Google Vs Authors Guild Opinion Oct 16 2015

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page1 of 48
13-4829-cv
Authors Guild v. Google, Inc.
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UNITED STATES COURT OF APPEALS

FOR THE SECOND CIRCUIT
August Term, 2014
(Argued: December 3, 2014
Decided: October 16, 2015)
Docket No. 13-4829-cv

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THE AUTHORS GUILD, BETTY MILES,
JIM BOUTON, JOSEPH GOULDEN,
individually and on behalf of all others
similarly situated,
Plaintiff-Appellants,
HERBERT MITGANG, DANIEL
HOFFMAN, individually and on behalf of
all others similarly situated, PAUL
DICKSON, THE MCGRAW-HILL
COMPANIES, INC., PEARSON
EDUCATION, INC., SIMON &
SCHUSTER, INC., ASSOCIATION OF
AMERICAN PUBLISHERS, INC.,
CANADIAN STANDARD
ASSOCIATION, JOHN WILEY & SONS,
INC., individually and on behalf of all
others similarly situated,
Plaintiffs,
v.
GOOGLE, INC.,
Defendant-Appellee.
-------------------------------X
Before:
LEVAL, CABRANES, PARKER, Circuit Judges.
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Plaintiff-appellants, who are authors of published books under copyright, appeal from the
judgment of the United States District Court for the Southern District of New York (Chin, J.) in
favor of Defendant Google, Inc. Plaintiffs sued Google, alleging that its Library Project and
Google Books project infringe Plaintiffs copyrights. Through these projects, Google makes and
retains digital copies of books submitted to it by major libraries, allows the libraries that
submitted a book to download and retain a digital copy, and allows the public to search the texts
of the digitally copied books and see displays of snippets of text. The district court granted
summary judgment based on its conclusion that Googles copying is fair use under 17 U.S.C.
107 and is therefore not infringing. The Court of Appeals concludes that the defendants copying
is transformative within the meaning of Campbell v. Acuff-Rose Music, Inc., 510 U.S. 569,
578-585 (1994), does not offer the public a meaningful substitute for matter protected by the
plaintiffs copyrights, and satisfies 107s test for fair use. AFFIRMED.
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published books under copyright, sued Google, Inc. (Google) for copyright infringement in the
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United States District Court for the Southern District of New York (Chin, J.). They appeal from
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the grant of summary judgment in Googles favor. Through its Library Project and its Google
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Books project, acting without permission of rights holders, Google has made digital copies of
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tens of millions of books, including Plaintiffs, that were submitted to it for that purpose by
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major libraries. Google has scanned the digital copies and established a publicly available search
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function. An Internet user can use this function to search without charge to determine whether
For Plaintiff-Appellants:
PAUL M. SMITH, JENNER & BLOCK LLP, WASHINGTON,

DC (Edward H. Rosenthal, Jeremy S. Goldman, Anna
Kadyshevich, Andrew D. Jacobs, Frankfurt Kurnit Klein & Selz
PC, New York, NY on the brief)
For Defendant-Appellee:
SETH P. WAXMAN, WILMER CUTLER PICKERING HALE

AND DORR LLP, WASHINGTON, D.C. (Louis R. Cohen, Daniel
P. Kearney, Jr., Weili J. Shaw, Wilmer Cutler Pickering Hale and
Dorr LLP, Washington D.C & Daralyn J. Durie, Joseph C. Gratz,
Durie Tangri LLP, San Francisco, CA on the brief)
Leval, Circuit Judge:

This copyright dispute tests the boundaries of fair use. Plaintiffs, who are authors of
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the book contains a specified word or term and also see snippets of text containing the
searched-for terms. In addition, Google has allowed the participating libraries to download and
retain digital copies of the books they submit, under agreements which commit the libraries not
to use their digital copies in violation of the copyright laws. These activities of Google are
alleged to constitute infringement of Plaintiffs copyrights. Plaintiffs sought injunctive and
declaratory relief as well as damages.
Google defended on the ground that its actions constitute fair use, which, under 17
U.S.C. 107, is not an infringement. The district court agreed. Authors Guild, Inc. v. Google
Inc., 954 F. Supp. 2d 282, 294 (S.D.N.Y. 2013). Plaintiffs brought this appeal.
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Plaintiffs contend the district courts ruling was flawed in several respects. They argue:
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(1) Googles digital copying of entire books, allowing users through the snippet function to read
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portions, is not a transformative use within the meaning of Campbell v. Acuff-Rose Music, Inc.,
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510 U.S. 569, 578-585 (1994), and provides a substitute for Plaintiffs works; (2) notwithstanding
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that Google provides public access to the search and snippet functions without charge and
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without advertising, its ultimate commercial profit motivation and its derivation of revenue from
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its dominance of the world-wide Internet search market to which the books project contributes,
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preclude a finding of fair use; (3) even if Googles copying and revelations of text do not
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infringe plaintiffs books, they infringe Plaintiffs derivative rights in search functions, depriving
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Plaintiffs of revenues or other benefits they would gain from licensed search markets; (4)
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Googles storage of digital copies exposes Plaintiffs to the risk that hackers will make their
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books freely (or cheaply) available on the Internet, destroying the value of their copyrights; and
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(5) Googles distribution of digital copies to participant libraries is not a transformative use, and
it subjects Plaintiffs to the risk of loss of copyright revenues through access allowed by libraries.
We reject these arguments and conclude that the district court correctly sustained Googles fair
use defense.
Googles making of a digital copy to provide a search function is a transformative use,
which augments public knowledge by making available information about Plaintiffs books
without providing the public with a substantial substitute for matter protected by the Plaintiffs
copyright interests in the original works or derivatives of them. The same is true, at least under
present conditions, of Googles provision of the snippet function. Plaintiffs contention that
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Google has usurped their opportunity to access paid and unpaid licensing markets for
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substantially the same functions that Google provides fails, in part because the licensing markets
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in fact involve very different functions than those that Google provides, and in part because an
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authors derivative rights do not include an exclusive right to supply information (of the sort
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provided by Google) about her works. Googles profit motivation does not in these
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circumstances justify denial of fair use. Googles program does not, at this time and on the
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record before us, expose Plaintiffs to an unreasonable risk of loss of copyright value through
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incursions of hackers. Finally, Googles provision of digital copies to participating libraries,
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authorizing them to make non-infringing uses, is non-infringing, and the mere speculative
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possibility that the libraries might allow use of their copies in an infringing manner does not
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make Google a contributory infringer. Plaintiffs have failed to show a material issue of fact in
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dispute.
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We affirm the judgment.
BACKGROUND
I.
Plaintiffs
The author-plaintiffs are Jim Bouton, author of Ball Four; Betty Miles, author of The
Trouble with Thirteen; and Joseph Goulden, author of The Superlawyers: The Small and Powerful
World of the Great Washington Law Firms. Each of them has a legal or beneficial ownership in the
copyright for his or her book.1 Their books have been scanned without their permission by
Google, which made them available to Internet users for search and snippet view on Googles
website.2
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II. Google Books and the Google Library Project
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Googles Library Project, which began in 2004, involves bi-lateral agreements between
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Google and a number of the worlds major research libraries.3 Under these agreements, the
The Authors Guild, a membership organization of published authors, is also a plaintiff and
appellant, seeking injunctive and declaratory relief on behalf of its members. However, in a
separate case, this court found that, under the Copyright Act, the Authors Guild lacks standing to
sue for copyright infringement on its members behalf. Authors Guild, Inc. v. HathiTrust, 755 F.3d
87, 94 (2d Cir. 2014). As the three individual author-plaintiffs clearly do have standing, their suit
and their appeal are properly adjudicated, notwithstanding the Authors Guilds lack of standing.
See Bowsher v. Synar, 478 U.S. 714, 721 (1986) (finding that where one appellee had standing, the
court need not consider the standing of other appellees in order to determine the merits of the
appeal).
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Google now honors requests to remove books from snippet view. Some Plaintiffs appear to
have had books removed from snippet view.
Libraries participating in the Library Project at the time the suit was filed included the
University of Michigan, the University of California, Harvard University, Stanford University,
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participating libraries select books from their collections to submit to Google for inclusion in the
project. Google makes a digital scan of each book, extracts a machine-readable text, and creates an
index of the machine-readable text of each book. Google retains the original scanned image of
each book, in part so as to improve the accuracy of the machine-readable texts and indices as
image-to-text conversion technologies improve.
Since 2004, Google has scanned, rendered machine-readable, and indexed more than 20
million books, including both copyrighted works and works in the public domain. The vast
majority of the books are non-fiction, and most are out of print. All of the digital information
created by Google in the process is stored on servers protected by the same security systems
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Google uses to shield its own confidential information.

