Eddie Davies Library

Guide to citing references

(Harvard system)

John Hynes
May 2008

Eddie Davies Library is part of the John Rylands University Library

1. INTRODUCTION………………………………………………………….. 3

2. CITING REFERENCES WITHIN THE TEXT…………………………… 3

2.1 Single author…………………………………………………………………………... 3 - 4

2.2 Two authors………………………………………………………………………………... 4
2.3 Multiple authors…………………………………………………………………………… 4
2.4 Authors of different titles………………………………………………………………... 5
2.5 Several works by single author (different years)…………………………………… 5
2.6 Several works by single author (different years)…………………………………… 5
2.7 Author of a chapter within an edited text…………………………………………….. 6
2.8 Corporate authors………………………………………………………………………… 6
2.9 No author…………………………………………………………………………………… 6
2.10 No date………………………………………………………………………………….. 6 - 7
2.11 Citing secondary sources……………………………………………………………….. 7
2.12 How to quote portions of a published text…………………………………………… 7

3. CREATING THE LIST OF REFERENCES & BIBLIOGRAPHY………….. 8

3.1 Introduction……………………………………………………………………………….. 8

3.2 Books (single author)……………………………………………………………………. 8

3.2.1 Books (2,3 or 4 authors)…………………………………………………………………. 9
3.2.2 Books (more than 4 authors)…………………………………………………………… 9
3.2.3 Books which are edited………………………………………………………………… 10
3.2.4 Chapter(s) from an edited book………………………………………………………. 10
3.2.5 Multiple works by single author within the same year…………………………… 11
3.2.6 Electronic Books………………………………………………………………………… 11

3.3 Journal articles (print & electronic)… ………………………….............................. 12

3.4 Newspaper articles (print & electronic)…………………………………………….. 13
3.5 Annual reports (print & electronic)…………………………………………………... 14
3.6 Information from a website & online publications…………………………... 14 - 15
3.7 Conference proceedings / papers……………………………………………………. 15
3.8 Dissertations..……………………………………………………………………………. 15
3.9 Acts of Parliament…..…………………………………………………………………... 16
3.10 Statutory Instruments..…………………………………………………………………. 16
3.11 Command papers..……………………………………………………………………… 16
3.12 British Standards………………………………………………………………………... 17
3.13 Law report………………………………………………………………………………… 17

LIST OF REFERENCES………………………………………………………... 17

BIBLIOGRAPHY………………………………………………………………… 17

2
1. Introduction
Throughout the course of your studies, you will be expected to support the
arguments made in your assignments, through references to other published
works. These references can come from many different sources such as
academic journals, textbooks, newspaper articles, websites etc.

“Citation” is the technical term given to the practice of referring to the work of
other authors. It allows you to give due credit to the ideas of others, whilst
also providing evidence of the breadth and depth of your own background
reading. It also allows those who read your work, to easily identify and locate
the references you have provided.

This guide provides you with examples of how to correctly cite references
within the text of your assignments. It also provides guidance on how to
compile an accurate list of references / bibliography.

The guide uses the Harvard system of referencing system throughout. The
Harvard system does allow for some variations in style (e.g. In your list of
references, the title of a book can be italicized or underlined), but you must
remain consistent throughout your document.

The following guidelines are based upon the conventions provided by the
University of Manchester’s Faculty of Humanities (2008). You should however
check with your supervisor that this method of citation is accepted within your
department.

2. Citing references within the text of your work

The way in which you refer to a source within the text of your work will depend
upon a number of factors. These include the nature of the sentence/
paragraph being written and the nature / number of authors of the source.

2.1: Single author

Direct citation:
If the author’s name forms a natural part of your sentence, then the surname
should be followed by the year of publication (within parentheses).

• Boatright (2006) argues that there are six questions that should be
considered, before making a decision on whether to blow the whistle in
a case.

