Madgearu, Alexandru - Byzantine Military Organization On The Danube, 10th-12th Centuries
Madgearu, Alexandru - Byzantine Military Organization On The Danube, 10th-12th Centuries
Madgearu, Alexandru - Byzantine Military Organization On The Danube, 10th-12th Centuries
10th–12th Centuries
East Central and Eastern
Europe in the Middle Ages,
450–1450
General Editor
Florin Curta
VOLUME 22
By
Alexandru Madgearu
LEIDEN • BOSTON
2013
Cover illustration: Salterio di Basilio II, Marc. Gr. Z. 17 (=421), f. IIIr. (Basil II Bulgaroctonus,
miniature). Su concessione del Ministero per i Beni e le Attività Culturali—Biblioteca Nazionale
Marciana.
Madgearu, Alexandru.
[Organizarea militara bizantina la Dunare in secolele X–XII. English]
Byzantine military organization on the Danube, 10th–12th centuries / by Alexandru Madgearu.
pages cm. — (East Central and Eastern Europe in the Middle Ages, 450–1450 ; Volume 22)
Includes bibliographical references and index.
ISBN 978-90-04-21243-5 (hardback : alk. paper) — ISBN 978-90-04-25249-3 (e-book) 1. Danube
River Region—History, Military. 2. Byzantine Empire—History, Military—527–1081. 3. Byzantine
Empire—History, Military—1081–1453. I. Title.
DR49.26.M3313 2013
355.309495—dc23
2013015322
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Introduction ...................................................................................................... 1
Conclusion ......................................................................................................... 167
Bibliography ...................................................................................................... 173
Index of People ................................................................................................. 199
Index of Geographical Names ...................................................................... 204
Index of Sources ............................................................................................... 210
Index of Modern Authors .............................................................................. 211
List of Illustrations
Byzanz und Byzanz und seine Nachbarn, hrsg. von A. Hohlweg (Südost-
Nachbarn Europa Jahrbuch, 26), München, 1996
Byzsl Byzantinoslavica, Prague
BZ Byzantinische Zeitschrift, München
CCDJ Cultură şi civilizaţie la Dunărea de Jos, Călăraşi
CFHB Corpus Fontium Historiae Byzantinae
CIEB XII Actes du XIIe Congrès International d’Études Byzantines
(Ochride, 10–16 septembre 1961), 2 vol., Belgrade, 1964
CIEB XIV Actes du XIVe Congrès International des Études Byzantines,
3 vol., Bucurarest, 1974–1976
CIEB XV Actes du XVe Congrès International d’Études Byzantines
(Athènes, Septembre 1976), Athènes, 1980
CIEB XX XXe Congrès International des Études Byzantines. Pré-actes,
3 vol., Paris, 2001
CN Cercetări numismatice, Bucureşti
Cronica 1999 Cronica cercetărilor arheologice din România. Campania
1999, Deva, 2000
Cronica 2000 Cronica cercetărilor arheologice. Campania 2000, Suceava,
2001
Cronica 2001 Cronica cercetărilor arheologice. Campania 2001, Buziaş,
2002
Cronica 2002 Cronica cercetărilor arheologice din România. Campania
2002, Sf. Gheorghe, 2003
Cronica 2003 Cronica cercetărilor arheologice din România. Campania
2003, Cluj-Napoca, 2004
Cronica 2004 Cronica cercetărilor arheologice din România. Campania
2004, Mangalia, 2005
Cronica 2005 Cronica cercetărilor arheologice din România. Campania
2005, Constanţa, 2006
Cronica 2006 Cronica cercetărilor arheologice din România. Campania
2006, Tulcea, 2007
Cronica 2007 Cronica cercetărilor arheologice din România. Campania
2007, Iaşi, 2008
Cronica 2008 Cronica cercetărilor arheologice din România. Campania
2008, Târgovişte, 2009
Cronica 2009 Cronica cercetărilor arheologice din România. Campania
2009, Suceava, 2010
Cronica 2010 Cronica cercetărilor arheologice din România. Campania
2010, Sibiu, 2011
list of abbreviations xi
1 Bănescu 1946.
2 Iorga 1920, 33–46.
3 Brătianu 1935, 9–96; Brătianu 1942.
4 Anastasijević 1930, 20–36.
5 Mutafčiev 1932.
6 Necşulescu 1937, 122–151; Necşulescu 1939, 185–206.
2 introduction
regime, and the manuscript was taken to France by Vitalien Laurent, and
published there a cultural association of the Romanian diaspora).7
The development of the archaeological researches in Romania and Bul-
garia after 1948 led to the identification of other Byzantine fortifications,
in addition to those sites on which excavations continued: Capidava,
Garvăn, Isaccea, Păcuiul lui Soare (in the Romanian part of Dobrudja),8
Pliska, Preslav, Silistra and Varna (in Bulgaria). The next work building
upon of N. Bănescu’s was Ion Barnea’s contribution to the third volume of
the series “Din istoria Dobrogei”, published in 1971.9 Barnea studied mili-
tary organization on the basis of archaeological finds and of the then most
recently discovered seals. He also analyzed the list of offices published
by Nicolas Oikonomides in 1965. The monograph included the results of
archaeological excavations carried out by I. Barnea himself together with
Gheorghe Ştefan and Bucur Mitrea at Garvăn and Isaccea, and also took
into account the research of the younger generation of archaeologists
(Petre Diaconu and Radu Florescu) at Păcuiul lui Soare and Capidava. The
archaeological monograph of Dinogetia-Garvăn published in 1967 brought
a decisive contribution to drawing a clear chronology of the period.10 A
brief synthesis of the then current research on the Byzantine frontier in
the 10th–12th centuries was presented at the 13th International Congress of
Byzantine Studies (London, 1966).11 Several studies appeared in the 1960s
on the military history and historical geography of the Danubian region
in the Byzantine period, by such scholars as Alexandru Bolşacov-Ghimpu,12
Constantin Cihodaru,13 Petre Diaconu,14 Alexander Kuzev,15 Petre Ş.
Năsturel,16 Eugen Stănescu,17 Andrew Urbansky,18 Tadeusz Wasilewski.19
On the occasion of the 14th International Congress of Byzantine Stud-
ies in Bucharest (1971), a remarkable catalogue was published under the
7 Brătianu 1999.
8 The excavation reports were published each year in SCIV, and then in MCA.
9 Barnea, Ştefănescu 1971, 71–335.
10 Ştefan, Barnea 1967.
11 Condurachi, Barnea, Diaconu 1967.
12 Bolşacov-Ghimpu 1967; Bolşacov-Ghimpu 1973.
13 Cihodaru 1963; Cihodaru 1965; Cihodaru 1968.
14 Diaconu 1962; Diaconu 1965 a; Diaconu 1965 b; Diaconu 1966.
15 Kuzev 1966, 23–50; Kuzev 1967, 41–70; Kuzev 1968, 27–55; Kuzev 1969, 137–157.
16 Năsturel 1965; Năsturel 1966, 382–387; Năsturel 1969.
17 Stănescu 1966; Stănescu 1968 a; Stănescu 1968 b; Stănescu 1968 c; Stănescu 1970;
Stănescu 1971.
18 Urbansky 1968.
19 Wasilewski 1964.
introduction 3
20 Stănescu 1974; Lewis 1975; Wasilewski 1975; Barnea 1975 b, 503–508; Tăpkova-Zaimova
1975 b, 615–619.
21 Diaconu 1970.
22 Diaconu 1978.
23 Božilov 1973 b, 111–122; Božilov 1976.
24 Shepard 1975; Shepard 1979.
25 Tanaşoca 1973.
26 Tăpkova-Zaimova 1973.
27 For all these sites, see the works quoted in chapter III.
4 introduction
40 Bica 2003.
41 Curta 2006, 180–365.
42 An overview of the recent research in Tăpkova-Zaimova, Stoimenov 2004, 341–348.
43 Madgearu 1998; Madgearu 1999 a; Madgearu 1999 b; Madgearu 1999–2000; Madgearu
2003 a; Madgearu 2003 b; Madgearu 2005.
Chapter One
After the Avar and Slavic attacks1 that caused the abandonment of the
Danubian frontier in the first decades of the 7th century, and after the
establishment of Bulgaria in 680, the Byzantine navy continued to exert
in the intervening period some degree of control over the river, engaging
in operations against Bulgaria. On the Danubian sector close to the sea, it
is possible that Noviodunum (Isaccea) possibly remained a harbor for the
Byzantine ships throughout the entire 7th century,2 and a stopping point
on the way to Durostorum (today Silistra), as did Carsium (Hârşova) for
a shorter period.3 The city of Durostorum was involved in the war of Sep-
tember 680 against the Bulgar ruler Asparukh who occupied the so-called
Onglos, as a lead seal issued by Constantine IV between 679 and 680 is
showing (the seal belonged to a message sent to a high Byzantine digni-
tary, most probably military, from Durostorum).4 Closer to the mouths of
the Danube, at Nufăru, the lead seal of a dignitary named Kyriakos (dated
to 696–697) is a valuable proof that the small fortification that existed
there in the 4th–7th centuries was still under Byzantine domination some
years after the arrival of the Bulgars.5 Unfortunately, no extensive excava-
tions were possible within the modern village, although the site appears
to have grown in importance after the 10th century.
Not too far from Nufăru and Isaccea, the earthworks enclosing an area
near the village of Niculiţel are still a conundrum. Their identification
with Onglos is not suitable, because it is quite clear from the accounts
of both Theophanes Confessor and Nikephoros that that well defended
place, surrounded by rivers and marshes, was located north, not south
1 Dimitrov 1997, 26–34; Madgearu 1997, 315–324; Curta 2006, 66–69; Madgearu 2007,
265–266.
2 There are many 7th century seals (Barnea 1997, 354), but very few coins issued after
Phokas (Oberländer-Târnoveanu 1996, 104; Iacob 2000, 493).
3 For coin circulation at Durostorum: Oberländer-Târnoveanu 1996, 103–106. For Carsium,
a coin from 629–630 attests the preservation of the contacts with the empire (Custurea 1986,
277, nr. 6). Haldon 1999, 74 admitted that some Danubian fortresses survived in the 7th cen-
tury because they were supplied by the fleet.
4 Barnea 1981, 625–628; Jordanov 2009, 82–83, nr 51.
5 Barnea 2001, 107–108, nr. 5.
8 chapter one
6 Theophanes, AM 6171 (transl. Mango, Scott, 498–499); Nikephoros, 35, 36 (ed. Mango,
88–91). The story is repeated by Zonaras, XIV, 21.10–20 (ed. Büttner-Wobst, 227).
7 Hălcescu 1989, 341.
8 Fehér 1931, 24; Božilov 1975, 31. The etymology from the Latin angulus, supported by
some historians, is wrong, because Nikephoros specifically mentions that Onglos was called
so in the language of the Bulgars.
9 Among them: Fehér 1931, 9–12; Bănescu 1948, 6; Gjuzelev 1984, 35–36; Hălcescu 1989,
339–351; Curta 2006, 79; Sophoulis 2011, 109.
10 Božilov 1975, 33–36; Toynbee 1973, 440, 452; Sophoulis 2011, 109. For the Roman origin
of these walls see Napoli 1997, 359–361.
11 Rašev 1982, 76–79; Rašev 1987, 49–51; Rašev 1997, 49–54; Rašev 2004, 277–282. This is
a developed form of the theory first advanced by Škorpil 1918, 145–152, according to whom
Onglos referred to the earthworks as Niculițel.
