Critical-Power Automatic Transfer Systems

Design and Application

Bill Brown, P.E., Jay Guditis, Square D Critical Power Competency Center

1. INTRODUCTION
An important requirement of mission-critical electric power distribution systems is the need for
automatic operation. In particular, the rapid and reliable transfer of the system from one power
source to another during certain system events is crucial to achieving the reliability goals for such
system and the facility it serves. However, the design of such an automatic transfer system is alltoo-often considered less important than many other aspects of the over-all power system
design. The results of this can be far-reaching and, in some cases, catastrophic with respect to
the reliability of the system.
This paper outlines the design considerations for automatic transfer in the mission-critical power
environment, and gives recommendations as to how these considerations can be reliably
implemented into an automatic transfer system.

2. BACKGROUND
2.1.

The Mission-Critical Environment

In many of todays mission-critical applications, ever-increasing reliability requirements are the

norm. A critical part of this reliability is the reliability of the electric power distribution system for a
given facility. Among the most demanding applications is that of a data center, where the enduse equipment cannot tolerate even a momentary power outage and, further, even relatively
minor disturbances in the power system can cause computer systems to re-boot, causing
operational down-time. One way to illustrate the sensitivity of computer loads to system
disturbances is the ITI (CBEMA) curve [1]:

Fig. 1

ITI (CBEMA) Curve

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 1 of 18

Critical Power Automatic Transfer Systems Design and Application

It can readily be seen from Fig. 1 that even short-duration disturbances can cause problems. A
full-scale utility failure, lasting for minutes or even hours, is therefore not tolerable for these types
of systems. In fact, even the approximately 10 seconds of outage required for transfer of the
system to generator power is not an option in these types of systems, a concept that will be
explored in greater depth below.
That no power system component can operate with 100% reliability is a well-known fact. Another
fact is that the availability of utility power is less than 100% (typically 99-99.9%) Therefore, the
possibility of utility power and internal system component failure must be taken into account in the
system design.

2.2.

Voltage Levels

The choice of distribution voltage in a facility is largely dependent upon the size of the facility and
its power system. In many cases, a medium-voltage (2.4 69kV) service is required by the utility
for a given ampacity service. However, most utilization equipment requires voltage levels in the
low-voltage range (up to 600V). The information given herein is equally applicable to automatic
transfer systems for low- and medium-voltage systems.
Where multiple automatic transfer systems exist at different voltage levels, some coordination
between them is typically required in order to prevent unwanted transfer operations. This will be
discussed herein.

2.3.

Critical Power Distribution Topologies

The choice of power system distribution topology is the first line of defense against critical-load
outages. In the context of automatic transfers, the most common arrangement is the secondaryselective or main-tie-main arrangement. One implementation of this arrangement is as shown
in Fig. 2:

Fig. 2

Secondary-Selective Main-Tie-Main Arrangement

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 2 of 18

Critical Power Automatic Transfer Systems Design and Application

In this arrangement, there are two busses, each of which serves approximately 50% of the load
but is sized to carry the entire load. In Fig. 2, this means that each transformer, secondary main
circuit breaker, and secondary equipment bus is sized to carry the entire load. Should a
transformer fail, the entire load may be transferred to the other transformer and its associated
secondary bus via the bus tie circuit breaker.
There are many variations on this arrangement. In critical-power applications the most common
variation is to use two bus tie circuit breakers, and have the two secondary busses separated into
two different pieces of equipment. Another variation is the main-main arrangement, which omits
the bus tie circuit breaker and simply has the two secondary busses connected all the time. In
this arrangement, one power source normally carries the entire load, and the other is strictly a
standby power source should the normal source fail. In this way the main-main arrangement is
analogous to an automatic transfer switch (ATS). Both of these variations are shown in Fig. 3.

a.)
Fig. 3

b.)

