Ethics in Engineering

ECE 400 Spring 2004 Dr. Laura Morris Edwards

Slide content based on Dr. Greens previous ECE 400 lectures.

Introduction
General Definition of Ethics
The study of the characteristics of morals The study of the moral choices made by each person in his/her relationships with other people

Engineering Ethics
The rules and standards which govern the conduct of engineers in their role as professionals Engineering ethics are similar to general ethics, but apply to the specific issues which affect engineering professionals Because of its importance to all engineers, ABET (Accreditation Board for Engineering and Technology) now mandates that ethics be included in the engineering curriculum

Ethics Foundation
Ethics Morals

Truthfulness Character A higher power Integrity

Caring for others Manners Behavior Up-bringing Being honest with yourself

The golden rule Charity Love Duty

Sympathy Honesty Sense of duty Mode of conduct

Ethical Issues Faced by Engineers

Public Safety Bribery and Fraud Environmental Protection Fairness Honesty in Research and Testing Conflicts of Interest

Why Study Engineering Ethics?

Increased awareness of importance due to publicity surrounding high profile engineering failures Engineering decisions can impact public health, safety, business practices and politics Engineers should be aware of moral implications as they make decisions in the workplace.

Why Study Engineering Ethics?

Study of ethics helps engineers develop a moral autonomy:
Ability to think critically and independently about moral issues Ability to apply this moral thinking to situations that arise in the course of professional engineering practice

Ethical problems in engineering are often complex and involve conflicting ethical principles. Engineers must be able to intelligently resolve these conflicts and reach a defensible decision

Personal versus Business/Professional Ethics

Personal Ethics: Deals with how we treat others in our day-to-day lives Business/Professional Ethics:
Involves choices regarding relationships between organizations and other organizations, government, and groups of individuals The complexity of these relationships often pose dilemmas not encountered in personal ethics

Ethics versus the Law

Both engineering and business are governed by laws Legal acts are not necessarily ethical Acts which are ethical are not necessarily legal

Nature of Ethical Problems

Ethical problems are often open-ended there is often no unique correct solution There will typically be a range of possible solutions to an ethical problem Deriving a good solution requires analytical skills that draw from a large body of knowledge

Differences Between Engineering and other Professions

Most engineers work for large corporations and are not self-employed Engineers are neither as well compensated for their work nor as highly regarded as physicians or lawyers Engineering societies are not as powerful as those established for physicians (AMA) or lawyers (ABA)

Differences Between Engineering and other Professions

The formal training period is less extensive for engineers than for other professionals Many individuals employed as engineers have not been licensed. Physicians and lawyers must be licensed by the state before they may practice their profession

Engineering Codes of Ethics

Express the rights, duties and obligations of members of the profession Do not express new ethical principles, but coherently restate existing standards of responsible engineering practice Create an environment within the profession where ethical behavior is the norm Not legally binding an engineer cannot be arrested for violating an ethical code, but may be expelled from or censured by the engineering society

Objections to Existing Engineering Codes of Ethics

Relatively few engineers are members of engineering societies. Nonmembers dont necessarily follow the ethical codes Many engineers either dont know that the codes exist, or have not read them The engineering codes often have internal conflicts, but do not provide means for their resolution The codes can seem coercive at times

Professionalism and Codes of Ethics

Engineering Codes of Ethics have evolved over time
Originally concerned with:
Issues pertaining to the conduct of business Employee/employer relations

Now: emphasize commitments to safety, public health, and environmental protection

Which Ethical Codes Apply?

Depending on your discipline and organizational affiliations, you may be bound by more than one ethical code:
Disciple related (ASME, IEEE, etc) National Society of Professional Engineers (NSPE) Employee codes (corporation, university, etc) Union codes

Familiarity with the codes that apply to you, as well as a basic knowledge of ethical theory, can help to resolve conflicts among the different codes, and can help an engineer to make coherent ethical choices

Understanding Ethical Problems

Four Common Ethical Theories Utilitarianism Duty Ethics Rights Ethics Virtue Ethics

Utilitarianism
Attempts to achieve a balance between good and bad consequences of an action Tries to maximize the well-being of society and emphasizes what will provide the most benefits to the largest group of people Fundamental to many types of engineering analysis, including risk-benefit analysis and cost-benefit analysis Drawbacks:

Sometimes what is best for the community as a whole is bad for individuals Impossible to know in advance which decision will lead to the most good

Duty Ethics
Contends that certain acts should be performed because they are inherently ethical (e.g. honesty, fairness) This theory concludes that individuals who recognize their ethical duties will choose ethically correct moral actions Drawback this method does not always lead to a solution which maximizes the public good

Rights Ethics
Everyone has inherent moral rights Any act that violates an individuals moral rights is ethically unacceptable Drawbacks:
How do we prioritize the rights of different individuals? Rights ethics often promote the rights of individuals at the expense of large groups/society

Virtue Ethics
Focuses on the type of person we should strive to be Actions which reflect good character traits are inherently right Actions which reflect bad character traits are inherently wrong Virtue ethics are tied more to individual behavior than to an organization

Issues Pertaining to Ethical Problem Solving

Factual Issues
What the facts really are is often a point of contention - are the facts truly known? Pertain to the meaning of actions

Conceptual Issues

Is a gift intended to influence a decision? Should certain information be regarded as proprietary?