The digital corpus created by the scanning of these millions of books enables the Google
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Books search engine. Members of the public who access the Google Books website can enter
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search words or terms of their own choice, receiving in response a list of all books in the database
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in which those terms appear, as well as the number of times the term appears in each book. A
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brief description of each book, entitled About the Book, gives some rudimentary additional
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information, including a list of the words and terms that appear with most frequency in the book. It
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sometimes provides links to buy the book online and identifies libraries where the book can be
Oxford University, Columbia University, Princeton University, Ghent University, Keio

University, the Austrian National Library, and the New York Public Library.
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found.4 The search tool permits a researcher to identify those books, out of millions, that do, as
well as those that do not, use the terms selected by the researcher. Google notes that this
identifying information instantaneously supplied would otherwise not be obtainable in lifetimes of
searching.
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No advertising is displayed to a user of the search function. Nor does Google receive
payment by reason of the searchers use of Googles link to purchase the book.
The search engine also makes possible new forms of research, known as text mining
and data mining. Googles ngrams research tool draws on the Google Library Project corpus
to furnish statistical information to Internet users about the frequency of word and phrase usage
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over centuries.5 This tool permits users to discern fluctuations of interest in a particular subject
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over time and space by showing increases and decreases in the frequency of reference and usage
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in different periods and different linguistic regions. It also allows researchers to comb over the
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tens of millions of books Google has scanned in order to examine word frequencies, syntactic
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patterns, and thematic markers and to derive information on how nomenclature, linguistic
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usage, and literary style have changed over time. Authors Guild, Inc., 954 F. Supp. 2d at 287. The
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district court gave as an example track[ing] the frequency of references to the United States as a
Appendix A exhibits, as an example, a web page that would be revealed to a searcher who
entered the phase fair use, showing snippets from ALAN LATMAN, ROBERT A. GORMAN, &
JANE C. GINSBURG, COPYRIGHT FOR THE EIGHTIES (1985).
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Appendix B exhibits the ngram for the phrase fair use.
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single entity (the United States is) versus references to the United States in the plural (the
United States are) and how that usage has changed over time. Id.6
The Google Books search function also allows the user a limited viewing of text. In
addition to telling the number of times the word or term selected by the searcher appears in the
book, the search function will display a maximum of three snippets containing it. A snippet is a
horizontal segment comprising ordinarily an eighth of a page. Each page of a conventionally
formatted book7 in the Google Books database is divided into eight non-overlapping horizontal
segments, each such horizontal segment being a snippet. (Thus, for such a book with 24 lines to a
page, each snippet is comprised of three lines of text.) Each search for a particular word or term
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within a book will reveal the same three snippets, regardless of the number of computers from
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which the search is launched. Only the first usage of the term on a given page is displayed. Thus,
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if the top snippet of a page contains two (or more) words for which the user searches, and Googles
For discussions and examples of scholarship and journalism powered by searchable digital text
repositories, see, e.g., David Bamman & David Smith, Extracting Two Thousand Years of Latin
from a Million Book Library, J. COMPUTING & CULTURAL HERITAGE 5 (2012), 1-13;
Jean-Baptiste Michel et al., Quantitative Analysis of Culture Using Millions of Digitized Books,
SCIENCE 331 (Jan. 14, 2011), 176-182; Marc Egnal, Evolution of the Novel in the United States:
The Statistical Evidence, 37 SOC. SCI. HIST. 231 (2013); Catherine Rampell, The New Normal
Is Actually Pretty Old, N.Y. TIMES ECONOMIX BLOG (Jan. 11, 2011),
http://economix.blogs.nytimes.com/2011/01/11/the-new-normal-is-actually-pretty-old/?_r=0; and
Christopher Forstall et al., Modeling the Scholars: Detecting Intertextuality through Enhanced
Word-Level N-Gram Matching, DIGITAL SCHOLARSHIP IN THE HUMANITIES (May 15, 2014),
http://dx.doi.org/10.1093/llc/fqu014.
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For unconventionally formatted books, the number of snippets per page may vary so as to
approximate the same effect. The pages of a book of unusually tall, narrow format may be
divided into more than eight horizontal snippets, while the pages of an unusually wide, short
book may be divided into fewer than eight snippets.
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program is fixed to reveal that particular snippet in response to a search for either term, the second
search will duplicate the snippet already revealed by the first search, rather than moving to reveal a
different snippet containing the word because the first snippet was already revealed. Googles
program does not allow a searcher to increase the number of snippets revealed by repeated entry of
the same search term or by entering searches from different computers. A searcher can view more
than three snippets of a book by entering additional searches for different terms. However,
Google makes permanently unavailable for snippet view one snippet on each page and one
complete page out of every tena process Google calls blacklisting.
Google also disables snippet view entirely for types of books for which a single snippet is
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likely to satisfy the searchers present need for the book, such as dictionaries, cookbooks, and
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books of short poems. Finally, since 2005, Google will exclude any book altogether from snippet
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view at the request of the rights holder by the submission of an online form.
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Under its contracts with the participating libraries, Google allows each library to
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download copiesof both the digital image and machine-readable versionsof the books that
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library submitted to Google for scanning (but not of books submitted by other libraries). This is
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done by giving each participating library access to the Google Return Interface (GRIN). The
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agreements between Google and the libraries, although not in all respects uniform, require the
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libraries to abide by copyright law in utilizing the digital copies they download and to take
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precautions to prevent dissemination of their digital copies to the public at large.8 Through the
For example, the Cooperative Agreement between Google and the University of Michigan
(U of M) provides, inter alia, that:
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GRIN facility, participant libraries have downloaded at least 2.7 million digital copies of their own
volumes.
Both Google and U of M agree and intend to perform this Agreement pursuant to
copyright law. If at any time, either party becomes aware of copyright
infringement under this agreement, that party shall inform the other as quickly as
reasonably possible. . . . U of M shall have the right to use the U of M Digital
Copy . . . as part of services offered on U of Ms website. U of M shall implement
technological measures (e.g., through use of the robots.txt protocol) to restrict
automated access to any portion of the U of M Digital Copy or the portions of the
U of M website on which any portion of the U of M Digital Copy is available. U
of M shall also make reasonable efforts (including but not limited to restrictions
placed in Terms of Use for the U of M website) to prevent third parties from (a)
downloading or otherwise obtaining any portion of the U of M Digital Copy for
commercial purposes, (b) redistributing any portions of the U of M Digital Copy,
or (c) automated and systematic downloading from its website image files from
the U of M Digital Copy. U of M shall restrict access to the U of M Digital Copy
to those persons having a need to access such materials and shall also cooperate in
good faith with Google to mutually develop methods and systems for ensuring
that the substantial portions of the U of M Digital Copy are not downloaded from
the services offered on U of Ms website or otherwise disseminated to the public
at large.
JA 233.
Googles agreement with Stanford appears to be less restrictive on Stanford than its
agreements with other libraries. It ostensibly permits Stanfords libraries to provide access to or
copies from the Stanford Digital Copy to a wide range of users, including individuals
authorized to access the Stanford University Network, individuals affiliated with partner
research libraries, and education, research, government institutions and libraries not affiliated
with Stanford, CA 133, and to permit authorized individuals to download or print up to ten
percent of Stanford Digital Copy. On the other hand, the agreement requires Stanford to employ
its digital copies in conformity with the copyright law. Without evidence to the contrary, which
Plaintiffs have not provided, it seems reasonable to construe these potentially conflicting
provisions as meaning that Stanford may do the enumerated things ostensibly permitted only to
the extent that doing so would be in conformity with the copyright law.
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III. Procedural History
Plaintiffs brought this suit on September 20, 2005, as a putative class action on behalf of
similarly situated, rights-owning authors.9 After several years of negotiation, the parties reached
a proposed settlement that would have resolved the claims on a class-wide basis. The proposed
settlement allowed Google to make substantially more extensive use of its scans of copyrighted
books than contemplated under the present judgment, and provided that Google would make
payments to the rights holders in return. On March 22, 2011, however, the district court rejected
the proposed settlement as unfair to the class members who relied on the named plaintiffs to
represent their interests. Authors Guild v. Google Inc., 770 F. Supp. 2d 666, 679-680 (S.D.N.Y.
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2011).
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On October 14, 2011, Plaintiffs filed a fourth amended class action complaint, which is
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the operative complaint for this appeal. See Dist. Ct. Docket No. 985. The district court certified
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a class on May 31, 2012. Authors Guild v. Google Inc., 282 F.R.D. 384 (S.D.N.Y. 2012). Google
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appealed from the certification, and moved in the district court for summary judgment on its fair
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use defense. Plaintiffs cross-moved in the district court for summary judgment. On the appeal
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from the class certification, our courtquestioning whether it was reasonable to infer that the
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putative class of authors favored the relief sought by the named plaintiffsprovisionally vacated
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that class certification without addressing the merits of the issue, concluding instead that
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resolution of Googles fair use defense in the first instance will necessarily inform and perhaps
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A year earlier, authors brought suit against the HathiTrust Digital Library, alleging facts that
are closely related, although not identical, to those alleged in the instant case. Authors Guild, Inc.
v. HathiTrust, 755 F.3d 87, 91 (2d Cir. 2014).
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moot our analysis of many class certification issues. Authors Guild, Inc. v. Google Inc., 721
F.3d 132, 134 (2d Cir. 2013).
On November 14, 2013, the district court granted Googles motion for summary
judgment, concluding that the uses made by Google of copyrighted books were fair uses,
protected by 107. Authors Guild, 954 F. Supp. 2d at 284. Upon consideration of the four
statutory factors of 107, the district court found that Googles uses were transformative, that its
display of copyrighted material was properly limited, and that the Google Books program did not
impermissibly serve as a market substitute for the original works. Id. at 290. The court entered
judgment initially on November 27, 2013, followed by an amended judgment on December 10,
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2013, dismissing Plaintiffs claims with prejudice. Plaintiffs filed timely notice of appeal.
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DISCUSSION10
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I. The Law of Fair Use
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The ultimate goal of copyright is to expand public knowledge and understanding, which
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copyright seeks to achieve by giving potential creators exclusive control over copying of their
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works, thus giving them a financial incentive to create informative, intellectually enriching
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works for public consumption. This objective is clearly reflected in the Constitutions
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empowerment of Congress To promote the Progress of Science . . . by securing for limited

