Neuro Phenomenology
Neuro Phenomenology
Neuro Phenomenology
33049
NEUROPHENOMENOLOGY
A Methodological Remedy for the Hard Problem
Francisco J. Varela, LENA (Laboratoire des Neurosciences Cognitives),
CNRS URA 654, Hpital de la Salptrere, 47 Blvd. de lHpital,
75651 Paris Cedex 13, FRANCE. E-mail: [email protected]
Abstract: This paper starts with one of Chalmers basic points: first-hand experience is an
irreducible field of phenomena. I claim there is no theoretical fix or extra ingredient in
nature that can possibly bridge this gap. Instead, the field of conscious phenomena requires a
rigorous method and an explicit pragmatics for its exploration and analysis. My proposed
approach, inspired by the style of inquiry of phenomenology, I have called neurophenomenology. It seeks articulations by mutual constraints between phenomena present in experience
and the correlative field of phenomena established by the cognitive sciences. It needs to expand
into a widening research community in which the method is cultivated further.
This paper responds to the issues raised by D.J. Chalmers (1995) by offering a research
direction which is quite radical in the way in which some basic methodological principles
are linked to the scientific studies of consciousness. Neuro-phenomenology is the name
I am using here to designate a quest to marry modern cognitive science and a disciplined
approach to human experience, thus placing myself in the lineage of the continental
tradition of phenomenology.1 My claim is that the so-called hard problem that animates
these Special Issues of the Journal of Consciousness Studies can only be addressed
productively by gathering a research community armed with new pragmatic tools enabling them to develop a science of consciousness. I will claim that no piecemeal empirical
correlates, nor purely theoretical principles, will really help us at this stage. We need to
turn to a systematic exploration of the only link between mind and consciousness that
seems both obvious and natural: the structure of human experience itself.
In what follows I open my proposal by briefly examining the current debate about
consciousness in the light of Chalmers hard problem. Next, I outline the (neuro)phenomenological strategy. I conclude by discussing some of the main difficulties and consequences of this strategy.
I: A Cartography of Approaches
The use of neuro should be taken here as a nom de guerre. It is chosen in explicit contrast to the
current usage of neurophilosophy, which identifies philosophy with anglo-american philosophy of
mind. Further, neuro refers here to the entire array of scientific correlates which are relevant in
cognitive science. But to speak of a neuro-psycho-evolutionary-phenomenology would be unduly
cumbersome.
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the only avenue is to find theoretical principles that will bridge the gap between cognition
and experience. As I will detail below, it seems that another fundamental alternative is to
change the entire framework within which the issue is discussed. In any case [t]he moral
of all this is that you cant explain conscious experience on the cheap (p. 208; his italics).
I entirely agree but hasten to add that the price we need to pay is heavier than most people
are willing to concede. Again the central difficulty is that experience is not an explanatory posit, but an explanandum in its own right, and so it is not a candidate for [reductive]
elimination (p. 209). What is needed, he concludes, is a form of non-reductive explanation. Here again, I concur with Chalmers, but one of my tasks will be to detail how
different our options are from this point onwards.
Let me begin my re-focusing the question of experience in the current boom in the
scientific study of consciousness. As we all know, the number of books, articles and
meetings on the subject has increased exponentially over the last few years. Why this
current outburst after all the years of silence, during which consciousness was an impolite
topic even within cognitive science?
To be sure, after the peak of dominance of behaviourism there had to be a conservative
phase before cognitive science felt that it had some ground under its feet. More important
perhaps was the style of the dominant philosophy of mind in the USA (with numerous
followers in Europe), which is intrinsically suspicious of subjective experience. Within
this framework, significant developments in cognitive science have been accomplished
almost exclusively within a cognitivist-computationalist or a connectionist perspective.
Connectionism in particular made possible a revolutionary idea of transitions and bridges
between levels of explanation, better understood as a philosophy of emergence: how local
rules can give rise to global properties or objects in a reciprocal causality. This gave new
meaning to the traditional mind/body interface, which in the form of cognitive processes
as computationalist or connectionists schemes, made an array of specific cognitive
phenomena (vision, motion and associative memory are prime examples) solvable (if not
solved) in principle. These developments, at the same time, created the very background
for the hard problem, since they made consciousness appear as devoid of any causal
relevance. This is well illustrated in Ray Jackendoffs pioneering book, in which the
phenomenological mind (i.e. consciousness qua experience) is seen as projection from
a computational mind (i.e. cognitive mechanisms) where all causality takes place. Thus
the only conclusion he can come to is that consciousness is not good for anything (1987,
p. 26).