12 Fehér 1931, 16; Gjuzelev 1984, 33–34; Squatriti 2005, 59–60, 63, 70; Petkov 2008, 195. For
the value of this text, see Dimitrov 1993, 97–109 (only the data about the 11th century are
somehow reliable, see Stanev 2012, 21–25).
the recovery of the danubian frontier 9
13 Barnea, Ştefănescu 1971, 97–98, 110, 116–117; Diaconu 1972 a, 377–378; Papuc 1992, 327;
Mănucu-Adameşteanu 2001 a, 77; Bogdan-Cătăniciu 2006, 411 (for the pre-Roman origin);
Sophoulis 2011, 101.
14 Georgiev 2010, 413–422.
15 Curta 2006, 80; Fiedler 2008, 164; Sophoulis 2011, 102.
16 Napoli 1997, 60, 104, 373–378.
17 Dimitrov 1985, 119; Fiedler 1986, 461; Fiedler 2008, 152–153.
10 chapter one
ramparts linking the outer precinct to the forts in the interior.18 The
shape of this fortification system strongly suggests its Türkic origin, and
the very scarce archaeological evidence shows that the ramparts could
be dated between the 5th and the 7th centuries.19 However, there is no
way to credit Asparukh’s Bulgars with that the building of this system of
circular fortifications, as other nomadic population, such as the Avars,
may also come into question. After all, an updated version of the Geogra-
phy of Pappus of Alexandria, in Armenian translation claims that “there
are two mountains [in Thrace] and one river, the Danube, which has six
tributaries and which forms a lake, and an island called Peuce. On this
island lives Asparukh, son of Kubrat, a fugitive from the Khazars from
the mountains of the Bulgars, who expelled the Avar nation and settled
there”.20 The island of Peuce was not a real island, but the northern part of
Dobrudja, near the Danube Delta (called Peuce in Antiquity). The alliance
of this Avar group with the empire is documented by finds of gold and
silver coins received as subsidies during the period between Heraclius and
Constantine IV, when the Byzantine navy continued to exert its control
along the Danube up to Durostorum. The gold and silver coins found in
the northern Dobrudja were payments for an ally, which could well be the
Avar group, split from the central power after 626, when the failed siege
of Constantinople caused centrifugal movements of the subjected popula-
tions. Such coins have been found at:
18 See the descriptions in Škorpil 1918, 119–134 and Barnea, Ștefănescu 1971, 117–118.
19 Diaconu 1972 b, 316–318. After the field surveys during the Bulgarian occupation of
Dobrudja in 1917, none of which produced any results (Škorpil 1918, 113–141), the excavations
carried out 1953–1954 produced 6th- to 7th-century handmade pottery from the filling of
the rampart.
20 Ananias, 48. The author of this geographical treatise was long believed to have been
Moses Chorenatzi (Beševliev 1981, 173–174), but the latter lived in the 5th century. The
real author was Ananias of Širak (590–670). The interpolation about Asparuch belongs
to the abridged version, written in the 9th century. See Spinei 2009, 80–81 for the late
interpolations.
the recovery of the danubian frontier 11
The hoard from Galaţi (which belongs to the same group) shows a long
accumulation from Heraclius to Constantine IV. The stipends were most
likely paid over a long period of time between Heraclius (most probably
after 626) and Constantine IV. Heraclius is in fact known for having estab-
lished an alliance with Kubrat at the time of the latter’s conflict with the
Avars.22 The fortifications of Niculiţel could have well been built by this
group, for the Byzantines, during a longer period than the short presence
of Asparukh near the Danube Delta.
The Bulgar state established in 680 in the former Roman province
Moesia challenged the Byzantine domination over the western coast of
the Black Sea, dangerously close to the imperial capital. The security of the
Black Sea region required a policy of containment of Bulgaria or even the
destruction of the Bulgarian state which was growing fast. Upon his return
from the exile in Crimea, and with military assistance from of the Bulgar
khan Tervel (701–718), Emperor Justinian II gave the Bulgars the region of
Zagora between Stara Planina and Burgas in 705. The treaty of 717 estab-
lished the new frontier from Mileone (Jabalkovo, Haskovo region) to Cape
Emona; Anchialos (Pomorie), Mesembria (Nesebăr) and Develtos (Burgas)
remained in the Byzantine Empire. Zagora was recovered after the victory
at Markellai (Krumovo, 7 km west of Karnobat) obtained by the Byzantine
army in 756, or according to other opinions, in 760 or 761.23
In the course of the following Byzantine-Bulgar conflicts, naval opera-
tions in the Black Sea and on the Danube were a key component of the
Byzantine strategy, which was based on attacking the enemy on two fronts.
The fact that Bulgaria did not become a naval power (although some
boats are said to have gone up the Drava River against the Franks in 827)24
was a great advantage for the Byzantine offensive policy. This strategy of
encirclement was applied by Constantine V, during the wars with Bulgaria
21 Oberländer-Târnoveanu 1996, 104–105; Iacob 2000, 485–498; Madgearu 2007, 270–271;
Custurea, Talmaţchi 2011, 314.
22 Beševliev 1981, 511–516.
23 Theophanes, AM 6251 (transl. Mango, Scott, 596); Nikephoros, 73 (ed. Mango, 145);
Beševliev 1971, 6–9; Browning 1975, 48; Beševliev 1981, 209–210; Gagova 1986, 67–69; Dim-
itrov 1992 a, 36–37; Sophoulis 2011, 90–93.
24 Annales Regni Francorum, a. 827 (ed. Kurze, 25–26); Beševliev 1981, 285, 470–471; Egg-
ers 1995, 62; Curta 2006, 158–159; Sophoulis 2011, 123, 297.
12 chapter one
which started after the decisive victories against the Arabs (as a rule, the
military effort was directed at Bulgaria when the other enemy, the Caliph-
ate, was in crisis or defeated).25 The main goal of Constantine V’s cam-
paigns was to stop the Bulgar expansion into Thrace, the most important
Byzantine agricultural region of that period.26 Durostorum was reached
again by the Byzantine navy during these wars fought by Constantine V
against Bulgaria. In 756, a fleet of 500 boats moved up the Danube, while
the land army commanded by the emperor marched toward the Stara
Planina range, obtaining the victory at Markellai. In 763, another fleet of
800 chelandia with 9,600 horsemen on board entered the Danube. Mean-
while, the land army advanced to Anchialos, where it won another vic-
tory on June 30, 763. In 767, the defeated Bulgars are said to have taken
refuge in the swamps downstream from Durostorum. The large number
of boats involved in those operations indicates the existence of some sup-
ply points along the river. However, all those attempts at restoring the
Byzantine control over the Danube ended with the Bulgar victories of 792
and 796.27
The operations along the Danube are also documented by several lead
seals dated to the 8th century. One of them belongs to a strategos called
Phokas, which suggests the existence in Durostorum of an official receiv-
ing messages from a theme commander. This man was perhaps the chief
of a turma (one of three subdivisions of a theme).28 A pier found at Duro-
storum, radiocarbon-dated to 780 AD ± 200 may have been built during
those naval campaigns that reached that city, even if some Bulgarian
archaeologists suppose that the pier was used for trade only.29 The large
margin of error involved in the radiocarbon dating makes it impossible to
decide on the chronology and historical significance of the pier.
Even if scattered, those bits of informaton suggest a continuous Byzantine
concern with recuperating the positions lost along the Danube, including
Durostorum, within the context of the 8th-century conflicts with Bulgaria.
The presence of the imperial navy on the river represented a real threat
33 Teodor 1987, 9–12; Comşa 1982–1984, 39–44; Damian 2003, 485–491; Ciupercă 2010,
279–289; Teodor 2011, 96–98.
34 Postică, Hâncu, Tentiuc 1999, 288.
35 Leo Grammaticus, 232; George Monachos, 818; Symeon, Chronikon, 131.11–12 (ed. Wal-
gren, 236–237); Beševliev 1981, 354; Brezeanu 1984, 121–129; Božilov, Dimitrov 1985, 54–56;
Treadgold 1988, 291; Kristó 1996, 15, 107–111; Zuckerman 1997 a, 55–59; Mladjov 1998, 87–90;
Spinei 2006, 58, 64; Spinei 2009, 58.
36 Beševliev 1981, 283; Spinei 2006, 66; Sophoulis 2011, 292–293.
the recovery of the danubian frontier 15
the inner defence line. The Great Dike was most likely built in the 4th–
5th centuries by the Late Roman army, but its repair in the 9th century is
proved by finds of pottery from an excavation in Palas, near Constanţa.37
The increasing turmoil in the region between the Don and the Volga
after 830, caused by the migrations of the Pechenegs and the Magyars,
re-activated the Byzantine-Khazarian alliance which made possible the
reestablishment of a true imperial administration in Crimea, in the form
of the new theme of Cherson, created in 841 by Emperor Theophilos. Its
2,000 soldiers were commanded by the same Petronas, who had been sent
to Sarkel in 839 to build a stronghold for the Khazars. The initial plan
was to occupy a larger area, called the theme of Klimata. The name of
the province was changed after some decades, becoming the theme of
Cherson.38
In 860, Constantinople was attacked by a fleet of 200 ships carrying
8,000 Rus’ warriors, who ravaged the suburbs and carried off a large
amount of booty.39 This event demonstrated that the Khazar allies of the
Byzantine Empire could not be trusted as a real shield against invasions
from the north. Defence against future attacks required the strengthen-
ing of the Byzantine positions in the north and the establishment of new
and effective alliances, such as that made in the next year with the Mag-
yars, by the future Apostles of the Slavs. Saints Constantine (Cyril) and
Methodius, who were sent to Khazaria by Emperor Michael III (842–867),
but encountered a party of Magyars on their way. That the Magyars were
located between the Don and the Bug made them excellent allies against
Rus’ attacks. They were also in a good position to attack Bulgaria and the
Frankish Empire, if needed. For more than three decades, the Magyars
37 The description of the Great Earthen Wall at Barnea, Ştefănescu 1971, 99–100. For the
excavation at Palas: Panaitescu 1978 a, 241–245. For the Late Roman origin: Comşa 1951, 233–
235; Barnea, Ştefănescu 1971, 115; Petre 1973, 31; Bogdan-Cătăniciu 1996, 202–207; Napoli 1997,
102–104, 341–347, 354–355; Georgiev 2005, 23–40; Bogdan-Cătăniciu 2006, 412–418. For the
supposed construction in the 9th century: Diaconu 1973–1975, 199–209; Rašev 1987, 52–53;
Mănucu-Adameşteanu 2001 a, 78–79; Rašev 2005, 53; Fiedler 2008, 168.
38 Skylitzes, Theophilus, 22 (ed. Thurn, 73; transl. Flusin, 66–67; transl. Wortley, 75);
Wozniak 1975, 56–62; Noonan 1992, 114; Whittow 1996, 233–235; Zuckerman 1997, 51–58
(who has demonstrated that the threat was represented by the Magyars, and that the right
date for Sarkel building is 839, not 833). The name Klimata concerns the small zones around
the fortresses from the mountain region of the peninsula (Zuckerman 1997 a, 67). The name
change reflected the abandonment of the region outside the town (Zuckerman 1997 a,
67–73).
39 Skylitzes, Michael III and Theodora, 18 (ed. Thurn, 107; transl. Flusin, 94; transl. Wort-
ley, 107); Russian Primary Chronicle, 60; Franklin, Shepard 1996, 50–55; Whittow 1996, 239.
16 chapter one
40 For the alliance with the Magyars, see Nikolov 1997, 79–92; Zuckerman 1997 a, 51–74.
For the theme see Zuckerman 1997 b, 210–222.