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The district court had subject-matter jurisdiction over this federal copyright action pursuant to
28 U.S.C. 1331 and 1338(a). This court has jurisdiction over the appeal from the final
decision of the district court pursuant to 28 U.S.C. 1291. We review an order granting summary
judgment de novo, drawing all reasonable factual inferences in favor of the non-moving party.
Ment Bros. Iron Works Co., Inc. v. Interstate Fire & Cas. Co., 702 F.3d 118, 12021 (2d Cir.
2012).
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Times to Authors . . . the exclusive Right to their respective Writings. U.S. Const., Art. I, 8,
cl. 8) (emphasis added).11 Thus, while authors are undoubtedly important intended beneficiaries
of copyright, the ultimate, primary intended beneficiary is the public, whose access to knowledge
copyright seeks to advance by providing rewards for authorship.
For nearly three hundred years, since shortly after the birth of copyright in England in
1710,12 courts have recognized that, in certain circumstances, giving authors absolute control
over all copying from their works would tend in some circumstances to limit, rather than expand,
public knowledge. In the words of Lord Ellenborough, [W]hile I shall think myself bound to
secure every man in the enjoyment of his copy-right, one must not put manacles upon science.
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Cary v. Kearsley, 170 Eng. Rep. 679, 681, 4 Esp. 168, 170 (1802). Courts thus developed the
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doctrine, eventually named fair use, which permits unauthorized copying in some circumstances,
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so as to further copyrights very purpose, [t]o promote the Progress of Science and useful
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Arts. Campbell v. Acuff-Rose Music, Inc., 510 U.S. 569, 575 (1994) (quoting U.S. Const., Art.
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I, 8, cl. 8). Although well established in the common law development of copyright, fair use
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was not recognized in the terms of our statute until the adoption of 107 in the Copyright Act of
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1976. 17 U.S.C. 101 et seq.
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A similar message is reflected in Englands original copyright enactment, An Act for the
Encouragement of Learning, by Vesting the Copies of Printed Books in the Authors, which
explains as its purpose the Encouragement of Learned Men to Compose and Write useful
Books. Statute of Anne [1710].
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Id.
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Section 107, in its present form,13 provides:
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[T]he fair use of a copyrighted work . . . for purposes such as criticism, comment, news
reporting, teaching (including multiple copies for classroom use), scholarship, or research,
is not an infringement of copyright. In determining whether the use made of a work in any
particular case is a fair use the factors to be considered shall include
(1) the purpose and character of the use, including whether such use is of a
commercial nature or is for nonprofit educational purposes;
(2) the nature of the copyrighted work;
(3) the amount and substantiality of the portion used in relation to the copyrighted
work as a whole; and
(4) the effect of the use upon the potential market for or value of the copyrighted
work.
The fact that a work is unpublished shall not itself bar a finding of fair use if such
finding is made upon consideration of all the above factors.
17 U.S.C. 107. As the Supreme Court has designated fair use an affirmative defense, see
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Campbell, 510 U.S. at 590, the party asserting fair use bears the burden of proof, Am. Geophysical
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Union v. Texaco Inc., 60 F.3d 913, 918 (2d Cir. 1994).
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The statutes wording, derived from a brief observation of Justice Joseph Story in Folsom
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v. Marsh,14 does not furnish standards for recognition of fair use. Its instruction to consider the
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purpose and character of the secondary use and the nature of the copyrighted work does not
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explain what types of purpose and character or nature favor a finding of fair use and which do
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not. In fact, as the Supreme Court observed in Campbell, the House Report makes clear that, in
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The last sentence was added in 1992, rejecting this courts assertion in Salinger v. Random
House, Inc. that unpublished works normally enjoy insulation from fair use copying. 811 F.2d
90, 95 (2d Cir. 1987). See Pub. L. 102492, Oct. 24, 1992, 106 Stat. 3145.
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9 F. Cas. 342, 348 (C.C.D. Mass. 1841) ([W]e must often, in deciding questions of this sort,
look to the nature and objects of the selections made, the quantity and value of the materials
used, and the degree in which the use may prejudice the sale, or diminish the profits, or
supersede the objects, of the original work.).
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passing the statute, Congress had no intention of normatively dictating fair use policy. The purpose
of the enactment was to give recognition in the statute itself to such an important part of copyright
law developed by the courts through the common law process. Congress meant 107 to restate
the present judicial doctrine of fair use, not to change, narrow, or enlarge it an any way, and
intended that courts continue the common-law tradition of fair use adjudication. Campbell, 510
U.S. at 577 (quoting H.R. Rep. No. 94-1476, at 66 (1976), S. Rep. No. 94-473, at 62 (1975), U.S.
Code Cong. & Admin. News 5659, 5679 (1976)). Furthermore, notwithstanding fair uses long
common-law history, not until the Campbell ruling in 1994 did courts undertake to explain the
standards for finding fair use.
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The Campbell Court undertook a comprehensive analysis of fair uses requirements,
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discussing every segment of 107. Beginning with the examples of purposes set forth in the
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statutes preamble, the Court made clear that they are illustrative and not limitative and provide
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only general guidance about the sorts of copying that courts and Congress most commonly ha[ve]
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found to be fair uses. 510 U.S. at 577-578 (internal quotations and citations omitted). The statute
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calls for case-by-case analysis and is not to be simplified with bright-line rules. Id. at 577.
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Section 107s four factors are not to be treated in isolation, one from another. All are to be
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explored, and the results weighed together, in light of the purposes of copyright. Id. at 578. Each
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factor thus stands as part of a multifaceted assessment of the crucial question: how to define the
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boundary limit of the original authors exclusive rights in order to best serve the overall objectives
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of the copyright law to expand public learning while protecting the incentives of authors to create
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for the public good.
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At the same time, the Supreme Court has made clear that some of the statutes four listed
factors are more significant than others. The Court observed in Harper & Row Publishers, Inc. v.
Nation Enterprises that the fourth factor, which assesses the harm the secondary use can cause to
the market for, or the value of, the copyright for the original, is undoubtedly the single most
important element of fair use. 471 U.S. 539, 566 (1985) (citing MELVILLE B. NIMMER, 3 NIMMER
ON COPYRIGHT 13.05[A], at 1376 (1984)). This is consistent with the fact that the copyright is a
commercial right, intended to protect the ability of authors to profit from the exclusive right to
merchandise their own work.
In Campbell, the Court stressed also the importance of the first factor, the purpose and
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character of the secondary use. 17 U.S.C. 107(1). The more the appropriator is using the copied
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material for new, transformative purposes, the more it serves copyrights goal of enriching public
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knowledge and the less likely it is that the appropriation will serve as a substitute for the original
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or its plausible derivatives, shrinking the protected market opportunities of the copyrighted work.
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510 U.S. at 591 (noting that, when the secondary use is transformative, market substitution is at
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least less certain, and market harm may not be so readily inferred.).
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With this background, we proceed to discuss each of the statutory factors, as illuminated
by Campbell and subsequent case law, in relation to the issues here in dispute.
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II. The Search and Snippet View Functions

A. Factor One
(1) Transformative purpose. Campbells explanation of the first factors inquiry into the
purpose and character of the secondary use focuses on whether the new work, in Justice Storys
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words, . . . merely supersede[s] the objects of the original creation, . . . or instead adds something
new, with a further purpose . . . . [I]t asks, in other words, whether and to what extent the new work
is transformative. 510 U.S. at 578-579 (citations omitted). While recognizing that a
transformative use is not absolutely necessary for a finding of fair use, the opinion further
explains that the goal of copyright, to promote science and the arts, is generally furthered by the
creation of transformative works and that [s]uch works thus lie at the heart of the fair use
doctrines guarantee of breathing space within the confines of copyright. Id. at 579. In other
words, transformative uses tend to favor a fair use finding because a transformative use is one that
communicates something new and different from the original or expands its utility, thus serving
10
11
copyrights overall objective of contributing to public knowledge.