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Single author continued; In-direct citation:

If you do not mention the author’s name within your text, then you should
place the author’s name and year of publication, in parentheses, at the end of
the sentence.

• There are six distinctive conditions, which need to be satisfied, in order

for a whistle-blowing case to be justified (Boatright 2006).

2.2: Two authors

Direct citation:
Both authors should be noted within your text.

• Hirst and Thompson (1999) identify enormous variations between

countries in terms of the importance of foreign holdings.

Indirect citation:
Place at the end of the sentence, in parentheses.

• The importance of foreign holdings varies significantly from country to

country (Hirst and Thompson 1999).

2.3: Multiple authors

Direct citation:
When there are more than two authors for a work, you should give only the
first author’s name, followed by the Latin term ‘et al’ (and all) in italics, and the
year of publication in parentheses.

• Kotler et al (2005) argue that business markets are very similar to

consumer markets.

Indirect citation:
Your citation should be placed within parentheses at the end of the sentence.

• There are a number of similarities between the business and consumer

market sectors (Kotler et al 2005).

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2.4: Authors of different titles

Direct citation:
Cite both names, and follow name with the year of publication in parentheses.

• Hollensen (2004) and Palmer (2008) are in agreement about the

importance of service led marketing.

Indirect citation:
Cite both names at the end of the sentence, with author’s name, followed by
date of publication, and separated by a semi-colon in parentheses.

• Service led marketing should form an important part of an

organisation’s overall marketing strategy (Hollensen 2004; Palmer
2008).

2.5: Several works by a single author (in different years)

If more than one publication by a particular author illustrates your point, and
these are published in different years, you should cite the references in
chronological order.

Direct citation:

• Handy (1999, 2001) argues that…

Indirect citation:
Place at end of sentence within parentheses

• (Handy 1999, 2001)

2.6: Several works by a single author (in the same year)

When the same author has published more than one cited document within
the same year, lower case letters should be used to differentiate each
document.

• Mintzberg (1973a) took a new approach to the concept of leadership…

Mintzberg (1973b) speculated further on the manager’s leadership
role…

If you wish to refer to the works on a single occasion, or if the same point is
made by both publications, then refer to both within parentheses by using
lower case letters.

• Mintzberg (1973a, b) summarised eight current schools of thought on

the different roles of the manager.

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2.7: Author of a chapter within an edited text

If the author’s work appears as a chapter within part of a larger work that is
edited by somebody else (quite common with academic textbooks), use the
author of the chapter for the citation within your text. You will however, need
to provide the full bibliographic details in your list of references (See section 3
for further details).

• Lane (1996) argues that there are distinctive national patterns in the
organisation of firms and inter-firm relations.

2.8: Corporate authors

If the work is by a recognised organisation, and has no personal author, then

use the organisation’s name for the citation.

• It has been suggested that the proposed grocery market reforms might
have a detrimental effect on competition within the industry (British
Retail Consortium, 2008).

N.B. It is acceptable to use standard abbreviations for associations,

companies, institutions, within your text, providing that the full name is given
at the first citation with the abbreviation in parentheses.

• Citation 1: (Manchester Business School [MBS], 2008).

• Citation 2: (MBS, 2008).

2.9: No author

If you cannot identify the author of a document (quite common with online
sources) then you can use “Anon” to identify the author. You should also
provide the title of the document (in italics), and the date of publication.

• Marketing strategy (Anon 2001)

2.10: No date

The abbreviation “n.d.” should be used if you cannot identify a date of

publication.

Direct citation:

• Cosgrove (n.d.) states that total sales measures are often used to
assess overall trends within the retail sector.

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No date continued, Indirect citation:

• Total sales measure is used to assess market level trends in retail

sales (Cosgrove n.d.)

2.11: Citing secondary sources

If you have read about a particular author’s work, but have been unable to
consult the actual work (the primary source) directly, then you need to
acknowledge this.

Direct citation:

• Sabel (1993 cited in Kristensen 1996) argues that Japan has been
successful in creating a hierarchy of careers amongst subcontractors.

