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The Kondo Effect: Vijay B. Shenoy

The document summarizes a lecture on the Kondo effect given at the SERC School on Magnetism and Superconductivity. It introduces the Kondo effect and discusses how an impurity in a metal is modeled using the Anderson model. It describes how the Anderson model accounts for the formation of a magnetic moment on the impurity through local Coulomb correlations. A Hartree-Fock treatment of the model derives conditions for when the impurity can develop a spin and magnetic moment depending on the model parameters.
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0% found this document useful (0 votes)
142 views81 pages

The Kondo Effect: Vijay B. Shenoy

The document summarizes a lecture on the Kondo effect given at the SERC School on Magnetism and Superconductivity. It introduces the Kondo effect and discusses how an impurity in a metal is modeled using the Anderson model. It describes how the Anderson model accounts for the formation of a magnetic moment on the impurity through local Coulomb correlations. A Hartree-Fock treatment of the model derives conditions for when the impurity can develop a spin and magnetic moment depending on the model parameters.
Copyright
© © All Rights Reserved
We take content rights seriously. If you suspect this is your content, claim it here.
Available Formats
Download as PDF, TXT or read online on Scribd
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SERC School on Magnetism and Superconductivity 06

The Kondo Eect


Vijay B. Shenoy
([email protected])

Centre for Condensed Matter Theory Indian Institute of Science

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Overview
What is Kondo eect? Motivation Why do this? Plan of the Lectures

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Kondo...

This is Jun Kondo...but, whats his eect? Something that happens in metals...

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Metals, Wonder Materials!


What is a metal? Many electron system with a Fermi Surface Key: Gapless excitations Linear T specic heat Temperature independent magnetic susceptibility ... Key: Protected from repulsive interactions by Pauli Fermi liquid

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Resistivity in Metals

Almost constant at low temperatures...all way to linear at high temperatures


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Resistivity in Metals...Theres More!

Increases with impurity content Has some universal features...


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The Kondo Eect!

There is a resistance minimum in some cases!


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When does this happen?

Impurity susceptibility: Fe in Cu

Happens when impurity is magnetic! Whats the big deal? Why bother?
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Why bother?

Universal relation between dimensionless magnetic part of resistivity and temperature!!


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Universal relations observed for other properties (susceptibility etc.) The Kondo Eect 8

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Not Impressed? How about Quantum Dots?

Regions that can hold a few hundred electrons! Can drive a current through these! This is Nano!
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Universal Stu in QDs too!

Universal relation between dimensionless conductance and temperature!


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Theres More!

Dimensionless resistivity vs. temperature in Kondo metals and dimensionless conductance vs. temperature show the same universal function!!!!
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Why Bother?
These results cannot just be happenstance! ... The Kondo problem is a cornerstone in physics...it gave rise to a lot of physics! ... Two Nobel Prizes! ... Dynamical Mean Field Theory (DMFT): Revival of interest in quantum impurity problems

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Plan of the Lectures


When is an impurity magnetic? Anderson Model The sd model: Low energy physics Whence resistivity minimum? (High T ) The Kondo Problem! Variational approach to the Kondo ground state (Low T ) Interpolation Scaling/RG ideas Local Fermi Liquid ideas

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Prerequisites
Must know Band theory of metals (One e physics) Essential Stat. Mech. No harm if you know Second quantization Greens function Great if you know Diagrammatic perturbation theory!

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How do we model an impurity in a metal?


Host metal A set of Bloch states |k ( - spin index) Hamiltonian Hm = k (k )c k ck Bandwidth 2D, i. e., D (k ) D Density of states ()

Impurity with d-levels Impurity d-level |d with energy d Hamiltonian Hd =


c d d cd

Host-impurity Hybridization Hybridization : Hh =


k Vk ck cd + Vk cd ck

Hamiltonian H = Hm + Hd + Hh specied when (k ), d and Vk are given


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The Impurity Question


Given that we have the host metal at some lling, say the chemical potential is mid-band ( = 0), what happens to the impurity d-level? Is the impurity level occupied? Is the impurity magnetic, i. e., does it retain a spin?
Recap: What happens in a free ion?