The word transformative cannot be taken too literally as a sufficient key to
12
understanding the elements of fair use. It is rather a suggestive symbol for a complex thought, and
13
does not mean that any and all changes made to an authors original text will necessarily support a
14
finding of fair use. The Supreme Courts discussion in Campbell gave important guidance on
15
assessing when a transformative use tends to support a conclusion of fair use. The defendant in that
16
case defended on the ground that its work was a parody of the original and that parody is a
17
time-honored category of fair use. Explaining why parody makes a stronger, or in any event more
18
obvious, claim of fair use than satire, the Court stated,
19
20
21
22
23
24
[T]he heart of any parodists claim to quote from existing material . . . is the use of . . . a
prior authors composition to . . .comment[] on that authors works. . . . If, on the contrary,
the commentary has no critical bearing on the substance or style of the original
composition, which the alleged infringer merely uses to get attention or to avoid the
drudgery in working up something fresh, the claim to fairness in borrowing from anothers
work diminishes accordingly (if it does not vanish). . . . Parody needs to mimic an original
17
13-4829-cv
1
2
3
4
5
Id. at 580-81 (emphasis added). In other words, the would-be fair user of anothers work must have
justification for the taking. A secondary author is not necessarily at liberty to make wholesale
takings of the original authors expression merely because of how well the original authors
expression would convey the secondary authors different message. Among the best recognized
justifications for copying from anothers work is to provide comment on it or criticism of it. A
10
taking from another authors work for the purpose of making points that have no bearing on the
11
original may well be fair use, but the taker would need to show a justification. This part of the
12
Supreme Courts discussion is significant in assessing Googles claim of fair use because, as
13
discussed extensively below, Googles claim of transformative purpose for copying from the
14
works of others is to provide otherwise unavailable information about the originals.
15
to make its point, and so has some claim to use the creation of its victims . . . imagination,
whereas satire can stand on its own two feet and so requires justification for the very act of
borrowing.
A further complication that can result from oversimplified reliance on whether the copying
16
involves transformation is that the word transform also plays a role in defining derivative
17
works, over which the original rights holder retains exclusive control. Section 106 of the Act
18
specifies the exclusive right[] of the copyright owner (2) to prepare derivative works based
19
upon the copyrighted work. See 17 U.S.C. 106. The statute defines derivative works largely by
20
example, rather than explanation. The examples include translation, musical arrangement,
21
dramatization, fictionalization, motion picture version, sound recording, art reproduction,
22
abridgement, condensation, to which list the statute adds any other form in which a work may
18
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be . . . transformed. 17 U.S.C. 101 (emphasis added).15 As we noted in Authors Guild, Inc. v.
HathiTrust, [p]aradigmatic examples of derivative works include the translation of a novel into
another language, the adaptation of a novel into a movie or play, or the recasting of a novel as an
e-book or an audiobook. 755 F.3d 87, 95 (2d Cir. 2014). While such changes can be described as
transformations, they do not involve the kind of transformative purpose that favors a fair use
finding. The statutory definition suggests that derivative works generally involve transformations
in the nature of changes of form. 17 U.S.C. 101. By contrast, copying from an original for the
purpose of criticism or commentary on the original16 or provision of information about it,17
15
The full text of the statutory definition is as follows: A derivative work is a work based
upon one or more preexisting works, such as a translation, musical arrangement, dramatization,
fictionalization, motion picture version, sound recording, art reproduction, abridgement,
condensation, or any other form in which a work may be recast, transformed, or adapted. A work
consisting of editorial revisions, annotations, elaborations, or other modifications which, as a
whole, represent an original work of authorship, is a derivative work. 17 U.S.C. 101.
16
See, e.g., Suntrust Bank v. Houghton Mifflin Co., 268 F.3d 1257, 1269-1271 (11th Cir. 2001)
(copying from original to support parodic criticism of originals moral code justified as
transformative fair use purpose).
17
See, e.g., HathiTrust, 755 F.3d at 97-98 (justifying as transformative fair use purpose the
digital copying of original for purpose of permitting searchers to determine whether its text
employs particular words); A.V. ex rel. Vanderhye v. iParadigms, LLC, 562 F.3d 630, 638-640
(4th Cir. 2009) (justifying as transformative fair use purpose the complete digital copying of a
manuscript to determine whether the original included matter plagiarized from other works);
Perfect 10, Inc. v. Amazon.com, Inc., 508 F.3d 1146, 1165 (9th Cir. 2007) (justifying as
transformative fair use purpose the use of a digital, thumbnail copy of the original to provide an
Internet pathway to the original); Kelly v. Arriba Soft Corp., 336 F.3d 811, 818-819 (9th Cir.
2003) (same); Bond v. Blum, 317 F.3d 385 (4th Cir. 2003) (justifying as fair use purpose the
copying of authors original unpublished autobiographical manuscript for the purpose of
showing that he murdered his father and was an unfit custodian of his children); Nuez v.
Carribean Intl News Corp., 235 F.3d 18, 21-23 (1st Cir. 2000) (justifying as transformative fair
19
13-4829-cv
tends most clearly to satisfy Campbells notion of the transformative purpose involved in the
analysis of Factor One.18
3
4
With these considerations in mind, we first consider whether Googles search and snippet
views functions satisfy the first fair use factor with respect to Plaintiffs rights in their books.
use purpose a newspapers copying of a photo of winner of beauty pageant in a revealing pose
for the purpose of informing the public of the reason the winners title was withdrawn).
18
The Seventh Circuit takes the position that the kind of secondary use that favors satisfaction
of the fair use test is better described as a complementary use, referring to how a hammer and
nail complement one another in that together they achieve results that neither can accomplish on
its own. Ty, Inc. v Publns Intl, Ltd., 292 F.3d 512, 517518 (7th Cir. 2002); see also Kienitz v.
Sconnie Nation LLC, 766 F.3d 756, 758 (7th Cir. 2014), cert. denied, 135 S. Ct. 1555 (2015);
WILLIAM M. LANDES & RICHARD A. POSNER, THE ECONOMIC STRUCTURE OF INTELLECTUAL
PROPERTY LAW 153154 (2003). We do not find the term complementary particularly helpful
in explaining fair use. The term would encompass changes of form that are generally understood
to produce derivative works, rather than fair uses, and, at the same time, would fail to encompass
copying for purposes that are generally and properly viewed as creating fair uses. When a novel
is converted into film, for example, the original novel and the film ideally complement one
another in that each contributes to achieving results that neither can accomplish on its own. The
invention of the original author combines with the cinematographic interpretive skills of the
filmmaker to produce something that neither could have produced independently. Nonetheless, at
least when the intention of the film is to make a motion picture version of the novel, 17
U.S.C. 101, without undertaking to parody it or to comment on it, the film is generally
understood to be a derivative work, which under 106, falls within the exclusive rights of the
copyright owner. Although they complement one another, the film is not a fair use. At the same
time, when a secondary work quotes an original for the purpose of parodying it, or discrediting it
by exposing its inaccuracies, illogic, or dishonesty, such an undertaking is not within the
exclusive prerogatives of the rights holder; it produces a fair use. Yet, when the purpose of the
second is essentially to destroy the first, the two are not comfortably described as
complementaries that combine to produce together something that neither could have produced
independently of the other. We recognize, as just noted above, that the word transformative, if
interpreted too broadly, can also seem to authorize copying that should fall within the scope of
an authors derivative rights. Attempts to find a circumspect shorthand for a complex concept are
best understood as suggestive of a general direction, rather than as definitive descriptions.
20
13-4829-cv
(The question whether these functions might infringe upon Plaintiffs derivative rights is
discussed in the next Part.)
(2) Search Function. We have no difficulty concluding that Googles making of a digital
copy of Plaintiffs books for the purpose of enabling a search for identification of books containing
a term of interest to the searcher involves a highly transformative purpose, in the sense intended by
Campbell. Our courts exemplary discussion in HathiTrust informs our ruling. That case involved
a dispute that is closely related, although not identical, to this one. Authors brought claims of
copyright infringement against HathiTrust, an entity formed by libraries participating in the
Google Library Project to pool the digital copies of their books created for them by Google. The
10
suit challenged various usages HathiTrust made of the digital copies. Among the challenged uses
11
was HathiTrusts offer to its patrons of full-text searches, which, very much like the search
12
offered by Google Books to Internet users, permitted patrons of the libraries to locate in which of
13
the digitized books specific words or phrases appeared. 755 F.3d at 98. (HathiTrusts search
14
facility did not include the snippet view function, or any other display of text.) We concluded
15
that both the making of the digital copies and the use of those copies to offer the search tool were
16
fair uses. Id. at 105.
17
Notwithstanding that the libraries had downloaded and stored complete digital copies of
18
entire books, we noted that such copying was essential to permit searchers to identify and locate
19
the books in which words or phrases of interest to them appeared. Id. at 97. We concluded that
20
the creation of a full-text searchable database is a quintessentially transformative use . . . [as] the
21
result of a word search is different in purpose, character, expression, meaning, and message from
21
13-4829-cv
the page (and the book) from which it is drawn. Id. We cited A.V. ex rel. Vanderhye v.
iParadigms, LLC, 562 F.3d 630, 639-40 (4th Cir. 2009), Perfect 10, Inc. v. Amazon.com, Inc., 508
F.3d 1146, 1165 (9th Cir. 2007), and Kelly v. Arriba Soft Corp., 336 F.3d 811, 819 (9th Cir. 2003)
as examples of cases in which courts had similarly found the creation of complete digital copies
of copyrighted works to be transformative fair uses when the copies served a different function
from the original. HathiTrust, 755 F.3d at 97.
As with HathiTrust (and iParadigms), the purpose of Googles copying of the original
copyrighted books is to make available significant information about those books, permitting a
searcher to identify those that contain a word or term of interest, as well as those that do not
10
include reference to it. In addition, through the ngrams tool, Google allows readers to learn the
11
frequency of usage of selected words in the aggregate corpus of published books in different
12
historical periods. We have no doubt that the purpose of this copying is the sort of transformative
13
purpose described in Campbell as strongly favoring satisfaction of the first factor.
14
We recognize that our case differs from HathiTrust in two potentially significant
15
respects. First, HathiTrust did not display to the user any text from the underlying copyrighted
16
work, 755 F.3d at 91, whereas Google Books provides the searcher with snippets containing the
17
word that is the subject of the search. Second, HathiTrust was a nonprofit educational entity,
18
while Google is a profit-motivated commercial corporation. We discuss those differences below.
19
(3) Snippet View. Plaintiffs correctly point out that this case is significantly different
20
from HathiTrust in that the Google Books search function allows searchers to read snippets from
21
the book searched, whereas HathiTrust did not allow searchers to view any part of the book.
22
13-4829-cv
Snippet view adds important value to the basic transformative search function, which tells only
whether and how often the searched term appears in the book. Merely knowing that a term of
interest appears in a book does not necessarily tell the searcher whether she needs to obtain the
book, because it does not reveal whether the term is discussed in a manner or context falling
within the scope of the searchers interest. For example, a searcher seeking books that explore
Einsteins theories, who finds that a particular book includes 39 usages of Einstein, will
nonetheless conclude she can skip that book if the snippets reveal that the book speaks of
Einstein because that is the name of the authors cat. In contrast, the snippet will tell the
searcher that this is a book she needs to obtain if the snippet shows that the author is engaging
10
11
with Einsteins theories.

