Effect of presentation bias on selection of treatment option for
failed endodontic therapy
Keith H. Foster, DMD a and Ershal Harrison, DMD, RPH b , Kentucky UNIVERSITY OF KENTUCKY COLLEGE OF DENTISTRY Objective. The purpose of the study was to determine if treatment option presentation bias affects decision making by patients when they have failed endodontic therapy. Study design. First-year dental students simulated the role of patients. All students were given the same scenario of a symptomatic tooth with failed endodontic therapy and asked to select from between 2 treatment options: nonsurgical endodontic retreatment or extraction and implant placement. One half of the students had characterizations of the treatment options biased toward nonsurgical retreatment, and the other half had characterizations of the treatment options biased toward extraction and implant selection. Statistical analysis was performed with chi-squared test. Results. Biased presentations signicantly inuenced the treatment selection by the students (P .0006). Conclusion. If treatment options are presented in a biased manner to favor one option, the patient is more likely to select that treatment option. (Oral Surg Oral Med Oral Pathol Oral Radiol Endod 2008;106:e36-e39) Treatment options for failed endodontic therapy in- clude nonsurgical or surgical endodontic retreatment and extraction with or without replacement of the tooth. 1-3 General dentists, oral maxillofacial surgeons, endodontists, residents, and dental students have been shown to differ in their decision making and treatment planning recommendations for teeth with failed end- odontic therapy. 4-7 Their recommendations may be in- uenced by their level of experience, training, and familiarity with different treatment procedures. For ex- ample, endodontists were more likely to recommend endodontic retreatment than oral maxillofacial sur- geons, who were more likely to recommend extrac- tion. 4 Alternatively, fourth-year dental students recom- mended extraction and implants rather than endodontic retreatment at a higher rate than their general dentistry faculty. 7 Patients with failed endodontic therapy, usually in conjunction with their general dentists, make decisions regarding treatment from among more than 1 reason- able treatment option. Treatment options should be clearly and objectively communicated to the patient for the patient to make the best informed decision. Patient autonomy in decision making is desired, 8 but if the information presented by the dentist or dental specialist is biased, it could inuence the patient toward one treatment option over another. Bias can be transmitted to patients by way of the selection of information presented and the characterization of information pre- sented to the patient. No study has yet been done that demonstrates differences in patient decision making regarding choice between endodontic retreatment or extraction and implant placement when the information provided to the patient is biased. The purpose of the present study was to determine the effect of presenta- tion bias on the selection of treatment option for failed endodontic therapy. MATERIALS AND METHODS The study protocol was reviewed and approved by the University of Kentucky Institutional Review Board. Study participants were preclinical rst-year students present for a scheduled oral radiology class session. The study authors were not instructors in the oral radi- ology course. At the beginning of the class, the students were presented with a cover letter consent form and given an opportunity to ask questions regarding the study by one of the investigators (E.H.), who was a general dentist. Students were not informed that the study was about bias. Each student was given a 1-page form with a scenario, radiographic image, and instruc- tions to select between 2 described treatment options: endodontic retreatment or extraction and implant. No further information or verbal instructions were given to the students. The students had not had any course contact with either author before the study, although the students may have known the authors by name, face, and position within the dental school. Therefore, the endodontist involved in the study (K.H.F.) chose not to be present during distribution of the consent form and a Assistant Professor, Division of Endodontics. b Assistant Professor, Clinical Team Leader, Oral Health Practice. Received for publication Apr 14, 2008; returned for revision Jun 23, 2008; accepted for publication Jun 23, 2008. 1079-2104/$ - see front matter 2008 Mosby, Inc. All rights reserved. doi:10.1016/j.tripleo.2008.06.018 e36 study form to the students, to eliminate any chance of biasing responses toward endodontic retreatment. The following directions and scenario were given to all students: Directions. Read the following scenario and select either option 1 or option 2. Please do not discuss this with your fellow students. Base your decision only on the information given. There is no right or wrong answer. Scenario. Which of the 2 treatment options below would you prefer in your mouth to take care of this chronically sore tooth which recently caused an episode of acute swelling and pain? The tooth in question is tooth #21; it has already had root canal treatment. A radiographic image, Fig. 1, was embedded in the study form. Although each student received this same scenario, one half of the students received treatment option descriptions biased toward endodontic retreat- ment selection and the other half option descriptions biased toward extraction and implant selection. Options