Implementing, Personalizing and

Customizing AME for Complex Approvals

Susan Behn
Gerald Jones
NCOAUG, Chicago, IL
August 17, 2007

Agenda
AME Basics
AME Implementation
z AP Setup
z Requisition Setup

AME and Approval Workflows

Sample Business Case Scenarios
Testing Workbench

What is Oracle Approvals Management (AME)?

Oracle Self-Service Application

Enables development of custom rules to manage
transaction approvals
Integrated with multiple E-Business applications
such as HR, PO, AP and UMX
Builds Approver List and works with Workflow to
notify and request responses

Advantages of AME
Approval Rules can be developed without
programming knowledge
Approver Lists leverage off existing Oracle
hierarchies (e.g. HR supervisor, HR position)
AME responds to changes such as organization
hierarchies or rule changes
Flexible can combine hierarchy types
Rules can be shared by transaction types
Alternative to AME is workflow customization
4

Limitations of AME
Timeout functionality is not supported in AME
z Workflow can be customized, but timeout goes up
supervisor chain not back to AME

Notifications only have approve and reject

responses
z No Forward
z No Approve and Forward

R11i Rules are across operating units

z Must create attribute to limit by OU

Release 12 Rules are specific to operating unit

5

AME Components
Transaction Types
Attributes
Conditions
Actions / Action Types
Approver Groups
Rules

Transaction Types
Describe the type of transaction on which approval
rules will be based (e.g. Invoice Approval)
z 178 Transaction Types in 11.5.10.2
z 251 Transaction Types in Release 12

Custom Types can be created for custom apps

Attributes
Variables that represents business data (e.g.
invoice amount, supplier, etc.)
Building blocks of rule development
Can be static (constant value) or dynamically
retrieved at runtime (SQL query)
Attribute data types can be alphanumeric, numeric,
date, currency or Boolean
Many basic attributes exist for transaction types
Create additional attributes for anything linked to
transaction id for header (invoice id, requisition id)
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Attributes Data Types

Alphanumeric Can accommodate 100 characters
Numeric Must be converted to canonical form
Select fnd_number.number_to_canonical(123456789) from dual

Date Must return format

YYYY:MON:DD:HH24:MI:SS
Select to_char(sysdate, ame_util.versionDateFormatModel) from dual

Attributes Data Types contd

Currency Dynamic conversion requires:
z Numeric column
z Currency
z Conversion method

Boolean Allowable values are True or False

z Use ame_util.booleanAttributeTrue or
ame_util.booleanAttributeFalse to ensure proper
format

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Attributes - Types
Mandatory Attributes
z Defined in ALL transaction types in AME
z Control runtime behavior

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Attributes - Types
Required Attributes
z Vary by transaction type
z Control certain runtime behavior related to the action type

Example: Can change starting point for approval

based on a query

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Attributes - Types
Optional Attributes Any other attributes defined
for a transaction type
z This attribute calls a
function to
determine the
number of
supervisors to go
up to reach a
specified approval
amount based on a
custom table

13

Conditions
Used to evaluate the value of attributes at runtime
Condition result can either be True or False
Represent the IF part of an approval rule
Three types of conditions
z Ordinary-Regular
z Ordinary-Exception
z List Modifier

14

Conditions - Types
Ordinary-Regular
z Associates attribute with a defined value or range of
values (e.g. invoice amount > 10000)

15

Conditions - Types
Ordinary-Exception
z Similar to Ordinary-Regular, but can only be used in
certain Rule Types (e.g. use regular rules except for
Utility suppliers)

16

Conditions - Types
List-Modification
z Determines if specified approver appears in an approver
list (e.g. can be used for conflict of interest checking)

17

Actions / Action Types

Provide instruction to AME when an approval rule
has been satisfied
Represent the Then part of an approval rule
Determine the approvers and number of approvers
Action Types are grouping of actions
Categorized into type of hierarchy on which
approver lists are based

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Action Types/Actions
Action Type