Further, in parallel developments, new techniques for large-scale analysis of brain
activity and neuropsychology have for the first time allowed us to ask direct experimental
questions concerning complex cognition correlates in action, such as mental imagery and
emotions (see for example Posner and Raichle, 1992; Mazoyer, Roland and Fox, 1995).
The experiments involving such non-invasive on-line measurements are particularly
interesting since they have led researchers to confront such questions as: Can a subjects
report be taken at face value? What are verbal reports expressions of? These are basically
experiential questions that already imply a significant revision of the manner in which
accounts of human experience have to be approached in empirical research.
One day the intellectual history of the peculiar twists and turns of this problem space
will be reviewed thoroughly. But it has a dj-vu aura to it, reminding us of many swings
of the pendulum, between rejecting and total fascination with the scientific discussions
of conscious experience. This can hardly be otherwise, since any science of cognition and
mind must, sooner or later, come to grips with the basic condition that we have no idea
what the mental or the cognitive could possibly be apart from our own experience of it.
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As John Searle has aptly remarked in his own contribution to the boom, if there is a
research phase favouring strictly materialist theories of mind:
[the philosopher] encounters difficulties. It always seems that he is leaving something out . . . [and] underlying the technical objections is a much deeper objection
. . . [that] can be put quite simply: The theory in question has left out the mind; it
has left out some essential feature of the mind, such as consciousness or qualia
or semantic content . . . [Thus] if we were to think of the philosophy of mind as a
single individual we would say of that person that he is a compulsive neurotic, and
his neurosis takes the form of repeating the same pattern of behavior over and over
(Searle, 1992, pp. 301).
I agree with the diagnosis as much as I disagree with Searles proposed cure (more on
that later). Clearly we need some radical measures to compensate for this compulsive
behaviour. That is precisely what I intend to do here, with a proposal that will probably
seem radical for some; but nothing short of it will break the vicious circle and bypass the
attempts to fix it with yet another abstract, theoretical model.
Figure 1
A four-way sketch
In order to appreciate my position the reader should now turn to the sketch in Figure 1
outlining four axes that seem to capture the essential orientations in the current boom of
discussion on consciousness. It is not intended to be an all-encompassing chart of the
various viewpoints, but an occasion to place myself in context with modern authors that
have published extensive arguments (generally in book form) over the past few years.2
In the far right orientation, I have put the very vocal trend best represented by
P.S. Churchland, but including F. Crick and C. Koch, and close to the spontaneous
philosophy of many other of my colleagues in neuroscience, and appropriately labelled
as neuro-reductionism or eliminativism. As is well-known, this view seeks to solve the
2
Note that this is a chart of naturalistic approaches, that is, positions that each in their own way
provide a workable link to current research on cognitive science. This excludes at least two streams
of popular discussion: on the one hand views that take a traditional dualistic stance ( la J.C. Eccles);
on the other hand calls for new foundations from the quantum mechanics proponents. I find both
these views extreme and unnecessary, and concentrate on those that are based on current neuroscience and cognitive science in some explicit manner.
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hard problem by eliminating the pole of experience in favour of some form of neurobiological account which will do the job of generating it (Churchland and Sejnowski,
1992). Or as Crick puts it with characteristic bluntness: Youre nothing but a pack of
neurons (1994, p. 2).
At the centre north I have collected a variety of positions that can be labelled as
functionalist, and identified by Chalmers as being the most popular ecology of ideas
active today (1995, pp. 2049). Functionalism has been drastically preferred in cognitive
science over the last 20 years, followed by the strategy to replace the link between
cognition and consciousness (the most immediate one in western philosophical tradition)
by the link between cognition and its corresponding functional or intentional states. In
the best of cases the problem of consciousness is assimilated with that of qualia for some
particular features of mental states. Thus the notion of experience becomes forcefully
assimilated with that of cognitive behaviour, propositional attitude, or functional role.
