2$& 2$& / / C 3! C-& !%$ & .$% + 3! 4'$ .$% + + + C 0) C!) 1$' 2$& 2$& / C 3! !%1 $$ .$% + 3! 4'$ .$% + + + C 0) C!) 1$'
2$& 2$& / / C 3! C-& !%$ & .$% + 3! 4'$ .$% + + + C 0) C!) 1$' 2$& 2$& / C 3! !%1 $$ .$% + 3! 4'$ .$% + + + C 0) C!) 1$'
1
brokerage
processed 1722992 26/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Dynamic Plan-
Cum G G
Seema
Kodesia
RAJESH
KUMAR
2 rejected 1723013 26/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Dynamic Plan-
Cum G G
Seema
Kodesia
RAJESH
KUMAR
3
brokerage
processed 1723026 26/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Discovery
Fund Gr G G
Seema
Kodesia
RAJESH
KUMAR
1 rejected 1714105 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
Dynamic Plan-
Cum
ICICI
Prudential
MIP-Cum G G
SEEMA
KODESIA DeIault
2 rejected 1714112 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Dynamic Plan-
Cum G G
SEEMA
KODESIA DeIault
3 query given 1714116 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Discovery
Fund Gr G G
SEEMA
KODESIA DeIault
4 rejected 1714122 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Discovery
Fund Gr G G
SEEMA
KODESIA DeIault
5
brokerage
processed 1714126 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
InIrastructure
Fund - Gr
ICICI
Prudential
MIP-Cum G G
SEEMA
KODESIA DeIault
6
brokerage
processed 1714132 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
Top 200 Fund -
Gr
ICICI
Prudential
MIP-Cum G G
SEEMA
KODESIA DeIault
7
brokerage
processed 1718919 24/05/11
63098-
RAJESH
KUMAR
Sundaram
Monthly
Income Plan -
Conservative -
Gr
Sundaram
Select MidCap
- Gr G G
SEEMA
KODESIA DeIault
8
equity to
equity 1718940 24/05/11
63098-
RAJESH
KUMAR
UTI Services
Industries
Fund - Gr
UTI Master
Value Fund -
Gr G G
SEEMA
KODESIA DeIault
9
equity to
equity 1718960 24/05/11
63098-
RAJESH
KUMAR
UTI
InIrastructure
Fund - Gr
UTI Master
Value Fund -
Gr G G
SEEMA
KODESIA DeIault
10 rejected 1718984 24/05/11
63098-
RAJESH
KUMAR
UTI MIS
Advantage
Growth
UTI
Dividend
Yield Fund. -
Gr G G
SEEMA
KODESIA DeIault
11
equity to
equity 1727330 30/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
Indo Asia
Equity Fund -
Gr
ICICI
Prudential
Dynamic Plan-
Cum G G
MAHESH
CHANDRA
KESARWANI
DeIault
12
equity to
equity 1727339 30/05/11
63098-
RAJESH
KUMAR
Tata Indo-
Global
InIrastructure
Fund - Gr
Tata Equity
P/E Fund Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
13
equity to
equity 1727348 30/05/11
63098-
RAJESH
KUMAR
UTI India
LiIestyle Fund
- Gr
UTI
Dividend
Yield Fund. -
Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
14 rejected 1727351 30/05/11
63098-
RAJESH
KUMAR
UTI Energy
Fund - Gr
UTI Master
Value Fund -
Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
15 rejected 1727362 30/05/11
63098-
RAJESH
KUMAR
UTI Energy
Fund - Gr
UTI
Dividend
Yield Fund. -
Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
From
Option
To
Option Account Group Sr No. TAR No. Post Date
Broker Code
&
From Scheme
Name
To Scheme
Name
From
Option
To
Option Account Group Sr No. TAR No. Post Date
Broker Code
&
From Scheme
Name
To Scheme
Name
Page 1
Sheet1
16 rejected 1727367 30/05/11
63098-
RAJESH
KUMAR
UTI
InIrastructure
Fund - Gr
UTI
Dividend
Yield Fund. -
Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
Page 2
Sheet1
Remarks
Remark 1 Remark 2
All
(Unit) 2705227/18
ALLAHABA
D
Transaction
Processed
All
(Unit) 2705309/63
ALLAHABA
D
Transaction
Processed
PROCESSED
REJECTION
All
(Unit) 2704758/67
ALLAHABA
D
Transaction
Processed
Remarks
Remark 1 Remark 2
All
(Unit) 2705309/63
ALLAHABA
D Rejection N/A N/A
Request
rejected due to
nil balance in
Iolio
All
(Unit) 2705227/18
ALLAHABA
D
Transaction
Processed
PROCESSED
REJECTION
All
(Unit) 2705309/63
ALLAHABA
D
Transaction
Processed
All
(Unit) 2704758/67
ALLAHABA
D
Transaction
Processed
PROCESSED
REJECTION
All
(Unit) 2704758/67
ALLAHABA
D
Transaction
Processed
All
(Unit) 2705227/18
ALLAHABA
D
Transaction
Processed
All
(Unit) 1236520/11
ALLAHABA
D
Transaction
Processed
All
(Unit)
13322204193
ALLAHABA
D
Transaction
Processed
All
(Unit)
13322204193
ALLAHABA
D
Transaction
Processed
All
(Unit)
13322204193
ALLAHABA
D Rejection N/A N/A
wrong
scheme
mentioned
All
(Unit) 2989282/95
ALLAHABA
D
Transaction
Processed
All
(Unit) 1959804/49
ALLAHABA
D
Transaction
Processed
All
(Unit) 502532267
ALLAHABA
D
Transaction
Processed
All
(Unit) 3051559511
ALLAHABA
D Rejection N/A N/A
wrong
scheme
mentioned
All
(Unit)
53315347263
ALLAHABA
D Rejection N/A N/A
Zero
balance.Hence
unable to
process.
Folio No. PSC/AM
Transaction
Status
Transaction
Sub Status
Amount /
Units
Application
No
Folio No. PSC/AM
Transaction
Status
Transaction
Sub Status
Amount /
Units
Application
No
Page 3
Sheet1
All
(Unit)
53321145483
1
ALLAHABA
D Rejection N/A N/A
Zero
balance.Hence
unable to
process.
Page 4