Uap Docs 200-208

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THE UNITED ARCHITECTS OF THE PHILIPPINES

THE DULY ACCREDITED BONA FIDE PROFESSIONAL ORGANIZATION OF ARCHITECTS


FOLK ARTS THEATER, CCP COMPLEX, ROXAS BLVD., PASAY CITY, METRO MANILA
TELEPHONES: 551-4233,551-4329, 551-4350, 832-1120 loc. 09 FAX: 832-7850

ARCHITECTS
NATI O NAL
C O D E

CODE OF ETHICAL CONDUCT


UAP DOC. 200
STANDARDS OF PROFESSIONAL PRACTICE
UAP DOC. 201
202
203
204
205
206
207
208

PRE-DESIGN SERVICES
DESIGN SERVICES
SPECIALIZED AND ALLIED SERVICES
CONSTRUCTION SERVICES
POST-CONSTRUCTION SERVICES
COMPREHENSIVE ARCHITECTURAL SERVICES
DESIGN-BUILD SERVICES
SELECTION OF THE ARCHITECT
AND METHODS OF COMPENSATION

COPYRIGHT 1979
By
The United Architects of the Philippines, Inc.
ALL RIGHTS RESERVED
This Document or parts thereof may not be reproduced in any form without written
permission from the United Architects of the Philippines, Inc. Printed copies are available
for the use of all practicing Architects in the Philippines.

ARCHITECTS
NATIONAL
CODE
DOCUMENTS
SERIES 200

200 - CODE OF ETHICAL CONDUCT


TABLE OF CONTENTS

PAGES

PREFACE

PROFESSIONAL REGULATION COMMISSION


BOARD OF ARCHITECTURE RESOLUTIONS

UAP RESOLUTIONS

FOREWORD AND
THE VIRTUES OF AN ARCHITECT

THE ARCHITECTS CODE OF ETHICS

10

CODE OF ETHICAL CONDUCT

11

THE ARCHITECTS RESPONSIBILITIES IN


RELATION TO THE PEOPLE

12

THE ARCHITECTS RESPONSIBILITIES IN


RELATION TO HIS CLIENT

13

THE ARCHITECTS RESPONSIBILITIES IN


RELATION TO THE CONTRACTOR

14

THE ARCHITECTS RESPONSIBILITIES IN


RELATION TO MANUFACTURERS,
DEALERS AND AGENTS

15

THE ARCHITECTS RESPONSIBILITIES IN


RELATION TO HIS COLLEAGUES AND
SUBORDINATES

STANDARDS OF PROFESSIONAL PRACTICE


201 - PRE-DESIGN SERVICES
ARCHITECTURAL PROGRAMMING
FEASIBILITY STUDY, ETC.
202 - DESIGN SERVICES
REGULAR SERVICES
203 - SPECIALIZED ALLIED SERVICES
INTERIORS, LANDSCAPING,
ACOUSTICS, COMMUNICATIONS,
ELECTRONICS, PLANNING
TABLE OF CONTENTS
PAGES
16

FOREWORD

17

THE VALUE OF THE ARCHITECT

18

THE SPECTRUM OF THE ARCHITECTS SERVICES

20

DOC. 201 - PRE-DESIGN SERVICES

22

DOC. 202 - ARCHITECTS DESIGN SERVICES


(1) - REGULAR SERVICES
(2) - PROJECT CLASSIFICATION
(3) - SCHEDULE OF MINIMUM BASIC FEE
(4) - PAYMENT SCHEDULE
(5) - OWNERS RESPONSIBILITIES
(6) - OTHER CONDITIONS ON SERVICES

35

DOC. 203 - SPECIALIZED ALLIED SERVICES

36

DOC. 203-a INTERIOR DESIGN SERVICES

37

DOC. 203-b ACOUSTIC; COMMUNICATION AND ELECTRONIC


ENGINEERING SERVICES

39

DOC 203-c LANDSCAPE DESIGN SERVICES

40

DOC. 203-d PHYSICAL PLANNING SERVICES

43

DOC. 203-e COMPREHENSIVE PLANNING SERVICES

STANDARDS OF PROFESSIONAL PRACTICE

204 - CONSTRUCTION SERVICES


FULL-TIME SUPERVISION
CONSTRUCTION MANAGEMENT
205 - POST-CONSTRUCTION SERVICES
BUILDING AND GROUNDS ADMINISTRATION
206 - COMPREHENSIVE ARCHITECTURAL SERVICES
PROJECT MANAGEMENT
207 - DESIGN-BUILD SERVICES
208 - SELECTION OF THE ARCHITECT AND
SYSTEMS OF REMUNERATIONS

TABLE OF CONTENTS

PAGES

48

UAP DOC. 204: CONSTRUCTION SERVICES

49

204-a FULL-TIME SUPERVISION

52

204-b CONSTRUCTION MANAGEMENT

63

UAP DOC. 205: POST-CONSTRUCTION SERVICES

64

UAP DOC. 206: COMPREHENSIVE ARCHITECTURAL SERVICES

72

UAP DOC. 207: DESIGN-BUILD SERVICES

74

UAP DOC. 208: SELECTION OF THE ARCHITECT


& METHODS OF COMPENSATION
208-a SELECTION OF THE ARCHITECT

78

208-b METHODS OF COMPENSATION

83

MAY I ALWAYS BUILD


UAP OBJECTIVES

PREFACE

On January 21, 1933, the first document entitled Relation of Charges and
Rules Relative to Professional Fees was promulgated and adopted by the
Philippine Architects Society (PAS), the first architectural association organized in
the Philippines. The second edition of their document was made on February 21,
1941.