41 Browning 1975, 50–51; Beševliev 1981, 190–206; Gjuzelev 1992, 25; Dimitrov 1992 b,
43–45.
42 Skylitzes, Michael III and Theodora, 7 (ed. Thurn, 90–91; transl. Flusin, 80–81; transl.
Wortley, 90–92); Zonaras, XVI, 2.1–15 (ed. Büttner-Wobst, 387–389); Browning 1975, 54–55;
Gjuzelev 1978, 52; Browning 1986, 30; Gjuzelev 1992, 25; Gagova 1986, 73; Fine 1991, 113–130;
Dimitrov 1992 a, 38–40; Dimitrov 1992 b, 47; Curta 2006, 166–168.
the recovery of the danubian frontier 17
they were later transformed into small themes in the 9th–10th centuries.
The commanders of kleisurai (kleisurarches) were under the direct com-
mand of the emperor, but had a rank lower than that of the strategoi of
themes.43 In the Balkans, the first kleisura was organized on the Strymon
valley in Macedonia, in 688.44 In Mesembria, the lead seals of several klei-
surarches are now dated with certainty by their archaeological contexts
between 864 and 917. Another kleisura was created in Sozopolis around
840.45 Ivan Jordanov first believed that those lead seals should be dated to
the third quarter of the 11th century, for he assumed that the kleisura func-
tioned in parallel to the katepanate of Mesembria.46 We shall see that that
katepanate was indeed organized during that period as a shield against
the rebels who had taken power in Paradunavon in 1073. Two katepanoi
of Mesembria are known, Simeon and Valatzertes (see chapter II.1). No
mountain pass existed at Mesembria, but the word kleisura received the
meaning of any small frontier area organized for defense. Its mission was
to protect the naval base at Mesembria, which was a staging post on the
route to the Danube and the Crimea.
Between the Crimea and Mesembria, the Danube Delta was another
region of strategic importance, because it was on the route taken by Rus’
boats, as indicated in the De Administrando Imperio.47 It is thus not sur-
prising that there is some evidence for a form of Byzantine military orga-
nization in this area in the 9th century. The existence of a Danube Delta
theme called Lykostomion was inferred from the dedication of Photios’
Lexicon to a certain Thomas, protospatharios and archon of Lykostomion.
The Lexicon was written around 880–890. Hélène Ahrweiler suggested that
the 9th-century Lykostomion was the same as that recorded in the Danube
Delta region in the 14th century.48 This identification was then endorsed by
many other historians, especially from Romania,49 but rejected by Vasilka
Tăpkova-Zaimova, who maintained that the 9th-century Lykostomion
43 Ahrweiler 1960, 81–82; Oikonomides 1972, 342; Ahrweiler 1974 a, 216–218; Ferluga 1976,
71–85; Haldon 1999, 79, 114.
44 Stavridou-Zafraka 2000, 128–129; Krsmanović 2008, 129.
45 Jordanov 2003 a, 119–120, nr. 47.2, 159–160, nr. 74.1; Jordanov, Žekova 2007, 118, nr. 308;
Jordanov 2009, 454–455, nr. 1340–1345.
46 Jordanov 1993, 140, nr. 280, 281.
47 Constantine Porphyrogenitus, IX, 91–102 (ed. Moravcsik, 62/63).
48 Ahrweiler 1966, 89–90.
49 For instance: P. Ş. Năsturel, book review of Ahrweiler 1966, RESEE, 4, 1966, 3–4, 649–651;
Barnea, Ştefănescu 1971, 12; Florescu, Ciobanu 1972, 381–382; Iliescu 1978, 234; Diaconu 1981
a, 218; Diaconu 1994 a, 368; Barnea 1997, 355; Barnea 2000, 296–297; Mănucu-Adameşteanu
1998–2003, 163; Damian 2004, 286.
18 chapter one
problems in the Black Sea region, because the mission of the Chaldia
theme was the defense of the southern coast against the attacks of the
Rus’. The provinces of Chaldia and Paphlagonia were created in 820 after a
Rus’ maritime invasion that affected the city of Amastris.59 When the Rus’
launched another, much more destructive attack against Constantinople
in 860, the solution was to recover the ports previously taken by Bulgaria,
but also the mouths of the Danube, in order to revamp the defense system
in the Black Sea region In this way, the advanced position at Cherson was
inserted into a wider security system, completed after 863 by the creation
of the Lykostomion theme, located between Cherson and the western
coast ports. The defensive system created after 863 in the western Black
Sea area ensured the security of Constantinople against the Rus’ and Bul-
garia, while the alliance with the Magyars secured the stability in the north.
Therefore, the establishment of a theme in the area of the mouths of the
Danube was required by the threats to the security in the Black Sea area
after 860. No such military reasons could be invoked for any other place
called Lykostomion in the 9th-century Byzantium. This substantiates the
hypothesis put forward by H. Ahrweiler, as Vasilka Tăpkova-Zaimova has
not explained which strategic task could a theme of Lykostomion serve in
Thessaly, the Tempe valley, or in Epirus. None of the places mentioned in
her study had any military importance in the 9th century.
Ion Barnea claimed that Lykostomion was the headquarters of the
Byzantine navy in the Black Sea,60 but this could hardly have been the
case, since the naval base of Cherson in Crimea was of far greater impor-
tance. The theme of Lykostomion included the maritime sector of the
Danube, but not the area north of the Great Earthen Dike, for that military
structure had been established at the height of Bulgar power. It is more
probable that a buffer zone existed between the Bulgar and the Byzantine
territories in Dobrudja.61 During this period, the Byzantine navy was no
longer in a position to control Durostorum as it had been at some points
in the 7th and 8th centuries; during the ninth century, there is clear evi-
dence that the town was in Bulgar hands. The base at Lykostomion was
then a staging post on the coastal route to Cherson. There is no proof
that this base was used by the Byzantine navy for the repatriation of the
prisoners escaping from the lands north of the river Danube.62 It came
into existence only after 863.
On the basis of the alleged existence in Capidava of a ninth-century
Byzantine fortress, Radu Florescu once believed that the Lykostomion
theme came into being at some point during the last third of the 8th cen-
tury, shortly after the successful campaigns led by Emperor Constantine
V against Bulgaria. In his view, the Byzantine domination extended as
far south as the Small Earthen Dike between Cochirleni and Constanţa,
which he believed to have marked the Byzantine-Bulgar frontier.63 If so,
the territorial expansion of Bulgaria during the reign of Krum left no room
for any Byzantine territory extending as far south. While it is theoretically
possible that the theme was established first during the reign of Constan-
tine V,64 its operation must have been interrupted between 812 and 863.
On the other hand, there is no proof that the Small Earthen Dike was
erected in the late eighth century.
The theme of Lykostomion was involved in the Byzantine-Bulgarian
war, which began in 894, when the Bulgarian ruler Symeon (893–927)
retook Mesembria and Anchialos. Emperor Leo VI (886–912) ordered a
counteroffensive in southern Bulgaria combined with a naval operation
on the Danube. He summoned the Magyar allies, for his own forces were
apparently not sufficient (the Byzantines were engaged at that same time
in war with the Arabs in Anatolia). The action followed a defensive plan
based on the theme of Lykostomion and on cooperation with the Magyars,
who were at that moment the masters of the region known as Atelkuz
(between the Dnieper or the Bug and the Danube). The Magyars had been
expelled by the Pechenegs from Levedia, and they had moved to Atelkuz
ca. 889. Now close to the Danube, they were useful allies in a war against
Bulgaria. The Magyars ruled by Arpad and Kusan crossed the Danube on
boats of the Byzantine navy, and then ravaged northern Bulgaria, winning
two or three battles. A war on two fronts was too much for Symeon (who
apparently put up some fierce resistance in Dorostolon).65 Realizing that
he could rely on nomads, much like Leo VI, he appealed for help from the
Pechenegs, who promptly invaded the land of their enemies, the Magyars.
Arpad was thus forced to leave Bulgaria, and the Magyars soon after that
left for Pannonia. With Pecheneg assistance, Symeon was able to restore
his power on the Danube. The war of 894–896 ended with a major Bulgar-
ian victory at Bulgarophygon (southern Thrace), in the spring of 896. The
theme of Lykostomion must have ceased to exist after that defeat, which
drastically changed the balance of power in the western Black Sea area.66
The sudden increase of the Pecheneg power required a change of the
Byzantine policies in the northern Black Sea region, for the Pechenegs
were a real threat to Cherson. Like the Magyars, they seem to have occu-
pied the interior of Crimea.67 One obvious solution was to turn them
into imperial allies. In 917, the strategos of Cherson, John Bogas, in fact
requested their military assistance in yet another war against Symeon. He
convinced the Pechenegs to march toward the Danube, while the Byzan-
tine fleet was sent to transport them over to the southern bank. The dis-
pute between Bogas and the commander of the imperial navy Romanos
Lekapenos (the future emperor) prevented that action, and the Byzan-
tine army remained without the allied Pecheneg forces. That was a great
advantage for Symeon, who directed his troops to the southern conflict
area, where he won the crushing victory of Acheloos (near Anchialos),
on August 20th, 917 against the army led by general Leo Phokas.68 Some
historians believe that the Bulgarians were allied with the Magyars in 917,69
but the source on which such an interpretation is based (Al-Masudi)
refers most probably to the Magyar and Pecheneg attacks of 934.70 By
the Byzantine-Bulgarian treaty of 927, Anchialos entered thus again under
Bulgarian rule, together with the ports of Mesembria, Develtos, Sozopolis,
66 Leo, Taktika, 18. 40 (ed. Dennis, 452/453); Annales Regni Francorum, a. 896 (ed. Kurze,
129–130); Symeon, Chronikon, 133. 17–21 (ed. Walgren, 276–277); Theophanes Continuatus,
358–359; Constantine Porphyrogenitus, XL, 8–20 (ed. Moravcsik, 176/177); Skylitzes, Leo VI
the Wise, 12, 14 (ed. Thurn, 176–178; transl. Flusin, 148–150; transl. Wortley, 170–172); Zonaras,
XVI, 12.18–29 (ed. Büttner-Wobst, 442–444); Gjuzelev 1978, 52; Božilov 1980, 73–81; Wozniak
1984, 303; Dimitrov 1986, 67–68; Gjuzelev 1996, 228; Kristó 1996, 182–190; Tougher 1997,
176–280; Howard-Johnston 2000, 342–354; Spinei 2006, 73; Spinei 2009, 62; Todorov 2010,
318–319. For the migration of Hungarians to Atelkuz and its location, see Oikonomides 1965,
69–72; Božilov, Dimitrov 1985, 57–68; Malamut 1995, 110; Zuckerman 1997 a, 61–66; Spinei
2006, 62–63; Spinei 2009, 63–64.
67 Obolensky 1979, 129.
68 Nicholas I, Letters, 60–63; Theophanes Continuatus, ed. Bekker, 387–390; Skylitzes,
Constantinos VII (913–959), 8 (ed. Thurn, 203–204; transl. Flusin, 172; transl. Wortley, 198–
199); Zonaras, XVI, 17.1–4 (ed. Büttner-Wobst, 464–465); Wozniak 1984, 304–306; Dimitrov
1986, 75–77; Haldon 2001, 87–88; Todorov 2010, 323–324.
