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Percutaneous Cryoablation of Metastatic Renal Cell Carcinoma for Local Tumor Control: Feasibility, Outcomes, and Estimated Cost-effectiveness for Palliation
Hyun J. Bang, MD, Peter J. Littrup, MD, Dylan J. Goodrich, BS, Brandt P. Currier, BS, Hussein D. Aoun, MD, Lance K. Heilbrun, PhD, Ulka Vaishampayan, MD, Barbara Adam, NP, and Allen C. Goodman, PhD
ABSTRACT Purpose: To assess complications, local tumor recurrences, overall survival (OS), and estimates of cost-effectiveness for multisite cryoablation (MCA) of oligometastatic renal cell carcinoma (RCC). Materials and Methods: A total of 60 computed tomography- and/or ultrasound-guided percutaneous MCA procedures were performed on 72 tumors in 27 patients (three women and 24 men). Average patient age was 63 years. Tumor location was grouped according to common metastatic sites. Established surgical selection criteria graded patient status. Median OS was determined by KaplanMeier method and dened life-years gained (LYGs). Estimates of MCA costs per LYG were compared with established values for systemic therapies. Results: Total number of tumors and cryoablation procedures for each anatomic site are as follows: nephrectomy bed, 11 and 11; adrenal gland, nine and eight; paraaortic, seven and six; lung, 14 and 13; bone, 13 and 13; supercial, 12 and nine; intraperitoneal, ve and three; and liver, one and one. A mean of 2.2 procedures per patient were performed, with a median clinical follow-up of 16 months. Major complication and local recurrence rates were 2% (one of 60) and 3% (two of 72), respectively. No patients were graded as having good surgical risk, but median OS was 2.69 years, with an estimated 5-year survival rate of 27%. Cryoablation remained cost-effective with or without the presence of systemic therapies according to historical cost comparisons, with an adjunctive cost-effectiveness ratio of $28,312$59,554 per LYG. Conclusions: MCA was associated with very low morbidity and local tumor recurrence rates for all anatomic sites, with apparent increased OS. Even as an adjunct to systemic therapies, MCA appeared cost-effective for palliation of oligometastatic RCC.
ABBREVIATIONS
ACER adjunctive cost-effectiveness ratio, BSC best supportive care, IFN interferon, LYG life-year gained, MCA multisite cryoablation, mRCC metastatic renal cell carcinoma, OS overall survival, RCC renal cell carcinoma, RF radiofrequency
Renal cell carcinoma (RCC) was diagnosed in an estimated 58,240 new patients in the United States in 2010 (1). Approximately 25%30% of patients diagnosed with local RCC have overt metastases at presentation, and 33% of patients with RCC at diagnosis develop metastatic disease; this suggests that the development of metastatic RCC (mRCC) is a possibility in
From the Departments of Radiology (H.J.B.) and Economics (A.C.G.), Wayne State University; Department of Radiology (P.J.L., B.P.C., D.J.G., H.D.A., B.A.), Department of Biostatistics (L.K.H.), and Division of Hematology and Oncology (U.V.), Karmanos Cancer Institute, 1026 Harper Professional Building, 4100 John R, Detroit, MI 48201. Received December 14, 2011; nal revision received February 29, 2012; accepted March 2, 2012. Address correspondence to P.J.L.; E-mail: [email protected]
more than 50% of all patients with RCC, or approximately 30,000 per year in the United States (2). Treatment responses of mRCC to conventional strategies of chemotherapy, radiation therapy, and hormone therapy have produced a median overall survival (OS) of 711 months and a 5-year OS rate of 10% (2). The associated high costs of emerging chemotherapy
This study was partially supported by National Institutes of Health Cancer Center Support Grant CA-22453. None of the authors have identied a conict of interest. SIR, 2012 J Vasc Interv Radiol 2012; 23:770 777 http://dx.doi.org/10.1016/j.jvir.2012.03.002
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Table 1. Patient, Procedure, and Tumor Characteristics Soft Tissue Nephrectomy Bed 7 11 11 4.8 6.4 4.9 Adrenal Gland 5 8 9 2.9 4.5 4.5
Characteristic No. of patients No. of procedures No. of tumors Mean tumor diameter (cm3) Mean ablation diameter (cm3) Mean no. of probes
Liver 1 1 1 2 4 3
Note.Lung tumor locations consisted of metastatic lesions in lung parenchyma and did not include mediastinal or hilar adenopathy. Retroperitoneal tumors included local recurrences following nephrectomy, metastatic adrenal masses, as well as any paraaortic/pericaval mass or adenopathy. Supercial tumor locations consisted of predominantly subcutaneous, muscular, and/or lymph node metastases within the extremities or torso wall. Intraperitoneal tumors were isolated within the abdominal cavity and not adherent to bowel. Tumors in bone locations were limited metastatic deposits in nonweight-bearing locations with the epicenter in osseous structures. * Ten patients had tumors in multiple areas, which overlapped in the nal patient count. Actual patient count is 27. Two patients had two procedures each in two areas, accounting for four extra procedures. Actual procedure count is 60.