After the name of the organization was changed to Philippine Institute of


Architects (PIA), a new Code of Ethics was published on April 7, 1946. This was
amended and a fourth edition was published in 1950.

On November 25, 1960, after re-examining the Code of Ethics, a new set of
documents entitled National Code of Architects Services and Fees in the
Philippines was published.

On October 23, 1965, the Architects National Code was approved by the
three organizations existing at that time, namely, the Philippine Institute of Architects
(PIA), the League of Philippine Architects (LPA), and the Association of Philippine
Government Architects (APGA).

On January 15, 1975, the three architectural organizations were integrated


into one association called the United Architects of the Philippines (UAP).

In the process of consolidating all the documents of the three organizations,


the UAP saw the need to review and update them in order to be more responsive to
the practice of the profession in the Philippines. The first draft of the revised code
was published by the UAP in October 1977.

In the continuing examination of the expanding practice of the architect, the


UAP Committee on Professional Practice which was tasked to prepare the final draft,
decided to divide the Architects National Code into two divisions, namely:
1. Code of Ethical Conduct
- and 2. Standards of Professional Practice

UAP DOC. 200


CODE OF ETHICAL CONDUCT

Due to the several facets of services now being undertaken by the Architect,
the Committee deemed it necessary to classify the services of the Architect and
assign each classification as a section under the Standards of Professional Practice
document. This will contribute to a better understanding by the Client of the scope of
services and responsibilities of the Architect in each area of the Architects
involvement. It will further facilitate easy reference for the Architect. The
classification with the corresponding sections are as follows:

STANDARDS OF PROFESSIONAL PRACTICE

1. Pre-Design Services
2. Design Services
3. Specialized Allied Services
4. Construction Services
5. Post-Construction Services
6. Comprehensive Architectural Services
7. Design-Build Services
8. Selection of Architects and
Methods of Compensation
9. Competition Code

UAP Doc. 201


UAP Doc. 202
UAP Doc. 203
UAP Doc. 204
UAP Doc. 205
UAP Doc. 206
UAP Doc. 207

- UAP Doc. 208


- UAP Doc. 209

The final form of the Architects National Code was approved by the UAP
National Board of Directors on July 21, 1979 and the Professional Regulation
Commission through the Board of Architecture on Sept. 24, 1979 for adoption and
compliance by the practicing Architects in the Philippines

COMMITTEE ON PROFESSIONAL PRACTICE AND ETHICS


Chairman
Vice Chairman
Members

Felipe M. Mendoza, FUAP


Froilan L. Hong, CUAP
Otilio A. Arellano, FUAP
Cesar V. Canchela, FUAP
Antonio S. Dimalanta, FUAP
Cristina Fugoso, FUAP
Geronimo V. Manahan, CUAP
Norberto M. Nuke, FUAP
Rebecca V. Tobia, CUAP

BOARD OF ARCHITECTURE
Resolution No. 9-A
Series of 1979
WHEREAS, under Resolution No. 79-81 dated July 21, 1979, the United Architects
of the Philippines submitted a draft of the proposed Code of Ethical
Conduct and the Standards for Professional Practice of Architecture
with a request that the same be adopted as the National Code for
Architects in the Philippines;
WHEREAS, the Professional Regulation Commission and the Board of Architecture
acknowledge the urgency of adopting a national code for architects for
the proper maintenance of ethical and professional standards in the
practice of architecture and for the protection of life, health and property;
WHEREAS, the Board of Architecture, after a review of the draft, finds the proposed
Code of Ethical Conduct, UAP Document No. 200, and the proposed
Standards of Professional Practice, UAP Documents Nos. 201, 202,
203, 204, 205, 206, 207 and 208, which are hereto attached and made
integral parts of this Resolution, to be responsive to the demands and
requirements of the profession, and when implemented will achieve the
desired high degree of professionalism that will redound to the best
interest of the profession and the public;
NOW THEREFORE, pursuant to Sections 2 and 8 of R.A. No. 545, as amended, the
Board of Architecture hereby adopts the attached UAP Documents Nos.
200, 201, 202, 203, 204, 205, 206, 207 and 208 as the NATIONAL
CODE FOR ARCHITECTS and as part of the Rules and regulations to
which all practicing architects shall conform in the performance of their
duties and obligations, a violation of which shall be a ground for the
suspension or revocation of the certificate of registration of a practicing
architect.
The attached NATIONAL CODE FOR ARCHITECTS consisting of
Documents Nos. 200.1 to 200.5, 201.1 to 201.4, 202.1 to 202.6, 203.1,
203.a to 203.e, 204.a to 204.b, 205.5, 206.1 to 206.8, 207.1 to 207.3,
208.a to 208.b, inclusive, shall take effect after fifteen (15) days
following its publication in the Official Gazette.
DONE IN THE CITY OF MANILA, this 19th day of September in the
year of our Lord Nineteen Hundred and Seventy Nine.
ANASTACIO R. BERNAL
Chairman
Sgd.
NORBERTO M. NUKE
Member

Sgd.
CRESENCIO DE CASTRO
Member

APPROVED AND PROMULGATED AS PART OF THE RULES AND


REGULATIONS GOVERNING THE PRACTICE OF ARCHITECTURE IN
THE PHILIPPINES, this 24th day of September, 1979.
Sgd.
NUMERIANO TANOPO, JR.
Associate Commissioner