Variations on the Main-Tie-Main topology a.) Main-Tie-Tie-Main b.) Main-Main

It should be noted that the main-tie-main topology is also commonly used at the medium-voltage
level.
Other arrangements exist, however none are as popular in the critical-power distribution
environment as the secondary-selective main-tie-main and its variants. One other arrangement,
however, has been used with great success is the ring bus, as illustrated in Fig. 4:

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 3 of 18

Critical Power Automatic Transfer Systems Design and Application

Fig. 4

Ring Bus Arrangement

The ring bus arrangement allows the flexibility of supplying multiple loads using multiple busses.
It is most often used at the medium-voltage level, and usually in a closed loop arrangement with
all of the bus tie circuit breakers closed.
A variation on the ring-bus is the primary loop arrangement shown in Fig. 5:

Fig. 5

Primary Loop Arrangement

A primary loop arrangement typically uses load-interrupter switches for switching on the loop, and
is more economically justifiable than a full ring-bus system. Typically, the loop is operated in an
open-loop arrangement, but still gives the ability to supply all loads from either side of the loop.
Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 4 of 18

Critical Power Automatic Transfer Systems Design and Application

Extreme flexibility and increased reliability are obtained by combining topologies. An example of
this is the composite primary loop/secondary-selective arrangement shown in Fig. 6. Here,
multiple failure contingencies are addressed in a generally economically-feasible manner.

Fig. 6

2.4.

Composite Primary Loop/Secondary Selective Arrangement

On-Site Generation

As mentioned above, utility power typically has 99% - 99.9% availability. In a given year, this
equates to 9 90 hours per year when utility power is not available. For this reason, it is
essential that an alternate source of power be available to power the system when utility power is
unavailable. Typically, this alternate source of power is in the form of standby engine-generator
sets, typically diesel-powered.
The interface of generation with the system can be in one of several forms. One form is grouped
generation/single transfer, an example of which is shown in Fig. 7:

Fig. 7

Grouped Generation/Single Transfer

As the name implies, the generation is grouped (electrically, if not always physically) onto one
bus, and the critical loads can be transferred to generator power using one circuit breaker. Care
must be taken not to block-load the generators to a higher level than will produce acceptable
system performance (frequency and voltage excursions will occur on block-loaded generators,
the severity of which is dependent upon the engine-generator set design and the level of block
loading). Also, the single bus tie breaker is a single point of failure which may not be acceptable.
Multiple generators are provided, usually at least one more than is necessary to supply the entire
load (i.e., N+1), due to engine-generator set reliability concerns.
Revision 0 10/06
Page 5 of 18
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Critical Power Automatic Transfer Systems Design and Application

While the grouped generation/single transfer arrangement may be utilized effectively for smaller
systems, larger systems typically require a more robust arrangement. By far the most popular
such arrangement is the grouped generation/distributed transfer arrangement, as shown in Fig. 8.
Here, generators are grouped onto one electrical bus, but the electrical loads are segregated into
different groups, each of which is served by a main-main transfer pair. Such an arrangement
has the advantage of eliminating the single point of failure associated with the grouped
generation/single transfer arrangement, and also allows the loading of the generators to be
staggered in order to minimize block-loading concerns.
Another arrangement is to have generators distributed throughout the system. Such an
arrangement is called distributed generation, and it is shown in Fig. 9. Here, each generator
supplies its own local loads, independent of any other generation in the system. Only one
generator at each load group is shown; supplying N+1 redundancy for each engine-generator set
typically makes this arrangement economically unfeasible. It is the least popular arrangement for
this reason.

Fig. 8

Grouped Generation/Distributed Transfer

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 6 of 18

Critical Power Automatic Transfer Systems Design and Application

Fig. 9

2.5.

Distributed Generation

Uninterruptible Power Supplies (UPS)

As stated above and shown graphically in Fig. 1, computer loads are extremely sensitive to
power system anomalies. As has also been stated, bringing backup generation on-line can take
several seconds far too long to allow continuity of operation for these types of loads. For these
two reasons, uninterruptible power supplies are used to provide continuous, conditioned power to
these loads.
UPSs use stored energy, usually chemical energy in the form of batteries or mechanical energy
in the form of a rotating flywheel, and use it to bridge the gap from the time the normal source of
power (i.e., the utility) fails and the time the alternate source of power (i.e., the standby
generators) can be brought on-line. In addition, many UPS topologies provide power
conditioning, further isolating the computer loads from disturbances on the system. However, the
UPS stored energy source cannot operate indefinitely, and typically requires re-charging from the
system normal or alternate power source.
There are several UPS topologies currently on the market and a general discussion of these is
beyond the scope of this paper, however UPSs are important in the over-all context of automatic
transfer systems.

