The Kondo Effect: Vijay B. Shenoy
The Kondo Effect: Vijay B. Shenoy
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Overview
What is Kondo eect? Motivation Why do this? Plan of the Lectures
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Kondo...
This is Jun Kondo...but, whats his eect? Something that happens in metals...
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Resistivity in Metals
Impurity susceptibility: Fe in Cu
Happens when impurity is magnetic! Whats the big deal? Why bother?
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Why bother?
Universal relations observed for other properties (susceptibility etc.) The Kondo Eect 8
Regions that can hold a few hundred electrons! Can drive a current through these! This is Nano!
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Theres More!
Dimensionless resistivity vs. temperature in Kondo metals and dimensionless conductance vs. temperature show the same universal function!!!!
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Why Bother?
These results cannot just be happenstance! ... The Kondo problem is a cornerstone in physics...it gave rise to a lot of physics! ... Two Nobel Prizes! ... Dynamical Mean Field Theory (DMFT): Revival of interest in quantum impurity problems
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Prerequisites
Must know Band theory of metals (One e physics) Essential Stat. Mech. No harm if you know Second quantization Greens function Great if you know Diagrammatic perturbation theory!
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Answer the question in a simple model: Host () = 0 constant...at band Vk = V , a constant Now, a three parameter model (0 , d and V ) And, is given to be zero
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The impurity level behaves like a virtual state with i energy eigenvalue Ed = d This implies a Lorentizan density of state for the impurity 1 d () = ( d )2 + 2
|V |2 0
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1 x+i
=P
`1
x
i (x)
Notation, G0 = ( H0 )1 , G0d =
Gd ( ) = G0d P =
1 d
1 P
|Vk |2 k (k)
Ed
But.. Sz nd nd = 0! This model says impurity can never have a moment...Whats the missing physics?
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d c d cd + U nd nd
(k)c k ck
cd ck c + V Vk c d k k
d c d cd + U nd nd +
3 5 (d + U ) cd cd U S S 4 4
d
Thus, if U is large enough, and if we can arrange things such that nd = 0, the impurity will maximize S S ...will pick up a moment! So, what competes with this?...Kinetic energy (hybridization)!
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d c d cd + U ( nd nd + nd nd nd nd )
X
k
(k)c k ck
X
k
cd ck c + V Vk c d k k
(d + U nd ) cd cd U nd nd + | {z } d
This is a one particle Hamiltonian that we have already solved...apply our results to each spin channel...
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Gd ( ) =
1 = 0 |V |2
Ed
DOS etc.
d () nd
= =
1 ( Ed )2 + 2 1 1 E d tan1 2
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Question: When is it possible to have nd = nd ? Need to nd a condition on d , 0 , V, U ! This will tell us when an impurity can be magnetic... The condition will depend only on two parameters...(d )/U and /U
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d()
Physics: (i) Impurity level must be occupied by only one spin species (ii) The hybridization should be small enough to hold this spin species at the impurity
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>1
Physics: Coulomb must beat kinetic energy if a moment is to exist! U > 0 2 |V |2 ...host metals with small density of states at the Fermi level encourage impurities to be magnetic!
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T = 0 phase diagram of the Anderson model The shaded region corresponds to the broken symmetry phase...Exercise: The boundary represents a quantum phase
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transition...of what order?
There is an entirely dierent (and a more beautiful) way to arrive at this using the Fridel sum rule which states that the number electrons localized on the impurity is equal to the phase shift of the conduction electrons at the chemical potential (modulo factors of )...you will work this out in the problem set.
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We now know that there is a lot more to the story than Hartree Fock! The Kondo Eect 30
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The sd Hamiltonian
The Hamiltonian H=
k
(k )c k ck + J s S
1 c s= N k,k k ck is the conduction electron spin at the impurity site (N is number of sites); J is an exchange term...
i J X h c k c k c k ck S z + c k c k S + c k ck S + 2N
k,k
Notice the spin ip scattering terms... Whence J ? How is this related to the Anderson Hamiltonian?
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Band V V Impurity
Energy U/2
Thus J
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|V |2 U ,
Now for a more detailed calculation to get the constant! The Kondo Eect 34
H00 , H11 , H22 are Hamiltonians in the 0, 1, 2 subspaces, H01 etc are hopping
operators from one subspace to another; obviously H10 = H01
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Vk c ), k cd (1 nd
H21 =
k
Vk c d ck nd
And, after a few ten sheets of paper, some lost sleep and hair...we may get..
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k,k
k,k
{z like interaction
Vkk c k ck
Note Jkk is antiferromagnetic for states near the chemical potential.. Approximation, set Jkk = model...