Sgd.
ERIC C. NUBLA
Commissioner
Resolution No. 79-18
Series of 1979

The United Architects of the Philippines


WHEREAS,

there were existing standards on professional practice for Architects


since 1985 adopted and in use by the members of the three
architectural organizations, the Association of Philippine Government
Architects (APGA), the League of Philippine Architects (LPA), and the
Philippine Institute of Architects (PIA), before their integration in 1975
into one national organization the United Architects of the Philippines
(UAP);

WHEREAS, in the desire of the members of the UAP to make the practice of
architecture relevant to the demands of our time, our people and our
governments thrust for national development, the UAP Committee on
Professional Practice prepared a new set of documents on Standards of
Professional Practice and Code of Ethical Conduct embodied in the
Architects National Code, and other standard Contract Documents;
WHEREAS, these documents were presented and distributed to the members on
December 1977 and discussed and approved by the members in 1978
and 1979 during the provincial chapter and regional conferences;
WHEREAS, upon the certification of UAP as the only duly accredited bonafide
professional organization for architects in the country, the Board of
Architecture of the Professional Regulation Commission requested the
UAP to prepare documents on Standards of Professional Practice and
Code of Ethical Conduct for Architects to maintain a high standard of
ethical conduct and excellence in the practice of the architectural
profession;
NOW THEREFORE, be it resolved as it is hereby resolved that the Architects
National Code and all Standard Documents related to the professional
practice of the Architect as prepared by the Committee on Professional
Practice and Ethics, and approved by the UAP Board and the general
membership, be submitted to the Professional Regulation Commission
through the Board of Architecture for their approval.
RESOLVED FURTHER, that copies of this Resolution and the Architects National
Code and all Standard Documents be furnished the Professional
Regulation Commission (PRC) through the Board of Architecture as a
response to their request, and enjoining them to adopt and require these
as the standard documents for use and compliance by all Architects in
the Philippines.
Done this 21st day of July, 1979 in Metro-Manila, Philippines.
Sgd.
FELIPE M. MENDOZA, FUAP
National President
Sgd.
CESAR V. CANCHELA, FUAP
National Secretary

FOREWORD

Adherence to the Principles of the Architects National Code is an obligation


of every architect and member of the United Architects of the Philippines. Any
deviation therefrom shall be subject to discipline in proportion to its seriousness. The
National Board of Directors of the United Architects of the Philippines and the Board
of Architecture, Professional Regulation Commission, shall have the sole power of
interpreting the provisions of this Code.

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UAP DOC. 200
CODE OF ETHICAL CONDUCT

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I shall work with this general objective - that my duty is not only to myself, but also to my
Country and God.

I shall uphold the ideals and follow the norms of conduct of a noble profession and endlessly
endeavor to further its just ends.

I shall humbly seek success not through the measure of solicited personal publicity, but by
industrious application to my work, strive to merit a reputation for quality of service and for fair
dealing.

I shall ask from all, fair remuneration for my services while expecting and asking no profits
from any other source.

I shall hold the interest of my Client over and above any self-interest for financial returns.

I shall exercise my professional prerogatives always with impartiality and disinterestedness.

I shall avoid any private business investments or venture which may tend to influence my
professional judgment to the detriment of the trust placed upon me.

I shall inspire by my behaviour the loyalty of my associates and subordinates and take upon
me the mentorship of the aspirants to the profession.
I shall confine my criticisms and praises within constructive and inspirational limits and never
resort to these means to further malicious motives.

I shall dedicate myself to the pursuit of creative endeavor towards the goal of enlightened Art
and Science, generously sharing with colleagues, friends and strangers alike the benefits of
my experience and experiments.

UAP DOC. 200


CODE OF ETHICAL CONDUCT

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UAP DOC. 200


CODE OF ETHICAL CONDUCT

THE ARCHITECTS RESPONSIBILITIES IN RELATION TO


THE PEOPLE

1

STATEMENT: The Architect is engaged in a profession which carries


with it civic responsibilities towards the public, whether such
responsibilities are the natural outcome of good citizenship or of his
professional pursuit or whether they partake of informative and
educational matters or of his normal, good public relations.

1-a The Architect shall seek opportunities to be of constructive service
in civic and urban affairs and to the best of his ability advance the
safety, health and well-being of the people and the community as
well as the promotion, restoration or preservation of the general
amenities and other examples of historic and architectural heritage
of the nation.

1-b

The Architect shall promote the interest of his professional


organization and do his full part of the work to enhance the
objectives and services of the organization. He should share in the
interchange of technical information and experience with the other
design professions and the building industry.

1-c

The Architect as a good citizen shall abide and observe the laws and
regulations of the government and comply with the standards of
ethical conduct and practice of the profession in the Philippines.
He shall at no time act in a manner detrimental to the best interest
of the profession.

1-d

The Architect shall not use paid advertisement nor use selflaudatory, exaggerated or misleading, publicity. However, the
presentation of factual materials, verbal or visual, of the aims,
standards and progress of the profession through literature or by
industrious application of his work and services which tend to
dignify the professional or advance public knowledge of the
Architects function in society may be presented through any public
communication media.

1-e

The Architect shall not solicit nor permit to solicit in his name,
advertisements or other support towards the cost of any publication
presenting his work. He should refrain from taking part in paid
advertisement endorsing any materials of construction or building
equipment.

