PNNL (2009) Country Report India
PNNL (2009) Country Report India
PNNL (2009) Country Report India
M Evans
B Shui
S Somasundaram
March 2009
DISCLAIMER
M Evans
B Shui
S Somasundaram
March 2009
Foreword
Buildings account for about 30% of all energy consumption globally and a significant
share of greenhouse gas emissions. Building energy codes help ensure that new buildings
use energy efficiently, and this can reduce building energy use by 50% or more compared
to buildings designed without energy efficiency in mind. This is important because
buildings typically last 30-50 years, and it is much less expensive and time-consuming to
design for energy efficiency than to retrofit a building later. Based on the experience of
the Asia-Pacific region, it is clear that building energy codes, when implemented, save
energy and improve comfort in new buildings. By design, most building energy codes are
cost-effective, saving consumers significant amounts of money on their energy bills.
At the request of the U.S. Department of Energy, the Pacific Northwest National
Laboratory’s Joint Global Change Research Institute has prepared a series of reports
surveying building energy codes in the seven APP countries. These reports include
country reports on building energy codes in each APP partner country and a comparative
report based on the country reports. This particular report is the country report on
building energy codes in India.
i
Acknowledgements
This report owes its existence to the Asia-Pacific Partnership on Clean Development and
Climate. We would like to thank all the APP partner countries and experts who
collaborated on this project. We are particularly grateful to Dr. Seung-Eon Lee at the
Korean Institute of Construction Technology for his oversight of the APP project under
which this report was prepared (BATF 06-24). We would also like to thank Mark
Ginsberg, Jean Boulin and Marc LaFrance from the U.S. Department of Energy for their
leadership and financial support of this work.
Diana Shankle, manager of the PNNL Building Energy Codes Program, has provided
moral and intellectual support for this project. Mark Halverson reviewed this report.
Kate Williams and Alison Delgado helped the editing. We would also like to express our
gratitude to several other individuals who supported or participated in the APP building
energy code assessment in various capacities including Joe Huang, Bipin Shah, Satish
Kumar, Kapoor Ravi, Bajpai Anurag, Liz Malone, Kay Killingstad, Paulette Land and
Kim Swieringa.
ii
Contents
Foreword ........................................................................................................................................................ i
Acknowledgements ....................................................................................................................................... ii
4 Conclusions......................................................................................................................................... 12
References ................................................................................................................................................... 14
Useful Websites........................................................................................................................................... 14
iii
List of Figures
Figure 1 Energy Consumption by Sector in India, 1995-2005 ....................................................................... 1
Figure 2 Climate Zones in ECBC................................................................................................................... 6
List of Tables
Table 1 Essential Features of ECBC (May 2008 revised version) ................................................................. 5
iv
1. Introduction and Background
1.1 A Glance at the Economy and Energy
India has seen strong economic growth in recent years. In 2007, its gross domestic
product was US$1.1 trillion1 on a nominal basis, though on a purchasing power basis, it
was the fourth largest economy in the world at $4.7 trillion (IMF, 2008). As the fifth
largest energy consumer in 2006, India emitted 1,293.2 Mt of carbon emissions, or 4.4%
of the global total that year (EIA, 2008).
According to the International Energy Agency (IEA), the buildings sector accounted for the
largest share of India’s final energy use2 between 1995 and 2005 (Figure 1).
Figure 1 Energy Consumption by Sector in India, 1995-2005
180
160
140
Mtoe
120
100
80
60
40
20
0
1995 1996 1997 1998 1999 2000 2001 2002 2003 2004 2005
Industry Sector Transportation
Residential Commerce and Public Services
Building Sector Others
Notes: Energy consumption in this figure refers to final energy use, which includes consumption of
renewable and waste energy; the sector “Others” includes agriculture, forestry, fishing, and non-
specified and non-energy use.
Source: IEA, 2007
1
In current U.S. dollars.
2
Final energy use includes consumption of renewable and waste energy.
1
In 2005, this sector consumed 169 million toe (Mtoe)3, or 47% of the total final energy
use, compared to the next largest sector, the industrial sector, which consumed 28% of
the total. Residential buildings accounted for the lion’s share (93%) of the total building
energy use the same year (IEA, 2007).
Air conditioning and lighting are the top two energy end uses within the buildings sector.
Studies have indicated that energy efficient lighting, air conditioning and electrical
systems could save about 20% of the energy used in existing buildings. In addition, some
simulation studies also indicate that new buildings can save up to 40% of energy with
design interventions and stronger building energy standards (BEE, 2007).