regimens have therefore required cost-effectiveness evaluations to justify minor survival benets (3 8). It is also uncertain which patients benet enough from systemic treatments to then be considered for local treatments of limited metastatic, or oligometastatic, RCC. Metastasectomy, or the resection of oligometastatic RCC, is a surgical option primarily for pulmonary involvement, providing 5-year survival rates as high as 50% (9,10). Pulmonary metastasectomy has been considered cost-effective for soft-tissue sarcoma when considering only costs and no quality-of-life adjustments (11). However, a recent report on 1,463 patients with newly diagnosed RCC noted that only 21% underwent pulmonary metastasectomy, despite 62% presenting with mRCC at initial diagnosis (12). Therefore, a large unmet need exists for expanding the survival benets of metastasectomy to the broadest possible group of patients with mRCC. Reductions in morbidity and treatment cost, while still improving survival rates, are important for the adoption of minimally invasive treatments (13). Computed tomography (CT)-guided percutaneous cryoablation has been shown to be a well tolerated and effective treatment for primary RCC (14,15); however, studies have yet to explore its effectiveness in treating mRCC. The visible treatment zone of cryoablation, lower pain, and minimal morbidity allowed us to apply our established cryoablation techniques (1518) to many anatomic sites for local control of limited mRCC. The purpose of this study was to assess the potential role of multisite cryoablation (MCA) of oligometastatic RCC by evaluating complications, local recurrences, survival, and projected procedure costs in relation to systemic treatments. Estimates of MCA cost-effectiveness were compared versus best supportive care (BSC) and emerging chemoimmunotherapy
regimens (3 8) to place an economic perspective on our outcomes for this select group of patients.
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staged cryoablation procedures according to projected feasibility and/or safety. MCA was also used to treat additional foci developing over time in subsequent procedures. All cases were reviewed and performed by a single radiologist with 20 years of interventional and cross-sectional imaging experience (P.J.L.). Ablation was conducted within the context of providing thorough ablation for patients with oligometastatic RCC and a chance at providing active disease treatment comparable to surgical metastasectomy. Patient charts were evaluated by a genitourinary oncologist (U.V.) with more than 10 years of experience. Patients were grouped into favorable (0 points), intermediate (12 points) and poor (35 points) risk categories by assigning points based on predetermined risk parameters (10). The ve parameters for ascertaining this risk score were (i) a time from nephrectomy to recurrence of less than 12 months, (ii) serum hemoglobin level less than the agespecic lower limit of normal ( 13 g/dL in men and 11.5 g/dL in women), (iii) serum calcium level more than 10 mg/dL after correction for serum albumin, (iv) Karnofsky performance status less than 80%, and (v) serum lactate dehydrogenase level greater than 300 U/L. Patients who received BSC or any chemoimmunotherapy regimen before or after MCA were also noted (eg, interferon [IFN] monotherapy, bevacizumab with IFN, sorafenib, or sunitinib).