1-f

The Architect shall not mislead the public through advertisements,


signs or printed matter citing his professional specializations unless
such qualifications are well known facts or sanctioned by
professional consensus and years of experience.


UAP DOC. 200
CODE OF ETHICAL CONDUCT

THE ARCHITECTS RESPONSIBILITIES IN RELATION TO


HIS CLIENT

2

STATEMENT: The Architects relation to his Client is dependent upon


good faith. To insure the continued existence of such state of good
relationship, the Architects position carries with it certain moral
obligations to his Client and to himself.

2-a The Architect may introduce to a prospective Client the
professional services he is able to perform provided it is limited to
presentation of examples of his professional experience and does
not entail the offering of free preliminary sketches or other services
without the benefit of an agreement with the Client for legitimate
compensation.

2-b

The Architect shall acquaint or ascertain from the Client at the very
inception of their business relationship, the exact nature and scope
of his services and the corresponding professional charges.

2-c

The Architect shall advise a Client against proceeding with any


project whose practicability may be questionable due to financial,
legal or arresting or exigent conditions, even if such advice may
mean the loss of a prospective commission to the Architect.

2-d

The Architect shall explain the conditional character of estimates


other than estimates submitted in the form of actual proposals by
contractors and in no case shall he guarantee any estimates or cost
of the work in order to secure a commission.

2-e

The Architect shall consider the needs and stipulation of his Client
and the effects of his work upon the life and well-being of the
public and the community as a whole, and to endeavor to meet the
aesthetic and functional requirements of the project commensurate
with the Clients appropriation.

2-f

The Architect shall charge his Client for services rendered, a


professional fee commensurate with the work involved and with his
professional standing and experience based upon the Basic
Minimum Fee prescribed under the Standards of Professional
Practice of the Architects National Code.

2-g

The Architect shall not undertake, under a fixed contract sum


agreement, the construction of any project based on plans prepared
by him. He may in certain cases, undertake the construction of a
project even when the plans were prepared by him provided it is
undertaken in conformity with the conditions set forth under
sections covering Construction Services,
Comprehensive
Services or Design-Build Services of the document on
STANDARDS OF PROFESSIONAL PRACTICE.


UAP DOC. 200

CODE OF ETHICAL CONDUCT

2-h

The Architect shall be compensated for his services solely through


his professional fee charged directly to the Client. He shall not
accept nor ask for any other returns in whatever form from any
interested source other than the Client.

2-i

The Architect shall be free in his investments and business relations


outside of his profession from any financial or personal interests
which tend to weaken and discredit his standing as an unprejudiced
and honest adviser, free to act in his Clients best interests. If the
Architect has any business interest which will relate to, or affect the
interest of his Client, he should inform his Client of such condition
or situation.

2-j

The Architect shall include in his agreement with the Client a


clause providing for arbitration as a method for settlement of
disputes.


THE ARCHITECTS RESPONSIBILITIES IN RELATION TO


THE CONTRACTOR

3

STATEMENT: The Contractor depends upon the Architect to safeguard


fairly his interests as well as those of the Client.

3-a


The Architect shall give the Contractor every reasonable aid to
enable him to fully understand the contents of the Contract
Documents by furnishing clear, definite and consistent information
in all pertinent contract documents to avoid unnecessary mistakes
that may involve extra costs to the Contractor.

3-b

The Architect shall not knowingly call upon the Contractor to


correct or remedy oversights or errors in the Contract Documents to
the Contractors financial disadvantage.

3-c

The Architect shall immediately upon his personal knowledge and


inspection, reject or condemn materials, equipment or workmanship
which are not in conformity with the Contract Documents in order
not to cause unnecessary delay and additional expense to the
Contractor.

3-d

The Architect shall not, at any time or circumstance, accept free


engineering services, or receive any substantial aid, gifts,
commissions, or favors from any Contractor or sub-contractor
which will tend to place him under any kind of moral obligation.

3-e

The Architect shall upon request by the Contractor promptly inspect


each phase of the work completed and if found according to the
terms of the Contract Documents issue the corresponding
Certificates of Payment and the Final Certificate of Completion,
respectively, to the Contractor.
UAP DOC. 200

CODE OF ETHICAL CONDUCT

THE ARCHITECTS RESPONSIBILITIES IN RELATION TO


MANUFACTURERS, DEALERS, AND AGENTS

4

STATEMENT:
An exchange of technical information between
Architects and those who supply and handle building materials or
equipment is necessary and therefore encouraged and commended.
However;

4-a The Architect shall not avail or make use of engineering or other
technical services offered by manufacturers, or suppliers of building
materials or equipment which may be accompanied by an
obligation detrimental to the best interest of the Client or which
may adversely affect the Architects professional opinion.

4-b

The Architect shall not at any time receive commissions, discounts,


fees, gifts or favors from agents or firms handling building
materials or equipment which may place him in a reciprocal frame
of mind. He may however, accept market discounts which shall be
credited to the Client.


THE ARCHITECTS RESPONSIBILITIES IN RELATION TO HIS
COLLEAGUES AND SUBORDINATES

5

STATEMENT: The Architect has moral responsibilities towards his


profession, his colleagues and his subordinates.

5-a


The Architect shall not render professional services without
compensation except for small civic or charity projects. He shall
neither offer nor provide preliminary services on a conditional basis
prior to definite agreement with the Client for the commission of
the project.