2.6.

The Role of the Automatic Transfer System

Using the basic building blocks of utility power, system topology, on-site generation, and
uninterruptible power supplies, the basic role of the automatic transfer system may now be
defined. Simply stated, the role of the automatic transfer system is to provide the automatic
transfer of power for its associated load group from a normal power source, such as a utility
service, to an alternate power source, such as standby generation, in the event the normal source
fails. This is shown diagrammatically in Fig. 10:

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 7 of 18

Critical Power Automatic Transfer Systems Design and Application

Automatic
Transfer
System

Normal
Power
Source

Alternate
Power
Source

Switchgear

UPS

Critical
Loads

Essential
Loads

Fig. 10 Critical Power System Functional Block Diagram

In Fig. 10, the role of the automatic transfer system is to direct the operation of the switchgear in
such a way as to accomplish transfer from the normal power source to the alternate power
source, should a failure occur on the normal power source. The automatic-transfer-equipped
switchgear then supplies two classes of loads: Essential loads, which can tolerate the
unavoidable few seconds of outage that will occur during transfer operation, and Critical loads,
which cannot. The Critical loads use UPSs to allow load power continuity during transfer.
In this role, the Automatic Transfer System must display the following characteristics:
1.) Robustness it must operate as intended, even under abnormal power system
conditions, without human intervention. Just as importantly, it must be able to distinguish
when a system condition does not warrant transfer to the alternate power source.
2.) It must be able to control the switchgear as required and, additionally, must be able to
pass the proper signals to the alternate power source if necessary (for example, to signal
a generator when to start.

3. OPERATIONAL REQUIREMENTS
3.1.

Example System Description

To fully illustrate the operational requirements of a typical automatic transfer system, a more
detailed representation of the system is required. For this purpose, the main-main arrangement
of Fig. 3b.) used, but with the details of the automatic transfer system shown:

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 8 of 18

Critical Power Automatic Transfer Systems Design and Application

Normal Power
Source
(Utility)

Alternate Power
Source
(Generator)
e
Gen

CB-UM

Opening/Closing Control
Circuit Breaker Status

Automatic
Transfer
Logic
User-Adjustable
Parameters

rato

r Sta

on
itiati
rt In

Opening/Closing Control

CB-GM

Circuit Breaker Status

Transfer System Status

User
Interface

Fig. 11 Main-Main Automatic Transfer Scheme Detail

In Fig. 11, the automatic transfer logic provides the decision-making for what automatic
operations are to happen, and when. It controls the operation of the two transfer circuit breakers,
CB-UM and CB-GM, and receives status inputs from those breakers. It also can initiate
generator startup for the alternate power source. Undervoltage (device 27) and negativesequence voltage (device 47) relays on each power source give the transfer logic indication of
their condition. In addition, a frequency relay (device 81) is present for frequency indication of the
alternate power source. Voltage transformers, or VTs, step the system voltages down to
instrumentation levels that can be used by these relays. A user interface allows the adjustment of
certain operating parameters of the system, and updates the user on the status of the system.
Using this example system, the operational requirements of a typical automatic transfer system
will be examined.

3.2.

Modes of Operation

An essential requirement of any automatic transfer system is the ability to have different modes of
operation. In a given mode of operation, the transfer system will respond in a given way to
changing system conditions. For a different mode of operation, the transfer system will respond
differently. Two basic modes of operation, which any automatic transfer system must have, are:
1.) Manual Mode
2.) Automatic Mode
In the manual mode, the automatic transfer system does not perform any automatic operations,
i.e., it does not respond to changing system conditions. All circuit breaker operations must be
manually performed. Conversely, in the automatic mode of operation all operations, with a few
emergency exceptions, are automatic, and the system will respond automatically to changing
system conditions.