Indirect citation:

• It can be argued that the organizing abilities of the manufacturing

concern in Japan, have succeeded in creating a hierarchy of careers
among their subcontractors (Sabel 1993 cited in Kristensen 1996).

2.12: How to quote portions of a published text

If you want to include a direct statement from a published work, then the
sentence(s) must be included within quotation marks. It is also good practice
to include the page number, so that the quotation can be easily located if
necessary.

• Hirst and Thompson (1999, p.1) feel that “domestic strategies of

national economic management are increasingly irrelevant”.

If the quotation runs to several lines, then you should indent it. This clearly
identifies the quotation as somebody else’s work.

• Kotler et al (2005, p.11) provide a clear definition of the product

concept:

”The product concept holds that consumers will favour products that
offer the most quality, performance and innovation features, and that
an organisation should thus devote energy to making continuous
product improvements”.

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3. Creating the list of references and bibliography

3.1: Introduction

The list of references enables readers to easily trace the sources cited within
your work. It is a list of the documents from which direct quotations, or
examples have been taken.

N.B. A bibliography (where you give credit to sources that were used for
background reading, but were not quoted within the body of the text), is NOT
required according to the University of Manchester’s (2008) guidelines.

Your list of references (and bibliography if you choose to provide one) should
be arranged alphabetically by author and then, where necessary, by year of
publication.

Different types of publication require different amounts of information. The

Harvard system lays down standards for the amount of information required
for each document type. These are detailed in the section below:

3.2: Books (single author)

• Author: Surname with capital letter, followed by comma.

• Initials: In capitals with full-stop after each.
• Year: Publication year (not printing or impression) in parentheses,
followed by full stop.
• Title: Full title in italics. Only the first word and proper nouns should be
capitalized. Follow with a full stop (unless there is a subtitle).
• Sub-title: Follows a colon at the end of the full title. Only proper nouns
should be capitalized. Followed by a full stop.
• Edition: Only include if it is not a first edition. Use the number followed
by “ed.”
• Place of publication: Give town or city, and country if there is possible
confusion with the UK. Follow with a colon
• Publisher: Publisher name followed by full stop.

Examples

• Boatright, J. (2006). Ethics and the conduct of business. 5th ed. New
Jersey: Pearson Prentice Hall.

• Cameron, S. (2008). The business student’s handbook: learning skills

for study and employment. 4th ed. Harlow: Pearson Education Limited.

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3.2.1: Books (2, 3 or 4 authors)

For books with two, three or four authors of equal status the names should all
be included in the order they appear in the document. Use an ampersand (&)
to link the last two authors.

Required elements:

• Authors, Initial(s). (Year of publication). Title of book. Edition (if not 1st
edition). Place of publication: Publisher.

N.B. If two authors use “and” to link the authors, if more than two use
commas, followed by “and” to link the final two authors.

Examples:

• Hirst, P. and Thompson, G. (1999). Globalization in question. 2nd ed.

Cambridge: Polity Press.

• Kotler, P., Wong, V., Saunders, J. and Armstrong, G. (2005). Principles

of marketing: European edition. 4th ed. Harlow: Pearson Education
Limited.

3.2.2: Books (more than 4 authors)

Use the first author only with surname and initials followed by “et al”.

Required elements:

• Author, Initial(s). et al. (Year of publication). Title of book. Edition (if not
1st edition). Place of publication: Publisher.

Example:

• Georghiou, L. et al. (2008). The handbook of technology foresight.

Cheltenham: Edward Elgar Publishing Limited.

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3.2.3: Books which are edited

For books that are edited, give the editor(s) surname(s) and initial(s), followed
by “ed.” or “eds.”

Required elements:

• Author(s), Initial(s). ed(s). (Year of publication). Title of book. Edition (if

not 1st edition). Place of publication: Publisher.

