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Merchant Banking Syllabus

The document outlines the syllabus for a Merchant Banking and Financial Services course. The course is divided into 5 units that will be covered over 45 hours. Unit 1 introduces merchant banking in India and its regulatory framework. Unit 2 covers the role of merchant bankers in managing equity issues. Unit 3 discusses other fee-based services like mergers and portfolio management. Unit 4 focuses on lease-based financial services. Finally, Unit 5 examines other fund-based services such as consumer credit, real estate financing, and venture capital.

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2K views4 pages

Merchant Banking Syllabus

The document outlines the syllabus for a Merchant Banking and Financial Services course. The course is divided into 5 units that will be covered over 45 hours. Unit 1 introduces merchant banking in India and its regulatory framework. Unit 2 covers the role of merchant bankers in managing equity issues. Unit 3 discusses other fee-based services like mergers and portfolio management. Unit 4 focuses on lease-based financial services. Finally, Unit 5 examines other fund-based services such as consumer credit, real estate financing, and venture capital.

Uploaded by

jeganrajraj
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
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Download as DOCX, PDF, TXT or read online on Scribd
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Subject Title

Merchant
Banking
Financial Services

Subject Code
Type

And

Semester

III

15P3MBAF05

Specialization

Finance

Elective

L:T:P:C

3:1:0:3

Objectives
1. To provide an opportunity to gain insights into merchant banking and
financial services

Number
of
Sessions

Uni
t

Syllabus Contents

Merchant Banking
Introduction An Over view of Indian Financial System Merchant Banking
in India Recent Developments and Challenges ahead Institutional
9
Structure Functions of Merchant Bank - Legal and Regulatory Framework
Relevant Provisions of Companies Act- SERA- SEBI guidelines- FEMA,
etc. - Relation with Stock Exchanges and OTCEI.

II

Issue Management
Role of Merchant Banker in Appraisal of Projects, Designing Capital
Structure and Instruments Issue Pricing Book Building Preparation of
Prospectus Selection of Bankers, Advertising 52 Consultants, etc. - Role of
9
Registrars Bankers to the Issue, Underwriters, and Brokers. Offer for Sale
Green Shoe Option E-IPO, Private Placement Bought out Deals
Placement with FIs, MFs, FIIs, etc. Off - Shore Issues. Issue Marketing
Advertising Strategies NRI Marketing Post Issue Activities.

III

Other Fee Based Services


Mergers and Acquisitions Portfolio Management Services Credit 9
Syndication Credit Rating Mutual Funds - Business Valuation.

IV

Fund Based Financial Services


Leasing and Hire Purchasing Basics of Leasing and Hire purchasing 9
Financial Evaluation

Other Fund Based Financial Services


Consumer Credit Credit Cards Real Estate Financing Bills Discounting 9
factoring and Forfaiting Venture Capital
45 Hrs

Total

Content Beyond Syllabus


1. Recent developments in Financial Services
2. Financial Services Regulations in India
3. Indian companies mergers and accusations

Learning Resources
Text Books

Reference
Books

Unit

1. M.Y.Khan, Financial Services, Tata McGraw-Hill, 12th Edition, 2012


2. Nalini Prava Tripathy, Financial Services, PHI Learning, 2011.
1. Machiraju, Indian Financial System, Vikas Publishing House, 2nd Edition,
2010.
2. J.C.Verma, A Manual of Merchant Banking, Bharath Publishing House, New
Delhi,
3. Varshney P.N. & Mittal D.K., Indian Financial System, Sultan Chand & Sons,
New Delhi.
4. Sasidharan, Financial Services and System, Tata Mcgraw Hill, New Delhi,
2nd Edition, 2011.
5. Website of SEBI

Title

Hours

Date

Total

Allocat
ed

1.1

Introduction An Over view of


Indian Financial System

1.2

Merchant Banking in India

1.3

Recent
Developments
Challenges ahead

1.4

Institutional Structure Functions of


Merchant Bank

1.5

Legal and Regulatory Framework

16.

Relevant Provisions of Companies


Act

1.7

SERA- SEBI guidelines- FEMA, etc

1.8

Relation with Stock Exchanges and


OTCEI

2.1

Role
of
Merchant
Banker
in
Appraisal of Projects & Designing
Capital Structure and Instruments

2.2

Issue Pricing Book Building

2.3

Preparation of Prospectus Selection


of Bankers & Advertising 52
Consultants, etc.

2.4

Role of Registrars & Bankers to the


Issue & Underwriters, and Brokers.

2.5

Offer for Sale Green Shoe Option


E-IPO, Private Placement Bought
out Deals Placement with FIs, MFs,
FIIs, etc.

2.6

Off - Shore Issues. Issue Marketing


Advertising Strategies

2.7

NRI Marketing

and

From

To

No.
of
Hours
Taken

2.8

Post Issue Activities.

3.1

Mergers and Acquisitions

3.2

Portfolio Management Services

3.3

Credit Syndication

3.4

Credit Rating

3.5

Mutual Funds

3.6

Business Valuation.

4.1

Leasing and Hire Purchasing

4.2

Basics of Leasing

4.3

Hire purchasing

4.4

Financial Evaluation

5.1

Consumer credit

5.2

Credit cards

5.3

Real estate financing

5.4

Bills discounting

5.5

Factoring and forfaiting

5.6

Venture capital

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