NHPC Application Form DetailsTNC PDF
NHPC Application Form DetailsTNC PDF
1. I/We have read, understood and agreed to the contents and terms and conditions of NHPC LIMITED Prospectus dated October 10, 2013 (Prospectus)
2. I/We hereby apply for allotment of the Bonds to me/us and the amount payable on application is remitted herewith.
3. I/We hereby agree to accept the Bonds applied for or such lesser number as may be allotted to me/us in accordance with the contents of the Prospectus subject to applicable statutory and/or regulatory requirements.
4. I/We irrevocably give my/our authority and consent to IDBI Trusteeship Services Limited, to act as my/our trustees and for doing such acts as are necessary to carry out their duties in such capacity.
5. I am/We are Indian National(s) resident in India and I am/ we are not applying for the said Bonds as nominee(s) of any person resident outside India and/or Foreign National(s).
6. The application made by me/us do not exceed the investment limit on the maximum number of Bonds which may be held by me/us under applicable statutory and/or regulatory requirements.
7. In making my/our investment decision I/We have relied on my/our own examination of the company and the terms of the issue, including the merits and risks involved and my/our decision to make this application is solely based on disclosures contained in the Prospectus.
8. I/We have obtained the necessary statutory and/or regulatory permissions/approvals for applying for, subscribing to, and seeking allotment of the Bonds applied for.
9. Addi ti onal Undertaki ng, i n case of ASBA Appl i cants:
1) I/We hereby undertake that I/We am/are an ASBA Applicant(s) as per applicable provisions of the SEBI Regulations; 2) In accordance with ASBA process provided in the SEBI Regulations and disclosed in the Prospectus, I/We authorize (a) the Lead Managers/
Consortium Members/ Sub-Consortium Members / Brokers/Sub Brokers/Trading Members (in Specified cities only) or the SCSBs, as the case may be, to do all acts as are necessary to make the Application in the Issue, including uploading my/our application, blocking
or unblocking of funds in the bank account maintained with the SCSB as specified in the Application Form, transfer of funds to the Public Issue Account on receipt of instruction from the Registrar to the Issue, after finalization of Basis of Allotment; and (b) the Registrar
to the Issue to issue instruction to the SCSBs to unblock the funds in the specified bank account upon finalization of the Basis of Allotment. 3) In case the amount available in the specified Bank Account is insufficient as per the Application, the SCSB shall reject the
Application.
10. Addi ti onal Undertaki ng i n case the Appl i cant wi shes to hol d the Bonds i n physi cal form:
1. In terms of Section (8)(1) of the Depositories Act, 1996, I/we wish to hold the Bonds in physical form. 2. I/We confirm that the Information provided in this form is true and correct and I/We enclose herewith self attested copies of the KYC Documents. 3. I/
We confirm that we do not hold any Demat Account.
APPLICANT'S UNDERTAKING
2
TEAR HERE
G In case of queries related to allotment/ credit of Allotted Bonds/Refund, the Applicants
should contact Registrar to the Issue.
In case of ASBA Application submitted to the SCSBs, the Applicants should contact the
relevant SCSB.
In case of queries related to upload of Applications submitted to the Lead Managers/
Consortium/Sub-Consortium Members/Brokers/Sub Brokers/Trading Member should contact
the relevant Lead Managers/Consortium /Sub-Consortium Members/Brokers/Sub Brokers/
Trading Member.
Acknowledgement is subject to realisation of Cheque/DD/Availability of Funds in the
ASBA account
COMPANY CONTACT DETAILS REGISTRAR CONTACT DETAILS
NHPC LIMITED
NHPC LI MI TED
Regi stered and Corporate Offi ce: NHPC Of f i ce Compl ex,
Sect or - 33, Fari dabad 121 003, Haryana, I ndi a.
Tel : +91 129 227 8421. Fax: +91 129 227 7941. E-mai l :
companysecret ary@nhpc. ni c. i n. Website: www. nhpci ndi a. com.
Contact Person and Compl i ance Offi cer: Mr. Vi j ay Gupt a,
Company Secret ary. Tel : +91 129 227 8421. Fax: +91 129
227 8018. E-mai l : companysecret ary@nhpc. ni c. i n.