Complications
All treatment-related complications were categorized in accordance with the standardized Common Terminology Criteria for Adverse Events, version 3.0, of the National Cancer Institute, similar to published cryoablation series (1518). Complications were not linked to cost estimates.
Recurrences
The ideal goal of cryoablation is to achieve complete ablation of a tumor focus with minimal damage to surrounding soft tissues. Local recurrences were noted as nodular enhancing rim of the ablation zone and/or contiguous mass effect.
Survival
Median OS for patients undergoing MCA was determined by using the KaplanMeier estimator in the Lifetest procedure in SAS software (version 9.2; SAS Institute, Cary, North Carolina). OS was measured from the time of the rst procedure until death or until the most recent follow-up for vital status determination. Because of modest sample sizes (or numbers of events), OS statistics (eg, median, 1-y rate) were estimated more conservatively by using linear interpolation between successive event times on the Kaplan Meier curve (19). All point estimates of OS statistics were accompanied by a 95% CI.
Cryoablation Procedure
The primary technique goal for all cryoablation procedures was to achieve sufcient probe distribution (eg, approximately one cryoprobe for each centimeter of tumor diameter) to reach cytotoxic temperatures less than 20C covering all tumor margins in an outpatient setting. Probe type (ie, 1.7-mm or 2.4-mm outer diameter) and number were recorded for each ablation site. Cryoablation planning techniques/procedural details and associated hydrodissection protection measures for renal, pulmonary, soft tissue, and breast tumors have been previously described (1518).
Cost
A total cost of $12,833 per cryoablation procedure represents a high-end estimate from average professional fees ($2,500), disposable equipment fees ($5,333 for four cryoprobes), and hospital fees ($5,000). Mean cost of more frequent follow-up imaging examinations of $42,000 encompassed six follow-up CT imaging sessions at $7,000 each (eg, at 1, 3, 6, 12, 18, and 24 mo and yearly thereafter). Each CT session reected our institutions 2010 Medicare technical component guidelines of $2,171, $2,396, and $1,390 for chest, abdomen, and pelvic CT, respectively, and professional fees of approximately $350 per scan. No signicant cost difference was assumed for MR imaging based on our 2010 Medicare guideline of $2,171 for each MR examination per anatomic site. A mean number of procedures was calculated and used to determine the cost per patient. The overlapping schedule in follow-up imaging after a second ablation did not justify counting follow-up imaging charges more than once.
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Figure 1. Images from a 19-year-old woman with tubulocystic RCC in whom a systemic course of immunotherapy had failed. She presented (from left to right) with initial metastases (arrows) involving the paraaortic region of the nephrectomy bed and right lower lateral rib, and then developing in the left symphysis pubis and segment 4B of the liver. Top row shows preoperative, early enhanced CT images at the dominant cross-sectional appearance of each metastasis as a result of the hypervascular nature of her tumor foci. Bottom row depicts corresponding positron emission tomography images showing high metabolic activity (white arrows).
Figure 2. Nonenhanced axial CT images matching the locations noted in Figure 1, showing cryoprobe in place (top row) and then removed (bottom row) to better dene low-density ice (arrows) encompassing the prior tumor regions. All procedures were performed on an outpatient basis, with the patient discharged approximately 4 hours later.
number of 3.6 per patient for a mean tumor diameter of 3.3 cm. Figures 13 show four different treatment sites in a 19-year-old patient with mRCC. Grouping of our patients according to established risk criteria (10) yielded 0% categorized as having favorable risk, 67% categorized as having intermediate risk (18 of 27), and 33% categorized as having poor risk (nine of 27). Of the study patients, 22% (n 6) and 67% (n 18) received chemoimmunotherapy before or after MCA, respectively, with a total of 70% of patients
(n 19) receiving a systemic regimen at some point. Table 2 shows the details of chemoimmunotherapy before and after MCA.