5-b

The Architect shall not knowingly compete with other Architects on


the basis of difference of professional charges, nor use donation as
a device for obtaining competitive advantage except for worthy
civic or religious projects. Neither shall he submit solicited or
unsolicited sketches or drawings in competition with other
Architects unless such competitive arrangements are conducted
substantially under the terms of the UAP Architectural Competition
Code.

5-c

The Architect shall not under any circumstances nor through any
means seek commissions already known to him as previously
endowed to another Architect, whether such endowment has been
definitely agreed upon or still in the process of negotiation.

5-d

The Architect shall not, in any case, enter as a competitor in any


Architectural Competition when he has direct relations with the
formulation of the Program thereof or when he has been
engaged


UAP DOC. 200
CODE OF ETHICAL CONDUCT

to act as Professional Adviser or Juror for such competition. Neither


shall the Architect accept and act as professional adviser or juror in any
architectural competition when he has had any information or has
reviewed or assisted in the preparation of any competition design
entered. Nor shall an Architect, retained as professional adviser in a
competition, accept employment as an Architect for that competition
project except as Consulting Architect.

5-e

The Architect shall not undertake a commission for which he knows


another Architect has been previously employed until he notified such
other Architect of the fact in writing and has conclusively determined
that the original employment has been terminated and has been duly
compensated for.

5-f

The Architect shall not undertake a commission for additions,


rehabilitation or remodeling of any erected structure undertaken
previously by another Architect without duly notifying him of the
contemplated project even when the Owner is no longer the same.
When the greater mass, area or design of the original structure is
substantially maintained the new Architect should limit his
advertisement or claim only to the extent of the work done to the
structure. Architects are enjoined to preserve or restore as much as
possible especially the few and remaining historic examples of our
architectural heritage affecting this phase of practice.

5-g

The Architect shall not knowingly injure falsely or maliciously, the


professional reputation, prospects or practice of another Architect.

5-h

The Architect shall refrain from associating himself with or allowing


the use of his name by an enterprise of doubtful character or integrity.

5-i

The Architect shall not affix his signature and seal to any plans or
professional documents prepared by other persons or entities not done
under his direct personal supervision.

5-j

The Architect shall inspire the loyalty of his employees and


subordinates by providing them with suitable working conditions,
requiring them to render competent and efficient services and paying
them adequate and just compensation therefor. He shall tutor and
mentor the young aspirants towards the ideals, functions, duties and
responsibilities of the profession.

5-k

The Architect shall unselfishly give his share in the interchange of


technical information and experience among his colleagues and young
aspirants and do his part in fostering unity in the fellowship of the
profession.

5-l

He shall unselfishly give his time and effort to the advancement of the
profession thru his active and personal commitment and involvement
with the accredited professional organization for architects.

UAP DOC. 200


CODE OF ETHICAL CONDUCT










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ARCHITECTS NATIONAL CODE


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FOREWORD
From a synthesis of the past 50 years of Architect-Client relations in the Philippines, this
division of the ARCHITECTS NATIONAL CODE entitled STANDARDS OF PROFESSIONAL
PRACTICE is adopted primarily to set a norm of practice of the profession.

The Code defines all aspects of professional service, prescribes the MINIMUM BASIC FEE
relative to each phase of service and thereby establishes the rights and obligations of both the
Architect and his Client.

It stresses the principle that the Architects qualification which is based upon his ability,
experience and integrity on one hand, requires the full trust and sympathetic cooperation of the
Client on the other. Their relationship depends upon good faith and mutual respect in order to
inspire the Architect to produce his best work and a sustained devotion to his Clients interest. For
these ends, the conditions and standards prescribed in this Code should be respected and
adhered to.

The National Board of Directors of the United Architects of the Philippines and the Board of
Architecture, Professional Regulation Commission, shall have the sole power of interpreting the
provisions of this Code.

STANDARDS OF PROFESSIONAL PRACTICE

THE VALUE OF THE ARCHITECT


The Architect creates mans environment through his awareness and sensitive handling of
spaces that fit the scale of human experience. The resulting quality of the form-envelope
manifested as a structure or building gives rise to mans appreciation of beauty and order in his
physical world.

The Architects deliberation determine how people will be placed in relationship one to
another, how whole societies will work, play, eat, sleep, recreate, travel, worship, or in short how
people will live in consonance with their culture and national aspirations.

His objective is to bring order to mans environment to cause it to function properly within a
structure that is safe and healthful and to impart to the whole a beauty and distinction that is
appropriate to our time.

STANDARDS OF PROFESSIONAL PRACTICE

THE SPECTRUM OF THE ARCHITECTS SERVICES


The spectrum of the Architects services extends over the entire range of activities that
proceed from the time the idea is conceived, perfected, transformed into sets of space/ design
requirements, translated into structure through design, built, used and become a permanent
feature of the man-made environment.
The Architects services consist of the necessary conferences, deliberations, discussions,
evaluations, investigations, consultations, advice on matters affecting the scientific, aesthetic and
orderly coordination of all the processes of safeguarding life, health, and property which enter into
the production of different levels and sophistication of man-made structures and environment.
The Architect, in the process of translating abstract ideas into meaningful concrete terms,
produces documents in the form of a data base report, an architectural program, a feasibility
study, a market study, an appraisal report, an impact analysis report, a space-organizational setup report, a site planning analysis and evaluation report, an operational programming report,
building programming and scheduling report.
A complete and detailed documentation of construction or erection drawings is prepared
consisting of the architectural plans, the structural plans, the electrical plans, the plumbing/sanitary
plans, the mechanical/airconditioning plans, the civil work plans, the technical specifications and
the other bid documents.
Aside from these, the Architect can prepare the post construction management
documents, the operating manual, the maintenance manual and other forms of written and
graphical documentations necessary for the effective and efficient functioning of the man-made
structures and environment.
An appreciation of this scope of services of the Architect will bring into focus the crucial
role that the Architect assumes in the realization of abstract ideas into tangible and meaningful
terms.
Between abstract ideas and the physical world, stands the Architect.