KARVY COMPUTERSHARE PRIVATE LIMITED
Plot No. 17 to 24, Vithalrao Nagar, Madhapur, Hyderabad
500 081- A.P., India, Tel: +91 (40) 4465 5000; Fax: +91 (40)
2343 1551; E-mai l : ei nward.ri [email protected]; Investor
Gri evance Emai l : [email protected]; Websi te:
www.kari sma.karvy.com; Contact Person: Mr. M. Mural i
Krishna; SEBI Registration Number: INR000000221
KYC Documents: (To be submitted only for holding Bonds in Physical Form). Self-attested copies of the following documents are required to be submitted by the Applicants as KYC Documents:
1. Self-attested copy of the PAN card or proof of identification in case of Applications by or on behalf of the Central or State Government and the officials appointed by the courts and by Applicants residing in the State of Sikkim; 2. Self-attested copy of proof of residence.
Any of the following documents shall be considered as a verifiable proof of residence: ration card issued by the GoI; or valid driving license issued by any transport authority of the Republic of India; or electricity bill (not older than three months); or landline telephone
bill (not older than three months); or valid passport issued by the GoI; or voters identity card issued by the GoI; or passbook or latest bank statement issued by a bank operating in India; or registered leave and license agreement or agreement for sale or rent
agreement or flat maintenance bill. AADHAR letter, issued by Unique Identification Authority of India, GoI. 3. Self-attested copy of a cancelled cheque of the bank account to which the amounts pertaining to payment of refunds, interest and redemption, as applicable, should
be credited. For further details pertaining to KYC Documents, see the section titled "Applications By Various Applicant Categories" on page [] of this Abridged Prospectus.
INVESTOR CATEGORIES
*The Company shall Allot Series 2A/ Series 2B (depending upon the category of applicants) to all valid applications, wherein the Applicants have not indicated their choice of the relevant Series of Bond.
**In pursuance of the CBDT Notification and for avoidance of doubt, it is clarified as under: a.) The coupon rates indicated under Series 1B, Series 2B and Series 3B shall be payable only on the Portion of Bonds allotted to RIIs in the Issue. Such coupon is payable only if on the Record Date for
payment of interest, the Bonds are held by investors falling under RII Category viz Category IV. b.) In case the Bonds allotted against Series 1B, Series 2B and Series 3B are transferred by RIIs to Non-RIIs viz, QIBs, Corporates and/or High Networth Individuals, the coupon rate on such Bonds shall
stand at par with coupon rate applicable on Series 1A, Series 2A and Series 3A respectively. c.) If the Bonds allotted against Series 1B, Series 2B and Series 3B are sold/ transferred by the RIIs to investor(s) who fall under the RII category as on the Record Date for payment of interest, then the
coupon rates on such Bonds shall remain unchanged; d.) Bonds allotted against Series 1B, Series 2B and Series 3B shall continue to carry the specified coupon rate if on the Record Date for payment of interest, such Bonds are held by investors falling under RII Category; e.) If on any Record
Date, the original RII allotee(s)/ transferee(s) hold the Bonds under Series 1B, Series 2B and Series 3B for an aggregate face value amount of over Rs. 10 lakh, then the coupon rate applicable to such RII allottee(s)/transferee(s) on Bonds under Series 1B, Series 2B, Series 3B shall stand at par
with coupon rate applicable on Series 1A, Series 2A, and Series 3A, respectively; f.) Bonds allotted under Series 1A, Series 2A and Series 3A shall carry coupon rates indicated above till the respective maturity of Bonds irrespective of Category of holder(s) of such Bonds; g.) For the purpose of
classification and verification of status of the RII Category of Bondholders, the aggregate face value of Bonds held by the Bondholders in all the Series of Bonds, allotted under the respective Issue shall be clubbed and taken together on the basis of PAN.
***In terms of Regulation 4(2) (d) of the Debt Regulations, the Company will make public issue of the Bonds in the dematerialised form. However, in terms of Section 8 (1) of the Depositories Act, the Company, at the request of the Investors who wish to hold the Bonds in physical form will
fulfil such request. However, trading in Bonds shall be compulsorily in dematerialised form.
Early closure or Extension of the issue: The Issue shall remain open for subscription from 10.00 a.m. to 5.00p.m.(Indian Standard Time) during the period indicated above with an option for early closure or extension, as may be decided by the Board of Directors or the Functional Authority. In the event of
such early closure or extension of the subscription list of the Issue, the Company shall ensure that public notice of such early closure/extension is published on or before such early date of closure or the Issue Closing Date, as applicable, through advertisement(s) in atleast one leading national daily newspaper.