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 9 of 18

Critical Power Automatic Transfer Systems Design and Application

On the surface, this appears to be a simple arrangement, and to some extent this is true.
However, good automatic transfer system design has well-thought-out mode logic that answers
the following questions:
a.) Can the system be placed into automatic mode if system conditions are not correct (for
example, if an automatically-controlled circuit breaker is in the withdrawn position or not
present in the circuit breaker cell)?
b.) What manual operations are allowed in automatic mode (for example, manual opening of
circuit breakers)?
c.) What happens if an allowed manual operation is performed on an automatically
controlled device (for example, if an automatically-controlled circuit breaker is manually
tripped or trips due to a fault)
Such questions are not always easy to answer. In fact, they necessitate, in a well-designed
automatic transfer system, the inclusion of a third mode of operation, typically known as auto
mode failure. The three modes of operation then typically work as follows:
1.) Manual Mode Selected via a selector switch position or other pre-determined user input
via the user interface. No automatic operations occur.
2.) Automatic Mode Selected via a selector switch position or other pre-determined user
input via the user interface. Attempting to enter automatic mode if the system conditions
are not correct places the system into Auto Mode Failure. In Automatic Mode, operations
for certain circuit breakers (such as main and tie circuit breakers) are automatic, however
manual tripping (or breaker trip due to a fault) of automatically-controlled circuit breakers
is allowed. Such manual or fault-driven operations will result in the system being placed
into Auto Mode Failure.
3.) Auto Mode Failure No automatic operations occur. For automatically-controlled circuit
breakers, only manual tripping (or trip due to a fault) is allowed. To leave this mode of
operation, the system must be placed into manual mode.
This arrangement provides a high level of security for the transfer scheme, i.e., undesired or
nuisance operations are minimized, enhancing safety, maintainability, and reliability of the
system.
Of necessity, to make this mode logic arrangement function properly the breaker status must
consist both of breaker open-closed indication and, for drawout circuit breakers, circuit breaker
cell switch indication. Circuit breaker cell switches are a feature which must not be overlooked as
they are essential for the proper function of an automatic transfer scheme with drawout circuit
breakers. For the same reason overcurrent trip switches for low-voltage circuit breakers or
lockout relays for medium-voltage circuit breakers are also required.
Another question that frequently arises is that of a test mode of operation. While this could be
made into a separate mode of operation, this is usually most expediently handled via voltage
failure simulation test switches while the system is the automatic mode.

3.3.

Initiation of Transfer

In the automatic mode, the transfer system must be able to react to source failure by initiating
transfer. For this purpose, it is necessary for the mode logic to know the condition of the normal
and alternate power sources. This is typically accomplished via undervoltage (device 27) and
negative-sequence voltage (device 47) relays, as shown in Fig. 11. Frequency relaying is usually
not required for utility sources as the frequency is quite stable, and not affected by changing load
conditions within the facility. For standby generators, however, although they are typically
controlled via isochronous governors there is a limit to the amount of power (and to sudden
changes in power) that they can supply without frequency changes. Also, at the beginning of the
Revision 0 10/06
Page 10 of 18
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Critical Power Automatic Transfer Systems Design and Application