Answer the question in a simple model: Host () = 0 constant...at band Vk = V , a constant Now, a three parameter model (0 , d and V ) And, is given to be zero
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The Impure Answer: Physics Arguments


From physics arguments Impurity level will be occupied if d < (Of course!) But an electron cannot stay at the impurity for ever...due to hybridization...the impurity state picks up a lifetime Estimate of lifetime ( = 1): =
1

The impurity level behaves like a virtual state with i energy eigenvalue Ed = d This implies a Lorentizan density of state for the impurity 1 d () = ( d )2 + 2

|V |2 0

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nical Digression: The Resolvent Greens Functi


Hamiltonian: H The Greens operator (function) (i H )G(t t ) = (t t )1 t In frequency language G+ ( ) = ( + H )1
Recall:
1 x+

1 x+i

=P

Why bother? Well, 1 () = Im(TrG( )), 1 a () = ImGaa ( )

`1
x

i (x)

The Greens function: route to calculate density of states!


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Back to Impurity Density of States...


Hamiltonian: H = Hm + Hd +Hh (Perturbation Hh )
H0

Notation, G0 = ( H0 )1 , G0d =
Gd ( ) = G0d P =

1 d

The impurity Greens function (after a bit of algebra)


1 G0d =
|Vk |2 k (k)

X |Vk |2 1 , Ed = d + P , (Ed i) ( k ) d k X |Vk |2 (d (k))


k

1 P

|Vk |2 k (k)

Physics: Impurity level forms a virtual state


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Impurity Density of States...and...!!


In the simple three parameter model
D d 2 , Ed = d + 0 |V | ln d + D = 0 |V |2

This implies a Lorentizan density of state for the impurity


1 1 d () = ImGd () = ( Ed )2 + 2

The occupancy of the virtual level


nd 1 1 tan1 = d nF () d () |{z} 2
T =0

Ed

But.. Sz nd nd = 0! This model says impurity can never have a moment...Whats the missing physics?
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The Anderson Model


Anderson, PR 124, 41 (1961), realized the moment formation has origins in strong correlations! (contribution from Wol/Fridel) Introduced local Coulomb correlations on the impurity
Hd = X

d c d cd + U nd nd

U is the d orbital Coulomb repulsion energy The Anderson Model


H = X
k k

(k)c k ck

cd ck c + V Vk c d k k

d c d cd + U nd nd +

Can we see that this is likely to produce a moment?


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Take a Moment...See the Moment


Impurity spin operator S = Now, S S =
1 c d cd 2 3 5 ( n + n ) d d 4 4 nd nd

The impurity Hamiltonian can now be written as Hd =

3 5 (d + U ) cd cd U S S 4 4
d

Thus, if U is large enough, and if we can arrange things such that nd = 0, the impurity will maximize S S ...will pick up a moment! So, what competes with this?...Kinetic energy (hybridization)!

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The Hartree-Fock Theory


Hartree-Fock (Mean Field) treatment of Coulomb
HF Hd =

d c d cd + U ( nd nd + nd nd nd nd )

Note: nd are unknown (variational) parameters HF Anderson Hamiltonian


H
HF

X
k

(k)c k ck

X
k

cd ck c + V Vk c d k k

(d + U nd ) cd cd U nd nd + | {z } d

This is a one particle Hamiltonian that we have already solved...apply our results to each spin channel...
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The Hartree-Fock Solution


Four parameter Anderson model (d , 0 , V, U ) at chemical potential Greens function
(Ed i) D d = d + 0 |V |2 ln , + D +U nd d | {z }
d

Gd ( ) =

1 = 0 |V |2

Ed

DOS etc.

d () nd

= =

1 ( Ed )2 + 2 1 1 E d tan1 2

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The Hartree-Fock Solution


The occupancy condition enables us to determine nd
nd nd = = d + U nd + U n 1 1 d d tan1 2 1 1 tan1 2

Question: When is it possible to have nd = nd ? Need to nd a condition on d , 0 , V, U ! This will tell us when an impurity can be magnetic... The condition will depend only on two parameters...(d )/U and /U