biased to endodontic retreatment selection- Option 1 You can have the tooth removed, wait 3 months for the extraction site to heal, and then have a metal implant placed surgically into the jaw bone. A crown can then be anchored to your implant once the implant has successfully fused with the bone. You can wear a temporary partial denture with a fake acrylic tooth, something similar to wearing an orthodontic retainer, to hide the spot with the missing tooth while the bone heals. The total treatment would take between 4 and 6 visits. Option 2 You can predictably keep your natural tooth by having the root canal treatment re- done. You would not have to have surgery and the tooth would feel more like your other natural teeth. The treatment would take between 1 and 2 visits. In the unlikely event that the retreatment is not successful, you could then have the tooth extracted and have an im- plant placed. Options biased to extraction and implant placement selection-Option 1 You can have the previous root ca- nal treatment redone with a 75% chance of healing long term. You have a 25% chance that it wont heal. If the root canalassociated disease heals, there is still a risk of tooth loss. The tooth is still susceptible to re- current decay, periodontal disease, or possible root fracture, any of which could result in the need for extraction in the future. Option 2 You can have the tooth extracted now and have it replaced with an im- plant. The chance of successful treatment with an im- plant and crown replacement is approximately 95%. The discomfort associated with the natural tooth will be permanently eliminated. The implant and its crown will never decay, and if there is any periodontal disease in your mouth, the implant will be affected much less than your own teeth. Statistical analysis was performed with chi-squared test. Level of signicance was established at P .05. RESULTS The results are presented in Table I. Fifty-three stu- dents were present for the study, including 19 female students, 2 students of Asian descent, 6 students of African descent, and 1 student of Hispanic descent. One unidentied student chose not to participate after read- ing the consent form and the study form with scenario. There was a signicant difference between the 2 bias groups (P .0006). The majority of students in the bias to retreatment group selected the retreatment option. The majority of students in the bias to extraction and implant group selected the implant option. DISCUSSION The results of the study showed that a biased pre- sentation describing 2 reasonable treatment options for Fig. 1. Radiogram of tooth #21. Table I. Selection option results Group Retreatment Implant Bias to retreatment 17 10 Bias to implant 4 21 OOOOE Volume 106, Number 5 Foster and Harrison e37 failed endodontic therapy can inuence the option se- lected by a patient. The predoctoral students were se- lected because of their perceived ability to read and understand the scenario and treatment choices without further explanation. These students had as yet had no courses in restorative dentistry, prosthododontics, peri- odontics, endodontics, oral pathology, or oral surgery. With their limited exposure to the dental school curric- ulum, it was unlikely that they had developed any opinions regarding the merit of one treatment option over another and would base their selection on the information given. Participants were not asked whether they had a personal dental history or family dental history of previous endodontic or implant therapy which could have inuenced their decision depending on whether there had been a favorable or unfavorable outcome. The descriptions of the treatment options were pur- posefully kept short; each was 4 sentences in length. The endodontic retreatment optionbiased pair was intended to be inuenced by the qualitative descriptions of the procedures in terms of number of appointments, time to completion, and the need for surgical procedure with implant placement. The implant optionbiased pair was intended to be inuenced primarily on the basis of prognosis. The prognosis estimate of 75% chance of healing with nonsurgical retreatment is a reasonable estimate to present to patients based on recent success-failure studies on endodontic nonsurgi- cal retreatment of cases with periapical (PA) le- sions. 9-11 The prognosis estimate of 95% chance of success with single tooth implant is also a reasonable estimate to present to patients. 12-14 Other treatment options for the study scenario could have been included in the study. Treatment options for endodontically treated teeth with asymptomatic PA le- sions could include no treatment with follow-up, non- surgical retreatment, surgical retreatment, or a combi- nation of nonsurgical and surgical retreatment. The scenario in the study described ongoing symptoms with a recent acute episode of pain and infection. Although no treatment is favored by general dentists more often than by endodontists for asymptomatic teeth with PA lesions after initial endodontic treatment, 5,6 the sce- nario was meant to exclude the option of no treatment. Surgical endodontic treatment could have been listed as an alternative third option with an approximate equiv- alent prognosis to nonsurgical retreatment 3,15 or a bet- ter prognosis than nonsurgical retreatment. 