startup cycle of a generator the frequency is zero, and will ramp up to the nominal frequency
(typically 60Hz) as part of the startup process. For these reasons, under- (and possibly over-)
frequency relays (device 81) are used for generator sources in addition to the under- and
negative-sequence voltage relays. Because overvoltage can be an issue when operating on
generator power (for example, if the voltage regulator fails or the generator is called upon to
absorb an excessive amount of reactive power), overvoltage (device 59) relays are occasionally
used as well (not shown in Fig. 11).
The pickup and time delay levels for these relays are functions of the system itself and the
amount of time that abnormal conditions can be tolerated. For example, the undervoltage relays
are typically set to pick up when the voltage level falls to 80% of nominal. The negativesequence voltage relays are typically pre-set to respond to loss of a single phase, but may be
adjustable. Frequency relays must be set very carefully to avoid nuisance operations on normal
load swings. It should be noted that these relays are typically for use by the automatic transfer
system only, and are separate from the relays or generator control package functions which
provide protection for the generator. Careful coordination is required to insure that the automatic
transfer relays will always react before generator protective relays.
The indication from these relays to the automatic transfer logic is typically in the form of a single
binary input, i.e., source normal or source abnormal. Upon receipt of a source abnormal
signal when operating on utility power, the automatic transfer logic must respond. Typically, this
response is delayed to insure that the abnormality is not a transient condition, in order to prevent
an unnecessary transfer. When the system is supplied via utility power this will allow the utility
system to attempt clear the fault through reclosing. The time delay, known as a source failure
delay, may be via inverse-time characteristics built into the relays or, more typically, via a time
delay built into the automatic transfer logic. This delay is typically 5-10 seconds and is a function
of what type of utility reclosing is used and how long the abnormal voltage condition can be
allowed to persist.
Once the source failure time delay has expired, the automatic transfer system opens the circuit
breaker for the affected source, starting the automatic transfer process.

3.4.

Dead-Bus Considerations

Once a transfer operation has been initiated and the system has been disconnected from its
normal source of supply, a suitable time delay must be given to allow the residual voltage from
spinning motors to decay before the system is transferred to the alternate source. This time
delay is known dead-bus time, and it is vital that this be taken into account in the transfer scheme
design. If this is not done, there is a significant risk of both shaft and winding damage to
connected motors due to the energy transfer that can occur. For the example system of Fig. 11,
this will almost always be inherently be accounted for due to the generator start-up time, however
the logic should incorporate controls to insure this. In general, any time a system bus is deenergized due to automatic transfer action a dead-bus delay should be coded into the transfer
logic. Typical dead-bus delays are 2 5s.

3.5.

Generator Starting

For the example system of Fig. 11, a signal is provided to initiate generator starting. In general,
this will be a requirement any time one of the sources of power is a generator or generators,
unless the generator(s) is used for cogeneration as well as standby power. Typically, this signal
is a contact closure; once the contact is closed the generator(s) will start up and will run until the
contact is opened, at which time the generator will begin a cool-down cycle. Other variations
exist, however in general the management of the generator cool-down cycle should remain under
control of the generator(s) control system rather than the automatic transfer system.
Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 11 of 18

Critical Power Automatic Transfer Systems Design and Application

3.6.

Completion of Transfer

After the alternate source is available and the required dead-bus delay has expired, the transfer
system must close the alternate-source circuit breaker to supply the system from the alternate
source. In the example system of Fig. 11, the alternate-source circuit breaker is CB-GM. For a
main-tie-main system as shown in Fig. 2, the secondary bus tie circuit breaker would be the
circuit breaker that is closed. For a main-tie-tie-main system such as shown in Fig. 3b.), one of
the bus tie circuit breakers would normally remain closed all of the time, and the second tie circuit
breaker would be the circuit breaker that is closed to complete the transfer.

3.7.

Re-Transfer to Normal Source

The normal source, when it returns, typically starts a timer in the automatic transfer system. This
timer is present so that re-transfer will not occur until the normal source has been shown to be
stable. The time delay is known as a return of source time delay and is typically set from 5 15
minutes. Once the time delay has expired the return to the normal operating condition may be
open- or closed-transition, and may be manually or automatically initiated.

3.7.1. Open-Transition Re-Transfer

As its name implies, open-transition re-transfer entails de-energizing the system prior to reenergizing it with the normal source. This requires a dead-bus delay as discussed above. In the
example system of Fig. 11, the circuit breaker CB-GM would open, a dead-bus delay would
transpire, and circuit breaker CB-UM would close to complete the re-transfer.
The disadvantage to this method of re-transfer is that it requires the system to take a second
outage in order to be restored to the normal source. However, it does not require additional
equipment to accomplish.