Googles division of the page into tiny snippets is designed to show the searcher just
12
enough context surrounding the searched term to help her evaluate whether the book falls within
13
the scope of her interest (without revealing so much as to threaten the authors copyright
14
interests). Snippet view thus adds importantly to the highly transformative purpose of identifying
15
books of interest to the searcher. With respect to the first factor test, it favors a finding of fair use
16
(unless the value of its transformative purpose is overcome by its providing text in a manner that
17
offers a competing substitute for Plaintiffs books, which we discuss under factors three and four
18
below).
19
(4) Googles Commercial Motivation. Plaintiffs also contend that Googles commercial
20
motivation weighs in their favor under the first factor. Googles commercial motivation
21
distinguishes this case from HathiTrust, as the defendant in that case was a non-profit entity
23
13-4829-cv
founded by, and acting as the representative of, libraries. Although Google has no revenues
flowing directly from its operation of the Google Books functions, Plaintiffs stress that Google is
profit-motivated and seeks to use its dominance of book search to fortify its overall dominance
of the Internet search market, and that thereby Google indirectly reaps profits from the Google
Books functions.
For these arguments Plaintiffs rely primarily on two sources. First is Congresss
specification in spelling out the first fair use factor in the text of 107 that consideration of the
purpose and character of the [secondary] use should include[e] whether such use is of a
commercial nature or is for nonprofit educational purposes. Second is the Supreme Courts
10
assertion in dictum in Sony Corporation of America v. Universal City Studios, Inc, that every
11
commercial use of copyrighted material is presumptively . . . unfair. 464 U.S. 417, 451 (1984).
12
If that were the extent of precedential authority on the relevance of commercial motivation,
13
Plaintiffs arguments would muster impressive support. However, while the commercial
14
motivation of the secondary use can undoubtedly weigh against a finding of fair use in some
15
circumstances, the Supreme Court, our court, and others have eventually recognized that the
16
Sony dictum was enormously overstated.19
19
Campbell, 510 U.S. at 58384; Cariou v. Prince, 714 F.3d 694, 708 (2d Cir. 2013) cert. denied,
134 S. Ct. 618 (2013); Castle Rock Entmt, Inc. v. Carol Pub. Grp., Inc., 150 F.3d 132, 141-42 (2d
Cir. 1998); Perfect 10, Inc. v. Amazon.com, Inc., 508 F.3d 1146, 1165 (9th Cir. 2007); Kelly v.
Arriba Soft Corp., 336 F.3d 811, 819 (9th Cir. 2003); see also Monge v. Maya Magazines, Inc.,
688 F.3d 1164, 1172 (9th Cir. 2012) (noting that Campbell debunked the notion that Sony called
for a hard evidentiary presumption that commercial use is presumptively unfair.)
24
13-4829-cv
The Sixth Circuit took the Sony dictum at its word in Acuff-Rose Music, Inc. v. Campbell,
concluding that, because the defendant rap music groups spoof of the plaintiffs ballad was done
for profit, it could not be fair use. 972 F.2d 1429, 1436-1437 (6th Cir. 1992). The Supreme Court
reversed on this very point, observing that Congress could not have intended such a broad
presumption against commercial fair uses, as nearly all of the illustrative uses listed in the
preamble paragraph of 107 . . . are generally conducted for profit in this country. Campbell,
510 U.S. at 584 (internal quotation marks and citations omitted). The Court emphasized
Congresss statement in the House Report to the effect that the commercial or nonprofit character
of a work is not conclusive but merely a fact to be weighed along with other[s] in fair use
10
decisions. Id. at 585 (quoting H.R. Rep. No. 94-1476, at 66 (1976)). In explaining the first fair
11
use factor, the Court clarified that the more transformative the [secondary] work, the less will
12
be the significance of other factors, like commercialism, that may weigh against a finding of fair
13
use. Id. at 579.
14
Our court has since repeatedly rejected the contention that commercial motivation should
15
outweigh a convincing transformative purpose and absence of significant substitutive
16
competition with the original. See Cariou v. Prince, 714 F.3d 694, 708 (2d Cir. 2013), cert.
17
denied, 134 S. Ct. 618 (2013) (The commercial/nonprofit dichotomy concerns the unfairness that
18
arises when a secondary user makes unauthorized use of copyrighted material to capture
19
significant revenues as a direct consequence of copying the original work. This factor must be
20
applied with caution because, as the Supreme Court has recognized, Congress could not have
21
intended a rule that commercial uses are presumptively unfair. Instead, the more transformative
25
13-4829-cv
the new work, the less will be the significance of other factors, like commercialism, that may
weigh against a finding of fair use.) (internal quotation marks, citations, and alterations omitted);
Castle Rock Entmt, Inc. v. Carol Pub. Grp., Inc., 150 F.3d 132, 141-42 (2d Cir. 1998) (We . . . do
not give much weight to the fact that the secondary use was for commercial gain. The more critical
inquiry under the first factor and in fair use analysis generally is whether the allegedly infringing
work merely supersedes the original work or instead adds something new, with a further purpose
or different character, altering the first with new meaning or message, in other words whether and
to what extent the new work is transformative.) (internal quotation marks, citations, and
alterations omitted).
10
While we recognize that in some circumstances, a commercial motivation on the part of
11
the secondary user will weigh against her, especially, as the Supreme Court suggested, when a
12
persuasive transformative purpose is lacking, Campbell, 510 U.S. at 579, we see no reason in this
13
case why Googles overall profit motivation should prevail as a reason for denying fair use over
14
its highly convincing transformative purpose, together with the absence of significant
15
substitutive competition, as reasons for granting fair use. Many of the most universally accepted
16
forms of fair use, such as news reporting and commentary, quotation in historical or analytic
17
books, reviews of books, and performances, as well as parody, are all normally done
18
commercially for profit.20
20
Just as there is no reason for presuming that a commercial use is not a fair use, which would
defeat the most widely accepted and logically justified areas of fair use, there is likewise no
reason to presume categorically that a nonprofit educational purpose should qualify as a fair use.
Authors who write for educational purposes, and publishers who invest substantial funds to
26
13-4829-cv
1
2
B. Factor Two
The second fair use factor directs consideration of the nature of the copyrighted work. While
the transformative purpose inquiry discussed above is conventionally treated as a part of first
factor analysis, it inevitably involves the second factor as well. One cannot assess whether the
copying work has an objective that differs from the original without considering both works, and
their respective objectives.
The second factor has rarely played a significant role in the determination of a fair use
dispute. See WILLIAM F. PATRY, PATRY ON FAIR USE 4.1 (2015). The Supreme Court in Harper &
Row made a passing observation in dictum that, [t]he law generally recognizes a greater need to
10
disseminate factual works than works of fiction or fantasy. 471 U.S. 539, 563 (1985). Courts have
11
sometimes speculated that this might mean that a finding of fair use is more favored when the
12
copying is of factual works than when copying is from works of fiction. However, while the
13
copyright does not protect facts or ideas set forth in a work, it does protect that authors manner of
14
expressing those facts and ideas. At least unless a persuasive fair use justification is involved,
15
authors of factual works, like authors of fiction, should be entitled to copyright protection of their
16
protected expression. The mere fact that the original is a factual work therefore should not imply
17
that others may freely copy it. Those who report the news undoubtedly create factual works. It
publish educational materials, would lose the ability to earn revenues if users were permitted to
copy the materials freely merely because such copying was in the service of a nonprofit
educational mission. The publication of educational materials would be substantially curtailed if
such publications could be freely copied for nonprofit educational purposes.
27
13-4829-cv
cannot seriously be argued that, for that reason, others may freely copy and re-disseminate news
reports.21
In considering the second factor in HathiTrust, we concluded that it was not dispositive,
755 F.3d at 98, commenting that courts have hardly ever found that the second factor in isolation
played a large role in explaining a fair use decision. The same is true here. While each of the three
Plaintiffs books in this case is factual, we do not consider that as a boost to Googles claim of fair
use. If one (or all) of the plaintiff works were fiction, we do not think that would change in any way
our appraisal. Nothing in this case influences us one way or the other with respect to the second
factor considered in isolation. To the extent that the nature of the original copyrighted work
10
necessarily combines with the purpose and character of the secondary work to permit
11
assessment of whether the secondary work uses the original in a transformative manner, as the
12
term is used in Campbell, the second factor favors fair use not because Plaintiffs works are
13
factual, but because the secondary use transformatively provides valuable information about the
14
original, rather than replicating protected expression in a manner that provides a meaningful
15
substitute for the original.
16
21
We think it unlikely that the Supreme Court meant in its concise dictum that secondary
authors are at liberty to copy extensively from the protected expression of the original author
merely because the material is factual. What the Harper & Row dictum may well have meant is
that, because in the case of factual writings, there is often occasion to test the accuracy of, to rely
on, or to repeat their factual propositions, and such testing and reliance may reasonably require
quotation (lest a change of expression unwittingly alter the facts), factual works often present well
justified fair uses, even if the mere fact that the work is factual does not necessarily justify copying
of its protected expression.
28
13-4829-cv
C. Factor Three
The third statutory factor instructs us to consider the amount and substantiality of the
portion used in relation to the copyrighted work as a whole. The clear implication of the third
factor is that a finding of fair use is more likely when small amounts, or less important passages,
are copied than when the copying is extensive, or encompasses the most important parts of the
original.22 The obvious reason for this lies in the relationship between the third and the fourth
factors. The larger the amount, or the more important the part, of the original that is copied, the
greater the likelihood that the secondary work might serve as an effectively competing substitute
for the original, and might therefore diminish the original rights holders sales and profits.
10
(1) Search Function. The Google Books program has made a digital copy of the entirety of
11
each of Plaintiffs books. Notwithstanding the reasonable implication of Factor Three that fair use
12
is more likely to be favored by the copying of smaller, rather than larger, portions of the original,
13
courts have rejected any categorical rule that a copying of the entirety cannot be a fair use.23
14
Complete unchanged copying has repeatedly been found justified as fair use when the copying was
15
reasonably appropriate to achieve the copiers transformative purpose and was done in such a
22
See Harper & Row, 471 U.S. at 564-565 (rejecting fair use defense for copying of only about
300 words, where the portion copied was deemed the heart of the book).
23
Some copyright scholars have argued this position. See, e.g., Paul Goldstein, Copyrights
Commons, 29 COLUM. J.L. & ARTS 1, 5-6 (2005).
29
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manner that it did not offer a competing substitute for the original.24 The Supreme Court said in
Campbell that the extent of permissible copying varies with the purpose and character of the use
and characterized the relevant questions as whether the amount and substantiality of the portion
used . . . are reasonable in relation to the purpose of the copying, Campbell, 510 U.S. at 586-587,
noting that the answer to that question will be affected by the degree to which the [copying work]
may serve as a market substitute for the original or potentially licensed derivatives, id. at 587-588
(finding that, in the case of a parodic song, how much . . . is reasonable will depend, say, on the
extent to which the songs overriding purpose and character is to parody the original or, in contrast,
the likelihood that the parody may serve as a market substitute for the original).
10
In HathiTrust, our court concluded in its discussion of the third factor that [b]ecause it
11
was reasonably necessary for the [HathiTrust Digital Library] to make use of the entirety of the
12
works in order to enable the full-text search function, we do not believe the copying was
13
excessive. 755 F.3d at 98. As with HathiTrust, not only is the copying of the totality of the
14
original reasonably appropriate to Googles transformative purpose, it is literally necessary to
15
achieve that purpose. If Google copied less than the totality of the originals, its search function
16
could not advise searchers reliably whether their searched term appears in a book (or how many
17
times).
18
19
While Google makes an unauthorized digital copy of the entire book, it does not reveal that
digital copy to the public. The copy is made to enable the search functions to reveal limited,
24
See cases cited supra note 17; see also Bill Graham Archives v. Dorling Kindersley Ltd., 448
F.3d 605, 613 (2d Cir. 2006) ([C]opying the entirety of a work is sometimes necessary to make a
fair use of the [work].).
30
13-4829-cv
important information about the books. With respect to the search function, Google satisfies the
third factor test, as illuminated by the Supreme Court in Campbell.
(2) Snippet View. Googles provision of snippet view makes our third factor inquiry
different from that inquiry in HathiTrust. What matters in such cases is not so much the amount
and substantiality of the portion used in making a copy, but rather the amount and substantiality
of what is thereby made accessible to a public for which it may serve as a competing substitute. In
HathiTrust, notwithstanding the defendants full-text copying, the search function revealed
virtually nothing of the text of the originals to the public. Here, through the snippet view, more is
revealed to searchers than in HathiTrust.
10
Without doubt, enabling searchers to see portions of the copied texts could have
11
determinative effect on the fair use analysis. The larger the quantity of the copyrighted text the
12
searcher can see and the more control the searcher can exercise over what part of the text she
13
sees, the greater the likelihood that those revelations could serve her as an effective, free
14
substitute for the purchase of the plaintiffs book. We nonetheless conclude that, at least as
15
presently structured by Google, the snippet view does not reveal matter that offers the
16
marketplace a significantly competing substitute for the copyrighted work.
17
Google has constructed the snippet feature in a manner that substantially protects against
18
its serving as an effectively competing substitute for Plaintiffs books. In the Background section
19
of this opinion, we describe a variety of limitations Google imposes on the snippet function.
20
These include the small size of the snippets (normally one eighth of a page), the blacklisting of
21
one snippet per page and of one page in every ten, the fact that no more than three snippets are
31
13-4829-cv
shownand no more than one per pagefor each term searched, and the fact that the same
snippets are shown for a searched term no matter how many times, or from how many different
computers, the term is searched. In addition, Google does not provide snippet view for types of
books, such as dictionaries and cookbooks, for which viewing a small segment is likely to satisfy
the searchers need. The result of these restrictions is, so far as the record demonstrates, that a
searcher cannot succeed, even after long extended effort to multiply what can be revealed, in
revealing through a snippet search what could usefully serve as a competing substitute for the
original.
The blacklisting, which permanently blocks about 22% of a books text from snippet
10
view, is by no means the most important of the obstacles Google has designed. While it is true
11
that the blacklisting of 22% leaves 78% of a book theoretically accessible to a searcher, it does
12
not follow that any large part of that 78% is in fact accessible. The other restrictions built into the
13
program work together to ensure that, even after protracted effort over a substantial period of
14
time, only small and randomly scattered portions of a book will be accessible. In an effort to
15
show what large portions of text searchers can read through persistently augmented snippet
16
searches, Plaintiffs counsel employed researchers over a period of weeks to do multiple word
17
searches on Plaintiffs books. In no case were they able to access as much as 16% of the text, and
18
the snippets collected were usually not sequential but scattered randomly throughout the book.
19
Because Googles snippets are arbitrarily and uniformly divided by lines of text, and not by
20
complete sentences, paragraphs, or any measure dictated by content, a searcher would have great
21
difficulty constructing a search so as to provide any extensive information about the books use
32
13-4829-cv
of that term. As snippet view never reveals more than one snippet per page in response to
repeated searches for the same term, it is at least difficult, and often impossible, for a searcher to
gain access to more than a single snippets worth of an extended, continuous discussion of the
term.
The fact that Plaintiffs searchers managed to reveal nearly 16% of the text of Plaintiffs
books overstates the degree to which snippet view can provide a meaningful substitute. At least
as important as the percentage of words of a book that are revealed is the manner and order in
which they are revealed. Even if the search function revealed 100% of the words of the
copyrighted book, this would be of little substitutive value if the words were revealed in
10
alphabetical order, or any order other than the order they follow in the original book. It cannot be
11
said that a revelation is substantial in the sense intended by the statutes third factor if the
12
revelation is in a form that communicates little of the sense of the original. The fragmentary and
13
scattered nature of the snippets revealed, even after a determined, assiduous, time-consuming
14
search, results in a revelation that is not substantial, even if it includes an aggregate 16% of the
15
text of the book. If snippet view could be used to reveal a coherent block amounting to 16% of a
16
book, that would raise a very different question beyond the scope of our inquiry.
17
D. Factor Four
18
The fourth fair use factor, the effect of the [copying] use upon the potential market for
19
or value of the copyrighted work, focuses on whether the copy brings to the marketplace a
20
competing substitute for the original, or its derivative, so as to deprive the rights holder of
21
significant revenues because of the likelihood that potential purchasers may opt to acquire the
33
13-4829-cv
copy in preference to the original. Because copyright is a commercial doctrine whose objective is
to stimulate creativity among potential authors by enabling them to earn money from their
creations, the fourth factor is of great importance in making a fair use assessment. See Harper &
Row, 471 U.S. at 566 (describing the fourth factor as undoubtedly the single most important
element of fair use).
Campbell stressed the close linkage between the first and fourth factors, in that the more
the copying is done to achieve a purpose that differs from the purpose of the original, the less
likely it is that the copy will serve as a satisfactory substitute for the original. 510 U.S. at 591.
Consistent with that observation, the HathiTrust court found that the fourth factor favored the
10
defendant and supported a finding of fair use because the ability to search the text of the book to
11
determine whether it includes selected words does not serve as a substitute for the books that are
12
being searched. 755 F.3d at 100.
13
However, Campbells observation as to the likelihood of a secondary use serving as an
14
effective substitute goes only so far. Even if the purpose of the copying is for a valuably
15
transformative purpose, such copying might nonetheless harm the value of the copyrighted
16
original if done in a manner that results in widespread revelation of sufficiently significant
17
portions of the original as to make available a significantly competing substitute. The question
18
for us is whether snippet view, notwithstanding its transformative purpose, does that. We
19
conclude that, at least as snippet view is presently constructed, it does not.
20
21
Especially in view of the fact that the normal purchase price of a book is relatively low in
relation to the cost of manpower needed to secure an arbitrary assortment of randomly scattered
34
13-4829-cv
snippets, we conclude that the snippet function does not give searchers access to effectively
competing substitutes. Snippet view, at best and after a large commitment of manpower,
produces discontinuous, tiny fragments, amounting in the aggregate to no more than 16% of a
book. This does not threaten the rights holders with any significant harm to the value of their
copyrights or diminish their harvest of copyright revenue.
We recognize that the snippet function can cause some loss of sales. There are surely
instances in which a searchers need for access to a text will be satisfied by the snippet view,
resulting in either the loss of a sale to that searcher, or reduction of demand on libraries for that
title, which might have resulted in libraries purchasing additional copies. But the possibility, or
10
even the probability or certainty, of some loss of sales does not suffice to make the copy an
11
effectively competing substitute that would tilt the weighty fourth factor in favor of the rights
12
holder in the original. There must be a meaningful or significant effect upon the potential
13
market for or value of the copyrighted work. 17 U.S.C. 107(4).
14
Furthermore, the type of loss of sale envisioned above will generally occur in relation to
15
interests that are not protected by the copyright. A snippets capacity to satisfy a searchers need
16
for access to a copyrighted book will at times be because the snippet conveys a historical fact
17
that the searcher needs to ascertain. For example, a student writing a paper on Franklin D.
18
Roosevelt might need to learn the year Roosevelt was stricken with polio. By entering
19
Roosevelt polio in a Google Books search, the student would be taken to (among numerous
20
sites) a snippet from page 31 of Richard Thayer Goldbergs The Making of Franklin D.
21
Roosevelt (1981), telling that the polio attack occurred in 1921. This would satisfy the searchers
35
13-4829-cv
need for the book, eliminating any need to purchase it or acquire it from a library. But what the
searcher derived from the snippet was a historical fact. Author Goldbergs copyright does not
extend to the facts communicated by his book. It protects only the authors manner of
expression. Hoehling v. Universal City Studios, Inc., 618 F.2d 972, 974 (2d Cir. 1980) (A grant of
copyright in a published work secures for its author a limited monopoly over the expression it
contains.) (emphasis added). Google would be entitled, without infringement of Goldbergs
copyright, to answer the students query about the year Roosevelt was afflicted, taking the
information from Goldbergs book. The fact that, in the case of the students snippet search, the
information came embedded in three lines of Goldbergs writing, which were superfluous to the
10
searchers needs, would not change the taking of an unprotected fact into a copyright
11
infringement.
12
Even if the snippet reveals some authorial expression, because of the brevity of a single
13
snippet and the cumbersome, disjointed, and incomplete nature of the aggregation of snippets
14
made available through snippet view, we think it would be a rare case in which the searchers
15
interest in the protected aspect of the authors work would be satisfied by what is available from
16
snippet view, and rarer stillbecause of the cumbersome, disjointed, and incomplete nature of the
17
aggregation of snippets made available through snippet viewthat snippet view could provide a
18
significant substitute for the purchase of the authors book.
19
20
Accordingly, considering the four fair use factors in light of the goals of copyright, we
conclude that Googles making of a complete digital copy of Plaintiffs works for the purpose of
36
13-4829-cv
providing the public with its search and snippet view functions (at least as snippet view is
presently designed) is a fair use and does not infringe Plaintiffs copyrights in their books.
3
4
III. Derivative Rights in Search and Snippet View