In 2001, the Indian government enacted the Energy Conservation Act (ECA 2001), which
promotes energy efficiency and conservation domestically. ECA 2001 mandated the
creation of the Bureau of Energy Efficiency (BEE), which was established under the
Ministry of Power in 2002. ECA 2001 also authorized BEE to establish an Energy
Conservation Building Code (ECBC).
The Bureau of Indian Standards (BIS) issued National Building Code of India (NBC) in
2005, or NBC 2005, which covered a range of structural, safety and other design issues.
Energy efficiency was marginally addressed (IEA, 2008a).
Under the direction of the Prime Minister, the government’s Planning Commission issued
the Integrated Energy Policy in 2006. This document identifies major areas with large
potential for energy savings. Five of the thirteen areas are related to the buildings sector,
including building design, construction, HVAC, lighting and household appliances.
In 2007, the Ministry of Power and BEE issued ECBC —the first stand alone national
building energy code in India. While it is currently voluntary, ECBC establishes
minimum energy efficiency requirements for building envelope, lighting, HVAC,
electrical system, water heating and pumping systems. To develop ECBC, BEE
collaborated with a diverse group of domestic and international technical experts.
3
The term of “million toe” means million tones of oil equivalent and is based on the energy content of the
fuel.
2
1.4 Implementation
BEE is supporting efforts to implement ECBC, including policy formulation and
technical support for the development of the codes and standards. As noted, ECBC is
currently voluntary, but in the future, either the central or state governments can decide to
adopt it as a mandatory standard. State governments that choose to adopt ECBC can
modify the code to adapt it to local climatic conditions, and inform BEE accordingly
(IEA, 2008a). No states have adopted it yet. The ECO III project of the U.S. Agency for
International Development (USAID) is providing technical assistance in support of
implementation. BEE also works closely with national and state-level government
agencies to promote ECBC.
Once ECBC becomes mandatory at either the central or state level, one can assume that
the implementation and enforcement approach will be similar to that employed for other,
mandatory building codes. The mechanism for enforcing existing mandatory building
codes is well-established in India. Municipal authorities review all building designs for
compliance with the code. Municipal inspectors must visit all building sites during the
construction phase to ensure that construction matches the approved design. While these
mechanisms all exist, in actual practice, there are many challenges with enforcement and
monitoring: the existing enforcement system needs strengthening. In addition, inspectors
would need additional training and experience in the energy aspects of buildings.
India is in the early stages of implementing the new building energy code. Few buildings
in India today meet the code. Effective implementation of the code is hindered by the
lack of (Hong et al., 2007; Huang and Deringer, 2007):
Implementation guidelines,
Local administrative infrastructure for energy code enforcement, including field
inspectors for code checking and inspections,
Incentives from the government,
Technical expertise to assist in compliance,
Technical support materials and equipment to help meet the code requirements,
though the USAID ECO III project has prepared several ECBC awareness documents
and put them in the public domain (www.eco3.org/downloads.htm), and
Supply of suitable building materials (linked in part to the lack of demand currently).
BEE is considering developing code compliance software and training programs for code
inspectors and enforcers. Also, to increase interest in ECBC and experience in its
implementation, BEE is considering mechanisms to make compliance with ECBC
mandatory in all new government facilities.
3
2 Energy Conservation Building Code
2.1 Overview
In India, national bodies have developed three different building codes (Hong et al.,
2007):
NBC contain some provisions that are relevant to energy efficiency, although it does not
specifically aim to improve energy efficiency. For example, requirements for sounder
structural materials also typically mean more energy-efficient materials with lower U-
values.
As the first stand-alone national building energy code, ease of the use, in terms of both
code requirements and language, was the major consideration for the ECBC development
(Mathur, 2006). In addition, the development of ECBC involves broad stakeholder
participation. For example, several members of the ASHRAE 90.1 committee
participated in the development of ECBC.
The structure of ECBC is patterned against that of the ASHRAE Standard 90.1-2004. The
contents of ECBC (Table 1) cover building envelope, HVAC, service hot water and
pumping, lighting, and electric power. The word “mandatory” in Table 1 is directly from
ECBC, referring to those provisions that should be satisfied regardless of whether the
designer opts for the prescriptive or trade-off approach to the rest of the code compliance.
In practice, of course, all the provisions of ECBC are voluntary today.