STANDARDS OF PROFESSIONAL PRACTICE

1.1 The entire range of the Architects services are divided into SEVEN (7) major services as
follows :

1) Pre-Design Services
2) Design Services
3) Specialized Allied Services
4) Construction Services
5) Post Construction Services
6) Comprehensive Architectural Services
7) Design-Build Services

1.2 Each of these SEVEN (7) major services can be contracted separately to the Architect
depending upon the desire and needs of the Client.

1.3 The terms and conditions for the delivery of the SEVEN (7) major services are stipulated in
several UAP Documents as shown in the table below.

1
PRE-DESIGN
SERVICES

DESIGN
SERVICES

SPECIALIZED
ALLIED
SERVICES

CONSTRUCTION
SERVICES

POST CONSTRUCTION
SERVICES

COMPREHENSIVE
SERVICES

DESIGN-BUILD
SERVICES
UAP DOC. 207

Project
Management Service
UAP DOC. 206
Buildings and Grounds
Administration
UAP DOC. 205
Full-Time Supervision/
Construction Management
UAP DOC. 204
Planning/Interior/Landscaping/
Acoustics, Communications
and Electronic Engineering
UAP DOC. 203
Architects Regular Services
UAP DOC. 202
Architectural Programming/Feasibility Study/Site Study
Cost Effectiveness Study/Others
UAP DOC. 201
STANDARDS OF PROFESSIONAL PRACTICE


 35('(6,*16(59,&(6
,1752'8&7,21

1.1 The ever-increasing client and user


demands, the continuous development of
new technology, and the enactment of
new laws have pressured architectural
firms to expand their services. While the
basic services provided by the Architect
have remained relatively unchanged over
the years, additional services have become
increasingly accepted as a part of general
practice.

1.2

To stay abreast of the demands of


the times, the architect-professional has
expanded his traditional basic services to
include pre-design services. There are
many instances where the Architect is
called upon by the client to perform
services other than purely architectural or
designing services. In most cases, the
client finds it practical and expedient to
engage the architect in the process of site
selection, land acquisition, project
promotions, and studying the financing
options of the project.

For the architect to effectively assist and


serve his client in Pre-Design Services,
special training will be required leading to
a broad background in real estate, finance,
business, taxation, human behavior, space
programming and others, to supplement
the architects skill as a researcher, space
activities organizer, coordinator and
manager of the various activities of
professionals and tradesmen.

2.2 It would not be expected however, that the


architect would actually perform services
in all such fields, but rather, he would act
as the agent of his client in procuring
some of the necessary services that he and
his staff cannot provide. It is his task to
coordinate these services so that acting for
his client, he can retain the degree of
control and coordination of activities
necessary to assure the client of a more
unified result.

2.3 Briefly the Architect can render the


services in the following manner:
1.3 There is great advantage to the client if
the Architect is involved in the early stage
of conceiving the project. With the
Architects knowledge on site evaluation,
construction techniques, materials and
new technologies that bear on the cost of a
project, the basic design parameters can
be established that will assure the
optimization of building needs vis--vis
available
resources
and
attendant
constraints.
The client will, therefore, be assured of
the choice of site and a financial scheme
that is most appropriate for the project.
2. MANNER OF PROVIDING SERVICES
2.1 The individual Architect would have to
be knowledgeable in a number of fields in
addition to his basic discipline and
training.

a. Architects Own Staff

It is possible for individual architects


working in a single firm to specialize in
a variety of ways. Many individuals
and firms specialize without losing the
generalist approach of the whole
architect or of the complete firm.
b. By Association or Consultation
Another trend is
towards
more consultation between
architects and other firms of
other disciplines under the extended
terms of the Owner-Architect
Agreement.

PRE-DESIGN SERVICES

35('(6,*16(59,&(6


The several activities that fall under PreDesign Services are as follows:

3.7 Promotional Services


In some cases, the project would require
promotional activities in order to generate
financial support and acceptance from
governing agencies or from the general
public. The Architect, with his own staff,
can accomplish many of these activities
including preparation of promotional
designs, drawings, brochures and the
like. As the agent of the Owner, the
Architect can produce and coordinate the
additional
activities
necessary
to
complete the services.

3.1 Economic Feasibility Studies


A study to determine the viability of a
project such as its cost of development
versus its potential return to the Owner.
A detailed cost-benefit analysis can
guide the client and the architect in
selecting a more viable alternative plan.
3.2 Project Financing
Architects assist in the determination of
requirements of lending agencies,
income-expense
relationship
and
relative demand for different building
types in actual financing negotiations.
3.3 Architectural Programming
Investigating,
identifying
and
documenting the needs of the client for
use in the design of the project.

In all such activities, the Architect must


maintain his professional status as the
agent of the Owner.