Valid Actions for Action type Absolute Job Level

19

Action Types Chain-of-Authority

Action Type

Description

Example

Absolute-job-level

~Ascends HR
supervisor hierarchy
~Based on specific
job level

Require approvals up
to job level six

Relative-job-level

~Ascends HR
Require approvals at
supervisor hierarchy least four levels up
~Based on job level
relative to requesters
job level
20

Action Types Chain-of-Authority

Action Type

Description

Example

Manager-then-FinalApprover

~Ascends HR
supervisor hierarchy
~Supervisor and final
approver are required
to approve

Require approval up
to first supervisor and
level six final
approver

Final-Approver-Only

~Ascends HR
supervisor hierarchy
~Only final approver
needed for approval

Require approval
from level six final
approver

21

Action Types Chain-of-Authority

Action Type

Description

Example

Dual-Chains-of
Authority

~Ascends HR
supervisor hierarchy
~Builds two separate
approver lists
~Approval needed
from each list

Require approval
from previous and
current supervisor
(i.e. during employee
transfer)

Line-Item-Job-Level

~Ascends HR
supervisor hierarchy
~Approver chain
based on line-level
attributes

Require approval
from manager of cost
center in account
code of distribution
line
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Action Types Chain-of-Authority

Action Type

Description

Example

Supervisory-Level

Ascends HR
Require approvals up
supervisor hierarchy to three supervisors
a specified number of
levels

HR-Position

Ascends HR position
hierarchy up to a
specified position

Require approvals up
to Accounting
Manager

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Action Types Chain-of-Authority

Action Type

Description

Example

Position-Level

Ascends HR position
hierarchy a specified
number of positions

Require approvals up
to position at level 4

24

Action Types List Modification

Action Type

Description

Example

Final-Authority

Grants final authority

to an approver by
ending the approval
chain when target
approver is reached

If Approver is IT
Manager, allow final
approval

Non-Final-Authority

Revokes final
authority from an
approver by
extending approver
chain

If Approver is Harry,
require approval up to
one supervisor

25

Action Types Approver Group

Action Type

Description

Example

Approver-Group
Chain-of-Authority

~Ascends custom
approver hierarchy
~Builds chain-ofauthority type
approver list

If transaction item
contains building
material, require
approvals Chris and
then Sharon

Pre and Post ChainOf-Authority

Approvers are added

before or after normal
chain-of-authority list
build for a transaction

Require sales tax

group approver, then
up at least one
supervisor

26

Rules
The key component in AME application approval
setup
Represents the translation of an organization
business approval rule in AME
Associate one or more conditions to a rule
Select an action type to build approver list
z Rule Types determine the action types that can be used
on a rule

27

Create a new rule

Step 1 - Enter name, rule type and item class

28

Rules Rule Types

List-Creation
z Generate Chain-of-Authority Approver Lists
z Acceptable action types
Absolute-Job-Level
Relative-Job-Level
Dual Chains of Authority
Final-Approver-Only
Manager-Then-Final Approver
Supervisory Level

z Example:
IF INVOICE_AMOUNT > $500,000 , THEN REQUIRE

APPROVALS UP TO AT LEAST POSITION CFO

29

Rules Rule Types

List-Creation Exceptions

z Generate Chain-of-Authority Approver Lists

z Typically used to suppress another list-creation rule
z Uses one ordinary condition and one exception condition
z Acceptable action types are same as List-Creation rule
type
z Examples:
Rule A: IF INVOICE_AMOUNT < 1000 THEN REQUIRE

APPROVALS UP TO 1 SUPERVISOR
Rule B: IF INVOICE_AMOUNT < 1000 AND (Exception)
COST_CENTER IS IN (0743) THEN REQUIRE APPROVALS UP
TO 2 SUPERVISORS

30

Rules Rule Types

List-Modification

z Used to extend or reduce final approver authority

z Must use a condition defined as list-modification
z Acceptable action types
Final-Authority
Non-Final Authority

z Examples:

IF INVOICE_AMOUNT > 1000 AND FINAL APPROVER IS

GERALD JONES THEN REQUIRE APPROVAL AT LEAST ONE

JOB LEVEL UP
IF INVOICE_AMOUNT > 5000 AND PAYGROUP IS
COMPEQUIP AND ANY APPROVER IS GERALD JONES
GRANT FINAL AUTHORITY

31

Rules Rule Types

Substitution
z Allows an approver on approver list to be substituted for
another person
z Common uses may be whenever an typical approver is
out of the office or unavailable to perform approvals (e.g.
vacation)
z Must use condition defined as list-modification condition
z Example
IF ANY APPROVER IS GERALD JONES, THEN SUBSTITUTE

SUSAN BEHN FOR THE APPROVER

32

Rules Rule Types

Pre- and Post-List
z Uses defined Approver Group to generate a list of
approvers
z Approvers are inserted either before or after the normal
chain-of-authority approver list
z Typically used to allow functional specialists to review
transaction
z Example
IF LINE-TYPE IS TAX, THEN REQUIRE PREAPPROVAL

FROM TAX DEPARTMENT

33

Rules Rule Types

Combination
z Allows different action types to be used as part of a rules
actions
z Action Types combinations can either include:
List-Creation, List-Modification
Pre-Chain of Authority
Post-Chain of Authority
List-Modification
Substitution

z Example:
IF REQUESTER IS JOHN DOE, REQUIRE PRE-APPROVAL

FROM TEAM LEAD, POST-APPROVAL FROM AP MANAGER

34

Create a new rule

Step 2 - Add Condition

35

Create a new rule

Step 3 - Add Action Type/Action

36

Create a new rule

Step 4 Review and Finish

37

AME and Approval Workflows

Approval routing is controlled by AME rules via
workflow
Approval workflow communicates with AME to find
approvers
If valid approver is identified, workflow sends
notification
Workflow continues to send notifications until
z Approval from authorized approver is reached
z Invoice is rejected
z Approver list is exhausted or no response received

38

Invoice Approval Workflow

Invoice Approval Workflow Identify Approver node calls the
AME API to identify next approver

AME

39

AME Setup
Install latest AME patch

z 11i.AME.B (as of March, 2007)

40

AME Setup
Current AME application uses Oracle Role Based Access
Model (RBAC) to access AME components
The following roles are predefined with 11i.AME.B
z
z
z
z
z
z

Approvals Management Administrator

Approvals Management Analyst
Approvals Management System Viewer
Approvals Management System Administrator
Approvals Management Process Owner
Approvals Management Business Analyst

Approvals Management Business Analyst has access to all

AME components required to define business cases

41

AME Setup
Grant access to AME transaction types
Functional Administrator Responsibility
z Grants Tab Create Grant
z Select user as grantee
z Select AME Transaction Types as object
z Choose All rows
z Instance type = AME Calling Applications
z Review and finish

42

AME Setup All Applications

System Administrator

z Set the profile option AME:Installed to Yes for specific application

43

AME for Invoice Approvals

AP Setup
z Payables options related to invoice approval

Use Invoice Approval Workflow

z Enables invoice approval in Payables
z All invoices (manual and/or imported) are required to go through
workflow for approval
Allow Force Approval
z Allows invoices to be manually approved without going through the
workflow approval cycle
Require Validation Before Approval
z Requires invoice to be fully validated before it can be initiated for
approval routing

44

AME for Invoice Approvals

45

AME for Requisition Approvals

Setup
Purchasing
Document Types
z Select Document
Type: Purchase
Requisition
z Set Approval
Transaction Type
=
PURCHASE_REQ

46

AME Dashboards
Current version 11i.AME.B delivers a dashboard
page to provide access to AME application
Dashboard page contents differ depending on
which AME role is assigned and accessed
AME Business Analyst dashboard provides birdseye view of AME setup components (e.g. attributes,
conditions, rules)
AME Administrator dashboard provides view to item
classes, mandatory attributes, configuration
variables and the exception log
47

Business Analyst Dashboard

48

Administrator Dashboard

49

AME Implementation Examples

Business Case #1
Require Approvals up 1 level from invoice requester
for any invoice $100 or greater
The following AME components need to be defined
z Attribute: Total Invoice Amount
z Condition: Total Invoice Amount >= 100
z Rule: If Total Invoice Amount >= 100, then
require approvals up to first supervisor