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Can we now explain the Kondo eect...i.e., the The Kondo Eect resistivity minimum? There are only two parameters in 37
is the transport life time...all transport physics is in .. is obtained from the T matrix t 1 = 2 d3 k |Tk ,k |2 (1 cos kk ) ((k ) (k )),
1
k kf as a
Strategy: Treat sd as perturbation, and obtain series in J But, before that, what is the T matrix?
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The T Matrix
Consider H = H0 + V where V is an external potential (like the sd interaction term) Roughly, the T matrix represents an eective potential seen by the bare states Recall, G = ( H )1 = G = G0 + G0 V G Denition T G0 = V G, implies
T = V + V G0 V + V G0 V G0 V + ... = V (1 G0 V )1 Think of the connection to the path integral...
Physics: The rate of transition from |a to |b induced by V is given by 2 | a|T |b |2 (a b )...generalization of the Fermi golden rule!
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The T matrix is connected to the S matrix, for any two states |a , |b , a|S |b = ab 2 a|T |b (a b )
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S+
1 2+S S J 2 Sz +
Thus, if we stop at 1st order in J for T , we get 1 1 1 2 + S S+ + S+ S J 2 = + J 2 2 Sz independent of temperature!! Bad news!!
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2 Diagrams for Tk ,k
JSz JSz k q k JS JS+ k q k
JSz JSz q
JS+ JS q
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2 Diagrams for Tk ,k
JS+ JSz k q k JSz JS+ k q k
JSz JS+ q
JS+ JSz q
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(1 nF ((q ))) H ( ) = (q )
nF ((q )) (q )
Note that for our simple two P ( ) + H ( ) 0 for !! Even otherwise, P ( ) + H ( ) 0 is independent of temperature!
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3 4
2S Sz z
1 X nF ((q )) J (1 2Jh( )) h( ) = = N N q (q )
In our case
h ( ) 0 Z nF () d , D
D
For T > 0 h( = 0) 0
kB T D
1 d = 0 ln
kB T D
Note that h( ) is logarithmically divergent as and T 0...the key to this divergence is the intermediate spin ip scattering in the direct process! It is the quantum nature of the spin that rears its head! Physics: Spin ip scattering leads to a logarithmically divergent inverse lifetime!
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We get resistivity R
kB T Rsd (T ) = c R0 R1 ln D
c concentration
This one-fth power law has been experimentally veried! The Kondo Eect 46
And Experiments
In a certain temperature regime near the resistivity minimum, the 2nd order T matrix theory works quite well!
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Magnetic Susceptibility
We know that the susceptibility drops (compared to the Curie behaviour as temperature is decreased...) How to we understand this from the sd Hamiltonian? Imagine an applied magnetic eld...if there were no sd interaction, then the spin will point in the direction of the eld... Now turn on the sd interaction...what happens? The spin ip scattering from the conduction electrons acts to reduce the moment pointing along the direction of the magnetic led...we expect susceptibility to fall with reducing temperature...
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Magnetic Susceptibility
In fact, a little thought will tell you that the spin ip process (which was the key in giving raise to the upturn of resistivity) is also the key player here, and contributes to a logarithmic correction to the susceptibility 1 (T ) C0 + (2J0 )2 ln kB T kB T D
Note that the above result includes the conduction band polarization..
The logarithm is rearing its head again...this is in general agreement with experiments in a certain temperature range...but there is a problem is going to lower temperatures...
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How do we chill-out?
The obvious thing to do is to extend the perturbation theory to all orders and hope for the best... The obvious is technically a bit tight! Abrikosov was a key player in working out the techniques required to sum the most singular spin ip diagrams...it has now been done for various responses... Results for all orders in J
R (T ) J2 1 2J0 ln 1 0 kB T 2 (2J0 ) ln 1 @ D A 1+ k T kB T 1 2J0 ln B
D
kB T D
(T )
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Great! But...
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with
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k>kf
|ak |2 = 1 Note that the added electron lives outside the Fermi
(k)|ak |2 +
3J 2N
k,k >kf
a k ak
Minimizing subject to the condition using a Lagrange multiplier E , gives 3J ((k ) E )ak 4N
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k>kf
|ak |2 = 1
ak = 0
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The gain in energy does look like the Kondo scale, but it is larger than kB TK ... Physics: The added electron has localized around the impurity and formed a singlet with it...There is, of course, increase of kinetic energy due to localization, but gain in exchange energy...all of it eventually results
0 ...Note that for any in a non analytical gain of De antiferromagnetic J no matter how small, the singlet we have assumed will be lower in energy... 4 3J
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| =
1 ( 2
vf De
4 3J0
...
Better Variations...