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The Hartree-Fock Solution


If the impurity develops a moment, then the DOS picture will look like
Ed d() Ed

d()

So moment denitely forms when


d < with |d |, AND d + U > with |d + U |

Physics: (i) Impurity level must be occupied by only one spin species (ii) The hybridization should be small enough to hold this spin species at the impurity

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The Hartree-Fock Solution


Can work out the exact condition for a special case... |d | = U 2 ...the symmetric Anderson model... Here, nd + nd = 1 when impurity develops a moment Exercise: Show this. If we call m = 1 2 ( nd nd ), then from occupancies 1 calculated earlier 2m tan1 2mU Exercise: Show this. Condition for moment to exist:
U

>1

Physics: Coulomb must beat kinetic energy if a moment is to exist! U > 0 2 |V |2 ...host metals with small density of states at the Fermi level encourage impurities to be magnetic!
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The Hartree-Fock Solution

T = 0 phase diagram of the Anderson model The shaded region corresponds to the broken symmetry phase...Exercise: The boundary represents a quantum phase
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transition...of what order?

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The Hartree-Fock Extras


Is in general agreement with available experiments Does the impurity polarize the conduction electrons? What happens to the conduction electron density of states?....Nothing!! This is called the Anderson compensation theorem. Exercise: Prove this theorem. Signatures in specic heat and susceptibility
argue, then work out the signatures. Exercise: First

There is an entirely dierent (and a more beautiful) way to arrive at this using the Fridel sum rule which states that the number electrons localized on the impurity is equal to the phase shift of the conduction electrons at the chemical potential (modulo factors of )...you will work this out in the problem set.
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The Hartree-Fock Critique


How good is the Hartree-Fock solution? Sources of discomfort Not a true ground state of the Anderson Hamiltonian!! Quantum uctuations are important... Phase transition in a nite system! 1 Correlation time scale U must be much larger 1 than life time of state for HF solution to be 1 1 good...Thus U , or U ...alas, thus HF solution may not be so good in the magnetic regime!! ...
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We now know that there is a lot more to the story than Hartree Fock! The Kondo Eect 30

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Low Energy Physics


Focus on systems which do show an impurity moment Key idea: Large U supresses charge uctuations on the impurity...the impurity charge degree of freedom is quenched... The only degree of freedom that remains at the impurity is its spin...low energy excitations are only the spin excitations What is the eective low energy Hamiltonian for the system? Naturally, such a Hamiltonian should contain only the spin operator of the impurity... Such a Hamiltonian is called the sd Hamiltonian...

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The sd Hamiltonian
The Hamiltonian H=
k

(k )c k ck + J s S

1 c s= N k,k k ck is the conduction electron spin at the impurity site (N is number of sites); J is an exchange term...
i J X h c k c k c k ck S z + c k c k S + c k ck S + 2N
k,k

Notice the spin ip scattering terms... Whence J ? How is this related to the Anderson Hamiltonian?
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Whence sd? The Physics


Discuss this in the context of the symmetric Aderson model (|d | = U/2) Large U requires that nd = 1 always... This is bad for kinetic energy...electron is strongly localized So, when Coulomb is not looking, the impurity...electron hops on to the band, or a band electron hops on to the impurity site to gain kinetic energy... This leads to an antiferromagnetic exchange interaction between the local impurity spin and the conduction electron spin a the impurity site
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Whence sd? The Physics


Initial Virtual Final

Band V V Impurity

Energy U/2

Thus J
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|V |2 U ,

and is antiferromagnetic in nature!

Now for a more detailed calculation to get the constant! The Kondo Eect 34

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Whence sd? The Formal Stu


Several ways: Projection, Canonical Trans. etc.. Projection Technique: Break up the Hilbert space into three subspaces... corresponding to nd = 0, nd = 1 and nd = 2...we are looking to develop an eective Hamiltonian in the nd = 1 subspace.. State | = |0 + |1 + |2 The eigenvalue problem H | = E | can now be cast as
0 H00 B B H10 @ 0 H01 H11 H21 0 H12 H22 10 | 0 CB C B | 1 A@ | 2 1 | 0 C B C = E B | 1 A @ | 2 0 1 C C A

H00 , H11 , H22 are Hamiltonians in the 0, 1, 2 subspaces, H01 etc are hopping
operators from one subspace to another; obviously H10 = H01

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Whence sd? The Formal Stu


A bit of algebra gives H11 + H10 (E H00 )1 H01 + H12 (E H22 )1 H21 |1 = E |1
ef f H11

A bit of thought gives H01 =


k

Vk c ), k cd (1 nd

H21 =
k

Vk c d ck nd

And, after a few ten sheets of paper, some lost sleep and hair...we may get..