These views include a number of well-developed proposals including, R. Jackendoffs
(1987) Projective Mechanism, B. Baars (1988) Global Workspace, D. Dennetts
(1991) Multiple Drafts, W. Calvins (1990) Darwinian Machines, or G. Edelmans
(1989) Neural Darwinism. The basic move in these proposals is quite similar. First start
from the modular items of cognitive capacities (i.e. the soft problems). Second, construct a theoretical framework to put them together so that their unity amounts to an
account of experience. The strategy to bridge this emergent unity and experience itself
varies, but it is left typically vague since the entire approach relies almost entirely on a
third-person or externalist approach to obtain data and to validate the theory. This
position seems the most popular one in the current boom literature, and it represents an
important segment of researchers in cognitive science. This popularity rests on the
acceptance of the reality of experience and mental life while keeping the methods and
ideas within the known framework of empirical science .
At the centre south we have the mirror image of functionalism. Mysterians such as
T. Nagel (1986) and C. McGinn (1991) seek to conclude by principled arguments that the
hard problem is unsolvable, based on intrinsic limitations of the means through which our
knowledge of the mental is acquired.
Finally, to the left, I have put the sector that interests me the most, and which can be
roughly described as giving an explicit and central role to first-person accounts and to the
irreducible nature of experience, while at the same time refusing either a dualistic
concession or a pessimistic surrender to the question, as is the case for the mysterians.
This is in line with Chalmers identification of where the hard problem lies. As are the
other orientations in my sketch, the group gathered here is a motley one, with odd
bedfellows such as G. Lakoff and M. Johnsons (1987) approach to cognitive semantics,
J. Searles (1992) ideas on ontological irreducibility, G. Globus (1995) post-modern
brain, and at the edge, O. Flanagans (1992) reflective equilibrium, and Chalmers
(1996) own proposal as fully developed in his recent book.
What is interesting about this diverse group, within which I place myself, is that even
though we share a concern for first-hand experience as basic fact to incorporate in the
future of the discipline, the differences are patent in the manner in which experience is
taken into account. The phenomenological approach is grounded on a peculiar move to
explore experience which is at the centre of my proposal. This sufficiently clarifies, I
hope , the context for my ideas within the current scene. Now we may move to the heart
of the matter, the nature of the circulation between a first person and an external account
of human experience, which describes the phenomenological position in fertile dialogue
with cognitive science.
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II: A Phenomenological Approach
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claim that insights into experience act as constraints for a computational theory of mind,
but follows with no methodological recommendations except the hope that the disagreements about phenomenology can be settled in an atmosphere of mutual trust (Jackendoff,
1987, p. 275). Mutual trust indeed! What is needed is a strict method and that is where
both the difficulty and the revolutionary potential of the topic lie.
For a critique of Dreyfus take on Husserl see Langsdorf (1985) and also the objections of R.
McIntyre (1986). For a recent account of this controversy through a contrast between Fodor and
Husserl see J.M. Roy (1995).
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intended contents. Natural or naive attitude assumes a number of received claims about
both the nature of the experiencer and its intended objects. The Archimedean point of
phenomenology is to suspend such habitual claims and to catalyse a fresh examination.
Whence Husserls famous dictum: Back to the things themselves!,4 which for him
meant the opposite of a third-person objectification a return to the world as it is
experienced in its felt immediacy. It was Husserls hope, and still the basic inspiration
behind phenomenological research, that a true science of experience would be gradually
established which could not only stand on equal footing to the natural sciences, but in fact
would give them a needed ground, for all knowledge necessarily emerges from our lived
experience.
On the one hand experience is suffused with spontaneous pre-understanding, so that it
might seem that all theory about it is quite superfluous. But on the other hand this
pre-understanding must itself be examined since it is not clear what kind of a knowledge
it stands for. Experience demands a specific examination in order to free it from its status
as habitual belief. As Merleau-Ponty puts it:
To return to the things themselves is to return to that world which precedes
knowledge, of which knowledge always speaks and in relation to which every
scientific schematization is an abstract and derivative sign language, as the discipline of geography would be in relation to a forest, a prairie, a river in the
countryside we new beforehand (M. Merleau-Ponty, 1945, p. ix).
