Gene Trammel v. Simmons First Bank of Searcy, 345 F.3d 611, 1st Cir. (2003)

345 F.
3d 611
Gene Trammel, Appellant

v.
Simmons First Bank of Searcy, Appellee.
No. 02-3560.
United States Court of Appeals, Eighth Circuit.

Submitted: April 14, 2003.
Filed: September 23, 2003.
John Ogles, Jacksonville, AR, for appellant.

Spencer F. Robinson, Pine Bluff, AR, for appellee.
Before MORRIS SHEPPARD ARNOLD, BEAM, and MELLOY, Circuit
Judges.
MORRIS SHEPPARD ARNOLD, Circuit Judge.
Gene Trammel appeals an order of the district court 1 granting summary
judgment to Simmons First Bank of Searcy (Simmons) in his action
alleging discrimination under the Age Discrimination in Employment Act
(ADEA), see 29 U.S.C. 621-634. He also contends that the district
court should have granted his motion to recuse. We affirm.
I.
We first address Mr. Trammel's recusal motion. At the deposition of the
bank president, Brooks Davis, Mr. Trammel's attorney learned that Mr.
Davis and one of the district judge's law clerks, who had begun work two
days earlier, were friends and attended the same weekly Bible study class.
Mr. Trammel then moved to recuse the judge based on the "appearance of
impropriety."
We review a denial of a motion to recuse for an abuse of discretion. See
Moran v. Clarke, 296 F.3d 638, 648 (8th Cir.2002) (en banc). Under 28
U.S.C. 455(a), the district judge was required to "disqualify [herself] in
any proceeding in which [her] impartiality might reasonably be
questioned." Mr. Trammel acknowledged, however, that the judge never
had a professional or personal relationship with Mr. Davis, and the court
assured the parties that the law clerk had not had and would not have "any
involvement whatsoever" with the court's handling of the case. We
therefore do not believe that the district court abused its discretion in
ruling that recusal was not required because (as the court found) a
"reasonable person with the full knowledge of all relevant facts would not
conclude that [the court's] impartiality might be impaired," see Veneklase
v. City of Fargo, 236 F.3d 899, 902 (8th Cir.2000) (Bye, J.).
II.
1
We review the district court's grant of summary judgment de novo. Mitchell v.

Iowa Prot. & Advocacy Servs., Inc., 325 F.3d 1011, 1013 (8th Cir.2003). We
will uphold the judgment if the evidence, "viewed in the light most favorable to
the nonmoving party, demonstrates no genuine issue of material fact exists and
the moving party is entitled to judgment as a matter of law." Philip v. Ford
Motor Co., 328 F.3d 1020, 1023 (8th Cir.2003).
Mr. Trammel worked for Simmons and its predecessor bank for about ten years
as a loan officer and a senior vice president. According to Mr. Trammel's brief,
"problems began between" him and Mr. Davis in mid-2001, when Mr.
Trammel "complained about" an account of The Big Ragoo, a restaurant owned
by friends of Mr. Davis. Mr. Trammel testified at his deposition that he did not
believe that a "direct loan" from Simmons to The Big Ragoo should have been
"converted" to a loan that was guaranteed by the Small Business
Administration (SBA). Mr. Trammel contacted both the SBA and the Arkansas
State Banking Department (ASBD) raising questions about this loan and other
matters and asking that Simmons be investigated.
Mr. Trammel wrote to the ASBD in February 2002, stating that he was
"follow[ing] up" on a previous report to the agency. (According to another
letter to the ASBD, he had "reported" what he "considered to be improper use
of the SBA [loan] program" to the agency in November 2001.) In the February
letter, he indicated that Simmons was diverting "SBA funds to cover other
accounts" and "refund[ing] thousands of dollars to [] buddies while charging all
small depositors, in some cases their next week pay for NSF [non-sufficientfunds] charges."
In early March, after Mr. Trammel had a meeting with Mr. Davis and the senior
credit officer, Jerry Morgan, about repossession procedures, Mr. Morgan wrote
a memorandum to the human resources director of the bank's holding company.