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Whence sd? The Formal Stu


ef f ; two terms ...the additional part to H11 in H11
X Jkk i h c k ck c k c k S z + c k c k S + c k c k S + +
sd

k,k

k,k

{z like interaction

{z } | Potential scattering 1 1 Vk + Jkk = Vk d + U (k ) (k) d V Vk 1 1 k Vkk = 2 (k) d d + U (k )

Vkk c k ck

Note Jkk is antiferromagnetic for states near the chemical potential.. Approximation, set Jkk = model...
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and Vkk = 0...get the sd

Can we now explain the Kondo eect...i.e., the The Kondo Eect resistivity minimum? There are only two parameters in 37

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Electrical Transport: Recap


The famous formula =
ne2 m

is the transport life time...all transport physics is in .. is obtained from the T matrix t 1 = 2 d3 k |Tk ,k |2 (1 cos kk ) ((k ) (k )),
1

k kf as a

Strategy: Treat sd as perturbation, and obtain series in J But, before that, what is the T matrix?

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The T Matrix
Consider H = H0 + V where V is an external potential (like the sd interaction term) Roughly, the T matrix represents an eective potential seen by the bare states Recall, G = ( H )1 = G = G0 + G0 V G Denition T G0 = V G, implies
T = V + V G0 V + V G0 V G0 V + ... = V (1 G0 V )1 Think of the connection to the path integral...

Physics: The rate of transition from |a to |b induced by V is given by 2 | a|T |b |2 (a b )...generalization of the Fermi golden rule!
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The T matrix is connected to the S matrix, for any two states |a , |b , a|S |b = ab 2 a|T |b (a b )

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Resistivity in the sd model


In the sd model, we expect lifetimes to be spin dependent, i. e., we need to calculate and There is an added technical complication: if we set out to calculate Tk,k , we have to trace over the impurity spin states...we will adopt a notation that Tk,k is a 2 2 matrix,...we calculate such matrices and in the nal step take the trace of the impurity states...this will naturally handle the intermediate impurity states We shall use diagram techniques for this calculation, useful to rewrite sd interaction as
i J X h c k c k c k ck S z + c k c k S + c k ck S + 2N
k,k

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T matrix elements to 1st order in J


JSz k k JS+ k k

Diagrams for the rst order process


1 Tk ,k = 1 J 2N 1 Sz , Tk ,k = J 2N

S+
1 2+S S J 2 Sz +

2+S S J 2 Sz + and similarly,

Thus, if we stop at 1st order in J for T , we get 1 1 1 2 + S S+ + S+ S J 2 = + J 2 2 Sz independent of temperature!! Bad news!!

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T matrix elements 2nd order in J - Direct terms

2 Diagrams for Tk ,k
JSz JSz k q k JS JS+ k q k

JSz JSz q

JS+ JS q

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T matrix elements 2nd order in J - Flip terms

2 Diagrams for Tk ,k
JS+ JSz k q k JSz JS+ k q k

JSz JS+ q

JS+ JSz q

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T matrix elements 2nd order in J


Matrix elements up to 2nd order in J
(2) Tk k

J J2 2 = Sz + 2 Sz (P ((k) + H ((k))) + S S+ P ((k)) + S+ S H ((k)) N N J2 J (2) S+ + 2 [(Sz S+ + S+ Sz )(P ((k)) + H ((k)))] Tk k = N N

What are P and H P ( ) =


q

(1 nF ((q ))) H ( ) = (q )

nF ((q )) (q )

Note that for our simple two P ( ) + H ( ) 0 for !! Even otherwise, P ( ) + H ( ) 0 is independent of temperature!
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T matrix elements 2nd order in J