0(7+2'2)&203(16$7,21
4.1

3.4 Site Selection and Analysis


Assisting the client in locating sites for
the proposed project and evaluating their
adequacy with regards to topography,
sub-surface
conditions,
utilities,
development costs, climate, population,
legal considerations and other factors.
3.5 Site Utilization and Land-Use Studies
A detailed analysis of the site to develop
its potential through the proper utilization
of land.

3.6 Space/Management Studies
Analysis of the space requirements of the
project
based
on
organizational
structure and functional set-up. One
method is to use human behavior and
transactional analysis to pinpoint linkages
and interactions of spaces. The services
cover space use and space character
analysis, work station and space module
design and a space program to serve as
basis for architectural design.

PRE-DESIGN SERVICES


 

The Architects services for the PreDesign Phase where creative designing
is not included are often compensated
for on the basis of multiple of direct
personnel expense. This cost-based
method of compensation is directly
related to the Architects and his
consultants efforts where they are
compensated for every technical hour
expended on the project with a
multiplier to cover overhead and a
reasonable profit.
This method is
suitable for projects in which the scope
of work is indefinite, particularly for
large complex projects.
But other methods of compensation can
be applied depending on the agreement
between the Owner and the Architect or
on the requirements of the project.
Refer to UAP Doc. 208 -- Selection of
the Architect and Methods of
Compensation.

4.2 Progress payment of services shall be


made based on the accomplishments of
the work of the Architect.

$5&+,7(&76'(6,*16(59,&(6



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1.1 The Architect, in regular practice,
normally acts as his clients or the
Owners adviser. He translates the
Owners needs and requirements to
spaces and forms in the best manner of
professional service he can render.
1.2 The Architects work starts at the very
inception of the project when the Owner
outlines his requirements to him. It
ranges through his study and analysis of
the various aspects of the project, goes
through the preparation of the necessary
instruments of service and through the
multitude of construction problems and
does not terminate until the project is
completed.
1.3 In effect, the Architect renders services
whose sequence come in four phases as
follows:

















a.
b.
c.
d.

Schematic Design Phase


Design Development Phase
Contract Documents Phase and
Construction Phase.

1.4 Schematic Design Phase


a. Consults with the Owner to ascertain
the requirements of the project and
confirms such requirements with
him.
b. Prepares schematic design studies
leading to a recommended solution
including a general description of the
project for approval by the Owner.
c. Submits to the Owner a Statement of
Probable Project Construction Cost
based on current cost parameters.

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CONSTRUCTION MANAGEMENT

MATRIX OF FUNCTIONS
THE CONSTRUCTION TEAM
1.
2.
3.
4.

The Owner who orders for the implementation of a project;


The Architect and his Engineer-Consultants who render design services and limited inspection work;
The Contractor who performs the construction work; and
The individual or group of individuals called Clerk-of-Works, Resident Inspector or Works Engineer who
is hired by the Owner to do full-time inspection work.
He assists in the Construction Phase of the project and is responsible to the Architect on technical matters.
5. The individual or firm called the Construction Manager who assists on the supervision and delivery of the
work.
The Construction Manager may have a group of full-time inspectors in his staff or hire the necessary
inspectors for the owner. The functions of the full-time inspectors are therefore included under the
responsibility of the Construction Manager in this matrix.

FUNCTIONS

A. PRE-DESIGN PHASE
A-1 Selection of prime professional
Architect or Engineer
A-2 Selection of Consultants

A-3 Site Selection and Evaluation

a. Utilities
b. Transportation
c. Cost
d. Land-Use
A-4 Feasibility Study
a. Technical (definitive
drawings and specifications)
b. Socio-Economic
c. Marketing
d. Financial

UAP DOC. 204-b


CONSTRUCTION MANAGEMENT

FUNCTIONS

e. Budgetary Estimate
f. Programming & Scheduling
A-5 Topographic Survey

A-6 Soil Investigation


A-7 Environmental Impact Study

A-8 Design, Criteria, Applicable


Codes & Regulations
A-9 Clearances

a. Human Settlements

b. Subdivision Regulation
Entity
c. National Pollution Control
Commission
d. National Housing Authority
e. Building Official
A-10 Space & Functional

*Owner might
have acquired
site already.

Relationships
B. DESIGN PHASE
(Preparation
Documents)

of

Contract

B-1 Preliminary Design


a. Outline Specifications
b. Preliminary Estimate
c. Presentation Drawings &
Models
B-2 Construction Documents

a. Working Drawings
b. Specifications
c. General Conditions

UAP DOC. 204-b


CONSTRUCTION MANAGEMENT

FUNCTIONS

B-3 Procurement Specifications


B-4 Bill of Materials
B-5 Cost Estimates
B-6 Approval of Contract
Documents
B-7 Authentication of Contract
Documents (plans and
specifications)
C. BIDDING OR NEGOTIATION
PHASE
C-1 Selection of Const. Manager
C-2 Selection of Gen. Contractor
C-3 Selection of Specialty Trade
Contractors
C-4 Selection of Bids & Awards
Committee
C-5 Preparation of Bid Documents

* *

* Based on certain

parameters to serve

only as guide on
bidding

* *

*Recommendatory

C-6 Distribution of Bid Documents


C-7 Advertising
C-8 Evaluation
C-9 Awards of Contracts

* *

D. CONSTRUCTION PHASE
D-1 Selection of Full-Time
Inspectors
D-2 Full-Time Inspection
D-3 Part-Time Inspection
D-4 Secure Building Permits &
Licenses