Building designers can take several approaches to compliance with ECBC. While they
must ensure compliance with the mandatory measures, they have flexibility in meeting
the prescriptive requirements. They can comply either by directly meeting the
prescriptive criteria, trading off these criteria in a particular section of the code, based on
the trade-off options of that section, or by using the Whole Building Performance Method.
The Whole Building Performance Method sets an energy budget for a building design, so
a building complies as long as it stays within the budget, even if it does not meet the
prescriptive requirements or trade-off options within any given section of the code. The
budget is set based on the average annual electricity use (in kWh) of a building with the
standard design as outlined in the code. For example, a building could have more
windows than otherwise allowed if it had more insulation in the roof.
4
BEE released a revised version of ECBC 2007 in May 2008. This report draws on that
revised version of ECBC 2007 in most instances as a complete version of the May 2008
document was not available at the time this report went to press.
4
Such buildings are typically for commercial use or are large residential facilities.
5
The use of the word “mandatory” in Table 1 and texts of the Sections 2.2 to 2.8 comes directly from the
text of ECBC 2007. Despite the use of this word, ECBC is voluntary at present.
6
BEE is currently reviewing the possibility of adopting tables with default values for U-factors for typical
roof and wall construction.
5
2.2 Climate Zones
ECBC covers India’s five climate zones (Figure 2), including (1) composite, (2) hot and
dry, (3) warm and humid, (4) moderate and (5) cold.
2.3 Envelope
ECBC aims to improve the energy performance of building envelopes in new
construction through better building design, such as day lighting and natural ventilation.
It also emphasizes the integration of construction practice and local conditions (Mathur,
2006).
In ECBC, the building envelope should comply with the mandatory provisions and either
the prescriptive criteria or the trade-off options. Building designers can also use the
whole building performance provisions of the code to compensate high performance in
one area of compliance, such as the envelope, with somewhat lower performance in
another (for example, lighting).
6
2.3.2 Prescriptive Requirements
The prescriptive requirements (which are open to trade-offs with alternate paths of
compliance) cover requirements for roofs, opaque walls, vertical fenestration and
skylights. The code provides the requirements for roofs and opaque walls (maximum U-
factors of the overall assembly and minimum R-values of insulation alone) for the five
climate zones and two different building occupancy schedules (24-hour use and daytime
use only). There is also a requirement for a “cool roof” (initial solar reflectance of no less
than 0.70 and an initial emittance of no less than 0.75) for roofs with slopes of less than
20 degrees.
Requirements for vertical fenestration (such as windows and glass doors) are given in
terms of maximum area weighted U-factors and maximum area weighted SHGC
requirements in two categories: (1) window-to-wall ratios (WWR) of less than 40%, and
(2) WWR of between 40% and 60%. There are certain minimum requirements for visual
light transmittance (VLT) of vertical fenestration as a function of the WWR (ECBC
Table 4.5).
Skylight requirements are also provided in terms of maximum U-factors and SHGC for
the five climate zones. In addition, skylights cannot take up more than 5% of the gross
roof area (ECBC Table 4.6).
7
See NBC 2005 Part 8, 5.4.3 and 5.7.1.
8
See Tables 5.2.2-1 through 5.2.2-5 of ECBC.
7
There are requirements for time-clock controls and temperature controls (thermostats) for
all heating and cooling equipment. In addition, all cooling towers and closed circuit fluid
coolers should have two-speed motors, pony motors or variable speed drives controlling
the fans.
There are piping insulation requirements for heating systems with a design operating
temperature greater than 40°C (104°F), cooling systems with temperatures less than 15°C
(59°F) and refrigeration suction piping on split systems. Piping insulation exposed to
weather and cellular foam insulation should be protected appropriately. Ductwork
insulation requirements cover supply and return ducts depending on their location.
System balancing requirements for air and hydronic9 space-conditioning systems call for
a written balance report be provided to the owner (or designated representative) for
HVAC systems serving zones with a total conditioned area exceeding 500 square meters.
Condensers should be located such that their heat sink is free of interference from heat
discharge by nearby devices and systems. All high-rise buildings using water-based
centralized cooling systems should use soft water for the condenser and chilled water
systems.
All other HVAC systems must comply with ASHRAE Standard 90.1-2004, § 6.5,
“Prescriptive Path” under § 6 HVAC Systems.
There are also additional requirements about economizers and variable flow hydronic
systems.
9
Hydronic space-conditioning systems use water to cool or heat the space, instead of forced air.