51

Business Case #1 Attribute Setup

Attribute Name: SB_INVOICE_AMT

52

Business Case #1 Condition Setup

Condition Name: SB_INVOICE_AMT is greater than or
equal to 100

53

Business Case #1 Rules Setup

Total Invoice Amount >= $100, then require approvals up to
the first supervisor (SB Invoice Rule (> $100)

54

Business Case #2
Require pre-approval from the Tax Approver
group, for any invoices $100 or greater with Sales
Tax lines
The following New AME components need to be
defined
z Attribute: Sales Tax Present on Invoice
z Condition: Sales Tax Present on Invoice > 0
z Approver Group: Sales Tax Group
z Rule: If Sales Tax Present on Invoice > 0, then require
pre-approval from the sales tax approver group, then up
to the first supervisor
55

Business Case #2 Attribute Setup

Attribute Name: SB_SALES_TAX_PRESENT

56

Business Case #2 Condition Setup

Condition Name: SB_SALES_TAX_PRESENT is greater
than 0

57

Business Case #2 Approver Group

Approver Group: SB Sales Tax Group

58

Business Case #2 Rules Setup

If Sales Tax Present on Invoice > 0 and total invoice amount
>= 100, then require pre-approval from the sales tax
approver group, then up to the first supervisor

59

AME Testing Workbench

11i.AME.B provides a testing workbench to allow
defined business rules to be evaluated and tested
against transactions
Testing workbench allows user to verify various
aspects of setups
z Are attribute values, particularly custom attributes
retrieving values correctly?
z Does the invoice satisfy the appropriate rule?
z Is the proper approver chain being generated for the
transaction based on the rule chosen?

60

AME Testing Workbench

The testing workbench can be accessed from the
Business Analyst Dashboard

61

Using the AME Testing Workbench

To execute a test within the workbench, a test case
can be defined and attributes entered manually

62

Using the AME Testing Workbench

The following confirmation page appears once
changes are saved

63

Testing Workbench An Example

Run a real transaction test for Business Case #2
Enter an invoice with a Sales Tax line

64

Testing Workbench An Example

65

Testing Workbench An Example

Create new test case (OAUG Test Case). Choose
Run Real Transaction Test to execute a test

66

Testing Workbench An Example

Transaction id is the id of the invoice entered
earlier

67

Testing Workbench An Example

First page previews the retrieved values for any
defined attributes

68

Testing Workbench An Example

69

Testing Workbench An Example

70

Testing Workbench An Example

Last page previews any applicable rules satisfied
by the transaction and the approver list that was
built

71

Testing Workbench An Example

To test other options quickly without creating
additional transactions
z Save the real transaction test
z Edit the transaction test and change attribute results
z Save the altered transaction test with a new name
z Run the saved test

72

References
Oracle Approvals Management Implementation Guide Rel
11i Part No. B25324-01, MetaLink Note 336901.1
Oracle Approvals Management Developers Guide Release
AME.B, MetaLink Note 289927.1
How to Implement the Invoice Approval Workflow,
MetaLink Note 269057.1
Oracle Payables Users Guide 11i Part No. A81180-07
Oracle Approvals Management Not Enabled? What does it
take to Enabled It?, MetaLink Note 413300.1
About Oracle Approvals Management Minipack B,
MetaLink Note 336004.1

73

Questions and Answers

Thank you!
Susan Behn and Gerald Jones
[email protected]
[email protected]

www.solutionbeacon.com

Real Solutions for the Real World.

74

Installing, Upgrading and

Maintaining Oracle EBusiness Suite Applications
11.5.10.2+

Got
Oracle?
Get the
Books!
The Release 12 Primer
Shining a Light on the
Release 12 World

More Info? http://www.solutionbeacon.com

Available
October 2007

Questions and Answers

Thank you!
<Presenter(s) Name(s)>
[email protected]
www.solutionbeacon.com

Real Solutions for the Real World.

76

Installing, Upgrading and

Maintaining Oracle EBusiness Suite Applications
11.5.10.2+

Got
Oracle?
Get the
Books!
The Release 12 Primer
Shining a Light on the
Release 12 World

More Info? http://www.solutionbeacon.com

Available
October 2007