*Recommendatory

UAP DOC. 204-b


CONSTRUCTION MANAGEMENT

FUNCTIONS

D-5 Payment of Building Permits


& Licenses
D-6 Provision of Temporary Filed
Offices, & Utilities
D-7 Pert CPM

a. Preparation
b. Review
c. Approval
D-8 Keeping of Field Records for
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a. Time Records
b. Materials & Equipment
c. Progress Reports
d. Change Orders
e. Payments

f. As-Built Information
g. Shop Drawings
h. Filed Logbook
i. Contract Documents
j. Test Results
k. Minutes of Meeting &
Correspondences
D-9 Request for Change Orders

D-10 Issuance of Change Orders


D-11 Evaluation of Change Orders
D-12 Approval of Change Orders

UAP DOC. 204-b


CONSTRUCTION MANAGEMENT

FUNCTIONS

D-13 Progress Payments

a. Billing
b. Verification of Billing
c. Certificate of Payment
d. Payment
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Specifications and Other
Contract Documents
D-15 Resolution of Conflict on
Technical Matters Relative to
Drawings, Specifications &
Other Contract Documents
D-16 Assist in Solving Construction
Problems Caused by
Unforeseen Contingencies &
Exigencies
D-17 Preparation of Shop Drawings

D-18 Approval of Shop Drawings


D-19 Quality Control

a. Testing and Sampling of


Materials at Site or Factory
b. Inspection of Structural
System
c.

Inspection of Mechanical
System
d. Inspection of Electrical System

e. Inspection of Sanitary/
Plumbing System
f. Inspection of Architectural
Works & Finishes
g. Inspection of Civil Works

h. Overall Field Coordination


UAP DOC. 204-b
CONSTRUCTION MANAGEMENT

FUNCTIONS

D-20 Approval of Samples of


Finishing Materials
D-21 Coordination of Works of
Various Contractors &
Specialty Trade Contractors
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a. Equipment
b. Labor
c. Material/Deliveries

D-23 Cost Control


a. Cash Flow
b. Purchasing of Materials/
Equipment/Services
c. Value-Engineering
d. Cost Records
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a. Preparation of Requirements

b. Implementations

c. Inspection

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a. Sanitary/Plumbing
b. Electrical
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Mechanical
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Other
Equipment
d. Other Auxiliary Systems

D-26 Substantial Completion


a. Inspection

b. Preparation of Check, List of


Uncompleted Work and/or
Defective Work

UAP DOC. 204-b


CONSTRUCTION MANAGEMENT

FUNCTIONS

D-27 Completion
a. Preparation of Request for
Final Inspection
b. Certification from
Government Agencies
- Certificate of Occupancy
- Certificate of Final
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Sanitary and Mechanical
c. Certificate of Complete
Payment of Contractors
Labor, Materials and
Equipment
d. Preparation of As-Built Drawings

e. Verification of As-Built Drawings

f. Issuance of Operating
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g. Main Utility Connection


h. Filing of report and
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E. POST-CONSTRUCTION PHASE

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E-2 Issuance of Maintenance
Guidelines & Operating
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UAP DOC. 204-b


CONSTRUCTION MANAGEMENT

FUNCTIONS

E-3 Correction Measures on


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LIMITATION OF AUTHORITY OF THE CONSTRUCTION SUPERVISORY GROUP


AND THE CONSTRUCTION MANAGER

1. He shall not enter into the field of responsibility of the contractors project superintendent.
2. He shall not make decisions on matters that are the sole responsibility of the Architect and/or
Design Engineer.

UAP DOC. 204-b


CONSTRUCTION MANAGEMENT



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THE UNITED ARCHITECTS OF THE PHILIPPINES




OBJECTIVES:

TO UNITE ALL REGISTERED ARCHITECTS IN THE PHILIPPINES.

TO ESTABLISH AND PROMOTE THE HIGHEST STANDARDS OF


ETHICAL CONDUCT AND EXCELLENCE IN THE PRACTICE AND
SERVICE OF THE ARCHITECTURAL PROFESSION.

TO UPLIFT THE STANDARDS OF ARCHITECTURAL EDUCATION,


CONDUCT RESEARCHES, ACCUMULATE AND DISSEMINATE
INFORMATION AND IDEAS IN ARCHITECTURE, ENVIRONMENTAL
DESIGN, ECOLOGY, TECHNOLOGY, CULTURE AND OTHER RELATED
FIELDS.

TO COOPERATE AND COORDINATE


PROFESSIONS, TRADES AND INDUSTRY.

TO
PARTICIPATE
IN
MATTERS
DEVELOPMENT OF THE COUNTRY.

TO COOPERATE AND COORDINATE WITH INTERNATIONAL


ORGANIZATIONS
IN
THE
FIELD
OF
ARCHITECTURE,
ENVIRONMENTAL DESIGN AND OTHER FIELDS OF ARTS, SCIENCE
AND TECHNOLOGY; AND

TO RENDER ANY LAWFUL AND APPROPRIATE ASSISTANCE TO ANY


OF ITS MEMBERS.

HOPING TO FIND IN THE FULFILLMENT OF THESE AIMS ITS MODEST


CONTRIBUTIONS TOWARDS THE MAKING OF A BETTER AND
HAPPIER WORLD TO LIVE IN.

WITH

OTHER

CONCERNING

ALLIED

NATIONAL


UAP DOC. 200
CODE OF ETHICAL CONDUCT

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