3.7.2. Closed-Transition Re-Transfer

Closed-transition re-transfer requires the paralleling of the normal and alternate power sources
for a brief time period prior to separation from the alternate power source. Where a generator(s)
is involved, this requires synchronizing the generator(s) with the normal power source. This
synchronization may be accomplished passively, by simply waiting for the generator(s) to fall into
synchronism with the normal source, or actively, by driving the generator(s) into synchronism with
the normal source. In general, passive synchronization is less expensive and can be
accomplished with a simple synchronism checking relay (device 25), however the generator is not
guaranteed to fall into synchronism with the utility source and the resulting energy transfer during
the transition can damage the generator and other system components. Active synchronization
avoids these problems, but is more expensive since an generator synchronizer and additional
control signals between the automatic transfer system and generator control system are required.
The time period during which the sources are paralleled is usually very brief, no more than 2 -3
cycles, in order to keep the heightened exposure of the system which occurs to as brief a time as
possible. This heightened exposure results from the elevated fault-current levels that exist with
the sources in parallel, and also due to the exposure of the system to supply a fault on the normal
source via the alternate source. If both the normal and alternate sources are separate utility
services the utility may have restrictions on the ability to perform closed-transition re-transfer.
The advantage of closed-transition re-transfer is that the system does not have to experience
another outage during re-transfer. For the example system of Fig. 11, circuit breaker CB-UM
would close once synchronization is achieved (passive or active), then circuit breaker CB-GM
would open to complete the re-transfer.

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 12 of 18

Critical Power Automatic Transfer Systems Design and Application

3.8.

Unusual Conditions

Unusual conditions can occur during the automatic transfer process. For example, the normal
power source could fail, only to be restored during the dead-bus time delay before the alternate
source is connected to the system. How the automatically transfer system responds during such
conditions has traditionally been a function of the skill of the transfer system designer and the
requirements of the facility. The basic philosophy for automatic transfers in mission-critical
environments is to transfer the system if the condition of the normal source is in doubt, so long as
the alternate power source is known to be available and it is safe to do so, and most automatic
transfer systems for these environments are designed with this goal in mind.

4. EQUIPMENT SPECIFICATION
Although the basic operational requirements of any automatic transfer system are as given in
section 3 above, the equipment which is used to implement the automatic transfer system can
vary. The following is a list of commonly encountered variations regarding the automatic transfer
system equipment.

4.1.

Switchboard or Switchgear?

The power equipment used to facilitate the transfer, for low-voltage systems, is commonly either
a UL 891 switchboard or ANSI C37.20.1 low-voltage power switchgear. Which is used is
dependent upon the system design and where in the over-all power system the equipment is
located, however the following general guidelines apply:
1.) For automatic transfer higher in the system (closer to the service), ANSI low-voltage
switchgear is generally preferred due to is compartmentalization and the use of drawout
low-voltage power circuit breakers, which have short-time withstand capabilities. An
alternative is a hybrid UL 891 switchboard which uses drawout insulated-case circuit
breakers with characteristics similar to low-voltage power circuit breakers, but with less
compartmentalization.
2.) For automatic transfer lower in the system (farther from the service), a UL 891
switchboard may suffice. However, drawout circuit breakers should be considered even
if a UL 891 switchboard is used. Lack of short-time withstand on molded-case circuit
breakers is a big factor here.

4.2.

Logic Platform

The automatic transfer logic may be supplied by either discrete control relays or a programmable
logic controller (PLC), as shown in Fig. 12. In times past, this was generally a choice of flexibility
(the PLC) vs. robustness (discrete relays). In recent years, however, PLCs have undergone
significant improvements in reliability and robustness, to the point that they are now the preferred
method for implementing automatic transfer scheme logic.
The flexibility given by the use of PLCs lies in the fact that the automatic transfer logic is coded
into software, rather than hard-wired. This makes some on-the-fly changes, if required, possible
without hardware or wiring modifications to the equipment. It also allows more complex decisionmaking logic to be implemented without excessive wiring. Discrete control relays, on the other
hand, must be re-wired to make changes to the automatic transfer logic, and more complex logic
generally requires more control relays and wiring.
Another advantage of a PLC is its ability to communicate digitally with external devices. This
makes more sophisticated user interfaces possible, as will be discussed below. It also allows
remote access to the transfer system if required.
Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 13 of 18

Critical Power Automatic Transfer Systems Design and Application

Fig. 12 PLC for Automatic Transfer System Logic Implementation

4.3.