Basis of Allotment: For Basis of Allotment details, please refer point no. 59 of this Abridged Prospectus. For Grounds for Technical Rejection: Please refer to point no. 38 of this Abridged Prospectus.
Category I ("Qualified Institutional Buyers") ("QIBs")
#
Sub Category Code
Public Financial Institutions as defined in Section 4A of the Companies Act, 1956 11
Scheduled commercial banks which are authorised to invest in the Bonds; 12
Provident funds with minimum corpus of ` 25 crores, which are authorised to invest in the Bonds; 13
Pension funds with minimum corpus of ` 25 crores, which are authorised to invest in the Bonds; 14
Insurance companies registered with the IRDA; 15
National Investment Fund set up by resolution no. F. No. 2/3/2005-DDII dated November 23, 2005 of the 16
Government of India published in the Gazette of India;
Mutual funds registered with SEBI; 17
Indian Alternative Investment Funds, subject to investment conditions applicable to them under the Securities 18
and Exchange Board of India (Alternative Investment Funds) Regulations, 2012
State industrial development corporations, which are authorised to invest in the Bonds; 19
Insurance funds set up and managed by the army, navy or air force of the Union of India; and 20
Insurance funds set up and managed by the Department of Posts, India; 55
Category I I (Corporates)
#
Companies within the meaning of section 2 (20) of the Companies Act 2013; 21
Statutory bodies/corporations; 22
Cooperative banks; 23
Category I I (Corporates)
#
(contnd . . . . . . . . ) Sub Category Code
Trusts 24
Limited liability partnerships; registered under the provisions of LLP Act. 25
Partnershi p fi rms i n the name of partners; 26
Regi onal rural banks; 27
Soci eti es regi stered under the appl i cabl e l aw i n Indi a and authori zed to i nvest i n Bonds; and 28
Association of Persons 29
Other domestic legal entities, subject to compliance with their respective applicable legislations. 30
Cat egor y I I I ( Hi gh Net wor t h I ndi vi dual s) ( HNI s)
The fol l owi ng Investors appl yi ng for an amount aggregati ng to above `10 l akhs across al l
Series of Bonds in this Issue:
Resident Indian individuals 31
Hindu Undivided Families through the Karta; 32
Cat egor y I V ( Ret ai l I ndi vi dual I nvest or s) ( RI I s)
The fol l owi ng Investors appl yi ng for an amount aggregati ng upto and i ncl udi ng ` 10 l akhs
across all Series of Bonds in this Issue:
Resident Indian individuals; 41
Hi ndu Undi vi ded Fami l i es through the Karta; 42
ISSUE RELATED INFORMATION FOR FILLING THE APPLICATION FORM
ISSUE STRUCTURE
Options / Series of Bonds
*
Series 1A Series 2A Series 3A
Coupon rate (%) p.a. For Category I, II & III
**
8. 18% 8. 54% 8. 67%
Annualised yield (%) p.a. For Category I, II & III
**
8. 18% 8. 54% 8. 67%
Options / Series of Bonds
*
Series 1B Series 2B Series 3B
Coupon rate (%) p.a. For Category IV
**
8. 43% 8. 79% 8. 92%
Annualised yield (%) p.a. For Category IV
**
8. 43% 8. 79% 8. 92%
For Category I, II, III
and IV
**
Frequency of Coupon / Interest Payment Annual
Minimum Application size 5 Bonds (` 5,000) (invidually or collectively, across all series)
Mode of Allotment In dematerialised form and physical form, at the option of the Applicant***
Face value / Issue price ` 1,000 per Bond.
Tenor 10 years. 15 years. 20 years.
Coupon / Interest Type Fixed coupon rate
Maturity / Redemption Date 10 years from the Deemed Date of Allotment. 15 years from the Deemed Date of Allotment. 20 years from the Deemed Date of Allotment.
Redemption Amount (`/Bond) Repayment of the Face Value plus any interest at the applicable Coupon / Interest Rate that may have accrued at the Redemption Date
Put/Call Option There is no put/call option for the Bonds.