In this memorandum, Mr. Morgan recited that when the meeting was over Mr.
Trammel called him to say that he had uncovered a conspiracy to divert loan
proceeds and was therefore afraid that an owner of the Big Ragoo account
would harm him or his family, and that he had reported his fears to the Federal
Bureau of Investigation. Mr. Trammel agreed at his deposition that this
conversation had taken place. He further testified that (contrary to Mr.
Morgan's memorandum) he (Mr. Trammel) had not said in the conversation
that Mr. Davis was involved in a scheme to defraud the bank. But he testified
that he had accused Mr. Davis of participating in a scheme to defraud the
federal government (although he did not recall whether he said this to Mr.
Morgan). About two days after Mr. Trammel's conversation with Mr. Morgan,
he was placed on administrative leave with pay.
5
Shortly after Mr. Trammel's leave began, the SBA wrote a letter to the bank's
holding company in which it alluded to receiving reports from a Simmons
employee. The agency stated that Simmons was found to be "Substantially in
Compliance" based on a planned review that had been conducted in December.
The letter also notes that the SBA review "coincided" with phone calls that it
received from a Simmons employee alleging possible "improprieties" in some
of the bank's SBA portfolio, but that the SBA had found that "there were no
improprieties involved."
In his brief, Mr. Trammel cites as evidence of harassment the fact that Mr.
Davis returned a check to him for insufficient funds, accused him of wanting to
be president of the bank, and met with him about his "loan loss summaries"
even though they were satisfactory. Mr. Davis wrote a letter to Mr. Trammel in
December 2001, listing areas of his performance that "must improve," and the
next February Mr. Trammel was evaluated as "need[ing] improvement to meet
performance expectations."
Mr. Davis sent Mr. Trammel a letter in April 2002, notifying him that he was
being discharged because of his "inexplicable behavior at work, which resulted
in [his] administrative leave with pay." According to the letter, "[t]his behavior
in conjunction with the other performance issues we have been addressing
leave us no other choice in the matter." Younger employees took over the loans
that Mr. Trammel had been servicing.
III.
8
Where, as here, the plaintiff does not offer direct evidence of age
discrimination, we have applied the McDonnell-Douglas burden-shifting
framework to the claim. See Mayer v. Nextel West Corp., 318 F.3d 803, 806-07
(8th Cir.2003) (citing McDonnell Douglas Corp. v. Green, 411 U.S. 792, 80204, 93 S.Ct. 1817, 36 L.Ed.2d 668 (1973)). Under this framework, Mr.
Trammel must first establish a prima facie case, which requires, inter alia, that
he show that he suffered an "adverse employment action." See, e.g., Simonson
v. Trinity Reg'l Health Sys., 336 F.3d 706, 710 (8th Cir.2003).
9
For purposes of summary judgment, the bank does not dispute that Mr.
Trammel met his burden of establishing a prima facie case, although it
contends that the only adverse employment action was Mr. Trammel's
discharge, which (Simmons says) was for a legitimate non-discriminatory
reason. Mr. Trammel argues that he suffered an adverse employment action
because he was harassed by Mr. Davis on account of his age, but having
carefully reviewed the facts upon which Mr. Trammel bases this claim, we find
it to be without merit. Nothing in the record links Mr. Trammel's age to
comments or criticism allegedly made by Mr. Davis to Mr. Trammel or to the
return of Mr. Trammel's check. Nor do we believe that the alleged harassment
was "so severe or pervasive as to alter the conditions of [Mr. Trammel's]
employment and create an abusive working environment." See Breeding v.
Arthur J. Gallagher & Co., 164 F.3d 1151, (8th Cir.1999) (internal quotations
omitted); cf. Faragher v. City of Boca Raton, 524 U.S. 775, 786, 118 S.Ct.
2275, 141 L.Ed.2d 662 (1998).
10
With respect to the discharge claim, assuming, as did Simmons, that Mr.
Trammel presented a prima facie case, the bank offered a "legitimate, nondiscriminatory reason" for terminating Mr. Trammel-that he accused the bank
president of fraud. See Girten v. McRentals, Inc., 337 F.3d 979, 981-82 (8th
Cir.2003) (internal quotations omitted). In response, Mr. Trammel failed to
show that the reason given by Simmons was pretextual. See id. at 982. Mr.
Trammel admitted to accusing Mr. Davis of defrauding the federal government,
and relied for what he termed his state "whistle-blower" claim (which the
district court dismissed without prejudice) on an allegation that he was fired at
least in part for accusing Simmons, under Mr. Davis's leadership, of violating
bank laws. We also note that Mr. Trammel did not offer evidence that any
similarly situated employee who was younger than he was treated more
favorably. Although, as part of his prima facie case, Mr. Trammel presented
evidence that significantly younger employees assumed his duties after he was
discharged, this evidence alone is insufficient to allow his claim to survive the
bank's summary judgment motion. See McKay v. United States. Dep't of
Transp., 340 F.3d 695 (8th Cir. 2003).
11
We note that the Supreme Court recently held that under the current language