I insist on bringing to the fore this basic principle of the phenomenological approach
since it if often quickly translated into an empirical quest for mental correlates. We need
to return repeatedly to this issue since it is only by appreciating its depth that phenomenological bridges can claim to keep a meaningful link to lived experience and to be a
remedy for the hard problem.
Phenomenology grounds its movement towards a fresh look at experience in a specific
gesture of reflection or phenomenological reduction (PhR).5 I need now to unfold the
bare bones of this attitude or gesture through which is the habitual way we have to relate
to our lived-world changes. This does not require us to consider a different world but
rather to consider this present one otherwise. As we said before this gesture changes a
naive or unexamined experience into a reflexive or second-order one. Phenomenology
correctly insists in this shift from the natural to the phenomenological attitude, since only
then the world and my experience appears as open and in need of exploration. The
meaning and pragmatics of PhR have taken several variants from this common trunk. It
is not my intention to recapitulate them here.6
The conscious gesture that is at the base of PhR can be analysed into four intertwined
moments or aspects:
The reader should resist the temptation to assimilate this usage of the word reduction to that of
theoretical reduction as it appears for instance in the neuroreductionist framework and well
articulated in the writings of P.S. Churchland. The two meanings run completely counter to one
another; it is therefore convenient to append a qualifier.
6
For a recent discussion about the varieties of reduction see: R. Bernet (1994), pp. 536. Husserls
own first articulation can be found in his breakthrough lectures of 1907 (Husserl, 1962).
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not cultivate the skill to stabilize and deepen ones capacity for attentive bracketing and
intuition, as well as the skill for illuminating descriptions, no systematic study can
mature. This last aspect of the PhR is perhaps the greatest obstacle for the constitution of
a research programme since it implies a disciplined commitment from a community of
researchers (more on this below).
Phenomenological Reduction
aspects of method
Attitude
Intuition
Invariants
inscriptions, intersubjectivity
Training
stability, pragmatics
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and beliefs, in particular locating and putting in abeyance what we think we should find,
or some expected description. Thus PhR is not a seeing inside, but a tolerance
concerning the suspension of conclusions that allows a new aspect or insight into the
phenomenon to unfold. In consequence this move does not sustain the basic subject
object duality but opens into a field of phenomena where it becomes less and less obvious
how to distinguish between subject and object (this is what Husserl called the fundamental correlation).
It is important to re-open the debate concerning the key differences between introspectionism (which did not lead to a fruitful succession), and phenomenology (with its
uninterrupted history). Searle, for instance, who claims that first-person experiences are
irreducible, makes no reference to this complex intellectual and historical issue, and
rapidly concludes that introspection is merely another mental state. Hence it cannot claim
to have a privileged access to experience, and the irreducibility of experience has no
deep consequences (1992, p. 118). This dismissal of introspectionism and (by default)
of phenomenology does not take Searle very far. Despite his disclaimer about introspection, that is precisely what he does in the chapter called The structure of consciousness:
An introduction, containing twelve attributes that appear to him as fundamental. On
what basis? By doing a suddenly valid introspection? How does he validate these
observations? Why not an alternative list of attributes?
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We are similarly convinced by empirical and intuitive evidence that our human
experience, mine as well as yours, follow some fundamental structural principle which,
like space, enforces the nature of what is given to us as contents of that experience.
Through PhR, consciousness appears as a foundation which sheds light on how derived
notions such as objective and subjective can arise in the first place. Hence consciousness
in this style of examination is drastically different from that of anglo-american empiricism. We are not concerned with a private inspection but with a realm of phenomena
where subjective and objective, as well as subject and others emerge naturally from the
method applied and its context. This is a point that reductionists and functionalist often
miss. Experience is clearly a personal event, but that does not mean it is private, in the
sense of some kind of isolated subject that is parachuted down onto a pre-given objective
world. It is one of the most impressive discoveries of the phenomenological movement
to have quickly realized that an investigation of the structure of human experience
inevitably induces a shift to considering the several levels on which my consciousness is
inextricably linked to those of others and the phenomenal world in an empathic mesh.7
Consequently, the usual opposition of first-person vs. third-person accounts is misleading. It makes us forget that so-called third-person, objective accounts are done by a
community of concrete people who are embodied in their social and natural world as
much as first-person accounts. As B.C. Smith aptly asks: Whos on third? (Smith,
1996). The line of separation between rigour and lack of it is not to be drawn
between first and third person accounts, but determined rather by whether there is a clear
methodological ground leading to a communal validation and shared knowledge.