8
Water heaters should meet or exceed the minimum efficiency requirements given in
Indian standards. Supplementary water heating systems should incorporate maximum
heat recovery from hot discharge systems, like condensers of air conditioning units, or
use gas-fired heaters wherever gas is available, and use electric heaters only as a last
resort.
Swimming pools should have a vapor retardant pool cover. Pools heated to more than
32°C (90°F) should have a pool cover with a minimum insulation value of R-2.1 (R-12 in
imperial units). Exceptions are for pools deriving more than 60% of their energy from
site-recovered energy or solar energy sources.
2.6 Lighting
Lighting systems and equipment that apply to interior spaces of buildings, exterior
building features and exterior building grounds should comply with the mandatory
provisions and the prescriptive criteria.
9
3 Other Developments
3.1 The Indian Green Building Council and LEED-India
The Indian Green Building Council (IGBC) is IGBC: Snapshot of
actively promoting green buildings in India. As a Accomplishments
part of the Confederation of Indian Industry,
IGBC is comprised of construction companies, 464 members
architects, product manufacturers and research 300 registered buildings
institutions. 34 certified buildings
170 million square feet green
buildings
Similar to the Leadership in Energy and (IGBC, 2008)
Environmental Design (LEED) rating system,
developed by the U.S. Green Building Council (USGBC), LEED-India promotes a
whole-building approach to sustainability by addressing performance in the following
five areas: (1) sustainable site development, (2) water savings, (3) energy efficiency, (4)
materials selection and (5) indoor environmental quality.
In addition, LEED-India has adopted several benchmarks for building performance. The
rating levels “Platinum,” “Gold,” “Silver,” and “Certified” indicate the extent to which a
building excels the requirements of the national codes. LEED-India rated buildings would
meet the specifications of ECBC, the NBC 2005, the MoEF guidelines and the Central
Pollution Control Board norms (IGBC, 2008).
There are two specific LEED-India programs: (1) LEED India for New Construction
(LEED India NC) and (2) LEED India for Core and Shell (LEED India CS).
Source: Confederation
Source: of Indian
(Confederation Industry,
of Indian 2008
Industry, 2008)
10
3.2 The Energy and Research Institute and the GRIHA System
The Energy and Resources Institute (TERI), established in 1974, is a renowned energy
think tank in India, with comprehensive national and international R&D experience.
TERI developed the Green Rating for Integrated Habitat Assessment (GRIHA) to
encourage design, construction and operation with green building principles for new
commercial, institutional and residential buildings (Majumdar and Kumar, 2006).
GRIHA aims to integrate various national standards and policy frameworks into one
building rating system, including ECBC, IS codes such as NBC, IS codes for concrete,
steel, water quality and functional requirements, guidelines of Central Ground Water
Board, solid waste handling rules and local regulations (Majumdar and Kumar, 2006).
GRIHA has developed a rating system with a set of 34 criteria, totaling 100 points. The
100 points are grouped into a five-star system. A one star rating equates to 50 to 60 points,
and receiving five stars requires 91 to 100 points. The rating criteria are categorized
according to three aspects:
Site selection and site planning, including conservation and efficient utilization of
resources,
Building planning and construction, including designing for efficiency use of energy
and water, embodied energy use in the building materials and construction activities,
use of renewable or recycled materials, the reuse of water, waste management, and
health and well-being, and
Building operations and maintenance, including energy audits and validation,
building operations and maintenance, and innovation.
Innovation covers up to four bonus points. These points are awarded based on the
integrated options for alternative transportation, environmental education, company
policy on the green supply chain, lifecycle cost analysis, enhanced accessibility for the
physically or mentally disabled, and any other criteria proposed by the client.
11
4 Conclusions
The ECA 2001 led to the creation of ECBC, which was released in 2007. ECBC is an
important milestone as it is the first stand-alone national building energy code for India.
The structure of ECBC is patterned against that of the ASHRAE Standard 90.1-2004.
ECBC aims to maximize the energy performance of buildings through better building
design, such as day lighting and natural ventilation. It also emphasizes the integration of
construction practice and local conditions.
ECBC is currently a voluntary code. The national government or the states must adopt it
as a mandatory regulation before the government can begin enforcing it. That said, the
government is considering ways to begin introducing ECBC in practice, for example, by
requiring the new government buildings comply with it. In recent years, the Indian
government, research institutes, universities and building industries have been working
hard towards the improvement of building energy efficiency. With concerted domestic
efforts and broad collaboration with international communities, India has a great
opportunity to help improve its building energy efficiency in the near future.