Security A pari passu first charge on specific assets of the Company, as may be mentioned in the Bond Trust Deed, with an asset cover of one time of the total
outstanding amount of Bonds. The Company reserves the right to create first pari passu charge on the said specific project assets for its present and future
financial requirements or otherwise, without requiring the consent of, or intimation to, the Bondholders or the Bond Trustee in this connection, provided that
a minimum security cover of 1 (one) times is maintained
#
With regard to section 372A(3) of the Companies Act, 1956, Kindly refer to General Circular No. 6/2013 dated March 14, 2013 Ministery of Corporate Affairs, GoI clarifying that in case where the effective yield on tax free bonds is greater than the prescribing bank rate, there shall be no violation of
Section 372A(3) of the Companies Act, 1956.
NHPC LIMITED
3
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
ISSUE PROGRAMME
**
ISSUE OPENING DATE: OCTOBER 18, 2013
ISSUE CLOSING DATE: NOVEMBER 11, 2013
Please ensure that you read the Prospectus and the general instructions contained in this Memorandum before applying in the Issue. Unless
otherwise specied, all capitalised terms used in this form shall have the meaning ascribed to such terms in the Prospectus. e investors are
advised to retain a copy of Prospectus/Abridged Prospectus for their future reference.
THIS ABRIDGED PROSPECTUS CONSISTS OF 48 PAGES, PLEASE ENSURE THAT YOU GET ALL PAGES
**The Issue shall remain open for subscription from 10.00 a.m. to 5.00p.m.(Indian Standard Time) during the period indicated above with an option for early closure or extension, as may be decided by the Board of
Directors or the Functional Authority. In the event of such early closure or extension of the subscription list of the Issue, the Company shall ensure that public notice of such early closure/extension is published on or
before such early date of closure or the Issue Closing Date, as applicable, through advertisement(s) in atleast one leading national daily newspaper.
IDBI Trusteeship Services Limited has vide its letter dated September 27, 2013 given its consent for its appointment as Bond Trustee to the Issue and for its name to be included in the Prospectus and in all the subsequent
periodical communications sent or to be sent to the holders of the Bonds issued pursuant to this Issue.
A copy of the Prospectus shall be hled with the Registrar of Companies, National Capital Territory of Delhi and Haryana, in terms Section 56 and 60 of the Companies Act, 1956 and other applicable provisions of the
Companies Act, 2013 along with the requisite endorsed/ certihed copies of all documents. For more information, see "Material Contracts and Documents for Inspection" on page 235 of the Prospectus
NHPC LIMITED
(A Government of India undertaking)
Our Company was incorporated on November 7, 1975 under the Companies Act, 1956 as a private limited company under the name National Hydroelectric Power Corporation
Private Limited The word private was subsequently deleted from the name of our Company on September 18, 1976. Our Company was converted into a public limited company
with effect from April 2, 1986. On March 28, 2008, our name was changed to our present name NHPC Limited.
Registered and Corporate Ofce: NHPC OIfce Complex, Sector - 33, Faridabad 121 003, Haryana, India.
Tel: +91 129 227 8421. Fax: +91 129 227 7941. E-mail: [email protected]. Website: www.nhpcindia.com.
For details oI changes in our registered oIfce, see the Section titled History and Certain Corporate Matters on page 97 of the Prospectus.
Contact Person and Compliance Ofcer: Mr. Vijay Gupta, Company Secretary. Tel: +91 129 227 8421. Fax: +91 129 227 8018. E-mail: [email protected].
PROMOTER OF THE COMPANY: THE PRESIDENT OF INDIA, ACTING THROUGH THE MINISTRY OF POWER, GOVERNMENT OF INDIA
PUBLIC ISSUE BY NHPC LIMITED (COMPANY OR ISSUER OR NHPC) OF TAX FREE, SECURED, REDEEMABLE, NON-CONVERTIBLE BONDS IN
THE NATURE OF DEBENTURES OF FACE VALUE OF RS. 1,000 EACH, HAVING TAX BENEFITS UNDER SECTION 10(15)(iv)(h) OF THE INCOME TAX ACT,
1961, AS AMENDED (BONDS) FOR AN AMOUNT AGGREGATING UP TO Rs. 500 CRORE WITH AN OPTION TO RETAIN OVERSUBSCRIPTION UP TO
Rs. 500 CRORE FOR ISSUANCE OF ADDITIONAL BONDS AGGREGATING TO A TOTAL OF UP TO Rs. 1,000 CRORE* (ISSUE) DURING FISCAL 2014.