Moral Issues

Once factual and conceptual issues have been resolved, the moral issue in dispute often becomes apparent

Conflicts and their Resolution

Conflicts are situations which present a choice between two or more moral values, each of which has its own merits Three possible solution scenarios:
Choose the ethical value which is stronger (health and safety of public versus duty toward employer) Find a creative middle ground usually involving a compromise agreed upon by all parties When all else fails, make the best choice possible based on available information

Gifts and Bribes

When does a gift become a bribe?
Bribery: Something offered or given to someone in a position of trust in order to induce him/her to act dishonestly

Where is the line which separates appropriate and inappropriate gifts?

Look for answers in written company policy and ethical codes

Which of the following situations are acceptable?

Accepting a gift from a sales representative:
Five dollar coffee mug $350 crystal bowl engraved with company logo Same bowl without engraving

Attending a lunch meeting with a sales representative:

Each of you pays for your own meal:
At a fast food restaurant At an expensive bistro

Sales representative pays for your meal:

At a fast food restaurant At an expensive bistro

Risk, Safety, and Accidents

The most important duty of an engineer is to protect the safety and well-being of the public

Definitions
Safety Freedom from damage, injury, or risk Risk The possibility of suffering harm or loss. Similar to danger

The definitions of safety and risk are linked

We engage in risky behavior when we do something that is unsafe Something is unsafe if it involves substantial risk

Safety and free of risk: Subjective

Voluntary versus involuntary risk Short-term versus long-term consequences Expected probability Reversible effects Delayed versus immediate effects

Four criteria to help ensure that engineers produce safe designs

Comply with applicable laws Meet the standard of accepted engineering practice Explore potentially safer alternative designs Attempt to foresee potential misuses of the product by the consumer, and design to minimize the risks associated with such misuse

Designing for Safety

Define the problem, including the needs, requirements and constraints Generate several different solutions to the problem Analyze each solution to determine the pros and cons of each Test the solution Select the best solution Implement the chosen solution

Risk-Benefit Analysis
Risks and benefits of a project are assigned dollar amounts Most favorable ratio between risks and benefits is sought This is often a difficult task:
Difficult to assign appropriate dollar amounts Technique can be misused (dishonest and subject assignment of costs)

Procedural Accidents
Most common Often caused by bad choice, or failure to follow regulations or established procedures Can be reduced through increased training, more supervision, new laws or regulations, or closer scrutiny by regulators

Engineered Accidents
Caused by flaws in the design of a product or system Engineering failures Engineered accidents

Systemic Accidents
Harder to understand and control Characteristic of complex technologies and systems A series of minor mistakes or insignificant factors, can, if they occur under certain conditions, have catastrophic consequences Can be reduced by paying scrupulous attention to detail

Confidentiality and Proprietary Information

Engineers are required to keep confidential certain information belonging to their employer or client Such information, if released, might allow other companies or organizations to gain an unfair competitive advantage Borderline area: how long does confidentiality extend once an employee moves to a new company?

Conflict of Interest
Actual Conflict of Interest Potential Conflict of Interest Appearance of Conflict of Interest Avoid conflicts of interest by consulting company policies and seeking second opinions

Ethics and Computers

Computers make it easier to perpetrate crimes such as theft from an employer or financial institution Privacy is more difficult to maintain because of the number of personal records stored on and transferred among computers Computer hacking Computer viruses

Professional Rights
Right to privacy Right to participate in activities of ones own choosing outside of work Right to reasonably object to companys policies without fear of retribution Right to due process Rights accorded to engineering professionals include the right of professional conscience: engineers may choose not to participate in activities which he/she considers to be unethical

Whistleblowing
Definition: The act by an employee which informs the public or higher management of unethical or illegal behavior by an employer or supervisor Types of whistleblowing:
Internal External Anonymous

Whistleblowing
When should whistle blowing be attempted?
Need Proximity Capability Last resort

Whistleblowing
When is an engineer morally obligated to blow the whistle?
You may blow the whistle if all of the previous conditions have been met You must blow the whistle when you feel that there is great imminent danger of harm if the activity continues unchecked and if all of the previous conditions have been met

Ethics in Research and Experimentation

Avoid preconceived notions about what the results of the research will be Be open to changing the hypothesis when such action is indicated by the experimental evidence Ensure that an objective frame of mind is maintained throughout the research process Conclusions should be confirmed by as many colleagues as possible, and should not be prematurely announced to the public The ultimate goal of research is not publicity and fame, but rather the discovery of new knowledge

Reporting of research results

An accurate assessment and interpretation of the experimental data must be given Massaging data to improve results is not acceptable Proper credit should be given to all who contributed to a particular project

Summary
Ethical Issues Personal versus Professional Ethics Engineering Ethical Concerns Ethical Theory Risk, Safety and Accidents Conflicts of Interest Ethics in Research

Contemporary Issues
9/11 Mars exploration Alternative energy and the consequences Stadium implosion Failed bridge implosion Security issues Biomedical applications Class examples

Schedule
April 14 full attendance, please!
Paperwork, report order draw, discuss IRIS presentations, more contemporary issues

April 26 and 28 Final presentation, demo (TBD), rough draft online April 27 IRIS meeting and demo Monday, May 3 Final report online by noon

Thank you
Questions? Comments? Snide remarks?