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2$& 2$& / / C 3! C-& !%$ & .$% + 3! 4'$ .$% + + + C 0) C!) 1$' 2$& 2$& / C 3! !%1 $$ .$% + 3! 4'$ .$% + + + C 0) C!) 1$'

The document appears to be a transaction log recording 16 transactions by broker Rajesh Kumar between May 20th and May 30th. It includes details like transaction types (processed, rejected, equity to equity), dates, schemes involved, and unit amounts. For each transaction it provides a status along with any relevant remarks like "processed" or reasons for rejections like "nil balance" or "wrong scheme mentioned".

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Brajesh Yadav
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© Attribution Non-Commercial (BY-NC)
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0% found this document useful (0 votes)
32 views4 pages

2$& 2$& / / C 3! C-& !%$ & .$% + 3! 4'$ .$% + + + C 0) C!) 1$' 2$& 2$& / C 3! !%1 $$ .$% + 3! 4'$ .$% + + + C 0) C!) 1$'

The document appears to be a transaction log recording 16 transactions by broker Rajesh Kumar between May 20th and May 30th. It includes details like transaction types (processed, rejected, equity to equity), dates, schemes involved, and unit amounts. For each transaction it provides a status along with any relevant remarks like "processed" or reasons for rejections like "nil balance" or "wrong scheme mentioned".

Uploaded by

Brajesh Yadav
Copyright
© Attribution Non-Commercial (BY-NC)
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as XLS, PDF, TXT or read online on Scribd
You are on page 1/ 4

Sheet1

1
brokerage
processed 1722992 26/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Dynamic Plan-
Cum G G
Seema
Kodesia
RAJESH
KUMAR
2 rejected 1723013 26/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Dynamic Plan-
Cum G G
Seema
Kodesia
RAJESH
KUMAR
3
brokerage
processed 1723026 26/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Discovery
Fund Gr G G
Seema
Kodesia
RAJESH
KUMAR
1 rejected 1714105 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
Dynamic Plan-
Cum
ICICI
Prudential
MIP-Cum G G
SEEMA
KODESIA DeIault
2 rejected 1714112 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Dynamic Plan-
Cum G G
SEEMA
KODESIA DeIault
3 query given 1714116 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Discovery
Fund Gr G G
SEEMA
KODESIA DeIault
4 rejected 1714122 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
MIP-Cum
ICICI
Prudential
Discovery
Fund Gr G G
SEEMA
KODESIA DeIault
5
brokerage
processed 1714126 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
InIrastructure
Fund - Gr
ICICI
Prudential
MIP-Cum G G
SEEMA
KODESIA DeIault
6
brokerage
processed 1714132 20/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
Top 200 Fund -
Gr
ICICI
Prudential
MIP-Cum G G
SEEMA
KODESIA DeIault
7
brokerage
processed 1718919 24/05/11
63098-
RAJESH
KUMAR
Sundaram
Monthly
Income Plan -
Conservative -
Gr
Sundaram
Select MidCap
- Gr G G
SEEMA
KODESIA DeIault
8
equity to
equity 1718940 24/05/11
63098-
RAJESH
KUMAR
UTI Services
Industries
Fund - Gr
UTI Master
Value Fund -
Gr G G
SEEMA
KODESIA DeIault
9
equity to
equity 1718960 24/05/11
63098-
RAJESH
KUMAR
UTI
InIrastructure
Fund - Gr
UTI Master
Value Fund -
Gr G G
SEEMA
KODESIA DeIault
10 rejected 1718984 24/05/11
63098-
RAJESH
KUMAR
UTI MIS
Advantage
Growth
UTI
Dividend
Yield Fund. -
Gr G G
SEEMA
KODESIA DeIault
11
equity to
equity 1727330 30/05/11
63098-
RAJESH
KUMAR
ICICI
Prudential
Indo Asia
Equity Fund -
Gr
ICICI
Prudential
Dynamic Plan-
Cum G G
MAHESH
CHANDRA
KESARWANI
DeIault
12
equity to
equity 1727339 30/05/11
63098-
RAJESH
KUMAR
Tata Indo-
Global
InIrastructure
Fund - Gr
Tata Equity
P/E Fund Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
13
equity to
equity 1727348 30/05/11
63098-
RAJESH
KUMAR
UTI India
LiIestyle Fund
- Gr
UTI
Dividend
Yield Fund. -
Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
14 rejected 1727351 30/05/11
63098-
RAJESH
KUMAR
UTI Energy
Fund - Gr
UTI Master
Value Fund -
Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
15 rejected 1727362 30/05/11
63098-
RAJESH
KUMAR
UTI Energy
Fund - Gr
UTI
Dividend
Yield Fund. -
Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
From
Option
To
Option Account Group Sr No. TAR No. Post Date
Broker Code
&
From Scheme
Name
To Scheme
Name
From
Option
To
Option Account Group Sr No. TAR No. Post Date
Broker Code
&
From Scheme
Name
To Scheme
Name
Page 1
Sheet1
16 rejected 1727367 30/05/11
63098-
RAJESH
KUMAR
UTI
InIrastructure
Fund - Gr
UTI
Dividend
Yield Fund. -
Gr G G
MAHESH
CHANDRA
KESARWANI
DeIault
Page 2
Sheet1
Remarks
Remark 1 Remark 2
All
(Unit) 2705227/18
ALLAHABA
D
Transaction
Processed
All
(Unit) 2705309/63
ALLAHABA
D
Transaction
Processed
PROCESSED
REJECTION
All
(Unit) 2704758/67
ALLAHABA
D
Transaction
Processed
Remarks
Remark 1 Remark 2
All
(Unit) 2705309/63
ALLAHABA
D Rejection N/A N/A
Request
rejected due to
nil balance in
Iolio
All
(Unit) 2705227/18
ALLAHABA
D
Transaction
Processed
PROCESSED
REJECTION
All
(Unit) 2705309/63
ALLAHABA
D
Transaction
Processed
All
(Unit) 2704758/67
ALLAHABA
D
Transaction
Processed
PROCESSED
REJECTION
All
(Unit) 2704758/67
ALLAHABA
D
Transaction
Processed
All
(Unit) 2705227/18
ALLAHABA
D
Transaction
Processed
All
(Unit) 1236520/11
ALLAHABA
D
Transaction
Processed
All
(Unit)
13322204193

ALLAHABA
D
Transaction
Processed
All
(Unit)
13322204193

ALLAHABA
D
Transaction
Processed
All
(Unit)
13322204193

ALLAHABA
D Rejection N/A N/A
wrong
scheme
mentioned
All
(Unit) 2989282/95
ALLAHABA
D
Transaction
Processed
All
(Unit) 1959804/49
ALLAHABA
D
Transaction
Processed
All
(Unit) 502532267
ALLAHABA
D
Transaction
Processed
All
(Unit) 3051559511
ALLAHABA
D Rejection N/A N/A
wrong
scheme
mentioned
All
(Unit)
53315347263

ALLAHABA
D Rejection N/A N/A
Zero
balance.Hence
unable to
process.
Folio No. PSC/AM
Transaction
Status
Transaction
Sub Status
Amount /
Units
Application
No
Folio No. PSC/AM
Transaction
Status
Transaction
Sub Status
Amount /
Units
Application
No
Page 3
Sheet1
All
(Unit)
53321145483
1
ALLAHABA
D Rejection N/A N/A
Zero
balance.Hence
unable to
process.
Page 4

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