Thus, using some spin algebra S S =
(2) Tk k

3 4

2S Sz z

1 X nF ((q )) J (1 2Jh( )) h( ) = = N N q (q )

In our case
h ( ) 0 Z nF () d , D
D

For T > 0 h( = 0) 0

kB T D

1 d = 0 ln

kB T D

Note that h( ) is logarithmically divergent as and T 0...the key to this divergence is the intermediate spin ip scattering in the direct process! It is the quantum nature of the spin that rears its head! Physics: Spin ip scattering leads to a logarithmically divergent inverse lifetime!
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And, the Kondo Result for Resistivity


From the T matrix elements, obtain the lifetime (), and use it in the formula for conductivity
(T ) Z d() () dnF () d

We get resistivity R
kB T Rsd (T ) = c R0 R1 ln D

Total resistivity R = AT 5 + Rsd (T ) Minimum occurs at TM = Bc


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1 5

c concentration

This one-fth power law has been experimentally veried! The Kondo Eect 46

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And Experiments

In a certain temperature regime near the resistivity minimum, the 2nd order T matrix theory works quite well!
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Are there signatures in other properties?

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Magnetic Susceptibility
We know that the susceptibility drops (compared to the Curie behaviour as temperature is decreased...) How to we understand this from the sd Hamiltonian? Imagine an applied magnetic eld...if there were no sd interaction, then the spin will point in the direction of the eld... Now turn on the sd interaction...what happens? The spin ip scattering from the conduction electrons acts to reduce the moment pointing along the direction of the magnetic led...we expect susceptibility to fall with reducing temperature...

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Magnetic Susceptibility
In fact, a little thought will tell you that the spin ip process (which was the key in giving raise to the upturn of resistivity) is also the key player here, and contributes to a logarithmic correction to the susceptibility 1 (T ) C0 + (2J0 )2 ln kB T kB T D

Note that the above result includes the conduction band polarization..

The logarithm is rearing its head again...this is in general agreement with experiments in a certain temperature range...but there is a problem is going to lower temperatures...
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What have we learnt?


We learnt the following from low order perturbative calculations Spin ip scattering is the key to much of the physics seen Becomes increasingly eective at lower temperatures...this is due to the fact that the thermal kicks that the impurity and the conduction electrons experience destroy the coherent spin ip scattering at higher temperatures... In the temperature regime where the spin ip process just begins to rear its head, we notice that all properties show logarithmic temperatures corrections... The simple low order perturbative calculation leave us clueless vis-a-vis low temperature experiments...

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How do we chill-out?
The obvious thing to do is to extend the perturbation theory to all orders and hope for the best... The obvious is technically a bit tight! Abrikosov was a key player in working out the techniques required to sum the most singular spin ip diagrams...it has now been done for various responses... Results for all orders in J
R (T ) J2 1 2J0 ln 1 0 kB T 2 (2J0 ) ln 1 @ D A 1+ k T kB T 1 2J0 ln B
D

kB T D

(T )

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Great! But...

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Chill! The Kondo Problem!


...everything blows up on our face at kB TK = De the Kondo scale This is TROUBLE! Things are blowing up at a FINITE temperature TK ... Interestingly, ALL calculated properties blow up at TK ... This is therefore the key energy scale in the problem...but what could such an energy scale be associated with? Note the nonanalyticity in J ... How to get around this? May be start from T = 0...
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Aim for the Ground! Hope for the Sky!


Since the coupling is antiferromagnetic, it is reasonable to assume that the ground state is a singlet...total spin zero state! Mattis proved that the ground state is a singlet...but did not nd the ground state wavefunction... Given that we know the ground state is a singlet, can we guess the wavefunction? We make one such guess, and learn something!

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Cooper meets Kondo!


The true singlet ground state might be complicated...we ask a dierent question analogous to Coopers question in the superconductivity context... Given a lled Fermi sphere |F S and an impurity spin, what happens if I add one more electron ? We may imagine the ground state of the system to be the undisturbed Fermi sphere and a singlet that forms between the added electron and the impurity...This will be consistent with Mattis... The wavefunction is
1 X a k ck |F S ; c k |F S ; | = 2 k>k
f

with

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surface (exactly as in the Cooper calculation)...

k>kf

|ak |2 = 1 Note that the added electron lives outside the Fermi

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Cooper meets Kondo!