Example:

• Whitley, R. and Kristensen, P.H. eds. (1996). The changing European

firm: limits to convergence. London: Routledge.

3.2.4: Chapter(s) from an edited book

Required elements

• Chapter author(s) surname(s), Initial(s). (Year). Title of chapter (followed

by “In:”) Book editor(s) initials and surnames (followed by “ed.” or “eds.”)
Title of book. Place of publication: Publisher. Chapter number (or first and
last page numbers).

Examples:

• Mayer, M. and Whittington, R. (1996). The survival of the European

holding company: institutional choice and contingency. In: R. Whitley
and P. H. Kristensen, eds. The changing European firm: limits to
convergence. London: Routledge. Ch.4.

• Lane, C. (1996). The social constitution of supplier relations in Britain

and Germany: an institutionalist analysis. In: R. Whitley and P.H.
Kristensen, eds. The changing European firm. London: Routledge.
271-304.

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3.2.5: Multiple works by a single author within the same year

When there are several works by one author published in the same year they
should be differentiated by adding a lower case letter after the date.

Example:

• Paxson, D. (2001a). Real football options in Manchester. In: Howell, S.

et al., Real options: evaluating corporate investment opportunities in a
dynamic world. London: Pearson Education Limited. 95-112.

• Paxson, D. (2001b). Real options in managing a football club. In:

Howell, S. et al., Real options: an introduction for executives. London:
Pearson Education. 67-71.

3.2.6: Electronic books

Required elements:

• Author, Initial(s). (Year of publication) Title of book. [type of medium].

Place of publication: Publisher.
Available from: URL [accessed date].

Example:

• Cook, S., Macaulay, S. and Coldicott, H. (2004). Change management

excellence: using the four intelligences for successful organizational
change. [e-book]. London: Kogan Page.
Available from: http://www.netlibrary.com/ [accessed 6 May 2008].

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3.3: Journal articles

Required elements:

• Author(s), Initials(s). (Year). Title of article. Full title of journal, Volume

number (Issue / Part number), Page numbers.

Example:

• Snowden, D.J. and Boone, M.E. (2007). A leader’s framework for

decision making. Harvard Business Review 85(11), 68-76.

For electronic versions of a journal article, you may wish to provide details of
how you accessed the article. This is especially important if the article is only
available online:

N.B. If you accessed the article through a bibliographic database, than you
can provide the database details in place of the URL.

Required elements:

• Author(s), Initials(s). (Year). Title of article. Full title of journal, [type of

medium] Volume number (Issue / Part number), Page numbers (if
provided).
Available from: URL. [accessed date].

Examples:

• Hamblin, Y. (2005). Library and information management employability

skills: LIMES. Sconul Focus [online] 35 (Summer / Autumn 2005).
Available from: http://www.sconul.ac.uk/publications/newsletter/35/4.rtf
[accessed 6 May 2008].

• Snowden, D.J. and Boone, M.E. (2007). A leader’s framework for

decision making. Harvard Business Review [online] 85 (11), 68-76.
Available from: Business Source Premier via EBSCO Host. [accessed
18 December 2007].

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3.4: Newspaper articles

Required elements:

• Author, Initials. (Year). Title of article. Full title of newspaper, Day &
month, page numbers.

Example:

• Wallace, S. (2008). Barry to reject record pay deal and join Benitez.
The Independent, 6 May. 55.

For an online version of a newspaper article, you should provide the details of
how you accessed the article. If you have accessed the article through a
database then provide these details in place of the URL.

Required elements (electronic versions):

• Author, Initials. (Year). Title of article. Full title of newspaper, [type of

medium]
Available from: URL(or database details) [accessed date].

Examples:

• Wallace, S. (2008). Barry to reject record pay deal and join Benitez.
The Independent, [online]
Available from: http://www.independent.co.uk/sport/football/premier-
league/barry-to-reject-record-pay-deal-and-join-benitez-821643.html
[accessed: 6 May 2008].