The Issue is being made under the Securities and Exchange Board oI India (Issue and Listing oI Debt Securities) Regulations, 2008, as amended (the 'SEBI Debt Regulations)
and pursuant to Notifcation No. 61/2013.F.No.178/37/2013-(ITA.1) dated August 8, 2013 issued by the Central Board oI Direct Taxes, Department oI Revenue, Ministry oI Finance,
Government oI India ('CBDT Notication), by virtue oI powers conIerred on it under section 10(15)(iv)(h) oI the Income Tax Act, 1961, as amended (the 'Income Tax Act).
* In terms of the CBDT Notihcation, our Company is allowed to raise tax free bonds upto a maximum amount of Rs. 1,000 crore in the Fiscal 2014, out of which our Company is
required to raise a minimum of 70 i.e. Rs. 700 crore through public issue. Further, our Company may at its discretion, raise upto a maximum of Rs. 300 crore through private
placement route, wherein suitable amount shall be earmarked for sovereign wealth funds, pension and gratuity funds. In case our Company decides to raise funds through private
placement route, the amount of oversubscription that may be retained through public issue shall stand reduced accordingly. Our Company shall ensure that the tax free bonds issued
through public issue and private placement route shall together not exceed Rs. 1,000 crore during the Fiscal 2014.
GENERAL RISKS
Investors are advised to read the Risk Factors careIully beIore taking an investment decision in relation to the Issue. For taking an investment decision, investors must rely on their
own examination oI the Issuer and the Issue, including the risks involved. Specifc attention is invited to 'Risk Factors on page 14 oI the Prospectus and 'Material Developments.
This document has not been and will not be approved by any regulatory authority in India, including the Securities and Exchange Board oI India ('SEBI), the Reserve Bank oI
India ('RBI), any registrar oI companies or any stock exchange in India.
ISSUERS ABSOLUTE RESPONSIBILITY
The Issuer, having made all reasonable inquiries, accepts responsibility Ior and confrms that the Prospectus contains all inIormation with regard to the Issuer and the Issue which is
material in the context oI the Issue that the inIormation contained in the Prospectus is true and correct in all material respects and is not misleading in any material respect, that the
opinions and intentions expressed herein are honestly held and that there are no other material Iacts, the omission oI which makes the Prospectus as a whole or any such inIormation
or the expression oI any such opinions or intentions misleading in any material respect at the time oI the Issue.
CREDIT RATING
ICRA Limited has, vide its letter dated September 27, 2013, assigned a credit rating oI '|ICRA| AAA to the Bonds. Instruments with this rating are considered to have the highest
degree oI saIety regarding timely servicing oI fnancial obligations. Such instruments carry lowest credit risk. India Rating & Research Private Limited has, vide its letter dated
October 1, 2013 assigned a credit rating oI IND AAA` to the Bonds. Instruments with this rating are considered to have the highest degree oI saIety regarding timely servicing oI
fnancial obligations. Such instruments carry lowest credit risk. Credit Analysis & Research Limited has, vide its letter dated September 27, 2013, assigned a credit rating oI CARE
AAA` to the Bonds. Instruments with this rating are considered to have the highest degree oI saIety regarding timely servicing oI fnancial obligations. Such instruments carry lowest
credit risk. These ratings are not a recommendation to buy, sell or hold securities, and investors should take their own decision. These ratings are subject to revision or withdrawal
at any time by the assigning rating agency(ies) and should be evaluated independently oI any other ratings. For the rationale Ior these ratings, see Annexure B Credit Rating
of the Prospectus.
PUBLIC COMMENTS
The DraIt Prospectus dated September 28, 2013 was fled with NSE (Designated Stock Exchange) and BSE, pursuant to regulation 6(2) oI the SEBI Debt Regulations and was open
Ior public comments Ior a period oI 7 (seven) Working Days.
LISTING
The Bonds are proposed to be listed on NSE and BSE. Our Company has obtained in-principle listing approval Irom NSE and BSE vide their letter no. NSE/LIST/218220-W dated
October 8, 2013 and letter no. DCS/SP/PI-BOND/07/13-14 dated October 8, 2013, respectively. For the purpose oI the Issue, NSE shall be the Designated Stock Exchange.