We need to determine ak ...how? The optimal ak s are the ones that minimize the ground stated energy Need to calculated Eg ({ak }) = |H | ...a bit of calculation shows ( is set to zero)
Eg ({ak }) =
k>kf

(k)|ak |2 +

3J 2N

k,k >kf

a k ak

Minimizing subject to the condition using a Lagrange multiplier E , gives 3J ((k ) E )ak 4N
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k>kf

|ak |2 = 1

ak = 0
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Cooper meets Kondo!


Resulting secular equation
Z D 4 1 1 1 X 4 3J 0 d = = 0 = E = De 3J N k>k (k) E E 0
f

The gain in energy does look like the Kondo scale, but it is larger than kB TK ... Physics: The added electron has localized around the impurity and formed a singlet with it...There is, of course, increase of kinetic energy due to localization, but gain in exchange energy...all of it eventually results
0 ...Note that for any in a non analytical gain of De antiferromagnetic J no matter how small, the singlet we have assumed will be lower in energy... 4 3J

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Cooper meets Kondo!


Electron localized around the impurity (Kondo cloud)
vf De4/3J0

| =
1 ( 2

Length scale of the cloud But is this the real story?


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vf De
4 3J0

...

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Better Variations...
Energy gain De
4 3J 0

is less than kB TK

Variational state is not an eigenstate of the sd Hamiltonian! sd interaction can create particle-hole excitations... Yoshida considered a variational singlet state with all possible particle hole excitations, and concluded that the ground state has an energy gain of kB TK It contains a Kondo cloud that screens the impurity spin by forming a singlet...it is true many-body state... The dressed Kondo impurity scatters any electronic excitations with the maximum possible phase shift (/2) and the T = 0 resistivity is the maximum possible resistivity permitted by unitarity...
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arming up from T = 0...Finding the connection.


Knowing the ground state is good...but knowing the nature of excitations above the ground state is key... There has been a lot of eort to calculate properties, but most will work only for T TK ...

On one hand we have a theory that works well for T TK , and on the other hand another theory for T TK ...

What about a smooth connection between the two? Anderson provided a key insight as to why it is dicult to obtain a smooth connection by usual techniques...This work contained in it certain ideas that were later key to the complete solution of the Kondo problem by Wilson...

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Poor Mans Approach to the Kondo Problem


Anderson asked the following question: What are the most important degrees of freedom in the Kondo problem? Can one write out an eective Hamiltonian just for these degrees of freedom? Clearly the key degrees of freedom at low temperatures are the states near the chemical potential... They can undergo scattering from the impurity that may be direct or spin-ip... He considered the Hamiltonian of the form
X
k

(k)c k ck

k,k

c J z ck ck c k ck S z + J c S + J c k k ck S + k

This is an anisotropic sd Hamiltonain with Jz , J ...

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Poor Mans Approach to the Kondo Problem


What is the eective Hamiltonian in the band reduced by D as shown?
111 000 000 111 000 111 000 111 000 111

111 000 000 111 000 111 000 111 000 111

=0

We expect to get a Hamiltonian with the same form as the sd but with new renormalized values of the J s... z .... Interpret Jz : it is How can we nd the new J s? Let us say that Jz goes to J the amplitude for scattering from |k to |k ... Now if k, k belong to the reduced band, the amplitude of this scatteringy will be a sum of direct scattering in the band (Jz ), and scattering from k to k via all intermediate states which lie in the shaded part of the band (call this Jz )... Clearly we need only to worry about spin ip scattering..