16 However, we wanted the participants to consider only 1 surgical option, that of extraction and implant placement. With #21 in the esthetic zone, virtually all patients would prefer to have the tooth replaced if the tooth were extracted. This particular case, with #20 serving as an abutment for a xed partial denture and #22 being caries and restoration free, was intended to exclude a xed partial denture replacement option. We chose not to include cost comparisons in the treatment option descriptions. We wanted to primarily assess the results based on presentation bias in progno- sis and procedural description. If cost estimates were included, the results would likely be skewed more to the lower-cost option, particularly due to the assumed nancial constraints of the study population of rst- year dental students. Students at the University of Ken- tucky College of Dentistry are required to pay standard patient fees for all treatment rendered; there are no student fee discounts or waivers. In the study scenario, the tooth may have only needed an access restoration for the apparently serviceable crown after retreatment, which would be much less expensive than the extrac- tion and implant option. Even if the crown needed to be replaced, a cost-benet analysis study found that ortho- grade endodontic treatment, crown lengthening, and crown was less expensive than the cost of implant placement and restoration. 17 Alternatively, implant ad- vocates now state that the cost of extraction and implant replacement for single teeth compares favorably, and may be more advantageous over the long term com- pared with endodontic and restorative therapy. 18 Standard considerations for implant placement not described in the treatment options include surgical complications, such as neurosensory disturbance and the possible need for site enhancement with bone graft- ing, and mechanical complications, such as prosthesis and implant fracture. 19 Patients desire varying levels of autonomy when making decisions regarding their treatment. 8 Whether patients desire a passive, collaborative, or active role regarding their treatment, they will all rely to a certain extent on the information provided by their dentist for decision making. The patients dentist must objectively and ethically provide information to the patient regard- ing treatment options, treatment considerations, risks and benets of the different options, and the expected prognosis of the different options. The present study shows that if treatment options are presented in a biased manner toward one option, the patient is more likely to select that treatment option. REFERENCES 1. Friedman S, Stabholz A. Endodontic retreatmentcase selection and technique. Part 1: Criteria for case selection. J Endod 1986;12:28-33. 2. Allen RK, Newton CW, Brown CE. A statistical analysis of surgical and nonsurgical retreatment cases. J Endod 1989;15: 261-6. 3. Kvist T, Reit C. Results of endodontic retreatment: a randomized clinical study comparing surgical and nonsurgical procedures. J Endod 1999;25:814-7. OOOOE e38 Foster and Harrison November 2008 4. McCaul LK, McHugh S, Saunders WP. The inuence of spe- cialty training and experience on decision making in endodontic diagnosis and treatment planning. Int Endod J 2001;34:594-606. 5. Balto HAG, Ebtissam MAM. A comparison of retreatment de- cisions among general dental practitioners and endodontists. J Dent Educ 2004;68:872-9. 6. Pagonis TC, Cheng DF, Hasselgren G. Retreatment decisionsa comparison between general practitioners and endodontic post- graduates. J Endod 2000;26:240-1. 7. Di Fiore PM, Tam L, Thai HT, Hittleman E, Norman RG. Retention of teeth versus extraction and implant placement: treatment preferences of dental faculty and dental students. J Dent Educ 2008 Mar; 72:352-8. 8. Chapple H, Shah S, Caress A, Kay EJ. Exploring dental patients preferred roles in treatment decision-makinga novel approach. Br Dent J 2003;194:321-7. 9. Gorni FGM, Gagliani MM. The outcome of endodontic retreat- ment: a 2-yr follow-up. J Endod 2004;30:1-4. 10. Chevigny C, Dao TT, Basrani BR, Marquis V, Farzaneh M, Abitol S, Friedman S. Treatment outcome in endodontics: the Toronto studyphases 3 and 4: orthograde retreatment. J Endod 2008;34:131-7. 11. Sundqvist G, Figdor D, Persson S, Sjogren U. Microbial analysis of teeth with failed endodontic treatment and the outcome of conservative re-treatment. Oral Surg Oral Med Oral Pathol Oral Radio Endod 1998;85:86-93. 12. Lindhe T, Gunne J Tillberg A, Molin M. A meta-analysis of implants in partial edentulism. Clin Oral Implants Res 1998;9: 80-90. 13. Eckert SE, Choi YG, Sanchez AR, Koka S. Comparison of dental implant systems: quality of clinical evidence and prediction of 5-yr survival. Int J Oral Maxillofac Implants 2005;20 406-415. 14. Thomas MV, Beagle JR. Evidence-based decision-making: im- plants versus natural teeth. Dent Clin North Am 2006;50: 451-461. 15. Wang N, Knight K, Dao T, Friedman S. Treatment outcome in endodontics: the Toronto study. Phases I and II: apical surgery. J Endod 2004;30:751-61. 16. Rubinstein RA, Kim S. Long-term follow-up of cases considered healed one year after apical microsurgery. J Endod 2002;28: 378-463. 17. Moiseiwitsch JRD, Caplan D. A cost-benet comparison be- tween single tooth implant and endodontics. J Endod 2001;27: 235. 18. Ruskin JD, Morton D, Karayazgan B, Amir J. Failed root canals: the case for extraction and immediate implant placement. J Oral Maxillofac Surg 2005;63:829-31. 19. Torabinejad M, Goodacre CJ. Endodontic or dental implant therapy. J Am Dent Assoc 2006;137:937-77. Reprint requests: Keith H. Foster, DMD Assistant Professor Division of Endodontics University of Kentucky College of Dentistry Chandler Medical Center D-444 Dental Science Building Lexington, KY 40536-0297 [email protected] OOOOE Volume 106, Number 5 Foster and Harrison e39