NHPC LIMITED
4
IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
LEAD MANAGERS TO THE ISSUE
A. K. Capital Services Limited
30-39, Free Press House, Free Press Journal Marg,
215, Nariman Point, Mumbai 400021
Tel: 91 22 6754 6500/ 6634 9300
Facsimile: 91 22 6610 0594
Email: nhpctIbonds13akgroup.co.in
Investor Grievance Email: investor.grievanceakgroup.co.in
Website: www.akcapindia.com
Contact Person: Mr. Mandeep Singh/ Mr. Lokesh Singhi
Compliance OIfcer: Mr. Vikas Agarwal
SEBI Registration No.: INM000010411
Axis Capital Limited
1st foor, Axis House,
C-2 Wadia International Centre
P.B. Marg, Worli, Mumbai- 400025
Tel: 91 22 4325 2525
Facsimile: 91 22 4325 3000
Email: nhpctaxIreeaxiscap.in
Investor Grievance Email: complaintsaxiscap.in
Website: www.axiscapital.co.in
Contact Person: Mr. Akash Aggarwal
Compliance OIfcer: Mr. M. Natarajan
SEBI Registration No.: INM000012029
REGISTRAR TO THE ISSUE
Karvy Computershare Private Limited
Plot No. 17 to 24, Vithalrao Nagar, Madhapur,
Hyderabad 500 081- A.P., India
Tel: 91 (40) 4465 5000;
Fax: 91 (40) 2343 1551;
E-mail: einward.riskarvy.com;
Investor Grievance Email: nhpcbondskarvy.com;
Website: www.karisma.karvy.com;
Contact Person: Mr. M. Murali Krishna;
SEBI Registration Number: INR000000221
BOND TRUSTEE TO THE ISSUE
IDBI Trusteeship Services Limited
Asian Building, Ground Floor,
17, R. Kamani Marg, Ballard Estate,
Mumbai Maharashtra 400 001
Tel: +91 22 4080 7000
Facsimile: 91 22 6631 1776
Email: itslidbitrustee.com
Investor Grievance Email: responseidbitrustee.com
Website: www.idbitrustee.com
Contact Person: Sarita Iyer
SEBI Registration No.: IND000000460
IDBI Trusteeship Services Limited has by its letter dated September 27, 2013 given
its consent Ior its appointment as Bond Trustee to the Issue and Ior its name to be
included in the Prospectus and in all the subsequent periodical communications sent
to the holders oI the Bonds issued, pursuant to this Issue and pursuant to Regulation
4(4) oI the Debt Regulations.
LEGAL ADVISOR TO THE ISSUE
Dhir & Dhir Associates
D-55, DeIence Colony, New Delhi 110 024
Tel.: 91 (11) 4241 0000
Fax: 91 (11) 4241 0091
E-mail: nhpctaxIreebondsdhirassociates.com
Contact Person: Girish Rawat
Website: www.dhirassociates.com
COMPANY SECRETARY AND COMPLIANCE OFFICER
Vijay Gupta
NHPC OIfce Complex,
1st Floor, Sector - 33,
Faridabad,
Haryana - 121 003, India
Tel: +91 129 227 8421
Fax: 91 129 227 8018
E-mail: companysecretarynhpc.nic.in
Website: www.nhpcindia.com
CHIEF FINANCIAL OFFICER
A.B.L. Srivastava,
Director (Finance),
NHPC OIfce Complex, Sector - 33, Faridabad, PIN - 121 003, Haryana, India
Tel: +91 129 227 8021
Fax: 91 129 227 8025
Email: dir-fnnhpc.nic.in
Investors may contact the Registrar to the Issue or the Compliance Ofcer in case
of any pre-Issue or post-Issue related problems such as non-receipt of Allotment
Advice, bond certicate (for Applicants who have applied for Allotment in
physical form), demat credit or refund orders.
All grievances relating to the Issue may be addressed to the Registrar to the
Issue, giving full details such as name, Application Form number, address of the
Applicant, number of Bonds applied for, Series of Bonds applied for, amount
paid on application, Depository Participant and the Collection Centre of the
Members of the Syndicate where the Application was submitted.
All grievances relating to the ASBA process may be addressed to the Registrar
to the Issue with a copy to either (a) the relevant Designated Branch of the SCSB
where the Application Form was submitted by the ASBA Applicant, or (b) the
concerned Member of the Syndicate and the relevant Designated Branch of
the SCSB in the event of an Application submitted by an ASBA Applicant at
any of the Syndicate ASBA centres, giving full details such as name, address of
Applicant, Application Form number, series/option applied for number of Bonds
applied for, amount blocked on Application.