Complications
A total of 17 complications (28%) were grade 1/2 in severity and resolved on their own without any signicant consequences (Table 3). Examples of such mild to moderate complications include hematuria and pleural effusions not
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Figure 3. Early enhanced axial CT images from comparable anatomic levels for the mRCC foci in Figures 1 and 2 (arrows, respectively) approximately 12 months after MCA at each site. Note the near-complete resorption and only thin remaining scar at each site, suggesting thorough treatment response and healing.
Table 2. Patients Receiving Systemic Regimens before or after MCA Timing Before MCA After MCA Total IFN Monotherapy 0 1 (4) 1 (4) Bevacizumab/IFN 0 1 (4) 1 (4) Sorafenib 3 (11) 5 (19) 8 (30) Sunitinib 2 (7) 5 (19) 7 (26) Other 4 (15) 11 (41) 15 (56) Total 6 (22)* 18 (67)* 19 (70)
Note.Values in parentheses are percentages. IFN interferon, MCA multisite cryoablation. * Multiple patients received more than one systemic regimen, which results in overlapping data. The actual numbers of patients receiving chemoimmunotherapy before or after MCA were six and 18, respectively. Some patients received chemoimmunotherapy before and after MCA, resulting in overlapping data. Actual number of patients receiving systemic regimens at some point was 19.
Table 3. Rates of Complications per Procedure Grade Location Soft tissue Nephrectomy bed Adrenal gland Paraaortic Supercial Intraperitoneal Bone Subtotal Liver Lung Total No. of Procedures 11 8 6 9 3 13 50 1 13 64* 1/2 4 2 2 1 2 11 6 17 (28.3) 3 1 1 1 (1.7) 4 0 5 0 Grade > 3 Complications 1 (1.7)
Note.Values in parentheses are percentages. * Two patients had two procedures each in two areas, accounting for four extra procedures. The actual procedure count is 60; therefore, percentages are calculated divided by 60.
requiring signicant (if any) treatment. One procedure (1.7%) on a metastasis in the L5 vertebral body resulted in a grade 3 foot drop when the ablation zone abutted the S1 nerve root, resulting in decreased motor strength requiring an ankle brace.
Recurrences
The median follow-up time for all patients was 16 months from the date of their last available CT or MR imaging study. Overall, ablation of 72 tumor sites resulted in one procedural recurrence (1%) and one satellite recurrence (1%; Table 4).
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Table 4. Total Procedural and Satellite Recurrences by Anatomic Location of Tumor No. of Tumors 11 9 7 12 5 13 57 1 14 72 Total Local Recurrences 1 1 1 2 (3)
Location Soft Tissue Nephrectomy bed Adrenal gland Paraaortic Supercial Intraperitoneal Bone Subtotal Liver Lung Total
Figure 5. KaplanMeier OS estimate for patients who received chemotherapeutic targeted therapy regimens before and after MCA (dashed line) versus patients who received only BSC throughout treatment (solid line). The median OS was 54.6 months for patients who were administered systemic therapy before/after MCA, and the median OS was 30.9 months for patients who received only BSC.
Figure 4. KaplanMeier OS estimate in the 27 study-eligible patients. The top and bottom lines represent the 95% CI of each successive estimate of the survival rate. The median OS was 32.3 months (95% CI, 14.0 80.8 mo). The 2-year OS rate was 57% (95% CI, 37%76%). The 3-year OS rate was 45% (95% CI, 24% 66%). The 5-year OS rate was 27% (95% CI, 4%50%).
estimated upper-bound cost per patient of $70,233 (ie, $12,833 * 2.2 $42,000). Table 5 demonstrates our modied costeffectiveness evaluations for MCA based on comparisons with established values from the British National Health Service for ve mRCC therapies: BSC, IFN monotherapy, bevacizumab with IFN, sorafenib, and sunitinib (3 8). Therefore, MCA was considered in its adjunctive role, whereby the adjunctive cost-effectiveness ratio (ACER) for MCA was still cost-effective when costs were added to the established chemoimmunotherapy regimens, with the average being $41,567 per LYG.