E. Stein and A. Schutz were two of the most active explorers of empathy (Einfhlung) in the early
days of phenomenology. For an excellent recent discussion on the development on transcendence,
empathy , and intersubjectivity in Husserlian phenomenology see Depraz (1996). Abrams (1996)
offers a poetic evocation of the same issues with an environmentalist eye. This phenomenological
discovery of empathy can be illustrated for our purposes here with various parallel empirical studies,
that is, some of its natural correlates from scientific studies rather than PhR itself. As studies on the
natural history of mind continue to progress, it is becoming clear that like many other supposedly
higher human functions, solidarity and empathy are present in all higher mammals and certainly in
primates. As de Waal (1996) convincingly argues in his recent essay, monkeys display the whole
spectrum of moral inclinations, and from an early age they can put themselves in the place of another
individual even unrelated by blood. Thus from our early evolutionary roots the sense of self is more
adequately seen as a holographic point which cannot be separated from the distributed, multiple
others which are our inescapable human ecology.
But see the early attempts of Don Ihde (1977) to remedy this situation.
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recent work on phenomenological approaches to mind. The reader cannot be blamed for
not having more than a passing whiff of what I mean by emphasizing the gesture of
reduction, the core of the methodological remedy I am offering here. It is remarkable that
this capacity for becoming aware has been paid so little attention as a human pragmatics.
It is as if the ability for rhythmic movement had led to no development of dance training.
A phenomenologicallly-inspired reflection requires strategies for its development as
cognitive practicians have known for some time (Vermersch, 1994), and as attested in the
mindfulness tradition of various Buddhist schools (Varela et al., 1991). My only comment when faced with this relative poverty of pragmatical elaboration is that it represents
an urgent call for research to fill up this gaping hole. My own contribution concerning
the practice of reduction and its training will be presented in a forthcoming joint work
(Depraz et al., 1996).
In the West we have not had a rich pantheon of individuals gifted for phenomenological
expertise (with notable exceptions, such as Husserl or James) rendering their investigations public to an attentive community. In consequence this avenue of inquiry may appear
foreign to many readers. But my contention is precisely that this absence is at the root of
the opacity of consciousness for science today. What is needed are precisely the connecting structures provided by PhR since they are both immediately pertinent for experience
(by their very nature) and at the same time sufficiently intersubjective to serve as
constructive counterparts for external analysis.
III: A Neurophenomenological Circulation
Case studies
In this Section I wish to sketch a few domains of experience and mental life in order to
illustrate more concretely what a neurophenomenological circulation might mean in
practice. Needless to say, these case studies do not constitute a proof of what I am
proposing, nor do they preclude the detailed examination of other examples more
interesting to the reader. Moreover, in recent years there has been a number of different
studies where, while remaining well-grounded in the scientific tradition of cognitive
neuroscience, the part played by the lived experience is progressively more important to
the extent that it begins to enter inescapably into the picture apart from any interest in
first-person accounts (Picton and Stuss, 1994). Clearly, as more sophisticated methods of
brain imaging are becoming available, we shall need subjects whose competence in
making phenomenological discriminations and descriptions is accrued. This is an important philosophical issue but it is also a pragmatic, empirical need. The following are
illustrative cases touching both on large and more local issues.
1. Large issues
Attention can be understood as one of the basic mechanisms for consciousness (Posner,
1994). In recent years studies of electrical recordings and more specifically of functional
brain imaging have led to the identification of networks and pathways that provide a
useful background for distinguishing conscious from non-conscious cognitive events.
Three such attentional networks can be distinguished involving orienting to sensory
stimulation, activating patterns from memory, and maintaining an alert state. These
results indicate that attentional mechanisms are a distinct set of processes in the brain
which are neither located in a few neurons, nor merely the ensemble of the brain in
operation. At the same time it is clear that the experiential distinctions between these
forms of attention require detailed structural investigation of the varieties of ways in
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2. Local issues
Perceptual filling-in as used in visual science involves the spontaneous completing of
a percept so that the appearance (i.e. a visual contour) is distinct from the physical
correlate (i.e. discontinuous borders, as in the case of the popular illusory contours).