69 Božilov 1973 a, 14; Dimitrov 1986, 75–76; Mladjov 1998, 120; Makk 1999, 12.
70 Diaconu 1970, 18–19; Spinei 2006, 168.
22 chapter one
and Agathopolis. The Byzantine control on the western Black Sea coast
and the security of Constantinople against Rus’ attacks were thus seri-
ously endangered.71
Because the Pechenegs were quickly growing into the most important
power in the steppe lands north of the Black Sea, it was necessary to stop
them by supporting their rivals. This was the second solution found for the
Pecheneg problem. The Rus’ were a suitable partner, because they were
at the same time enemies of the Khazars and of the Pechenegs. During
the first half of the 10th century, the Byzantine Empire broke the alliance
with the Khazars, who were no longer of any use, because their power
had declined. On the other hand, the new missionary policy started after
860 opposed an alliance with a Judaic state. It is true that the same Rus’
were potential enemies of the Byzantine Empire, but they were not able
to launch offensives toward the Black Sea if they were hold back by the
Pechenegs who controlled the Dnieper cataracts. For that reason, it was
imperative to manage the hostility between the Rus’ and the Pechenegs
by means of a balance policy.72 The joint raid of the Magyars and Pech-
enegs in 934 into Bulgaria and the Byzantine Empire73 only showed how
serious the danger was, and that required using the Rus’ to put the breaks
on the Pechenegs, even if the two populations were traditional enemies.
In 940, the Rus’ prince Oleg started a war against the Khazars at the
request of Emperor Roman I Lekapenos (920–944), who wished to pun-
ish the Khazars for their alleged persecution of Christians, but a Khazar
chief persuaded Oleg to turn against the emperor and to attack Constanti-
nople. The invasion took place on June 11th, 941, under the common com-
mand of Oleg and Igor. A fleet composed of 1000 small boats besieged
the capital and destroyed the suburbs much like in 860, but it was finally
defeated by means of the “Greek Fire”.74 The Byzantine diplomacy was
at an impasse, but the idea of using the Rus’ as an imperial instrument
in the northern Black Sea area was not abandoned. The Rus’ launched
71 Diaconu 1970, 14–15; Gjuzelev 1981, 17; Wozniak 1984, 304–306; Fine 1991, 149–150, 161;
Malamut 1995, 107–109.
72 Toynbee 1973, 458–460; Wozniak 1984, 301–315; Huxley 1984, 84–87.
73 Theophanes Continuatus, 422–423; Masoudi, II, 59–64; Skylitzes, Romanos Lekapenos,
29 (ed. Thurn, 228; transl. Flusin, 192; transl. Wortley, 220); Moravcsik 1970, 55–56; Diaconu
1970, 17–19; Oikonomides 1973, 1–3; Makk 1999, 12; Stephenson 2000, 40; Curta 2006, 188;
Spinei 2006, 109, 168; Spinei 2009, 92.
74 Russian Primary Chronicle, 72; Ostrogorsky 1956, 303; Noonan 1992, 115–116; Zucker-
man 1995, 256–257, 264–265; Whittow 1996, 257; Franklin, Shepard 1996, 113–117; Noonan
1998–1999, 210–211.
the recovery of the danubian frontier 23
in 943 another attack against the Khazar fortresses Sudak and Tmutoro-
kan, and then against the Arab territories in the Caucasus. Tmutorokan
was taken. This gave the Rus’ the opportunity to gain a foothold on one
side of the Kerč Strait. Some have argued that Tmutorokan had already
been taken in 913, during a Rus’ campaign to the Caspian Sea,75 but more
recent studies have demonstrated that Rus’ conquest of the town cannot
be dated before 943. In 944, the Rus’ planned a new raid into Bulgaria
and Byzantium, this time in alliance with the Pechenegs, but the invasion
was eventually stalled by Byzantine bribes for Prince Igor. Moreover, Igor
was thus convinced to enter a treaty with the Byzantine Empire, in 944 or
945. The Byzantine enovys met Igor somewhere on the Danube frontier of
Bulgaria. The prince promised to defend the theme of Cherson theme and
the isthmus of Crimea against the “Black Bulgars,” which were apparently
coming from the lands north of the Sea of Azov, as well as against the
Pechenegs, and to stay away from the mouth of the Dnieper. At the same
time, the treaty allowed the “Black Bulgars” to attack the Khazar territo-
ries in Crimea, because that apparently served the Byzantine interests.76
The Rus’ attack of 941 made necessary a drastic overhaul of the orga-
nization of the navy. Emperor Roman I Lekapenos, a former naval officer
(drongarios), took measures to improve the Black Sea defense.77 Accord-
ing to some, those were the circumstances under which the staging post at
Tomis (mentioned in sources by its new name Constantia or Constanteia)
was restored. The surge in finds of Byzantine coins from Constanţa, all of
which may be dated to this period, has already been associated with the
revival of that town (another port of call was perhaps at Mangalia, the
old Greek and Roman town of Callatis).78 Such Byzantine staging ports
had both commercial and military functions.79 Taking into account the
peaceful Bulgarian-Byzantine relations established after 927, the settle-
ment of some Byzantine staging posts in Dobrudja could not be excluded,
but the scarce archaeological and numismatic evidence cannot support
that hypothesis.
According to De Administrando Imperio, in the mid-tenth century Bul-
garia had control of Dobrudja up to the mouths of the Danube, which
means that Constantia was within Bulgarian territory. The Rus’ who
sailed along the coast “come to the Selinas, to the so-called branch of the
Danube River. And until they are past the river Selinas, the Pechenegs
keep pace with them. And if it happens that the sea casts a ‘monoxylon’
on shore, they all put in to land, in order to present a united opposition
to the Pechenegs. But after the Selinas they fear nobody, but, entering
the territory of Bulgaria, they come to the mouth of the Danube. From
the Danube they proceed to the Konopas, and from the Konopas to Con-
stantia, and from Constantia to the river of Varna, and from Varna they
come to the river Ditzina, all of which are Bulgarian territory. From the
Ditzina they reach the district of Mesembria”.80 Given that the treaty of
927 restored to Bulgaria all the ports between Mesembria and Agathopo-
lis, it is unlikely that the Empire could have maintained two small ports
of call in Dobrudja, and the island of Lykostomion. While the number of
Byzantine coins in Dobrudja increased after the middle of the 10th cen-
tury (according to finds not only from Mangalia and Constanţa, but also
from Isaccea, Hârşova, Capidava and other points),81 that is not enough
to prove a restoration of the Byzantine power in northern Dobrudja. The
increasing number of coin finds is simply a reflection of the accelerated
commercial exchanges between Bulgaria and the Byzantine Empire.
During the period when Bulgaria had control over the entire region
now known as Dobrudja, the so-called “Stone Dike” was erected, which is
the most recent among the three linear fortifications across that land from
Cernavoda to Constanţa (the Stone Dike overlaps the Small as well as the
Great Earthen Dikes) (see Fig. 1). The Stone Dike is an earthen rampart,
59 km long and 1,7–2,2 m thick, surmounted by a wall built of limestone
blocks and mortar, with a ditch to the north. Twenty-six forts with an area
between 2,5 and 10,8 hectares were erected along the dike. Pottery of the
Dridu type, which is typical for the 10th century was found in some of those
forts. Moreover, a solidus struck in 945–959 is known from fort XIV.82 An
excavation made along the dike at Medgidia identified a fireplace with the
same type of pottery, which was used when the foundation of the wall was
built (the stone traces of soot from the fireplace).83 The limestone blocks
1. The dikes between Cernavoda and Constanţa (after Barnea, Ştefănescu 1971, 168, map IV)
25
26 chapter one
91 Popkonstantinov 1987, 120–125 (for the inscription); Pintescu 1999, 75; Agrigoroaei
2006, 25–49; Fetisov 2007, 299–314; Spinei 2009, 54.
92 Popkonstantinov 1987, 128–132.
93 As maintained by Barnea, Ştefănescu 1971, 64, 69, 114, and by other authors who repro-
duced their views.
94 Bogdan, Comşa, Panaitescu 1951, 129.
95 The idea that a repair made after 986 could be proved on the basis of the Mircea Vodă
inscription was first put forward by Florescu, Ciobanu 1972, 388–389.
28 chapter one
reign of Symeon or that of Peter.96 Paolo Squatriti has in fact advanced the
idea that the dike was only a “pharaonic work” intended to commemorate
the power and the prestige of one of the Bulgarian rulers, without any
real military purpose.97 However, the addition of 26 large forts to the dike
strongly suggests that it did indeed have a military function in the 10th
century. This linear fortification must have been conceived as a protection
against Pecheneg attacks directed at Preslav and other Bulgarian settle-
ments, mostly because it was provided with forts for soldiers.
Not surprisingly, the region next to the Stone Dike was well developed
and populated, as a recent archaeological excavation has demonstrated.
A large 10th-century settlement with stone houses was identified dur-
ing the rescue excavations made in May 2011 near the village Valul lui
Traian, not far from Constanţa. A cemetery of more than 300 graves was
also found near the northern side of the Small Earthen Dike (some of the
graves cut through the rampart). From the area of the same settlement a
small part of a coin hoard with 50 nomismata was recovered in 1935. The
eight known pieces have been struck for Constantine VII and Romanos II
between 945 and 959. Another small hoard of only 9 nomismata issued
for Constantine VII and Romanos II and another for Nikephoros II was
found in the surroundings. Both hoards were hidden during the events of
969–971. Other nomismata issued between 945 and 959 are known from
various points along the Stone Dike or just behind it, at Oltina, Rasova,
Urluia, Basarabi (Murfatlar), and Constanţa.98
After the treaty with Igor, the Byzantine Empire tried to maintain a bal-
ance between the Rus’ and the Pechenegs, in order to contain the power
of both. This reversal of alliances in the Black Sea region led to a joint
action against Bulgaria in 966, in addition to a Magyar raid against the
Empire. Emperor Nikephoros II Phokas (963–969) stopped the payment of
the usual tribute for Bulgaria, which had been established by the treaty of
927, and prepared for a large-scale campaign, which had to be cancelled at
the last moment because of a rebellion in Antioch.99 Instead, the emperor
chose to punish Bulgaria by proxies, namely his northern allies, the Rus’.
It was a better option to strike this country from the north, because an
offensive from the south required access to the mountain passes across
Stara Planina, which were too dangerous for the Byzantine army. The
emperor was certainly aware of the catastrophe of 811, when a Byzantine
army was ambushed and slaughtered in one of those passes, in which the
usual combat formation was impossible to deploy.100
Following the order of Nikephoros Phokas, the strategos of Cherson
Kalokyros convinced Prince Svyatoslav of Kiev (945–971) to attack Bul-
garia, but Kalokyros acted by his own treacherous interest, using the alli-
ance with the Rus’ warriors for his own plan to seize the imperial throne.
He suggested to Svyatoslav that in return, he would keep Bulgaria, in addi-
tion to a generous payment of 1,500 pounds of gold pounds (around 500
kg). In the summer of 968, the Kievan prince launched his campaign with
an army said to be as large as 40,000 men, with which he reached the
mouths of the Danube and then Dorostolon. The Bulgarian army, of about
30,000 men tried to defend the city, but was easily defeated, and Svyato-
slav conquered several fortresses in eastern Bulgaria, including the capi-
tal at Preslav. Some Bulgarian aristocrats went to the Rus’ side, choosing
that over the Byzantine rule. Thus, the rising Rus’ maritime power gained
control of the Lower Danube region, with the consent and support of the
Byzantine emperor. This appears to have been a major strategic mistake,
for the Rus’ gained control not only over the river, but also over a country
of great strategic and economic importance. Svyatoslav was fully aware of
the real meaning of his achievement. According to the Russian Primary
Chronicle, he declared that “I do not care to remain in Kiev, but should
prefer to live in Pereiaslavetz on the Danube, since that is the centre of
my realm, where all riches are concentrated; gold, silks, wine, and vari-
ous fruits from Greece, silver and horses from Hungary and Bohemia, and
from Rus’ furs, wax, honey, and slaves”.101 Indeed, precisely at this time
the Danube turned again into an important axis of trade route between
Central Europe and the East, at the same time as the revival of urban life
in Central Europe and the sedentization of the Magyar nomads. Jewish
merchants are known to have traveled from Spain to Khazaria by several
routes, one of which followed the Danube, while Kievan traders are said
to have already reached the German towns on the Upper Danube River in
the mid-9th century. In that respect, gaining control of the Lower Danube
was both a military and an economic target for the Rus’.102
Confronted with such a critical situation, Nikephoros Phokas decided to
force the return to Rus’ of at least some of Svyatoslav’s forces by asking the
Pechenegs to attack Kiev. He acted like Symeon during the Magyar inva-
sion in Bulgaria in 894–895, but with less success, since the Rus’ were a
redoubtable force, difficult to stop by means of a simple Pecheneg raid. In
fact, the Rus’ prince showed no desire to abandon his expansionist plans.