Energy gain De
4 3J 0
is less than kB TK
Variational state is not an eigenstate of the sd Hamiltonian! sd interaction can create particle-hole excitations... Yoshida considered a variational singlet state with all possible particle hole excitations, and concluded that the ground state has an energy gain of kB TK It contains a Kondo cloud that screens the impurity spin by forming a singlet...it is true many-body state... The dressed Kondo impurity scatters any electronic excitations with the maximum possible phase shift (/2) and the T = 0 resistivity is the maximum possible resistivity permitted by unitarity...
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On one hand we have a theory that works well for T TK , and on the other hand another theory for T TK ...
What about a smooth connection between the two? Anderson provided a key insight as to why it is dicult to obtain a smooth connection by usual techniques...This work contained in it certain ideas that were later key to the complete solution of the Kondo problem by Wilson...
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(k)c k ck
k,k
c J z ck ck c k ck S z + J c S + J c k k ck S + k
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111 000 000 111 000 111 000 111 000 111
=0
We expect to get a Hamiltonian with the same form as the sd but with new renormalized values of the J s... z .... Interpret Jz : it is How can we nd the new J s? Let us say that Jz goes to J the amplitude for scattering from |k to |k ... Now if k, k belong to the reduced band, the amplitude of this scatteringy will be a sum of direct scattering in the band (Jz ), and scattering from k to k via all intermediate states which lie in the shaded part of the band (call this Jz )... Clearly we need only to worry about spin ip scattering..
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J S+ + J S
D 0 D
D dJ z D 2 2 2 S+ S 0 + J = 20 J = = 20 J D D dln D
Key point: Suppose we start with Jz = J = J > 0 (antiferromagnetic), then the coupling constant J ows to innity...cannot do any pertubation theory
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Changing D is like changing T , and hence we expect T all properties to be universal functions of T K In many ways, this is the solution of the Kondo problem! But the full solution by Wilson is a treat in itself...
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[(n+1) , n ]
n=0
1 0
The divergence occurs because all the logarithmic intervals contribute equally... To study the Kondo model, Wilson considered a simplied Hamiltonian
H= Z
1 1
dk kc k ck + J s S
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reduced to
X 1 1 H = (1 + ) n (c +n c+n cn cn ) + J s S 2 n=0
cn are electron operators to the right (left) of (k = 0) Now Z 1 1 1 s = f0 f0 f0 = dk ck 2 2 1 1/2 X 1 1 (1 ) n/2 (c+n + cn ) 2 n=0
f0
Thus, the impurity couples equally to states of all energies! This is the problem!
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H=
n=0
fn+1 (fn
1 + fn+1 fn ) + J f0 f0 2
This is a 1-D semi-innite chain with the rst site interacting with the impurity, and an exponentially falling hopping between neighbours!
0 J S 1 2 n n+1 n
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around the impuritiy...f1 is a wave packet which peaks at a larger distance from the impurity... and so on!
Electrons can hop from one wavepacket state to the neighbouring wave packet states...
The states fn can be obtained from c n ...via Lanczos tridiagonalization of the kinetic energy!
1 f ) + J + f fn n (fn f f0 S n+1 n +1 2 0
Why do this?: N is like taking T 0, note that (N 1)/2 J which is the eective exchange coupling at N (temperature T ) goes to innity as N (T 0).... Dene a transformation f + f HN +1 = 1/2 HN + fN N +1 fN N +1
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J = 0 is an unstable xed point, J = is a stable xed point...Best visualized by lifting a gure straight out of Wilsons
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Note that the second irrelevant operator looks like an onsite interaction at site 1!!
Now using a combination of perturbation theory and numerics, Wilson showed that
W = Rimp Rf ree electron =2 where R = T Cv W is the Wilson ratio
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2 = 2n n (n + n 1), f 1) Noticing that (f1 1 1 1 1 1 he realized that the system would behave like a Fermi liquid... He now used Fermi liquid arguments; the scattering phase shift of a quasiparticles of energy is a functional of the number density of all quasi-particles n
[, n ] = 0 () + X f, (, )n ()
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and taking f, = f as energy independent, and that the quasiparticle scatters o only an opposite spin quasiprticle, the second term can be written as
,
f, (, )n () = f
We thus have () = 0 + + f X
Note that 0 = /2, and that there are two parameters and f ...
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Noting that the impurity density of states is given by 1 d () = , we get (accounting from spins), d () =
2 ,
thus
Cimp CF E
2 ...
Now by the Fridel sum rule magnetization 1 m= ( ) in presence of a magnetic eld B ...m
(22f 0 ) B
i.e.,
imp F E
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To Conclude...
Kondo problem is solved, but it taught us... Correlation physics Mean eld theory Projection technique (Low energy physics) Transport calculations Perturbative (Diagram) calculations RG ideas Future... Kondo lattice etc.. Correlations at the nanoscale..
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