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The Kondo Eect 61

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Poor Mans Approach to the Kondo Problem


Flow equation for J s best seen by diagrams
J S z Sz J = Jz Sz + J S+
2 S S+ J = J

J S+ + J S

D 0 D

D dJ z D 2 2 2 S+ S 0 + J = 20 J = = 20 J D D dln D

With a similar equation for J , we have dJ z 2 = 20 J dln D dJ = 20 J Jz dln D


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SERC School on Magnetism and Superconductivity 06

Poor Mans Approach to the Kondo Problem


2 J2 = C! The solution Jz

Key point: Suppose we start with Jz = J = J > 0 (antiferromagnetic), then the coupling constant J ows to innity...cannot do any pertubation theory
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Poor Mans Approach to the Kondo Problem


2J 0 = De 0 !! Thus Note that for our sd-model, De the Kondo temperature is preserved along the trajectory!! Thus the key energy scale remains invariant 1 2J 1

Changing D is like changing T , and hence we expect T all properties to be universal functions of T K In many ways, this is the solution of the Kondo problem! But the full solution by Wilson is a treat in itself...

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The Kondo Eect 64

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Wilsons RG Appoach to Kondo Problem


Key observation: The problems are caused by a b b logarithmic divergence...consider a d = ln a
1 We ask why is 0 d = ? To see this, break up [0, 1] into intervals [(n+1) , n ] with > 1...Thus
[0, 1] =
[

[(n+1) , n ]

n=0

1 0

Z n X X d d ln = !! = = ( n +1) n=0 n=0

The divergence occurs because all the logarithmic intervals contribute equally... To study the Kondo model, Wilson considered a simplied Hamiltonian
H= Z
1 1

dk kc k ck + J s S

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The Kondo Eect 65

SERC School on Magnetism and Superconductivity 06

Wilsons RG Appoach to The Kondo Problem


Starting from H = R1
1

dk kc k ck + J s S, and using log descretization

reduced to
X 1 1 H = (1 + ) n (c +n c+n cn cn ) + J s S 2 n=0

cn are electron operators to the right (left) of (k = 0) Now Z 1 1 1 s = f0 f0 f0 = dk ck 2 2 1 1/2 X 1 1 (1 ) n/2 (c+n + cn ) 2 n=0

f0

Thus, the impurity couples equally to states of all energies! This is the problem!

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The Kondo Eect 66

SERC School on Magnetism and Superconductivity 06

Wilsons RG Appoach to The Kondo Problem


By sheer genius (bordering on subterfuge!) Wilson mapped this Hamiltonian to

H=
n=0

fn+1 (fn

1 + fn+1 fn ) + J f0 f0 2

This is a 1-D semi-innite chain with the rst site interacting with the impurity, and an exponentially falling hopping between neighbours!
0 J S 1 2 n n+1 n

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does...what do the operators f We know what f0 n do?

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SERC School on Magnetism and Superconductivity 06

Wilsons RG Appoach to The Kondo Problem

around the impuritiy...f1 is a wave packet which peaks at a larger distance from the impurity... and so on!

f0 corresponds to a spherical wave packet localized

Electrons can hop from one wavepacket state to the neighbouring wave packet states...
The states fn can be obtained from c n ...via Lanczos tridiagonalization of the kinetic energy!

Why all this? Impurity now couples only to one state!


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Wilsons RG Appoach to The Kondo Problem


Wilson then used a numerical renormalization group technique to diagnolize the Hamiltonian which involves the following step Dene
HN = (N 1)/2
N 1 X n=0

1 f ) + J + f fn n (fn f f0 S n+1 n +1 2 0

Why do this?: N is like taking T 0, note that (N 1)/2 J which is the eective exchange coupling at N (temperature T ) goes to innity as N (T 0).... Dene a transformation f + f HN +1 = 1/2 HN + fN N +1 fN N +1

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The Kondo Eect 69

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Wilsons RG Appoach to The Kondo Problem


Take J = 0 to start with, and ask what happens for large N ? You will see with a bit of thought that you will get two types of spectrum depending on if N is even or odd.. For = 2 Wilson showed that the eigenvalues are 1 even N : 0, 1.297, 2.827, 4 2... 2 2.... odd N : 0.6555, 1.976, 4, 8, ..., 2 Thus RG transformation HN +2 = R[HN ] has two xed points one corresponding to even number N and another odd number N ...