Svyatoslav returned to Preslav from Kiev in August 969, subduing the new
Bulgarian emperor Boris II (969–971), who had recovered his capital a few
months before that with Byzantine assistance. In the second campaign,
Svyatoslav was wise enough to ally himself with the Pechenegs and the
Magyars. From Preslav, he attacked the Byzantine territory in coopera-
tion with those Bulgarians who had accepted his rule. That shows how
ineffective the diplomacy of Nikephoros Phokas has become. The inter-
nal conflicts within the empire, in which Kalokyros had intended to get
involved, have by now undermined any possible success in the military
field. Nonetheless, because the Byzantine general Bardas Skleros obtained
a decisive victory against the Rus’ at Arkadiopolis (today Lule Burgas), 140
km to the west from Constantinople, in the spring or summer of 970. The
Byzantine army of no more than 12,000 men, was most certainly outnum-
bered by the Rus’ coalition with as many as 30,000 men, but managed to
obtain the victory by means of moving an army corps to the flanks, thus
encircling the enemy by surprise.103
At that moment, Nikephoros Phokas had already been overthrown
by John Tzimiskes (969–976), a very good general, who began his reign
with a truce with the Rus’, as he was challenged from a different corner
by Bardas Phokas’s rebellion. The truce, on the other hand, left Svyato-
slav unprepared for what Tzimiskes had in plan for him Tzimiskes in
102 Leo the Deacon, IV. 6; V. 1–3 (ed. Talbot, Sullivan, 111–112, 128–132); Skylitzes, Nike-
phoros II Phocas, 20; John Tzimiskes, 5 (ed. Thurn, 277, 288–291; transl. Flusin, 232–233, 242;
transl. Wortley, 265, 275–276); Zonaras, XVI, 27.16–18; XVII, 1.17–20 (ed. Büttner-Wobst, 523–
525); Stokes 1962, 467–476; Lewis 1975, 363–364; Wozniak 1984, 309–310, Fine 1991, 182–183;
Barnea 1993 b, 586; Franklin, Shepard 1996, 88–89, 145–146; Busetto 1996, 12–14; Whittow
1996, 260–261; Stephenson 2000, 48–51; Curta 2006, 238. The location of Pereiaslavetz will
be discussed in chapter II. 2.
103 Leo the Deacon, VI. 8, 10–13 (ed. Talbot, Sullivan, 153, 155–161); Skylitzes, John Tzi-
miskes, 5–6 (ed. Thurn, 288–291; transl. Flusin, 242–245; transl. Wortley, 275–279); Russian
Primary Chronicle, 87–88; Stokes 1962, 480–493; Zonaras, XVII, 1.21–26 (ed. Büttner-Wobst,
525); Wozniak 1984, 310–311; Fine 1991, 183–186; Hanak 1995, 138–151; Franklin, Shepard 1996,
145–147; Busetto 1996, 15–18; Treadgold 1997, 504, 508; Krsmanović 2008, 35, 131.
the recovery of the danubian frontier 31
the spring of 971. As soon as he finished dealing with Bardas Phokas, the
Byzantine army moved rapidly through eastern Bulgaria, taking back the
ports that had been lost in 917. According to Leo the Deacon, the Byzan-
tine forces included 13,000 pedestrians and 15,000 cavalrymen. The army
was commanded by the emperor himself, assisted by the stratilates Bardas
Skleros and the stratopedarches Peter Phokas (who commanded troops
from Thrace and Macedonia). The capital Preslav was taken from the Rus’
and the Bulgarians on April 4th. The city was renamed Ioannoupolis after
the emperor. The victory at Preslav was only the first step in a large offen-
sive against the Rus’, for the main body of the army headed by Svyatoslav
was at that time concentrated in Dorostolon. For Svyatoslav, that city was
not only a place of refuge, but also a position that allowed him to main-
tain control over the Danube.104 He ignored the threat from the Byzantine
navy led by drongarios Leo, which had already been sent to Dorostolon
in late March, with the specific mission to block the fords by which the
Rus’ could withdraw to the north. A seal of that commander of the fleet
was in fact found in Preslav,105 a clear indication of pre-planned, joint
operations. Meanwhile, the Byzantine land army, marching from Pre-
slav toward Dorostolon, took several other fortresses, such as Pliska and
Dineia.106 A number of coin hoards were hidden during this campaign,
such as that found in Razgrad.107 Having reached Dorostolon on April
23rd, the land army laid the siege. Initially, Svyatoslav appears to have
effectively defended the city and even to have launched small attacks
against the Byzantine troops. However, when the Byzantine fleet showed
up on April 25th, the Rus’ suddenly found that their retreat routes had
been blocked. Moreover, the Byzantines could now use the “Greek fire”
from the ships against those on the ramparts.108
The Byzantine army focused on the western gate of Dorostolon (the
troops in that area were under the command of Bardas Skleros), while
the eastern gate was under the attack of Peter Phokas. The chronicle of
John Skylitzes mentions that a delegation came to the emperor during
the siege: “A delegation now came to him from Constanteia and the other
109 Skylitzes, John Tzimiskes, 12 (ed. Thurn, 301; transl. Flusin, 252; transl. Wortley, 287).
See also Zonaras, XVII, 2.40–42 (ed. Büttner-Wobst, 530).
110 McGrath 1995, 157–158.
111 Stokes 1962, 479, 486; Oikonomides 1965, 63.
112 Peri strateias, 30/31. For the date and authorship of this treatise, see Rance 2007–2008,
701–737.
the recovery of the danubian frontier 33
about Constanteia and the other about the northern fortifications.113 There
is however no evidence to support such an interpretation. Much more
likely is the reading of the passage as “from Constanteia, and from other
forts, [located] beyond the Danube.” In other words, only the un-named
forts were beyond the river. Some have proposed to locate those forts in
northern Walachia (at Slon), or even in the Banat or in Transylvania,114 as
no forts are known to have existed on the northern bank of the Danube
in the vicinity of Dorostolon. Since they took for granted the location of
those forts in the lands north of the river Danube, others advanced solu-
tions that ignore the political and military framework of the events. For
example, Mihai Sâmpetru believed that the forts in question must have
been located to the west from the mouth of the Argeş river, only because
most 9th-century building materials believed to be Byzantine have been
found in that area.115 As we have seen, those archaeological remains are
more likely to be associated with the Byzantine prisoners forcefully moved
there by the Bulgars in 813. Since they are known to have returned to the
empire in 838, their settlements could not have possibly been the same as
fortresses said to been in operation in 971.
The forts must have been in the vicinity of Dorostolon, and if so, their
mission was probably to prevent Pecheneg attacks. It is impossible that
John Tzimiskes would have sent his soldiers at a great distance, at a time
when he needed them for the siege of Dorostolon.116 One could go as far
as to interpret this as a tactical move in relation to the siege, for it would
otherwise make no sense to give up on those troops at the very moment
the emperor most needed them. Therefore, one would have to admit that
the forts mentioned by Skylitzes could not have been too far from Doros-
tolon. Control over them meant a serious blow to the enemy’s forces and,
perhaps, an attempt to cut any possibility of withdrawal. It is obvious that
Constanteia (Constanţa) served as anchorage for the Rus’, in case they
needed to withdraw by sea. Another way to withdraw was by the Danube,
either on water or along the valley, by land. Given that the Byzantine navy
was already at Dorostolon, withdrawing by water on monoxyles was not
an option. Meeting in council with his leaders, Svyatoslav was aware that
the “Greek Fire” would prevent any Rus’ attempt to flee in canoes on the
Danube.117 The only hope the Rus’ could entertain was to withdraw by
land to Constanteia (and then to go by sea), or to march along the Dan-
ube, the latter being obviously a longer route. That was without any doubt
the reason for which Tzimiskes gladly accepted the offer to extend his
control over Constanteia and other forts, the position of which could have
blocked the access of the Rus to the Danube route. This is in fact another
argument in favor of locating those forts in the vicinity of Dorostolon.118
The chronicle of Yahya-ibn-Said from Antioch (which was compiled in
1013) mentions that, after Svyatoslav’s capitulation, Tzimiskes took the city
(Thaisaira, an Arabicized version of Dristra, an alternative, perhaps native
of Dorostolon) “and the neighboring forts previously conquered by the
Russians.”119 The same appears in Skylitzes: “Once the Russians had sailed
away, the emperor turned his attention to the fortresses and cities along
the banks of the river and then he returned to Roman territory.”120 The
Arab chronicler continues: “the emperor returned to Constantinople after
he appointed commanders for these forts”, which must be different from
those which had surrendered before.121 The two sources are therefore in
agreement: some of the forts controlled by the Rus’ surrendered willingly,
while others were taken by the Byzantine army at the end of the military
operations. At any rate, they were all located within the main theater of
operations, either on the right, or on the left bank of the Danube. Petre
Diaconu believed that the forts taken by the Byzantines after the war were
all on the right bank, since in various parts of Skylitzes’ chronicle, the
word ὂχϑας (plural of ὂχϑη = “bank”) is used for a single bank.122 None-
theless, nothing indicates that Skylitzes needed to be so specific in his
terminology at this point, or anywhere else in his work.
If the fortress from the Păcuiul lui Soare island was built before the
971 war, then it could well be one of those Bulgarian strongholds in the
vicinity of Dorostolon, especially since it was initially on the left bank of
the river (the present branch of the Danube known as Ostrov was the
main stream of the river at that time). The landscape around Păcuiul lui
Soare has changed considerably since the Middle Ages, and it is quite pos-
sible that some other forts existed on the left bank, which have mean-
while been flooded.123 However, the excavator of Păcuiul lui Soare, Petre
Diaconu, has demonstrated that the first phase of the fort is to be dated
just after the siege of Dorostolon in 971.124 The problem of this fort’s chro-
nology will be discussed in further detail in chapter III. 1.
If there were any Bulgarian forts on the northern bank of the Danube
in the vicinity of Dorostolon, then those forts must have been part of the
defense system built against the Magyars and the Pechenegs, to which
belonged a number of fortifications on the southern bank, such Oltina,
Rasova and Cochirleni-“Cetatea Pătulului”—all dated between the 9th
and the 10th century on the basis of the fine Gray Ware of the Dridu B
type found inside each one of them. The fort at Cochirleni, located at 100
m from the western end of the Great Earthen Dike, has ramparts made
of stones and mortar, enclosing an area of 3 ha. The fort near Rasova was
built in the same technique, with a 4 m wide rampart. No excavations
have been carried so far in any of them.125 The excavations in Oltina (a
fortress located 35 km downstream from Dorostolon, near Satu Nou, at a
place called “Capul Dealului”) suggest that that fort, which was erected on
a 12 ha-large promontory defended by a single earthen rampart, was built
in the 9th century, as demonstrated by a coin struck for Emperor Theo-
philos (830–842) and found on the site.126 Everything points therefore to
a system of forts defending the axis of the Danube downstream (i.e., to
the east and northeast) from Dorostolon, on the southern bank, since the
9th century. Those are most likely the forts mentioned by Skylitzes and
Yahya-ibn-Said.