DISCUSSION
This study suggests feasibility, safety, and potential costeffectiveness of MCA as an adjunct to the palliative care of patients with oligometastatic RCC. We rst summarize our ndings and then cover their individual implications. Local tumor recurrence and procedure morbidity for this study were minimal and did not appear dependent on tumor location. Our projected 5-year survival rate of 27% in patients treated with MCA approaches the encouraging rates noted for pulmonary metastasectomy of mRCC (9 11). Overall, 30% of our patients with oligometastatic RCC did not receive any chemotherapy before or after MCA and appeared to benet from an additional 1.39 years versus BSC (3). Our estimates of MCA cost-effectiveness suggest the worthiness of more detailed cost considerations (13,20 22) for ablation in an adjunctive role. A unique aspect of cryoablation is its exibility for pulmonary and soft-tissue locations, which are common in mRCC (12). Although resection may be favored in patients with multiple pulmonary metastases, 92% of patients with
Survival
Figure 4 displays estimated OS. Of the 27 patients, 16 have died as of the time of manuscript submission. The median OS, or total life-years gained (LYGs), for patients undergoing MCA was 32.3 months, or 2.69 years. The 5-year OS rate was estimated to be 27%. Figure 5 displays the estimated OS for patients who received only BSC throughout their treatment (median survival, 30.9 mo) versus patients who received systemic therapy (median survival, 54.6 mo).
Cost
In all cases, upper-bound cost estimates produced total cost of each cryoablation procedure and frequent imaging follow-up of $54,833 ($12,833 per procedure plus $42,000 total for imaging follow-up). Multiple metastatic lesions were treated in an average of 2.2 procedures per patient, making the
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Table 5. Cost-effectiveness Estimates for Five Established Therapies for Widespread mRCC (3) in Conjunction with High-End Estimates of Cost for MCA Outcome LYGs QALYs QALY/LYG (%) Total cost ($) Cost per LYG ($) ACER for adjunctive MCA Cost per LYG ($) BSC 1.30 0.91 0.70 5,927 4,559 28,312 IFN Monotherapy 1.63 1.19 0.73 14,091 8,645 31,347 Bevacizumab with IFN 1.96 1.45 0.74 89,968 45,902 59,554 Sorafenib 1.60 1.15 0.72 46,421 29,013 43,366 Sunitinib 2.16 1.62 0.75 66,170 30,634 50,707 MCA* 2.69 NA 70,233 26,108 44,657
ACER adjunctive cost-effectiveness ratio, BSC best supportive care, IFN interferon, LYG life-year gained, MCA multisite cryoablation, mRCC metastatic renal cell carcinoma, QALY quality-adjusted life-year. * Assumes 2.2 cryoablation procedures per patient and more image intensive follow-up. Conversion factor of 1.67 from pounds to dollars was used to allow easier comparison, and conforms to the difference between established denitions of cost efcacy of $100,000 (29). ACER for the adjunctive role for MCA when paired with systemic regimens assumes costs are additive and divided by a total LYG of 2.69 for MCA. Average cost per LYG.