of Title VII, see 42 U.S.C. 2000e-2(m), a plaintiff may be entitled to a mixedmotive jury instruction without presenting direct evidence of discrimination if
he or she shows that discrimination was a "motivating factor" in the adverse
employment decision. See Desert Palace, Inc. v. Costa, ___ U.S. ___, 123 S.Ct.
2148, 2155, 156 L.Ed.2d 84 (2003). In the past we have required direct
evidence, which is not present here, to support a mixed-motive claim. See
Thomas v. First Nat'l Bank of Wynne, 111 F.3d 64, 65-66 (8th Cir.1997). But
even if we assume, without deciding, that the holding in Costa applies to
ADEA claims, we do not believe that this helps Mr. Trammel because he has
presented insufficient evidence to support a finding that his age was a
"motivating factor" in the decision to discharge him.
IV.
12
Mr. Trammel also claims that the bank retaliated against him in violation of the
ADEA. Mr. Trammel filed a charge with the Equal Employment Opportunity
Commission (EEOC) in November 2001, alleging harassment based on age.
After he was terminated, he filed another EEOC charge, contending that he was
placed on leave and discharged in retaliation for filing the earlier charge. To
establish a prima facie case of retaliation, Mr. Trammel had to show that he
"participated in a protected activity," that the bank "took an adverse
employment action against [him]," and that there was a causal relationship
between the two. See Calder v. TCI Cablevision of Mo., Inc., 298 F.3d 723, 731
(8th Cir.2002).
13
We disagree with Mr. Trammel's contention in his brief that writing letters to
agencies accusing Simmons of improper loan procedures was protected activity
under the ADEA. Mr. Trammel did not write these letters to oppose age
discrimination, which is the conduct that the ADEA protects. See 29 U.S.C.
623.
14
Mr. Trammel did participate in protected activity, however, when he filed his
first EEOC charge on November 27, 2001. To prevail on his retaliation claim,
he must show that because he filed the EEOC charge, Simmons took an adverse
employment action against him, i.e., an action that produced a "material
employment disadvantage," Cross v. Cleaver, 142 F.3d 1059, 1073 (8th
Cir.1998). Mr. Trammel first contends that an adverse employment action
occurred when he received a letter on December 7, 2001, stating that certain
"areas of [his] performance must improve for [him] to continue in [his] current
position." We believe, however, that Mr. Trammel's own testimony precludes
an inference that the letter was written in retaliation for his EEOC charge. In
his deposition, Mr. Trammel agreed that the letter "was a legitimate assessment
of some things that [he] needed to do as an employee" and that there was
nothing "inappropriate about it."
15
Mr. Trammel also maintains that Simmons retaliated against him when it gave
him an evaluation in February 2002 stating that he needed to improve "to meet
performance expectations," when it placed him on administrative leave, and
when it discharged him. We are aware that in some circumstances negative
evaluations, in combination with other conduct, have been found to amount to
adverse employment action. See, e.g., Kim v. Nash Finch Co., 123 F.3d 1046,
1060 (8th Cir.1997). But even if we assume that the February evaluation was
part of an adverse employment action, we note that Mr. Trammel received the
evaluation more than two months after he filed the EEOC charge. Another
month passed before he was placed on leave, and about a month later he was
fired. In none of these instances does Mr. Trammel offer any evidence to show
a causal connection between the EEOC charge and the action taken by
Simmons, and we conclude that the time interval of more than two months is
too long to support an inference of causation. See Kipp v. Missouri Hwy. &
Transp. Comm., 280 F.3d 893, 897 (8th Cir.2002); Nelson v. J.C. Penney Co.,
75 F.3d 343, 346-47 (8th Cir.1996).
16
We also note that Mr. Trammel himself has argued that Simmons took these
"adverse employment actions" because of his accusations of improper loan
procedures by the bank. For all of the reasons stated, we do not believe that Mr.
Trammel offered sufficient evidence to support his retaliation claims.
V.
17
Accordingly, we affirm the decision of the district court.
Notes:
1
The Honorable Susan Webber Wright, Chief Judge, United States District
Court for the Eastern District of Arkansas

Gene Trammel v. Simmons First Bank of Searcy, 345 F.3d 611, 1st Cir. (2003)

Uploaded by

Copyright:

Available Formats

Gene Trammel v. Simmons First Bank of Searcy, 345 F.3d 611, 1st Cir. (2003)

Uploaded by

Document Information

Original Description:

Copyright

Available Formats

Share this document

Share or Embed Document

Sharing Options

Did you find this document useful?

Is this content inappropriate?

Copyright:

Available Formats

Gene Trammel v. Simmons First Bank of Searcy, 345 F.3d 611, 1st Cir. (2003)

Uploaded by

Copyright:

Available Formats

345 F.

Gene Trammel, Appellant

United States Court of Appeals, Eighth Circuit.

John Ogles, Jacksonville, AR, for appellant.

We review the district court's grant of summary judgment de novo. Mitchell v.

a memorandum to the human resources director of the bank's holding company.

Accordingly, we affirm the decision of the district court.

You might also like