The last attempt to break the siege of Dorostolon was decided on July
20th, 971 by Svyatoslav in a council with his chieftains, but ultimately
failed. Leo the Deacon mentions that the council in question was called
κομέντον in the language of the Rus’.127 This, however, is a word of Latin
origin, from which the Romanian word for “word” (cuvânt) derives. Niko-
laos Oikonomides remarked that Leo the Deacon had found the word
the Dnieper cataracts on his way back to Kiev.132 Meanwhile, Boris II was
taken to Constantinople where the emperor “took off the royal insignia
(they were a tiara with purple border, studded with gold and pearls, and
a purple robe and scarlet boots), and honored him [Boris II] with the
rank of magistros.”133 This was the final act of the long battle for restor-
ing the Byzantine power over what Leo the Deacon called Mysia, the for-
merly Roman province which had falled under the barbarian Bulgars after
Emperor Constantine IV’s failed expedition against them. The immedi-
ate consequence of the 971 war was the disappearance of the Bulgarian
state. The main chronicler of the events, Leo the Deacon, in fact treated
Tzimiskes’s campaign as a reintegration of “Mysia” into the empire (he
must have used that archaic name for the land in order to emphasize that
that was a Roman province recovered from the barbarians).134 Indeed, the
territories gained by the Byzantine Empire were quite extensive. Besides
the region between the Danube and the Stara Planina, the part of Thrace
previously within Bulgarian borders was now included into the duchy of
Adrianople. The western boundary of the newly conquered lands along
the Danube was probably the valley of the Iskar river.135 Most troops were
in fact stationed near the Danube and in northeastern Bulgaria, since that
was the direction from which further Rus’ attacks were expected.136
The military organization established by John Tzimiskes is reflected in
a list of offices known as the Taktikon Scorialensis, which was dated to 975,
published, and studied by Nikolaos Oikonomides.137 That text includes
data on otherwise unknown military and administrative units, the exis-
tence of some of which has been later confirmed by means of lead seal
finds. The theme of Ioannoupolis was created in northeastern Bulgaria,
and placed under the command of a strategos of Thrace and Ioannoup-
olis residing in Preslav, the name of which, as we have seen, had been
changed into Ioannoupolis. Another strategos, according to the Taktikon
Scorialensis, resided in Dristra.138 This is in fact the the first source to
132 Skylitzes, John Tzimiskes, 18 (ed. Thurn, 310; transl. Flusin, 259; transl. Wortley, 294);
Russian Primary Chronicle, 90; Zonaras, XVII, 3.22–23; 4.5 (ed. Büttner-Wobst, 535, 536);
Tăpkova-Zaimova 1973, 91; Pritsak 1975, 232; Stephenson 2000, 53; Malamut 1995, 116; Spinei
2006, 176.
133 Skylitzes, John Tzimiskes, 18 (ed. Thurn, 310; transl. Flusin, 258–259; transl. Wortley,
294). See also Leo the Deacon, IX. 12 (ed. Talbot, Sullivan, 201).
134 Brezeanu 1991, 112.
135 Tăpkova-Zaimova 1975 a, 113–115.
136 Haldon 1999, 64.
137 Oikonomides 1965, 57–60; Oikonomides 1972, 255–277.
138 Oikonomides 1972, 264/265, 268/269.
38 chapter one
mention the new name of the city previously known as Dorostolon. The
name Dristra is most likely modeled after the Bulgarian name Drăstăr,139
which suggests that the Byzantine administration was making efforts to
win over its new subjects. However, the Bulgarian form of the name had
been familiar to the Byzantines since the late 9th century. In the so-called
Chronicle of Monemvasia, a confused tradition about the Avars maintains
that they were received by Justinian in “Dorostolon, called today Dris-
tra” (Δωροστόλῳ, τῇ νῦν καλουμένῃ Δρίστρᾳ).140 The Bulgarian name of the
town, Drăstăr, seems to have its origins in a person’s name—Dristros, a
Bulgarian count known from the reign of Symeon.141
In his account of the battle of Dorostolon, Leo the Deacon claims that
Emperor John Tzimiskes changed the name of the city into Theodoroupo-
lis to honor a miracle by Saint Theodore Stratilates, which had helped the
Byzantine army during the siege.142 That information does not appear in
other sources and it is even contradicted by the mention of the name Dris-
tra in the Taktikon Scorialensis and in the inscriptions of several lead seals
dated to that same period. Nonetheless, the name change from Dorostolon
to Theodoroupolis has by now been accepted by some historians.143 Four
seals from Preslav belonging to a man named Sisinios, protospatharios and
katepano of Theodoroupolis, confirmed that opinion.144 Ivan Jordanov ini-
tially believed that no less than three themes have been established in
971: Dorostolon, Thrace and Ioannoupolis, and Theodoroupolis. Accord-
ing to him, the latter was located north of the Danube and in the north-
ern part of Dobrudja.145 Later, Jordanov changed his position and claimed
that Theodoroupolis was in fact not Dorostolon, but Presthlavitza or Little
Preslav146 (the location of which will be discussed in chapter II. 2). Petre
Diaconu, following Nikolaos Oikonomides, was of a different opinion:
Sisinios was the commander of a tagma recruited from Euchaita, a city
in Paphlagonia (now Avhat, in Turkey) which was famous for the relics
of Saint Theodore Stratilates. Moreover, the metropolitan of Euchaita was
at Dorostolon with the Byzantine army. Thus, Leo the Deacon must have
mistaken Dorostolon for the city of Euchaita, about which Skylitzes knew
that it had received the new name Theodoroupolis in honor of the victory
of 971, attributed to the assistance of the military saint.147
Oikonomides offered a third solution: Dorostolon was indeed called
Theodoroupolis, but only for a short time. Sisinios must have been the
first governor of that province, and he had the rank of katepano. Dristra
was the new name introduced for the city and for the theme at some
point before 975 (the date of the Taktikon Scorialensis), probably at the
same time as Euchaita was renamed Theodoroupolis in honor of the local
saint, who had contributed to the victory of Dorostolon.148 After a while,
the rank of the commander residing in Dorostolon/Dristra was lowered
from katepano to strategos. That was the situation captured in the Tak-
tikon Scorialiensis, ca. 975.
Oikonomides placed in the same region of the Lower Danube another
province mentioned in Taktikon Scorialensis—“Western Mesopotamia”,
ruled by a katepano who had a strategos under his orders. The katepano
of Mesopotamia was not called “from the west”, but the existence of a
duke of Mesopotamia (an equivalent function)149 led Oikonomides to the
conclusion associate that the katepano was of Western Mesopotamia.150
One should note the high rank reserved for the katepano of Western
Mesopotamia in this list of offices, namely immediately after the dukes
of the eastern provinces.151 The dukes or katepanoi recorded in the list
were commanders of provinces—Antioch (duke), Mesopotamia (duke),
Chaldia (duke), Western Mesopotamia (katepano), Italy (katepano), Thes-
saloniki (duke), Adrianople (duke). Oikonomides believed that West-
ern Mesopotamia was the same as Atelkuz (a Hungarian word with the
same meaning, namely “between rivers”).152 This, however, would imply
that John Tzimiskes took over southern Moldavia as well. Oikonomides’
interpretation was adopted by others,153 but there is no proof for such an
researchers accepted only the existence of the strategy of Western Mesopotamia, the
katepanate being located in the east (Tăpkova-Zaimova 1973, 95–96; Wasilewski 1975, 641;
Tăpkova-Zaimova 1993, 96; Wasilewski 1995, 198–200; Madgearu 1999 a, 421–422; Madgearu
1999–2000, 5–7, 16; Stephenson 2000, 56). I have given up that interpretation as it was not
possible to have both a duke and a katepano at the same time within the same eastern
Mesopotamia.
154 Ostrogorsky 1956, 321; Treadgold 1997, 511.
155 See the gazetteer in Custurea 2000, 185–199.
156 Oikonomides 1998, 584–585.
157 Jordanov 1984, 99–105; Jordanov, Tăpkova-Zaimova 1988, 120; Jordanov 1993, 127–128,
nr. 237–238; Jordanov 2003 a, 98–99; Jordanov 2006, 130–131, nr. 168–169; Seibt 2008, 104;
Jordanov 2009, 435–436, nr. 1248–1249.
158 Oikonomides 1998, 583–584.
159 Skylitzes, Basil II and Constantine, 27 (ed. Thurn, 344; transl. Flusin, 287; transl. Wort-
ley, 326); Zonaras, XVII, 8.10 (ed. Büttner-Wobst, 559).
the recovery of the danubian frontier 41
the same time.170 The primary goal of the katepanate of Western Meso-
potamia was the defense against future Rus’ maritime attacks. Therefore,
the first structure created in 971 by John Tzimiskes in the Danube region
consisted of the katepanate of Western Mesopotamia (centered perhaps
at Noviodunum), the katepanate of Dristra (later turned into a strategy),
and the strategy of Ioannoupolis-Preslav (see Fig. 2).
After 975, the area dominated by the Byzantine Empire along the Dan-
ube extended farther to the west, as a strategy of Morava was established,
which is documented by the lead seal of Adralestos Diogenes, imperial
protospatharios and strategos of Morava. Morava, in this case, is the town
Moravon (modern Dubravica) located at the mouth of river by that same
name. Because this man was active during the reign of John Tzimiskes, it
could be inferred that he was appointed shortly after 976. The strategy of
Morava is not mentioned in the Taktikon Scorialensis, written before 975.171
It is not excluded that the advance toward the Morava was made from the
south, namely from Dyrrachion—and important position of the empire
in the western Balkans until 997. One indication of a southern direc-
tion is the ephemeral existence of a katepanate of Ras (near Novi Pazar),
which is documented by the seal of John, protospatharios and katepano
of Ras, dated to that same period. According to a tradition preserved in
the so-called Chronicle of the Priest of Duklja, the Byzantine army occupied
Raška shortly after the conquest of Bulgaria, but the local župan regained
his independence after Tzimiskes’ death.172 Because the authenticity of
that source was recently contested with strong arguments,173 a Byzantine
conquest of Ras in the aftermath of the conquest of Bulgaria remains to
be proven. If the information in the chronicle is to be trusted at all, the
katepanate of Ras must have existed for a short while after 971. The strat-
egy of Morava belonged to that katepanate which had no common border
with the theme of Dristra.
179 Skylitzes, Basil II and Constantine, chapter 13, 5; chapter 16, 11 (ed. Thurn, 255–256,
328; transl. Flusin, 216, 275; transl. Wortley, 246, 312); Zonaras, XVI, 23.32–34; XVII, 6. 2–5 (ed.
Büttner-Wobst, 495, 547); Stokes 1962, 483; Antoljak 1972, 379–384; Döpmann 1983, 47, 50.
Contra: Anastasijević 1930, 20–36; Stănescu 1968 a, 409–412; Ferluga 1976, 345–354.