These questions can be studied even at the cellular level, and raise more questions
concerning experiential distinction of the appearances. In fact the neuronal data on
filling-in seem to correlate well with what PhR had concluded some time ago: there is an
important difference between seeing as, visual appearance, and seeing what, a visual
judgment (Pessoa et al., 1996). This is the opposite conclusion from Dennett (1991) for
whom consciousness is all tell and no show. These are issues that can only be solved
with the concerted convergence of external and first hand accounts.
Fringe and centre. Interestingly for us here a number of studies have gone back to
consider some traditional phenomenological issues such as the two-part structure of the
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field of consciousness between a centre and a fringe. This mostly has come from the
influence of William James, but carried into modern laboratory protocols. In these studies
the crucial experience to explore and target for refinement is the feeling of rightness,
here standing as a summary of cognitive integration representing the degree of harmony
between conscious content and its parallel unconscious background (Mangan, 1993).
Emotion. Recent years have seen significant advances in the understanding of the brain
correlates of emotions; the separation between reasoning and emotions is rapidly disappearing (Damasio, 1994; Davidson and Sutton, 1994). Evidence points to the importance
of specific structures such as the amygdala, the lateralization of the process, and on the
role of arousal in emotional memory. Yet these studies are entirely based on verbal
protocols, and the questions of the competence for emotional distinction and the patterns
of relations between mood, emotion and reasons need to be addressed explicitly at this
stage of research.
The evocation of these study cases tries to provide a concrete background to discuss
further the central concern of the neurophenomenological programme I am presenting
here. On the one hand we have a process of emergence with well defined neurobiological
attributes. On the other, a phenomenological description which links directly to our lived
experience. To make further progress we need cutting edge techniques and analyses from
the scientific side, and very consistent development of phenomenological investigation
for the purposes of the research itself.
Do I expect the list of structural invariants relevant to human experience to grow ad
infinitum? Certainly not. I surmise that the horizon of fundamental topics can be expected
to converge towards a corpus of well-integrated knowledge. When and how fast this
happens will of course depend on the pace at which a community of researchers committed to this mode of inquiry is constituted and creates further standards of evidence.
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The study of experience is not a convenient stop on our way to a real explanation, but
an active participant in its own right. Clearly in this research programme, like in all others
worthy of their name, a certain body of evidence is slowly accumulated, while other
aspects are more obscure and difficult to seize. The case studies mentioned above
obviously need substantially more development, but I hope it is clear how they begin to
provide a stereoscopic perspective on the various large and local issues where experience and cognitive science become active partners.
This demand for a disciplined circulation is both a more precise and a more demanding
standard than the reflective equilibrium proposed by Flanagan (1992) or the conscious
projection put forth by Velmans (1996). Although there is a similarity in intention to
what I am proposing here, they propose no explicit or new methodological grounds for
carrying out these intentions. It is surely an improvement on Searle, who insists on the
fact that he takes a naturalistic attitude and that obviously consciousness is an emergence. And yet this naturalism does no work in his book: there is not a single line about
explicit mechanisms, and thus his naturalism remains barren. At the very least, the
hypothesis presented here provides an explicit avenue to conduct research in cognitive
science as if both brain physiology and mental experience mattered. Thus, for example,
a large-scale integration mechanism in the brain such as neural synchrony in the gamma
band should be validated also on the basis of its ability to provide insight into first-person
accounts of mental contents such as duration. The empirical questions must be guided by
first-person evidence. This double constraint would not apply to descriptions that are not
directly relevant to the level of experience, for instance for cellular responses or neurotransmitter diffusion.
The claim about appropriate levels of description between brain events and behaviour
is, of course, not new and rather uncontroversial except for those who are extreme
reductionists. The novelty of my proposal is that disciplined first-person accounts should
be an integral element of the validation of a neurobiological proposal, and not merely
coincidental or heuristic information. This is why I choose to describe the situation by
the hypothesis that both accounts be mutual constraints on each other.