mRCC present with only one or two metastases, of which 45% 64% reside within the lung (12). Therefore, nearly half of mRCC locations are scattered in soft-tissue locations, such as lymph nodes, the nephrectomy bed, adrenal glands, pancreas, liver, and brain. Radiofrequency (RF) ablation has also been described for mRCC metastases of the adrenal gland, paraaortic nodes, and multiple pulmonary masses (2327). Yet, cryoablation has benets of low procedural pain (14) and excellent visualization of the lowdensity ice margins for thorough control and treatment planning (14 18). Cryoablation has also been noted to have excellent resorption of nonbrous areas, suggestive of good healing of the necrotic tissue (15,17), whereas no signicant resorption was noted at 1-year follow-up for RF ablation of adrenal mRCC metastases (22). The improved survival seen for our MCA group may have also been achievable with the use of RF or microwave ablation for the pulmonary ablations of oligometastatic RCC, similar to local surgical benets. The largest reported single-center (25) and multicenter (26) experiences with lung RF ablation have showed encouraging survival for primary lung cancer and colorectal metastases; however, limitations continue to persist as a result of high impedance of the lung, which alters the electrical resistance of the tissue, making the ablation zone difcult to predict. Of the two series that reported pulmonary RF ablation for mRCC (27,28), local recurrences ranged from 9% to 36% and median survival estimates were between 21 and 60 months. Similar to the present study, these studies emphasize the heterogeneity of patients with oligometastatic RCC and their exposure to chemoimmunotherapy and/or metastasectomy. We therefore sought to place our survival rates in better context with outcomes from any established systemic series (3 8). Relative improvements in OS are routinely measured in LYGs but should also assess relative morbidities. Our LYG estimates for MCA may therefore be better considered as an adjunct to systemic treatments, or ACER, for appropriate
cost-effectiveness considerations. Also, in patients who were not in a favorable risk category, our median OS of 2.69 years was achieved in 67% of patients considered to be at intermediate risk and 33% of those considered to be at poor risk, most of whom would not have been surgical candidates (10). As a predominantly outpatient procedure with low procedural discomfort (14) and only minimal or transient reduction in functional status, MCA will also likely display favorable conversion of LYGs to future quality-adjusted life-year assessments. We explored inated cost estimates for MCA to gain insight whether the palliative use of MCA had reasonable potential for future more detailed cost-effectiveness or already exacerbated terminal health care costs. Our cost estimates also contain billing charges, rather than estimates of direct and/or indirect costs (11). These cost overestimates served as a potential economic counterbalance to any survival benet noted for MCA, especially because ablation may be perceived as only adding costs to a palliative care setting. Incremental cost effectiveness ratios have been used to evaluate treatment costs of mRCC in relation to mean LYGs (11); however, incremental assessments could not be accurately calculated because some of our patients received systemic regimens before or after MCA. As incremental cost effectiveness ratios below $100,000 per LYG were considered cost-effective (29), we used this parameter to assess the costeffectiveness of MCA in an adjunctive role by adding the cost of MCA to each therapy under comparison, then dividing this total cost by the overall LYGs for MCA observed in the study. We termed this approach the ACER to more accurately estimate scenarios encountered by our patients receiving palliative MCA. Our cost-effectiveness estimates were done to place the adjunctive role of MCA to consider the impact of its added cost for palliation (29). We acknowledge that thorough costeffectiveness estimates should include utility estimates (eg, quality-adjusted life-years) as well as sensitivity analyses for probability and cost assumptions within the framework of a Markov or Monte Carlo decision model (20 22). Such in-
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depth analyses are beyond the scope of this study, which focused on the feasibility, safety, and OS assessments of MCA for palliation in relation to potential cost implications. Numerous weaknesses in this feasibility and efcacybased study relate to the relatively small patient population. More importantly, our patients were selected for oligometastatic RCC, the treatment of which may yield more favorable survival outcomes than seen in traditional stage IV disease. An important caveat to the observed results must take into consideration the inherent selection bias in studies comparing oligometastatic disease versus widespread stage IV disease. However, with the medical literature lacking studies that specically address the rate of oligometastatic disease within drug trials, appropriate comparisons could not be feasibly conceived. Conversely, none of our patients were eligible for surgery based on established surgical selection criteria (10), and most had undergone systemic treatments that had failed. Indeed, some degree of systemic response may be a good indicator of long-term oligometastatic RCC status, and facilitates local ablation outcomes or OS, even though 30% of our patients received only MCA. Our observed OS was therefore considered adjunctive to systemic regimens when used to calculate LYGs and estimated cost-effectiveness. Future comprehensive social cost-effectiveness analysis would require enumeration of additional costs on the patients end (eg, travel, foregone wages, costs incurred by family members). Inclusion of these costs would increase the total cost estimates, yet would likely not compensate for our already upper-bound cost estimates. In summary, percutaneous cryoablation of oligometastatic RCC was performed with minimal morbidity, complications, and/or local recurrence rates and may be associated with greater OS than systemic treatments alone. Our cost assessments also reveal data suggesting that cryoablation can achieve favorable results in an adjunctive role while remaining cost-effective.
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