180 Ljubinković 1973, 949–950; Popović 1978, 36–39.
181 Fine 1991, 188–189; Nikolov 2001, 142.
the recovery of the danubian frontier 47
soon after the victory in the Trojan mountain pass. During this campaign
two messages from Stephen Kontostephanos were sent at Preslav. Kon-
tostephanos’ predecessor for the years 976–985, Leo Melissenos, was also
in correspondence with the strategy of Preslav.186 It has been suggested
that Preslav remained under Byzantine control even after 986 because
there were too many strategoi of Ioannoupolis for the years 971–986,187
but nothing substantiates that suggestion. There is no reason to question
the possibility of five strategoi in succession over a 16-year long period
(for which see chapter II). Although he conquered the old capital, Samuel
continued to rule from Ochrid, which had a a better defense.
The Byzantine push into the Middle Danube region through the cre-
ation of a strategy of Morava must have caused a rapprochement between
the Hungarian duke Geza and Samuel, which took the form of a dynastic
alliance. In or around 995, Geza offered one of his daughters in marriage
to Gabriel, Samuel’s son and heir apparent (according to Skylitzes, Gabri-
el’s mother was a woman from Larissa). The marriage with the Hungar-
ian princess was however abandoned around 997, when Gabriel took as
wife a woman from Larissa, named Irene.188 At that moment, the strategy
of Morava had disappeared, most probably because of Samuel’s northern
offensive of 986. In that same year, some troops were transferred from
the Danube region to other provinces, which were under greater threats.
At Dinogetia, the barracks of the soldiers in the garrison installed there
soon after 971 were abandoned after a very short time, being replaced by
civilian dwellings.189 Northern Dobrudja (the katepanate of Western Mes-
opotamia) remained under Byzantine control after 986. A seal found in
Isaccea shows that the port was in operation after 986. The seal belonged
to David Kouropalates,190 the Armenian prince of Tayk who received the
title of kouropalates in 990 and who died in 1000.191 Since he was a high
official in the Byzantine army, his message was obviously addressed to a
local commander. A coin hoard of 49 nomismata in which the latest coins
have been struck between 977 and 989 was buried in Greci, 17 km south of
Garvăn, most likely in the circumstances of the war against Samuel.192
The Stone Dike became again useful for Bulgaria as the northern part of
Dobrudja remained under Byzantine control. The defense required repa-
rations and a military presence along that frontier. It appears that that the
mission entrusted to župan Demetrius at some point between 986 and
1000, as attested by the inscription from Mircea Vodă. The situation in
Dristra after 986 is far from clear. Although the Stone Dike most certainly
was the frontier of Bulgaria after 986, some historians believe that Dristra
remained under Byzantine control, because the historical narrative about
the offensive of 1000 makes no mention of that city.193 The current state
of research does not allow any conclusive answer to this question, but it
is more likely that Dristra was taken over by the Bulgarians in 986 or soon
after that. The city was too important to be left aside after the victorious
campaign of Samuel. A proof of the Bulgarian rule over the city is the exis-
tence of a workshop producing cast Bulgarian imitatations of Byzantine
coins, namely folles of types A1 and A2.194
An older generation of historians brought the period of Bulgarian revival
in association with a controversial source. In 1819, the French Byzantinist
of German origin Charles B. Hase published three notes in the appendix of
his edition of the Leo the Deacon’s Chronicle, which dealt with the life of
a Byzantine commander of a fort called Klimata, supposedly threatened
by un-named northern barbarians. The commander is said to have been
compelled to seek assistance against those enemies from a powerful ruler
called basileos, who lived somewhere in the north. Following Hase, histo-
rians called this text “The Note of the Gothic Toparch”, “The Note of the
Greek Toparch”, or “Hase’s Anonymous.” Nobody had seen the manuscript
after which Hase published his edition. The very confusing information in
195 Diaconu 1962; Cihodaru 1963; Diaconu 1965 b; Cihodaru 1965; Diaconu 1968, 357–369;
Bolşacov-Ghimpu 1972, 104–116; Mănucu-Adameşteanu 2001 a, 42–43; Damian 2004, 299;
Mărculeţ 2006, 304, 307–312.
196 Diaconu 1962, 1228.
197 Mărculeţ 2005, 35–36, 41–42; Mărculeţ 2005–2006, 310.
198 Bolşacov-Ghimpu 1972, 111.
199 Ševčenko 1971, 115–188.
200 See footnote 38 and Sokolova 1993, 99.
the recovery of the danubian frontier 51
201 For the history of this medieval city see now Rădvan 2010, 473–484.
202 Božilov 1978, 245–259; Diaconu 1981 b, 1111–1133.
203 For the forgery see now Medvedev 2000.
204 Skylitzes, Basil II and Constantine, 26 (ed. Thurn, 343–344; transl. Flusin, 287; transl.
Wortley, 326); Zonaras, XVII, 8.3–10 (ed. Büttner-Wobst, 559); Fine 1991, 197; Whittow 1996,
381; Haldon 2001, 106–107; Stephenson 2003, 111–112; Holmes 2005, 410, 413–414, 495; Yotov
2008 a, 349; Krsmanović 2008, 53, 149, 161. For the seals of Nikephoros Ouranos found in
Preslav and Silistra, see Jordanov 2009, 362–363, nr. 997–999.
52
chapter one
A new campaign led by Basil II in 1002 targeted the western part of the
Danube region, the area around Vidin, an important city conquered after
a difficult siege, which lasted from March to December. The navy made
again use of the “Greek Fire,” much like at Dristra in 971, but the besieged
were able to extinguish it. The strength of the precinct wall made the con-
quest difficult, and it seems that only the depletion of resources available
to people in Vidin made possible Basil II’s victory.205 As Nicolae Iorga has
suggested, Vidin was perhaps the center of an autonomous polity within
Samuel’s state.206 That city and its hinterland were now to the theme of
Dristra. The empire has become a neighbor of Hungary.
Two coalitions emerged in the Danube region in 1002. The aggressors
were Byzantium and Hungary, both powers aiming to take control over
the area. On the defending side there were Bulgaria, and a duchy that
had just rebelled against the Hungarian king. The information about that
duchy in the region now known as the Banat is included in the Legenda
Major Sancti Gerardi,207 the vita of the first bishop of Morisena-Cenad.
Morisena was the residence of a duke called Ahtum, who rose against the
King Stephen I of Hungary. Two dates have been advanced for the rebel-
lion and the subsequent war: 1003–1004, and sometimes between 1028 and
1034. The second interpretation208 supports the later chronology because
Ahtum was allied with the “Greeks”, as it is written in the source. In other
words, the war against Ahtum was waged at a moment of decline for the
Byzantine power in the region, namely after Basil II’s death in 1025. The
relation recorded in the tenth chapter in the surviving text of the Leg-
enda Major Sancti Gerardi contains several confusions and anachronisms,
which make difficult any attempt to establish a clear chronology and the
context of the events. For instance, Ahtum is said to have owned the for-
tresses of Severin and Vidin. However, this is more likely the situation of
the 13th and 14th centuries, when both fortresses belonged to Hungary,
and not that of the early 11th century. No fort existed in (Turnu) Severin
during the latter period. On the other hand, because the Byzantine army
had conquered Vidin in 1002, it is unlikely that Ahtum possessed it after
that. The most important objection concerns the international relations.
205 Skylitzes, Basil II and Constantine, 30 (ed. Thurn, 346; transl. Flusin, 289; transl. Wort-
ley, 328); Zonaras, XVII, 8.13–14 (ed. Büttner-Wobst, 560); Kuzev 1968, 37–44, 55; Kuzev,
Gjuzelev 1981, 103–105; Stephenson 2000, 65; Nikolov 2001, 151; Holmes 2005, 496; Strässle
2006, 168, 275.
206 Iorga 1937, 14.
207 SRH, II, 480–560.
208 Bálint 1991, 116–117.
54 chapter one
209 For the participation of Stephen I, see Györffy 1964, 149–154; Kosztolnyik 2002, 33.
210 Fehér 1921, 152–155; Györffy 1964, 149.
211 The same opinion in Strässle 2006, 155, 333. Makk 1994 a, 27–29 accepted that Samuel
was in conflict with Stephen I, but thought that Ahtum was his vassal, fighthing against
Samuel.
the recovery of the danubian frontier 55
but only in Macedonia. At that moment, the emperor’s intention was not
to eliminate Bulgaria, for he was satisfied with the recovery of the region
between the Lower Danube and the Stara Planina, as well as of the city of
Dyrrachion on the Adriatic coast, a position of considerable strategic and
economic importance. The future of Bulgaria was that of a client state.212
However, in 1014 Basil II changed his mind and decided to occupy all of
Bulgaria. He launched a campaign aimed at the conquest of Ochrid, the
Bulgarian capital. The decisive victory took place in the Kimbalongon
mountain pass on the Strymon River, on July 20th, 1014. The Hungarian
king Stephen I took part in that campaign as Basil’s ally.213 The follow-
ing Bulgarian emperors Gabriel (1014–1015) and John Vladislav (1015–1018)
continued the fight, but without much success. The last counteroffensive
was organized in 1017 by John Vladislav in cooperation with Krakras, a
local ruler from Pernik. The campaign ended in failure when Tzotzikios,
the strategos of the theme of Dristra, learned about their plans. The Bul-
garians tried to recruit the Pechenegs on their side, but the nomads did
not budge.214 This suggests that in 1017 the Pechenegs or at least some of
them, were again hostile to the Byzantine Empire, and that the army of
the theme of Dristra was able to prevent their invasion.
The remaining part of Macedonia, including Ochrid, the last capital of
Bulgaria, was occupied in 1018. The theme of Bulgaria was organized in the
same year and included the central region of the Balkans conquered from
Bulgaria after 1014, but without the region by the Danube, which remained
attached to the province of Dristra. The residence of the duke of Bulgaria
was in Skopion (Skopje), and the first to occupy that position was David
Arianites, former duke of Thessaloniki.215 This book is not dealing with
the history of that theme, except in relation to the changes in its organiza-
tion taking place after 1071, when a part of the Middle Danube region was
attached to the theme of Bulgaria.
The region along the Danube to the west from Vidin made up a dif-
ferent province, created after 1019, when the Byzantine army moved
into the north-western parts of Bulgaria, all the way to Sirmium (Srem-
ska Mitrovica), a city said to have been under a Bulgarian “strategos.”
The name Sermon given for this commander by Skylitzes appears to be
a confusion with the name of the city.216 Gold imitations of Byzantine
nomismata, struck by a certain Sermon stratilates (the latter word being
the Greek term for “general”) and said to have been found somewhere in
the Danube region have been attributed to that Bulgarian commander.217
They are nothing else but forgeries dated ca. 1870.218 Following some strat-
agem, the commander of Sirmium was killed by the general Constantine
Diogenes. The theme of Sirmium was thus created in the north-western
territory, perhaps on the basis of the former theme of Morava. The new
province included the cities of Belgrade and Braničevo, which, like Sir-
mium, had been part of Bulgaria since the early 9th century. The first
commander of the theme of Sirmium was duke Constantine Diogenes,
who later moved to the theme of Bulgaria.219 The theme of Serbia, which
is sometimes mistaken for the theme of Sirmium,220 was actually in what
is now Montenegro. That theme was administrated by local Serbian rul-
ers, like Ljudevit, who is mentioned in 1039 with the title of strategos of
Zachlumia and Serbia.221
It appears that the theme of Sirmium had a bridgehead on the left bank
of the Danube, at Kuvin, the purpose of which was the defense of the
216 Skylitzes, Basil II and Constantine, 44 (ed. Thurn, 365–366; transl. Flusin, 303–304;
transl. Wortley, 345); Bănescu 1946, 26–27, 120–123, 135 Stephenson 2000, 66; Nikolov 2001,
149–150.