All grievances arising out of Applications for the Bonds made through the Online
Stock Exchange Mechanism or through Trading Members may be addressed
directly to the relevant Stock Exchange.
STATUTORY AUDITORS
M/s S. N. Nanda & Co.
Chartered Accountants, C-43, Pamposh Enclave, New Delhi
Tel. No.: 91 (11) 26227853/ 26227854 ; Fax.: 91 (11) 26227853
Email: snncosnnco.net; Website: www.snnco.net
Registration number: 000685N
Contact Person: CA. S. N. Nanda
M/s Gupta Gupta & Associates
Chartered Accountants
142, Sector 3, Trikuta Nagar, Jammu, Jammu & Kashmir
Tel. No.: 91 (0191) 2472 121, Fax.: 91 (0191) 2472 212
Email: ggajmuyahoo.com ; Registration number: 001728N
Contact Person: CA. R.K. Gupta and Ekta Jain
NHPC LIMITED
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IN THE NATURE OF FORM2A - MEMORANDUM CONTAINING SALIENT FEATURES OF THE PROSPECTUS
M/s Singhi & Co.
Chartered Accountants,
Emerald House, 4th Floor, 1-B, Old Post OIfce Street, Kolkata ,West Bengal
Tel. No.: 91 (033) 2248 4573/ 2248 4577; Fax.: 91 (033) 2203 3503
Email: Kolkatasinghico.com; Website: www.bakertillysinghi.com
Registration number: 302049E; Contact Person: CA. P.K. Singhi
M/s Tiwari & Associates
Chartered Accountants, T-8, Green Park Extension, New Delhi 110 016
Tel. No.: 91 (11) 2616 6225 ; Fax.: 91 (11) 2619 8237
Email: sandeepsandillgmail.com; Registration number: 002870N
Contact Person: CA. Sandeep Sandill
ESCROW COLLECTION BANKS/ BANKERS TO THE ISSUE
ICICI Bank Limited, IndusInd Bank Limited, HDFC Bank Limited, Yes Bank
Limited, Axis Bank Limited, IDBI Bank Limited, Kotak Mahindra Bank
Limited, State Bank of India. For further details, please refer to section General
Information' on page 49 of the Prospectus.
SELF CERTIFIED SYNDICATE BANKS
The list oI Designated Branches that have been notifed by SEBI to act as SCSBs
Ior ASBA process is provided on http://www.sebi.gov.in/sebiweb/home/list/5/33/0/0/
Recognised-Intermediaries or at such other website as may be prescribed by SEBI
Irom time to time. For more inIormation on the Designated Branches collecting
ASBA Applications, see the above mentioned web-link.
REFUND BANK TO THE ISSUE
Yes Bank Limited
Indiabulls Finance Centre, Tower 2, 23rd Floor, Senapati Bapat Marg,
Elphinstone (W), Mumbai- 400013
Tel: 91 (22) 3347 7110; Fax: 91 (22) 2497 4875
Email: dlbtiservicesyesbank.in; Website: www.yesbank.in
Registration number: INBI00000935; Contact Person: Mr. Paresh Kulkarni
CREDIT RATING AGENCIES
ICRA Limited
Building No. 8, 2nd foor, Tower A, DLF Cyber City, Phase II, Gurgaon 122 002
Tel: 91 (124) 4545 310; Fax: 91 (124) 4050 424
Email: vivekicraindia.com; Investor Grievance Email: investorsicraindia.com
Contact Person: Mr. Vivek Mathur; Website: www.icra.in
SEBI Registration Number: IN/CRA/003/1999
India Ratings and Research Private Limited
Wockhardt Towers, 4th Floor, Bandra Kurla Complex, Bandra East, Mumbai 400051
Tel: 91 22 4000 1700; Fascimile: 91 22 4000 1701
Email:shrikant.devindiaratings.co.in
Investor Grievance E-mail Id:investor.servicesindiaratings.co.in
Contact Person: Mr. Shrikant Dev, Compliance OIfcer
Website:www.indiaratings.co.in; SEBI Registration No.: IN/CRA/002/1999
Credit Analysis and Research Limited
3rd Floor, B-47, Inner Circle, Connaught Place, New Delhi 110 001
Tel: 91 (11) 4533 3232; Facsimile: 91 (11) 4533 3228
Email: sudhir.kumarcareratings.com
Contact Person: Mr. Sudhir Kumar; Website: www.careratings.com
SEBI Registration No.: IN/CRA/004/1999
CONSORTIUM MEMBERS FOR MARKETING THE ISSUE
In addition to the Lead Managers, the Iollowing is also consortium member Ior the
marketing oI the Issue:
A. K. Stockmart Limited
For Iurther details, please reIer to section General InIormation` on page 50 oI the
Prospectus.