Plaintiffs next contend that, under Section 106(2), they have a derivative right in the
application of search and snippet view functions to their works, and that Google has usurped
their exclusive market for such derivatives.
There is no merit to this argument. As explained above, Google does not infringe
Plaintiffs copyright in their works by making digital copies of them, where the copies are used
to enable the public to get information about the works, such as whether, and how often they use
10
specified words or terms (together with peripheral snippets of text, sufficient to show the context
11
in which the word is used but too small to provide a meaningful substitute for the works
12
copyrighted expression). The copyright resulting from the Plaintiffs authorship of their works
13
does not include an exclusive right to furnish the kind of information about the works that
14
Googles programs provide to the public. For substantially the same reasons, the copyright that
15
protects Plaintiffs works does not include an exclusive derivative right to supply such
16
information through query of a digitized copy.
17
The extension of copyright protection beyond the copying of the work in its original form
18
to cover also the copying of a derivative reflects a clear and logical policy choice. An authors right
19
to control and profit from the dissemination of her work ought not to be evaded by conversion of
20
the work into a different form. The author of a book written in English should be entitled to control
21
also the dissemination of the same book translated into other languages, or a conversion of the
37
13-4829-cv
book into a film. The copyright of a composer of a symphony or song should cover also
conversions of the piece into scores for different instrumentation, as well as into recordings of
performances.
This policy is reflected in the statutory definition, which explains the scope of the
derivative largely by examplesincluding a translation, musical arrangement, dramatization,
fictionalization, motion picture version, sound recording, art reproduction, abridgement, [or]
condensationbefore adding, or any other form in which a work may be recast, transformed,
or adapted. 17 U.S.C. 101.25 As noted above, this definition, while imprecise, strongly
implies that derivative works over which the author of the original enjoys exclusive rights
10
ordinarily are those that re-present the protected aspects of the original work, i.e., its expressive
11
content, converted into an altered form, such as the conversion of a novel into a film, the
12
translation of a writing into a different language, the reproduction of a painting in the form of a
13
poster or post card, recreation of a cartoon character in the form of a three-dimensional plush toy,
14
adaptation of a musical composition for different instruments, or other similar conversions. If
15
Plaintiffs claim were based on Googles converting their books into a digitized form and making
16
that digitized version accessible to the public, their claim would be strong. But as noted above,
17
Google safeguards from public view the digitized copies it makes and allows access only to the
18
extent of permitting the public to search for the very limited information accessible through the
19
search function and snippet view. The program does not allow access in any substantial way to a
20
books expressive content. Nothing in the statutory definition of a derivative work, or of the
25
The complete text is set forth at footnote 15, supra.