12
List of Acronyms
13
References
1 BEE, 2007. Annual Report 2006-07. Bureau of Energy Efficiency.
2 Confederation of Indian Industry, 2008. LEED-India Green Building Rating Program (Green
Habitat March 2008), www.igbc.in/site/igbc/publication.jsp, January 2009, (Accessed).
3 EIA, 2008. World Carbon Dioxide Emissions from the Consumption and Flaring of Fossil
Fuels, www.eia.doe.gov/emeu/international/carbondioxide.html, January 2009, (Accessed).
4 Hong, W., Chiang, M.S. and Shapiro, R.A., Clifford, M.L., 2007. Building Energy
Efficiency: Why Green Buildings Are Key to Asia's Future. Asia Business Council, Hong
Kong.
5 Huang, J. and Deringer, J., 2007. Energy Efficiency Building Standards in China
www.asiabusinesscouncil.org/docs/BEE/papers/BEE_Policy_China.pdf, September 2008,
(Accessed).
6 IEA, 2007. Energy Balances of Non-OECD Countries (2007 edition).
7 IEA, 2008a. India Energy Efficiency Policies and Measures: Energy Conservation Building
Code, www.iea.org/textbase/pm/?mode=pm&id=4162&action=detail, October 2008,
(Accessed).
8 IEA, 2008b. National Housing & Habitat Policy,
www.iea.org/textbase/pm/?mode=weo&id=3392&action=detail, December 2008, (Accessed).
9 IGBC, 2008. LEED-India Green Building Rating Program,
www.igbc.in/site/mmbase/attachments/48240/GH_Mar_2008.pdf, December 2008,
(Accessed).
10 IMF, 2008. World Economic Outlook Databases, www.imf.org/external/ns/cs.aspx?id=2,
January 2009, (Accessed).
11 Majumdar, M. and Kumar, P., 2006. Green Building Rating,
www.iea.org/textbase/work/2006/buildings/TERI.pdf, January 2009, (Accessed).
12 Mathur, A., 2006. Current Status of Energy Efficiency Building Codes in India,
www.iea.org/textbase/work/2006/buildings/mathur.pdf, January 2009, (Accessed).
Useful Websites
1. Energy Conservation Building Code 2006, www.bee-
india.nic.in/sidelinks/ECBC/DRAFTECBC27MARCH2006.pdf
2. Bureau of Energy Efficiency, www.bee-india.nic.in/
3. Energy Conservation Act 2001, www.hareda.gov.in/ecactword.pdf
4. Indian Green Building Council (IGBC), www.igbc.in/igbc/index.jsp
5. The Energy Research Institute (TERI), www.teriin.org
6. Ministry of New and Renewable Energy, http://mnes.nic.in/
7. USAID ECO III Project, http://eco3.org/
14
The Asia-Pacific Partnership on Clean Development and Climate
The Asia-Pacific Partnership on Clean Development and Climate is an innovative new effort to accelerate the development and
deployment of clean energy technologies.
Partner Countries
APP partners Australia, Canada, China, India, Japan, Republic of Korea, and the United States have agreed to work together
and with private sector partners to meet goals for energy security, national air pollution reduction, and climate change in ways
that promote sustainable economic growth and poverty reduction. The Partnership will focus on expanding investment and trade
in cleaner energy technologies, goods and services in key market sectors. The Partners have approved eight public-private
sector task forces covering:
• Aluminum
• Buildings and Appliances
• Cement
• Cleaner Use of Fossil Energy
• Coal Mining
• Power Generation and Transmission
• Renewable Energy and Distributed Generation
• Steel
The seven partner countries collectively account for more than half of the world's economy, population and energy use, and they
produce about 65 percent of the world's coal, 62 percent of the world's cement, 52 percent of world's aluminum, and more than
60 percent of the world's steel.
Reducing our use of energy for buildings and appliances decreases the demand for primary energy and is a key means to
deliver better economic performance, increase energy security and reduce greenhouse gas and air pollutant emissions. Partner
countries have recognized for some time the importance of cooperating on energy efficiency for buildings and appliances, and
have already taken a range of bilateral and other collaborative actions in this area. As the Partners represent a majority of the
world’s manufacturing capacity for a diverse range of appliances, we have the potential to drive significant regional and global
improvements in energy efficiency in this sector. The Partners will demonstrate technologies, enhance and exchange skills
relating to energy efficiency auditing, share experiences and policies on best practices with regard to standards and codes, as
well as labeling schemes for buildings, building materials and appliances.