Circuit Breaker Control and Interlocking

Interlocking is the restriction of operation of devices, usually for safety reasons. For an automatic
transfer system, the most common interlocking required is interlocking to prevent out-ofsynchronism paralleling of power sources (or prevention of paralleling at all in many cases).
When the automatic transfer system logic is provided by a PLC, this interlocking may be
implemented in a hard-wired fashion, that is, outside of the PLC or as part of the PLC program.
In general, use of hard-wired interlocking is preferred, to allow an extra measure of safety should
the PLC fail.
Similarly, manual control for automatically operated circuit breakers may be implemented in a
hard-wired fashion or via the PLC. It is generally recommended that at least the circuit breaker
tripping function be implemented outside the PLC. Manual control for automatically-operated
circuit breakers is generally implemented via an external control switches, with the manual close
control (and often trip control) on the circuit breaker access-restricted via a cover to force use of
these control switches.

4.4.

User Interface

This is the most customizable part of the automatic transfer system equipment. In general, two
options are available: discrete controls or touch screen.

4.4.1. Discrete Controls

Discrete controls take the form of control switches and pilot lights mounted on the equipment. An
example of this is given in Fig. 13:

Fig. 13 Discrete Controls

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 14 of 18

Critical Power Automatic Transfer Systems Design and Application

In Fig. 13, AUTO, MANUAL, and AUTO FAIL pilot lights indicate the three modes of
operation described in section 3.2 above. A keyed auto/manual mode selector gives control of
the operating mode, a keyed automatic retransfer on/off switch provides a means to enable or
disable automatic retransfer, and a keyed preferred source selector allows either power source to
be considered as the normal source. The use of keyed switches should be carefully evaluated to
insure that the end-user achieves the maximum benefit from such an arrangement.
In addition to the controls shown in Fig. 13, the following are also commonly available:
1.) Open/Closed Transition re-transfer selector
2.) Source Available Indicators
3.) PLC low-battery indicator
4.) Transfer in Process indicator
5.) Source Failure Test Switches
Like discrete relay control logic, discrete controls must be planned to the last detail early in the
specification process and provide limited flexibility for change.

4.4.2. Touch screen

When a PLC is used for the automatic transfer logic, a touch screen is an option for the user
interface. A touch screen can provide a wealth of detail regarding the automatic transfer system
status, and adjustability in several areas which arent typically available with discrete controls. An
example of a touch screen interface is shown in Fig. 14:

Fig. 14 Touch screen Interface

The touch screen interface in Fig. 14 includes:
1.) An active mimic one-line diagram which changes color to denote energization of system
components
2.) Source available indicators
3.) Breaker status indicators,
4.) A transfer system status summary
Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 15 of 18

Critical Power Automatic Transfer Systems Design and Application

5.) The ability to change numerical settings such source failure, dead bus, and source
restore timers
6.) Quick manual transfer of the system from one source to the other in manual mode
7.) An event log which captures automatic transfer events for diagnostic purposes.
Such sophisticated control is simply not feasible with discrete controls, but is easily achieved with
a touch screen.
Touch screen control interfaces for automatic transfer systems do usually include at least one
discrete switch and indicators, namely the auto/manual mode selector and its associated
indicators.

4.4.3. Multiple User Interfaces

The use of multiple user interfaces is possible. Such an arrangement may be desirable due to
the need for remote control of the system. In planning such an arrangement, careful
consideration should be given to the number of interfaces and which interface overrides if control
is attempted by more than one interface at a time.

5. COMMON MISCONCEPTIONS
Several common misconceptions regarding automatic transfer systems exist. Some of these are
addressed here.

5.1.