38
13-4829-cv
logic that underlies it, suggests that the author of an original work enjoys an exclusive derivative
right to supply information about that work of the sort communicated by Googles search
functions.
Plaintiffs seek to support their derivative claim by a showing that there exist, or would
have existed, paid licensing markets in digitized works, such as those provided by the Copyright
Clearance Center or the previous, revenue-generating version of the Google Partners Program.
Plaintiffs also point to the proposed settlement agreement rejected by the district court in this
case, according to which Google would have paid authors for its use of digitized copies of their
works. The existence or potential existence of such paid licensing schemes does not support
10
Plaintiffs derivative argument. The access to the expressive content of the original that is or
11
would have been provided by the paid licensing arrangements Plaintiffs cite is far more extensive
12
than that which Googles search and snippet view functions provide. Those arrangements allow
13
or would have allowed public users to read substantial portions of the book. Such access would
14
most likely constitute copyright infringement if not licensed by the rights holders. Accordingly,
15
such arrangements have no bearing on Googles present programs, which, in a non-infringing
16
manner, allow the public to obtain limited data about the contents of the book, without allowing
17
any substantial reading of its text.
18
Plaintiffs also seek to support their derivative claim by a showing that there is a current
19
unpaid market in licenses for partial viewing of digitized books, such as the licenses that
20
publishers currently grant to the Google Partners program and Amazons Search Inside the Book
21
program to display substantial portions of their books. Plaintiffs rely on Infinity Broadcast
39
13-4829-cv
Corporation v. Kirkwood, 150 F.3d 104 (2nd Cir. 1998) and United States v. American Society of
Composers, Authors and Publishers (ASCAP), 599 F. Supp. 2d 415 (S.D.N.Y. 2009) for the
proposition that a secondary use that replaces a comparable service licensed by the copyright
holder, even without charge, may cause market harm. Pls. Br. at 51. In the cases cited,
however, the purpose of the challenged secondary uses was not the dissemination of information
about the original works, which falls outside the protection of the copyright, but was rather the
re-transmission, or re-dissemination, of their expressive content. Those precedents do not support
the proposition Plaintiffs assertnamely that the availability of licenses for providing
unprotected information about a copyrighted work, or supplying unprotected services related to
10
it, gives the copyright holder the right to exclude others from providing such information or
11
services.
12
While the telephone ringtones at issue in the ASCAP case Plaintiffs cite are superficially
13
comparable to Googles snippets in that both consist of brief segments of the copyrighted work,
14
in a more significant way they are fundamentally different. While it is true that Googles snippets
15
display a fragment of expressive content, the fragments it displays result from the appearance of
16
the term selected by the searcher in an otherwise arbitrarily selected snippet of text. Unlike the
17
reading experience that the Google Partners program or the Amazon Search Inside the Book
18
program provides, the snippet function does not provide searchers with any meaningful
19
experience of the expressive content of the book. Its purpose is not to communicate copyrighted
20
expression, but rather, by revealing to the searcher a tiny segment surrounding the searched term,
21
to give some minimal contextual information to help the searcher learn whether the books use of
40
13-4829-cv
that term will be of interest to her. The segments taken from copyrighted music as ringtones, in
contrast, are selected precisely because they play the most famous, beloved passages of the
particular piecethe expressive content that members of the public want to hear when their
phone rings. The value of the ringtone to the purchaser is not that it provides information but that
it provides a mini-performance of the most appealing segment of the authors expressive content.
There is no reason to think the courts in the cited cases would have come to the same conclusion
if the service being provided by the secondary user had been simply to identify to a subscriber in
what key a selected composition was written, the year it was written, or the name of the
composer. These cases, and the existence of unpaid licensing schemes for substantial viewing of
10
11
12
digitized works, do not support Plaintiffs derivative works argument.