• Wallace, S. (2008). Barry to reject record pay deal and join Benitez.
The Independent, [online]
Available from: Dow Jones Factiva [accessed: 6 May 2008].

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3.5: Annual reports

Required elements:

• Corporate author. (Year of publication). Full title of annual report, Place

of publication: Publisher.

Example:

• General Motors. (2005). 2004 Annual report, Detroit: General Motors.

Required elements (electronic version):

Corporate author. (Year of publication). Full title of annual report, [type of

medium].
Available from: URL [accessed date].

Example:

• General Motors. (2005). 2004 Annual report, [online]

Available from:
http://www.gm.com/corporate/investor_information/docs/fin_data/gm04
ar/index.html [accessed: 6 May 2008].

3.6 Information from a website

Required elements:

• Author(s) or corporate author. (Year). Title of document. [type of

medium].
Available from: URL [accessed date]

Example

• BBC News. (2007). King denies criticising Treasury [online].

Available from:http://news.bbc.co.uk/1/hi/business/7149384.stm
[Accessed 19 December 2007].

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Information from a website continued; required elements for online
publications:

• Author or corporate author. (Year). Title of document. [type of medium].

Available from: URL [accessed date]

Example:

• Department of the Environment. (2006). Business plan 2007 – 08.

[online]
Available from: http://www.doeni.gov.uk/doe_business_plan_07-08.pdf
[accessed 9 May 2008].

3.7: Conference proceedings / papers

Required elements:

• Author’s name(s) and initials. (Year). Title of paper. Full title of

conference. Location. Date

Example

• Sandberg, E.A. (2003). The face of embeddedness. Proceedings of the

19th IMP conference. University of Lugano, Switzerland. 4th – 6th
September 2003.

3.8: Dissertations

Required elements

• Author’s name and initials. (Year). Title. Level. Educational

establishment.

Example

• Naude, P. (1992). Modelling organisational buying behaviour

incorporating judgemental methods. Ph. D. Manchester Business
School.

15
3.9: Acts of Parliament

Required elements:

• Short title with key words capitalized, (chapter number). Place of

publication: Publisher

Example:

• Further Education and Training Act 2007, (ch.25). London: HMSO

N.B. For Acts prior to 1963, you also need to include the regal year and
parliamentary session i.e.

• Charities Act 1960, (8&9 Eliz. 2, c.58). London: HMSO

3.10: Statutory Instruments

Required elements:

• Short title with key words capitalized.(Year). Abbreviation “SI” followed

by year of publication and SI number. Place of publication: Publisher

Example:

• The Television Broadcasting Regulations. (2000). SI 2000/54, London:

HMSO

3.11 Command papers

Required elements:

• Authorship. (Year). Title, (Command number) Place of publication:

Publisher

Example:

• Secretary of State for Education and Skills. (2006). Further Education:

raising skills, improving life chances, (Cmnd. 6768) London: HMSO

16
3.12 British Standards

Required elements

• Corporate author. (Year of publication). Identifying letters and numbers

plus full title of BS, Place of publication: Publisher

Example:

• British Standards Institution. (2006). BS 2869:2006 Fuel oils for

agricultural, domestic and industrial engines and boilers. Specification.
Milton Keynes: BSI

3.13 Law reports

Required elements

• Name of parties involved in the case. (Year of reporting). Law reporting

series, Volume and number, reference.

Example:

• R. v Spence (Anthony). (2007) EWCA Crim 987, 2007 WL 1292606.

List of references

The University of Manchester: Faculty of Humanities. (2008). How to

reference [online]
Available from:
http://www.humanities.manchester.ac.uk/studyskills/assignments/reference/
[accessed 16 May 2008]

Bibliography

Anglia Ruskin University., 2007. Harvard system of referencing guide [online]

Available at:
http://libweb.anglia.ac.uk/referencing/files/Harvard_referencing.pdf [accessed
9 May 2008]

17