BANKERS TO THE COMPANY
Axis Bank Limited, Bank oI India, HDFC Bank Limited, ICICI Bank Limited,
IndusInd Bank Limited, The Jammu & Kashmir Bank Limited, Indian Overseas
Bank, State Bank oI India.
TABLE OF CONTENTS PAGE NO.
OBJECTS OF THE ISSUE 6
ISSUE PROCEDURE 6
TERMS OF THE ISSUE 20
OTHER INSTRUCTIONS 24
DETAILS PERTAINING TO THE COMPANY 27
LEGAL AND OTHER INFORMATION 34
RISK FACTORS 40
DECLARATION 43
CENTERS FOR AVAILABILITY AND ACCEPTANCE OF
APPLICATION FORMS
44
LIST OF SELF CERTIFICED SYNDICATE BANKS(SCSBS)
UNDER THE ASBA PROCESS
48
DISCLAIMER
Participation of any of the aforementioned persons or entities is subject to the
applicable statutory and/or regulatory requirements in connection with the
subscription to Indian securities in the nature of the Bonds by such persons or
entities. Applicants are advised to ensure that Applications made by them do
not exceed the investment limits under applicable statutory and or regulatory
provisions.
Applicants are advised to ensure that they have obtained the necessary statutory
and/or regulatory permissions/consents/approvals in connection with applying
for, subscribing to, or seeking Allotment of Bonds pursuant to the Issue.
The Lead Managers and their respective associates and afliates are permitted
to subscribe in the Issue.
Applicants are advised to read the Prospectus led with Registrar of Companies
and the general instructions contained in this application form carefully
and to satisfy themselves of the disclosures before making an application for
subscription. Unless otherwise specied, all the terms used in this Application
Form have the same meaning as in the Prospectus. For a copy of the Prospectus,
the applicant may request us and/or the Lead Managers.
Further investors are advised to retain the copy of the Prospectus/Abridged
Prospectus for their future reference. Please ll in the Form in English using
BLOCK letters. Investors should carefully choose the Series of Bonds they wish
to apply for. For details, please refer to section Terms of the Issue` on page 169
of the Prospectus.
Applications Forms Ior the Issue will be accepted only between 10.00 a.m. and
5.00 p.m. (Indian Standard Time) or such extended time as may be permitted by the
Stock Exchange, during the Issue Period as mentioned above on all days between
Monday and Friday (both inclusive barring public holiday), (i) by the Members oI
the Syndicate or the Trading Members oI the Stock Exchange(s), as the case maybe,
at the centers mentioned in Application Form through the non-ASBA mode or, (ii) in
case oI ASBA Applications, (a) directly by the Designated Branches oI the SCSBs or
(b) by the centers oI the Members oI the Syndicate or the Trading Members oI the
Stock Exchange, as the case may be, only at the Specifed Cities. On the Issue Closing
Date the Application Forms will be accepted only between 10.00 a.m. and 3.00 p.m.
(Indian Standard Time) and uploaded until 5.00 p.m. or such extended time as may be
permitted by the Stock Exchange.
Due to limitation oI time available Ior uploading the Applications on the Issue Closing
Date, Applicants are advised to submit their Application Forms one day prior to
the Issue Closing Date and not later than 3.00 p.m (Indian Standard Time) on the
Issue Closing Date. Applicants are cautioned that in the event iI a large number oI
Applications are received on the Issue Closing Date, there may be some Applications
which may not be uploaded due to lack oI suIfcient time Ior uploading. Any such
Applications which are not uploaded will not be considered for allocation under the
Issue. Application Forms will only be accepted on Working Days during the Issue
Period. Neither our Company, nor the Members of the Syndicate or Trading Members
oI the Stock Exchange(s) shall be liable Ior any Iailure in uploading the Applications
due to Iailure in any soItware/ hardware systems or otherwise.
NHPC LIMITED