IV. Plaintiffs Exposure to Risks of Hacking of Googles Files
Plaintiffs argue that Googles storage of its digitized copies of Plaintiffs books exposes
13
them to the risk that hackers might gain access and make the books widely available, thus
14
destroying the value of their copyrights. Unlike the Plaintiffs argument just considered based on
15
a supposed derivative right to supply information about their books, this claim has a reasonable
16
theoretical basis. If, in the course of making an arguable fair use of a copyrighted work, a
17
secondary user unreasonably exposed the rights holder to destruction of the value of the copyright
18
resulting from the publics opportunity to employ the secondary use as a substitute for purchase of
19
the original (even though this was not the intent of the secondary user), this might well furnish a
20
substantial rebuttal to the secondary users claim of fair use. For this reason, the Arriba Soft and
21
Perfect 10 courts, in upholding the secondary users claim of fair use, observed that thumbnail
41
13-4829-cv
images, which transformatively provided an Internet pathway to the original images, were of
sufficiently low resolution that they were not usable as effective substitutes for the originals.
Arriba Soft, 336 F.3d 811 at 819; Perfect 10, 508 F.3d at 1165.
While Plaintiffs claim is theoretically sound, it is not supported by the evidence. In
HathiTrust, we faced substantially the same exposure-to-piracy argument. The record in
HathiTrust, however, document[ed] the extensive security measures [the secondary user] ha[d]
undertaken to safeguard against the risk of a data breach, evidence which was unrebutted. 755
F.3d at 100. The HathiTrust court thus found no basis . . . on which to conclude that a security
breach is likely to occur, much less one that would result in the public release of the specific
10
copyrighted works belonging to any of the plaintiffs in this case. Id. at 100-101 (citing Clapper v.
11
Amnesty Int'l USA, 133 S.Ct. 1138, 1143 (2013) (finding that risk of future harm must be
12
certainly impending, rather than merely conjectural or hypothetical, to constitute a
13
cognizable injury-in-fact), and Sony Corp., 464 U.S. at 453454 (concluding that time-shifting
14
using a Betamax is fair use because the copyright owners prediction that live television or movie
15
audiences will decrease was merely speculative)).
16
Google has documented that Google Books digital scans are stored on computers walled
17
off from public Internet access and protected by the same impressive security measures used by
18
Google to guard its own confidential information. As Google notes, Plaintiffs own security
19
expert praised these security systems, remarking that Google is fortunate to have ample
20
resources and top-notch technical talents that enable it to protect its data. JA 1558, 1570. Nor
21
have Plaintiffs identified any thefts from Google Books (or from the Google Library Project).
42
13-4829-cv
Plaintiffs seek to rebut this record by quoting from Googles July 2012 SEC filing, in which the
company made legally required disclosure of its potential market risks.26 Googles prudent
acknowledgment that security breaches could expose [it] to a risk of loss . . . due to the actions
of outside parties, employee error, malfeasance, or otherwise, however, falls far short of
rebutting Googles demonstration of the effective measures it takes to guard against piratical
hacking. Google has made a sufficient showing of protection of its digitized copies of Plaintiffs
works to carry its burden on this aspect of its claim of fair use and thus to shift to Plaintiffs the
burden of rebutting Googles showing. Plaintiffs effort to do so falls far short.
9
10
26
The filing includes the following disclosure:

Our products and services involve the storage and transmission of users and customers
proprietary information, and security breaches could expose us to a risk of loss of this
information, litigation, and potential liability. Our security measures may be breached
due to the actions of outside parties, employee error, malfeasance, or otherwise, and, as a
result, an unauthorized party may obtain access to our data or our users or customers
data. Additionally, outside parties may attempt to fraudulently induce employees, users,
or customers to disclose sensitive information in order to gain access to our data or our
users or customers data. Any such breach or unauthorized access could result in
significant legal and financial exposure, damage to our reputation, and a loss of
confidence in the security of our products and services that could potentially have an
adverse effect on our business. Because the techniques used to obtain unauthorized
access, disable or degrade service, or sabotage systems change frequently and often are
not recognized until launched against a target, we may be unable to anticipate these
techniques or to implement adequate preventative measures. If an actual or perceived
breach of our security occurs, the market perception of the effectiveness of our security
measures could be harmed and we could lose users and customers.
JA 562.
43
13-4829-cv
1
2
V. Googles Distribution of Digital Copies to Participant Libraries

Finally, Plaintiffs contend that Googles distribution to a participating library of a digital
copy of Plaintiffs books is not a fair use and exposes the Plaintiffs to risks of loss if the library
uses its digital copy in an infringing manner, or if the library fails to maintain security over its
digital copy with the consequence that the book may become freely available as a result of the
incursions of hackers. The claim fails.
Although Plaintiffs describe the arrangement between Google and the libraries in more
nefarious terms, those arrangements are essentially that each participant library has contracted
with Google that Google will create for it a digital copy of each book the library submits to
10
Google, so as to permit the library to use its digital copy in a non-infringing fair use manner. The
11
libraries propose to use their digital copies to enable the very kinds of searches that we here hold
12
to be fair uses in connection with Googles offer of such searches to the Internet public, and
13
which we held in HathiTrust to be fair uses when offered by HathiTrust to its users. The contract
14
between Google and each of the participating libraries commits the library to use its digital copy
15
only in a manner consistent with the copyright law, and to take precautions to prevent
16
dissemination of their digital copies to the public at large.
17
In these circumstances, Googles creation for each library of a digital copy of that
18
librarys already owned book in order to permit that library to make fair use through provision of
19
digital searches is not an infringement. If the library had created its own digital copy to enable its
20
provision of fair use digital searches, the making of the digital copy would not have been
21
infringement. Nor does it become an infringement because, instead of making its own digital
44
13-4829-cv
copy, the library contracted with Google that Google would use its expertise and resources to
make the digital conversion for the librarys benefit.
We recognize the possibility that libraries may use the digital copies Google created for
them in an infringing manner. If they do, such libraries may be liable to Plaintiffs for their
infringement. It is also possible that, in such a suit, Plaintiffs might adduce evidence that Google
was aware of or encouraged such infringing practices, in which case Google could be liable as a
contributory infringer. But on the present record, the possibility that libraries may misuse their
digital copies is sheer speculation. Nor is there any basis on the present record to hold Google
liable as a contributory infringer based on the mere speculative possibility that libraries, in
10
addition to, or instead of, using their digital copies of Plaintiffs books in a non-infringing
11
manner, may use them in an infringing manner.
12
We recognize the additional possibility that the libraries might incur liability by negligent
13
mishandling of, and failure to protect, their digital copies, leaving them unreasonably vulnerable
14
to hacking. That also, however, is nothing more than a speculative possibility. There is no basis
15
in the record to impose liability on Google for having lawfully made a digital copy for a
16
participating library so as to enable that library to make non-infringing use of its copy, merely
17
because of the speculative possibility that the library may fail to guard sufficiently against the
18
dangers of hacking, as it is contractually obligated to do. Plaintiffs have failed to establish any
45
13-4829-cv
basis for holding Google liable for its creation of a digital copy of a book submitted to it by a
participating library so as to enable that library to make fair use of it.27
In sum, we conclude that: (1) Googles unauthorized digitizing of copyright-protected
works, creation of a search functionality, and display of snippets from those works are
non-infringing fair uses. The purpose of the copying is highly transformative, the public display of
text is limited, and the revelations do not provide a significant market substitute for the protected
aspects of the originals. Googles commercial nature and profit motivation do not justify denial of
fair use. (2) Googles provision of digitized copies to the libraries that supplied the books, on the
understanding that the libraries will use the copies in a manner consistent with the copyright law,
10
also does not constitute infringement. Nor, on this record, is Google a contributory infringer.
11
CONCLUSION
12
The judgment of the district court is AFFIRMED.
13
27
We have considered Plaintiffs other contentions not directly addressed in this opinion and
find them without merit.
46
13-4829-cv
APPENDIX A
47
13-4829-cv
APPENDIX B
48

Google Vs Authors Guild Opinion Oct 16 2015

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Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page1 of 48

UNITED STATES COURT OF APPEALS

Decided: October 16, 2015)

Docket No. 13-4829-cv

LEVAL, CABRANES, PARKER, Circuit Judges.

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page2 of 48

PAUL M. SMITH, JENNER & BLOCK LLP, WASHINGTON,

SETH P. WAXMAN, WILMER CUTLER PICKERING HALE

Leval, Circuit Judge:

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page3 of 48

alleged to constitute infringement of Plaintiffs copyrights. Plaintiffs sought injunctive and

declaratory relief as well as damages.

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page4 of 48

Googles making of a digital copy to provide a search function is a transformative use,

incursions of hackers. Finally, Googles provision of digital copies to participating libraries,

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page5 of 48

We affirm the judgment.

II. Google Books and the Google Library Project

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page6 of 48

image-to-text conversion technologies improve.

Google uses to shield its own confidential information.

Oxford University, Columbia University, Princeton University, Ghent University, Keio

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page7 of 48

identifying information instantaneously supplied would otherwise not be obtainable in lifetimes of

Appendix B exhibits the ngram for the phrase fair use.

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page8 of 48

horizontal segment comprising ordinarily an eighth of a page. Each page of a conventionally

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page9 of 48

complete page out of every tena process Google calls blacklisting.

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page10 of 48

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page11 of 48

III. Procedural History

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page12 of 48

F.3d 132, 134 (2d Cir. 2013).

I. The Law of Fair Use

empowerment of Congress To promote the Progress of Science . . . by securing for limited

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page13 of 48

copyright seeks to advance by providing rewards for authorship.

1976. 17 U.S.C. 101 et seq.

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page14 of 48

Section 107, in its present form,13 provides:

Union v. Texaco Inc., 60 F.3d 913, 918 (2d Cir. 1994).

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page15 of 48

standards for finding fair use.

The Campbell Court undertook a comprehensive analysis of fair uses requirements,

for the public good.

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page16 of 48

merchandise their own work.

II. The Search and Snippet View Functions

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page17 of 48

is transformative. 510 U.S. at 578-579 (citations omitted). While recognizing that a

copyrights overall objective of contributing to public knowledge.

obvious, claim of fair use than satire, the Court stated,

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page18 of 48

works of others is to provide otherwise unavailable information about the originals.

dramatization, fictionalization, motion picture version, sound recording, art reproduction,

Case 13-4829, Document 230-1, 10/16/2015, 1620658, Page19 of 48

be . . . transformed. 17 U.S.C. 101 (emphasis added).15 As we noted in Authors Guild, Inc. v.

purpose of criticism or commentary on the original16 or provision of information about it,17