Fort, Mumbai 400001 Mr. Vineet Bansaj 022- 22623148, 22623149 022-22623150
28 Oriental Bank oI Commerce 67, Bombay Samachar Marg, Sonawala Building, Fort, Mumbai -400001 Shri B.K. Palrecha (AGM) 022-22654791/95 022-22654779
29 Standard Chartered Bank Crescenzo, 3
rd
Floor, C/3839, G-Block, Opp. MCAClub, Brandra- Kurla Complex,
Bandra(E),Mumbai 400 051
Ms. Priscilla Dsilva 91 22 26757227/234 91 22 26757358
30 J. P. Morgan Chase Bank J.P. Morgan Tower, OII C.S.T. Road, Kalina Santacruz - East, Mumbai - 400 098 Nandita Halady 6157 3833 6157 3910
31 Nutan Nagrik Sahakari Bank Ltd. Opp samratheshwar mahadev, Nr, Law Garden, Ellisbbridge. Miti shah 9879506795 07926564715
32 UCO Bank Mumbai Main (Retail) Br., UCO Bank Bldg., D. N. Road, Mumbai- 400 023 Manager 022 40180105 02222870754
33 Canara Bank Merchant Banking Division, 407-412, 4
th
Floor, Himalaya House, 79, Mata Ramabai Ambedkar
Marg, Mumbai 400 001
Mr. K. S. Prasanna 022-022-22677405 / 406 022-22677404
34 United Bank oI India Global Cash Management Services Hub, 4th Floor, United Bank oI India, United Tower, Head
OIfce, 11, Hemanta Basu Sarani, Kolkata 700 001.
AGM (CMS & Demat) 03322624175 03322624176
35 Syndicate Bank Capital Market Services Br. 26A, First Floor, SyndicateBank bldg. P.M.road, Fort, Mumbai - 1 P Padmavathy Sundaram, ChieI
Manager
022-22621844 022-22700997
36 South Indian Bank ASBACell (NODAL OFFICE)
1
st
Floor, SIB Building, Market Road, Ernakulam 682035, Kerala, India.
John K Mechery 09645817905 0484-2351923
37 Indian Overseas Bank Chennai DP Branch, Mezzanine Floor, Cathedral Branch, 762, Anna Salai, Chennai 600 002 Mr. R.S. Mani / Mr. M. Sasikumar 044-28513616/ 28513617/ 044- 28513619
38 Tamilnad Mercantile Bank Ltd. Depository Participant Services Cell, Third Floor, Plot No.4923, Ac/16, 2Nd Avenue, Anna Nagar
(West), Chennai - 600 040, Tamilnadu, India
Mr. K. Natarajan 044-26192552 044-26204174
39 City Union Bank Limited 48, Mahalakshmi St., T.Nagar, Chennai - 600 017. Tamil Nadu. Sivaraman 044 - 24340010, 24343517,
9380286558,
044 - 24348586
40 BNP Paribas French Bank Bldg., 62, Homji Street, Fort, Mumbai 400 001 Mr. Prem Mariwala 022-66501376 02266501620
41 The Kalupur Commercial Co-
Operative Bank Ltd
alupur Bank Bhavan, Nr. Income Tax Circle, Ashram Road, Ahmedabad-380 014 Jay V. Pathak Manager 079-27582028 079-40014118/
40014149
42 Bank oI America NA EAChambers, Express Avenue 8th Floor No. 49, 50L, Whites Road, Royapettah
Chennai 600014
Swaminathan Ganapathy 044-42904526 044-43528911
43 The Lakshmi Vilas Bnak Ltd 64,dr,v.b.gandhi marg, p.b.no.1783, kalaghoda, Iort mumbai, great mumbai district,
maharashtra-400001
Raghu Nagarajan 22-22672255-22672247(M)-
22673435(CM)
22670267
44 State Bank oI Patiala CO 99-102, Sector - 8C, Chandigarh Shri. Amarjit Singh Girn 0172-2779116, 2546124,
09779586096
0172-2546080
45 State Bank oI Mysore P.B.No.1066, #24/28, Cama Building, Dalal Street, Fort, Mumbai-400 001. Mr.Rajeshwar Das, Manager 09022469176 022-22656346
46 The Surat Peoples Co-op Bank Ltd Central OIfce. Vasudhara Bhavan, Timaliyawad, Nanpura, Surat 395001 Mr. Iqbal Shaikh 0261-2464577 0261-2464577,592
47 The Dhanlaxmi Bank Limited The Dhanlaxmi Bank Ground Floor, Janmabhoomi Bhavan, Plot 11 -12, Janmabhoomi Marg, Fort
Mumbai, Maharashtra - 400 001
Gunavati karkera 022 2202535 022-22871637
48 The Saraswat Co-operative
Bank Ltd.
Madhushree, Plot No. 85, 4thFloor, District Business Centre, Sector 17, Vashi, Navi Mumbai
400703
Mr. A. A. Bhatia (O) 27884161 27884162,
(M) 9820505121
27884153
49 DBS Bank Ltd DBS Bank Ltd, Fort House, 221, Dr. D.N. Road, Fort, Mumbai, 400 001 Amol Natekar 91 22 6613 1213 91 22 6752 8470
50 Dena Bank Dena Bank, Capital Market Branch, 17, B, Horniman Circle, Fort, Mumbai 400023 Branch Manager 022-22661206, 22702881 022-22694426
22702880
51 Karnataka Bank Ltd MangaloreH O Complex Branch, Mahaveera Circle, Kankanady, Mangalore 575002 Ravindranath Baglodi |Sr.Manager| Ph: 0824-2228139 /140 /141 Fax: 0824-2228138
52 The Ahmedabad Mercantile Co-
Op. Bank Ltd
Head oIfce :- "Amco House", Nr. Stadium Circle, Navrangpura, Ahmedabad-09 Bimal P Chokshi 079-26426582-84-88 079-26564863
53 Ing Vysya Bank Ltd CMS HUB, NO 20 VITHAL MALLY ROAD, EDEN PARK, BANGALORE -560001 Yoganand J, Akshay Hegde 080-22532135, 080-25005316 080-22532111
54 Janata Sahakari Bank Ltd. N.S.D.L. Department, Bharat Bhavan, 1360, Shukrawar Peth, Pune - 411002. Shri Ajit Manohar Sane 020-24431011, 020-24431016
91-9503058993
020-24431014
TRADING MEMBERS
LIST OF SELF CERTIFIED SYNDICATE BANKS SCSBsUNDER THE ASBA PROCESS
The Trading Members shall accept Application Forms only in such Cities/ Towns where the Banking Branches (Escrow Banks) are available. Details oI such branches oI the Escrow Banks where the application Iorm along with the Cheque/ Demand DraIt submitted by a Non
ASBAapplicant shall be deposited by the trading members are available on the Website oI NSE at www.nseindia.com.
ASBA Appiant maapproah anof the aove anks for sumittintheir appiation in this Offer. For the ompete ist of SCSBs and their Desinated Branhes pease refer to the esite of SEBI http.sei.ov.in.
A ist of SCSBs is aso dispaed on the esite of BSE and NSE at .seindia.om and .nseindia.om, respetive.

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