Still, is this not just a fleshed-up version of the well-known identity theory (or at least
a homomorphism) between experience and cognitive neuroscientific accounts? Not
really, since I am claiming that the correlates are to be established, not just as a matter of
philosophical commitment or physicalist assumption, but from a methodologically sound
examination of experiential invariants. Again, this is a question of pragmatics and
learning of a method, not of a priori argumentation or theoretical completeness.
In contrast, a more conventional psycho-identity thesis works on the form of a reasoning that Pessoa et al. (1996) call linking propositions (following D. Teller). These are
propositions of the form:
looks like explains
where are neuralpsychological terms and are phenomenal terms, and the implication operator has a conditional sense: if the empirical events look like the phenomenal
events, then these are explained. An excellent example is Cricks enthusiasm when
discussing single neuron correlates associated with the sudden shift in experience in
binocular rivalrous visual figures (Leopold and Logothetis, 1996), which he assimilates
to an explanation of that form of visual consciousness. These kinds of bridges are
unsatisfactory because they leave the problem untouched. We still have to contend with
the nature of the arrow: how are these neural units related to the rest of the brains activity,
how do they acquire their sense, and specially what in them makes them into an
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experiential event. We are back to square one with the hard problem intact. What is
different in the research strategy proposed by neurophenomenology is that these bridges
are not of the looks like kind but they are built by mutual constraint and validated from
both phenomenal domains where the phenomenal terms stands as explicit terms directly
linked to experience by a rigorous examination (e.g. reduction, inavariance and intersubjective communication).
This working hypothesis does have some points of similarity with the notion of
structural coherence as put forth by Chalmers, amongst his three basic principles for the
structure of consciousness. Indeed precisely because the structural properties of experience are accessible and reportable, those properties will be directly represented in the
structure of awareness (1995, p. 213). This is quite correct from my viewpoint but it is
fatally incomplete as stated at least in regards to two key issues raised here. First, this
structure of experience needs a method for exploration and validation, and it is not
enough to simply claim that we can work with the structure of awareness. Second, there
is no ontological value on Chalmers principle since he assumes consciousness is an
added ontological term. In our case, phenomenal experience does represent an irreducible
ontological level, but it retains its quality of immediacy because it plays a role in
structural coherence via its intuitive contents, and thus keeps alive its direct connection
to human experience, rather than pushing it into abstraction.
This makes the whole difference: one obtains an intellectually coherent account of
mind and consciousness where the experiential pole enters directly into the formulation
of the complete account, making direct reference to the nature of our lived experience.
The hardness and riddle become a research programme open for its exploration in an
open-ended manner with the structure of human experience playing a central role in our
scientific explanation. In all functionalistic accounts what is missing is not the coherent
nature of the explanation but its alienation from human life. Only putting human life back
in will erase that absence; not some extra ingredient or profound theoretical fix.9
By the same token it would be missing the point to expect from the neurophenomenological approach some completely new insights into empirical mechanisms. (So
what do you add to cognitive science with your method that we dont know already?)
Surely, the PhR approach does provide interesting ideas concerning the structure of
mental life (cf. the cases of temporality or filling in), but its main force is that it does so
in a way that makes our experience recognizable. I am quite sure that this second order
twist will be the most difficult for those researchers of a persistent functionalist inclination to appreciate.
IV: In Conclusion
Incidentally, Chalmers own theoretical fix (or extra ingredient) is his notion of double information derived from the old Shannonian theory of signs, incorrectly known as a theory of information. In a book which displays such clear intellectual acuity, I was dumbfounded to see that in the
end Chalmers argues that the best choice is to revive a cybernetic tradition, largely transformed after
its inception into truly informational tools by the work done in computationalist, connectionist or
embodiment approaches to cognition, not once discussed by Chalmers in this context. Even
assuming the position that an extra ingredient is needed, I simply do not see what could possibly
be derived from this move, and neither do some of the scientists that have commented on it. See for
instance Kochs otherwise rather positive review (Koch, 1996).
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inside through the action of complex perceptual devices. In recent years there has been a
slow but sure change towards an alternative orientation, one that I have contributed to
and defended for many years (see Varela, 1979; Varela et al., 1991). This orientation
differs from representationalism by treating mind and world as mutually overlapping,
hence the qualifying terms embodied, situated or enactive cognitive science.