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The Kondo Eect 70

SERC School on Magnetism and Superconductivity 06

Wilsons RG Appoach to The Kondo Problem


Now start with a very small J = 0...and focus on N even... Until N becomes large enough so that Jef f = (N 1)/2 J 1, the eigenvalues will look like those of even N ... For even larger N the Jef f ...what does this mean...the site 0 will from a singlet with the impurity and completely drop out of the Hamiltonian...i. e., the site 0 will decouple from the chain since it fully couples with the impurity!! This means although there are N is even, the spectrum of HN will be similar to that of odd N! When you start with a tiny J , there is a range of N (high T ) where the behaviour is same as that of the J = 0 xed point (this is where perturbation theory works)... and as N is increased it ows to the J xed point (the Kondo singlet)!
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J = 0 is an unstable xed point, J = is a stable xed point...Best visualized by lifting a gure straight out of Wilsons

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Wilsons RG Appoach to The Kondo Problem

RG ow in the Kondo problem...all well and good..what about quantitative things?


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Wilsons RG Appoach to The Kondo Problem


Using the fact that T N , and using an iterative scheme that correctly calculates the low energy excitations of the Hamiltonians at large N , Wilson obtained the universal function for susceptibility...

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The Kondo Eect 73

SERC School on Magnetism and Superconductivity 06

Wilsons RG Appoach to The Kondo Problem


So what determines the ow towards the strong coupling xed point? Wilson argued that the ow is governed by the leading irrelevant operators... Based on symmetry arguments Wilson proposed that the leading irrelevant operators are of the form
2 + N/2 (a(f1 HN = H f2 + f2 f1 ) + b(f1 f1 1) ) | {z } Leading Irrelevant Operators

Note that the second irrelevant operator looks like an onsite interaction at site 1!!

Now using a combination of perturbation theory and numerics, Wilson showed that
W = Rimp Rf ree electron =2 where R = T Cv W is the Wilson ratio

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The Kondo Eect 74

SERC School on Magnetism and Superconductivity 06

Nozi eres Local Fermi Liquid Picture


Nozi eres made very a insightful observation that near is that of a non the xed point Hamiltonian H interacting Hamiltonian, and near the xed point T 0, there is just a local interaction on the site 1...

2 = 2n n (n + n 1), f 1) Noticing that (f1 1 1 1 1 1 he realized that the system would behave like a Fermi liquid... He now used Fermi liquid arguments; the scattering phase shift of a quasiparticles of energy is a functional of the number density of all quasi-particles n
[, n ] = 0 () + X f, (, )n ()

0 corresponds to equilibrium (n0 () = nF ())

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The Kondo Eect 75

SERC School on Magnetism and Superconductivity 06

Nozi eres Local Fermi Liquid Picture


Expanding about the chemical potential (= 0)
0 () = 0 +

and taking f, = f as energy independent, and that the quasiparticle scatters o only an opposite spin quasiprticle, the second term can be written as
,

f, (, )n () = f

We thus have () = 0 + + f X

Note that 0 = /2, and that there are two parameters and f ...

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The Kondo Eect 76

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Nozi eres Local Fermi Liquid Picture


Nozi eres argued that the phase shift will not be aected by small changes in the chemical potential...gives the condition
+ f 0 = 0 This leaves only one parameter!

Noting that the impurity density of states is given by 1 d () = , we get (accounting from spins), d () =
2 ,

thus

Cimp CF E

2 ...

Now by the Fridel sum rule magnetization 1 m= ( ) in presence of a magnetic eld B ...m
(22f 0 ) B

i.e.,

imp F E

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This simple argument gives W = 2!!

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What about the Anderson Model?


The Anderson model was solved by NRG techniques by Krishnamurthy et al.

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The Kondo Eect 78

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An Important Piece in AM...


The impurity develops a resonance at the chemical potential for T < TK ...the Abrikosov-Shul resonance aka Kondo resonance

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The Kondo Eect 79

SERC School on Magnetism and Superconductivity 06

To Conclude...
Kondo problem is solved, but it taught us... Correlation physics Mean eld theory Projection technique (Low energy physics) Transport calculations Perturbative (Diagram) calculations RG ideas Future... Kondo lattice etc.. Correlations at the nanoscale..

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The Kondo Eect 80

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