I need a complex automatic transfer scheme at every voltage level

This may or may not be true, but in general if more than one automatic transfer scheme is
present, the farther downstream it is, the less complex it has to be. For example, consider the
system of Fig. 15:
Automatic
Transfer
System

Automatic
Transfer
System

Fig. 15 Two Automatic Transfer Systems at Different Voltage Levels

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 16 of 18

Critical Power Automatic Transfer Systems Design and Application

In Fig. 15, two automatic transfer systems exist, one at the medium-voltage level and one at the
low-voltage level. The automatic transfer system at the low-voltage level must be coordinated so
that it does not transfer unless the reason for transfer is not addressed by a transfer on the
system at the medium-voltage level. For example, should one of the utility sources fail, the
medium-voltage system will transfer to the other utility source. In that case, the low-voltage
transfer scheme should not transfer at all. However, should a fault occur on one of the mediumvoltage feeders, the low-voltage system must transfer to restore power to the loads. Typically this
coordination between automatic transfer systems is achieved by making the time delays for
source failure and re-transfer longer on the low-voltage system than on the medium-voltage
system.
Further, in Fig. 15 the generation is at the medium-voltage level, so the low-voltage automatic
transfer system does not have to consider operation of the generators. It is therefore less
complex than the medium-voltage automatic transfer system and will, in general, transfer less
frequently.

5.2. AC Control Power for my automatic transfer PLC can be handled by

the system UPSs
On the surface, this is true. However, initial system start-up will require a power source other
than the system UPSs, which are devices downstream from the automatic transfer system. And,
if a UPS is taken off-line for maintenance the availability of the control power can be
compromised.
In reality, automatic transfer PLCs have control power reliability requirements that are similar to
microprocessor-based protective relays. Where those devices are used, the preferred power
source is a DC battery system, and this is true for an automatic transfer PLC also. Typically, a
24V battery system is sufficient, although care should be used to isolate the PLC from the battery
voltage via a DC-to-DC converter to avoid exposing the PLC power supply to the voltage
variations that will occur on the battery system. Alternatively, a small UPS, supplied by a control
transformer in the switchgear/switchboard, could be used. In either case, maintenance
requirements apply to insure that the power is available when called upon. In this case, a control
power throwover is advisable, with one source being the switchgear/switchboard UPS, and the
other being a system UPS or other reliable source.
AC control power for low-voltage switchgear/switchboards used for automatic transfer is generally
provided via a control power throwover supplied by control transformers in the equipment.
Energy to trip circuit breakers when no control power is available (i.e., after source failure but
before standby generators are up and running) is provided via capacitive energy-storage devices.
For medium-voltage switchgear, the protective relays will have similar control power reliability
requirements similar to those of the automatic transfer PLC, and DC batteries are typically used,
but usually at the 48VDC or 125VDC level.
Many variations exist on switchgear/switchboard/PLC control power design, and this is an issue
must be carefully considered to achieve the desired results.

5.3. Since my automatic transfer system was tested in the factory, it

doesnt need field testing
Like any other engineered system, factory testing for an automatic transfer system is no
substitute for field testing. Field testing takes into account shipping damage and installation
errors that may have occurred, as well as testing the systems response to actual system
conditions rather than simulated test conditions. In many cases the specified time delays, such
as source failure delays, are found to need adjustment when applied under real-world conditions.
Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 17 of 18

Critical Power Automatic Transfer Systems Design and Application

This is doubly important in the mission-critical environment, where reliable equipment operation is
crucial.

6. SUMMARY
In this paper, many aspects of automatic transfer systems for the critical power environment have
been examined. In general, the manufacturers experience with these types of systems, along
with proper specification, are the keys to successful transfer system design and implementation.
When properly designed and implemented, automatic transfer systems provide a vital function in
the reliable operation of critical power systems. Working in conjunction with alternate power
sources and UPSs, automatic transfer systems help to insure that critical system loads receive
the reliable power they require in order to function.

7. REFERENCES
[1]

ITI (CBEMA) Curve Application Note, The Information Technology Industry Council,
Washington, DC, 2000

Revision 0 10/06
www.criticalpowernow.com
Copyright 2006 Schneider Electric. All Rights Reserved.

Page 18 of 18