I cannot elaborate here the current state of embodied cognitive science, but my present
proposal concerning the study of consciousness aligns itself with those larger concerns.
It seems inescapable to take the trend towards embodiment one step further in the
direction of a principled consideration of embodiment as lived experience. In our book
(Varela et al., 1991) we first highlighted the intrinsic circularity in cognitive science
wherein the study of mental phenomena is always that of an experiencing person. We
claimed that cognitive science cannot escape this circulation, and must cultivate it
instead. We explicitly draw from Asian traditions, Buddhism in particular, as living
manifestations of an active, disciplined phenomenology. It was not the intention of that
book to dwell on Asian traditions per se but to use them as a distant mirror of what we
needed to cultivate in our science and the western tradition.
The present proposal takes what was started in that book one step further by concentrating on the key issue of methodology. I hope I have seduced the reader into considering
that we have in front of us the possibility of an open-ended quest for resonant passages
between human experience and cognitive science. The price however is to take firstperson accounts seriously as valid domain of phenomena. And beyond that, to build a
sustained tradition of phenomenological examination that is almost entirely nonexistent
today in our western science and culture at large.
One must take seriously the double challenge my proposal represents. First, it demands
a re-learning and a mastery of the skill of phenomenological description. There is no
reason why this should be any different from the acquisition of any know-how, like
learning to play an instrument or to speak a new language. Anyone who engages in
learning, be it in music, language or thinking, will be bringing forth a change of everyday
life. This is what is listed as the fourth item in PhR: sustained, disciplined learning does
entail transformation, and so does anything else we do in a sustained mode. This is fine
if we reject the assumption (as I do) that there is some kind of well-defined standard for
what should count as real or normal experience: experience appears to be inherently
open-ended and pliable, and hence there is no contradiction in saying that sustained
training in a method can make available aspects of experience that were not available
before. The point of PhR is to overcome the habit of automatic introspection among
others, and we need not carry with us a mourning for what may be lost, but an interest in
what can be learned.10
The second challenge that my proposal represents is that of a call for transforming the
style and values of the research community itself. Unless we accept that at this point in
intellectual and scientific history some radical re-learning is necessary, we cannot hope
to move forward and break the historic cycle rejectionfascination with consciousness in
philosophy of mind and cognitive science. My proposal implies that every good student
10
H. Dreyfus (1993) in a critical review of our book chided us for emphasizing the transformation
that accompanies the learning of phenomenological observation since this itself interferes with
everyday experience. This would be a mistake if one believes that one exposes a deeper layer by
acquiring some skill such as stable reduction or engaging in a practice such as mindfulness/awareness, which was not at all our claim. Even Dreyfus would have to conclude that there is no privileged
vantage point to tell us what counts as real experience. He has plainly misunderstood the main
point: phenomenological reduction does not uncover some objective ground, but it does bring forth
new phenomena within the experiential realm, in an unfolding of multiple possibilities.
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347
of cognitive science who is also interested in issues at the level of mental experience,
must inescapably attain a level of mastery in phenomenological examination in order to
work seriously with first-person accounts. But this can only happen when the entire
community adjusts itself with a corresponding change of attitude in relation to
acceptable forms of argument, refereeing standards and editorial policies in major
scientific journals so that this added competence becomes an important dimension for
a young researcher. To the long-standing tradition of objectivist science this sounds
anathema, and it is. But this is not a betrayal of science: it is a necessary extension and
complement. Science and experience constrain and modify each other as in a dance. This
is where the potential for transformation lies. It is also the key for the difficulties this
position has found within the scientific community. It requires us to leave behind a certain
image of how science is done, and to question a style of training in science which is part
of the very fabric of our cultural identity.
The argument:
In line with Chalmers basic point, I take lived, first-hand experience is a proper
The consequences:
With no radical expansion of the style of work in the scientific tradition and the
establishment of research programme roughly along these lines, the riddle of the
place of experience in science and world will continue to come back, either to be
explained away or to be re-claimed as too hard, given what we know.
The nature of hard becomes reframed in two senses:
(1) it is hard work to train and stabilize a new methods to explore experience,
(2) it is hard to change the habits of science in order for it to accept that new tools
are needed for the transformation of what it means to conduct research on mind and
for the training of succeeding generations.
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F.J. VARELA
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