217 Schlumberger 1925, II, 417–418, 420 (the image of the coin); Iorga 1937, 9.
218 Metcalf 1979, 54; Oberländer-Târnoveanu 2005, 188, 190; Jordanov 2011 d, 135–139. The
forgeries may be attributed to a Bulgarian or a Serbian person, someone well acquainted
with the medieval history of the region, for Sermon appears to have been taken as a symbol
of the unity of the southern Slavs (Bulgarians and Serbs), during the period just before the
liberation of Bulgaria from the Ottomans (1878) and while Serbia existed as an autonomous
kingdom supported by Russia.
219 Wasilewski 1964, 473–474; Kühn 1991, 233–235; Bálint 1991, 104; Stephenson 2000, 66,
74, 124; Holmes 2005, 423, 425; Strässle 2006, 406; Krsmanović 2008, 198–199; Krsmanović
2009, 76.
220 Laurent 1957, 185–195; Wasilewski 1964, 465–472.
221 Maksimović 1996, 54–56; Stephenson 2000, 66, 74, 123, 126–129; Stephenson 2003,
122–124.
the recovery of the danubian frontier 57
More than 700 lead seals dated from 971 to 986, 1000 to 1050, and 1060 to
1088 have been found in a single building in Preslav. Most of them were
attached to messages dispatched to military commanders and officials in
that town, while others accompanied copies of letters sent from Preslav,
which were preserved in the archive stored in that building. The number
of lead seals from Preslav is so large, that it may be used to clarify the
prosopography and administrative evolution of the territories conquered
by the Byzantine Empire in Bulgaria. The Preslav archive includes lead
seals of the following strategoi of Ioannoupolis that could be dated from
971 to 986, the latter being the date on which the city was conquered by
the revived Bulgarian state of Samuel:
All of them had the rank of basilikos protospatharios. Besides the chief
commanders of the theme, we know the name of an officer, Adrian, who
also had the rank of basilikos protospatharios, but served as a simple tur-
march of Preslav. His seal is dated after the moment the city reverted to
its old name.2 A deputy of the commander (ek prosopou) of the theme
1 Jordanov 1982 b, 35–39; Jordanov 1987 a, 89–92; Jordanov 1993, 19, 128–137; Oikonomides
1998, 583–584; Stephenson 2000, 56; Frankopan 2001, 75–97; Jordanov 2003 a, 100–102, nr. 35
B. 15–18, 105, nr. 38. 1, 106, nr. 38. 2, A. 3; Božilov 2008, 93, 95; Yotov 2008 a, 348; Krsmanović
2008, 138; Jordanov 2009, 437–438, nr. 1261–1266, 443–444, nr. 1283–1290; Jordanov 2011 a, 81,
nr. 4–23; Jordanov 2011 b, 201. Stoimenov 1996, 84 believes that the residence of strategos
Katakalon was Helioupolis (Emesa in Syria), which received its name in 975.
2 Nesbitt, Oikonomides 1991, 153–154, nr. 69.2.
60 chapter two
3 Jordanov 1993, 144, nr. 290; Jordanov 2003 a, 102, nr. 35 B 19; Jordanov 2009, 439,
nr. 1269.
4 Jordanov 1993, 131–132, nr. 250; Jordanov 2003 a, 101, nr. 35B18; Jordanov 2006, 310,
nr. 526; Yotov 2008 a, 351–352; Jordanov 2009, 438–439, nr. 1267–1268.
5 Jordanov 1982 a, 12–23; Diaconu 1986, 173–177; Jordanov 1987 a, 91; Jordanov 1993, 136–
137, nr. 259–277, 232, nr. 271 a; Frankopan 2001, 88; Jordanov 2002, 82, nr. 3, 85, nr. 12; Jordanov
2006, 360–362, nr. 604–630; Yotov 2008 a, 346–347; Božilov 2008, 93; Jordanov 2009, 414–415,
nr. 1164–1165, 436–437, nr. 1250–1260, 445, nr. 12929–1310; Jordanov 2011 a, 81, nr. 2–23.
6 Mititelu, Barnea 1966, 46–48; Barnea, Ştefănescu 1971, 75.
7 Tăpkova-Zaimova 1973, 91–92; Jordanov 2009, 259, nr. 709. For persistence in the old
error, see Mărculeţ 2005, 27–28; Mărculeţ 2005–2006, 306; Mărculeţ 2008, 177–181; Mărculeţ
2010 a, 203–207. Moreover, Mărculeţ reproduces Ion Barnea’s wrong idea about the owner
of the seal being an “Istrian strategos” and identifies him with the strategos Leo Chalkotubes
mentioned in 1036 (for whom, see below).
the military organization of the danube region 61
and the presence of such a person in the area is obviously linked to that
of the emperor.
The list of strategoi succeeding Leo Sarakinopoulos in office is as
follows:
Because the name Dorostolon was more similar to the ancient Durosto-
rum, it appears to have been first used in the official title, before Dristra
was adopted instead. As already mentioned, the new name first appears
in 975 in the Taktikon Scorialensis. If Arkadios and Marianos are the only
commanders of Dorostolon, then they must have followed Leo Saraki-
nopoulos, and each other, in rapid succession before 975. There are so
far no other known commanders of Dorostolon. Tzotzikios’s title, which
8 Jordanov 1993, 118, nr. 217; Jordanov 2002, 82, nr. 4; Jordanov 2003 a, 65, nr. 23.2; Ivanov
2008, 138, nr. 2; Božilov 2008, 93; Jordanov 2009, 415, nr. 1166, 499, nr. 1510–1516; Jordanov
2011 b, 202.
9 Jordanov 2011 a, 81, nr. 1.
10 Jordanov 1993, 119, nr. 218–219; Jordanov 2002, 83, nr. 7; Jordanov 2003 a, 66, nr. 23.5;
Božilov 2008, 93; Yotov 2008 a, 348; Jordanov 2009, 415–416, nr. 1170–1171; Jordanov 2011 a, 82,
nr. 30–31. Possibly the same with the strategos of Ioannoupolis mentioned above.
11 Seibt 1995, 224 (who read Basileios); Jordanov 2002, 82–83, nr. 5; Jordanov 2003 a, 65,
nr. 23.3, Jordanov 2009, 415, nr. 1167; Jordanov 2011 a, 82, nr. 25–26.
12 Stănescu 1968 b, 44; Diaconu, Vâlceanu 1972, 18; Jordanov, Tăpkova-Zaimova 1988, 120,
122; Jordanov 1992 a, 286, nr. 13; Tăpkova-Zaimova 1993, 97–98; Jordanov 2000, 138, nr. 27;
Jordanov 2002, 85, nr. 13; Jordanov 2003 a, 102, nr. 35 C 20; Božilov 2008, 95; Krsmanović
2008, 138–139, 195 (dated to the beginning of the 11th century); Jordanov 2009, 439–440,
nr. 1270–1271.
13 Bănescu 1927, 17; Bănescu 1946, 52, 69–70; Stănescu 1968 b, 42–43; Barnea, Ştefănescu
1971, 89; Tăpkova-Zaimova 1973, 103; Jordanov, Tăpkova-Zaimova 1988, 122; Jordanov 1992
a, 288–289, nr. 19; Jordanov 2000, 138, nr. 31; Jordanov 2002, 83, nr. 6; Jordanov 2003 a, 66,
nr. 23.4; Božilov 2008, 95; Jordanov 2009, 416, nr. 1168, 1169; Jordanov 2011 a, 82, nr. 27–29.
A signet ring of the same commander was published by Markov 1998, 63–66.
14 Skylitzes, Basil II and Constantine, 40 (ed. Thurn, 356; transl. Flusin, 297; transl. Wort-
ley, 337); Bănescu 1946, 70; Stănescu 1968 b, 43; Barnea, Ştefănescu 1971, 93; Jordanov 1995,
210; Božilov 2008, 95.
62 chapter two
force in the new theme shows that that was still an occupation regime,
not a civilian administration.19
The final victory against Bulgaria in 1018 brought a new military and
administrative organization of the Balkan Peninsula, primarily through
the creation of the themes of Bulgaria, Sirmium and Serbia. Follow-
ing Nicolae Bănescu20 and several other historians,21 I have elsewhere
advocated the idea that the province of Paradunavon may be dated to
1018–1020, at the same time as the themes of Bulgaria and Sirmium.22 By
contrast, Ivan Jordanov,23 Paul Stephenson,24 Boris Borisov,25 Ioan Bica26
and Bojana Krsmanović27 believe that the absence of seals of the katepano
of Paradunavon dated before the 1050s can only mean that the theme of
Paradunavon theme had not yet been established. According to them,
the theme called Dristra must have remained in existence until the Pech-
eneg troubles of 1045 caused a re-shuffle of the organization of the Lower
Danubian region. Tadeusz Wasilewski advanced a third interpretation,28
according to which the theme or duchy of Paradunavon appeared in 1027,
as a result of the Pecheneg raid of that same year. The discovery of a seal
of Leo Drymis, anthypatos, patrikios and katepano of Dristra has put an
end to this controversy. The title of katepano proves that Leo was the
commander of the theme, and not of the city of Dristra.29 It is known
that he was vestis and katepano of Bulgaria sometime between 1055 and
1065 (Werner Seibt has established a new chronology for his seals).30 He
must therefore have been katepano of Dristra before that, which implies
that the official name Dristra for the Danube province remained in use
until the mid-11th century. This is now a final conclusion.
The first known commander of the theme of Dristra, whose term may
be associated with precisely dated events (the Rus’ attack of 1043, for
which see chapter III. 2), is vestis Katakalon Kekaumenos, whom Skylitzes
describes as “ruler (archon) of the Istrian cities and lands” (ἄρχων ὢν τῶν
παρὰ τὸν Ἴστρον πόλεων καὶ χωρίων). This is in fact a well known char-
acter of Byzantine history. In April 1042, Katakalon Kekaumenos was in
Constantinople, while at some point during the last months of 1045 he
was appointed duke of Iberia. This must therefore have become katepano
between 1042/1043 and 1045.31 Two seals of Κατακαλὼν Καμεν, ἀνϑύπατος
καὶ κατεπάνο were found in Pliska.32 They show that the office of katepano
has been introduced to the Danube province of Dristra in the 1040s, most
probably as a response to the serious Pecheneg invasion of 1036. A katepano
or a duke was the commander of tagmata, a kind of professional soldiers
dispatched from the central army. In older themes, commanders contin-
ued to be called strategoi until the first two or three decades of the 11th
century, but provinces created under Basil II had dukes or katepanoi as
commanders, no doubt because troops under their command were units
of the central army (tagmata). The first dukes are mentioned in the west-
ern provinces of the Empire, in Thessaloniki and Adrianople, and then in
Western Mesopotamia. After 976, dukes became involved primarily in the
war against Samuel, and new and better troops stationed in Thessaloniki
and Adrianople were put under the command of dukes, who replaced the
strategoi. Thessaloniki and Adrianople became the most important mili-
tary bases of the Balkan region under Basil II.33
The next katepano of the Danube province was patrikios Michael, son
of Anastasios. According to Skylitzes, he was the “ruler of the Paristrian
cities” (ἄρχων τῶν παριστρίων πόλεων). Michael is mentioned two times
in relation to the Pecheneg crisis of the 1040s, which will be discussed
31 Skylitzes, Constantine Monomachos, 6 (ed. Thurn, 433; transl. Flusin, 360; transl. Wort-
ley, 407); Bănescu 1946, 74–78; Barnea, Ştefănescu 1971, 127; Wasilewski 1975, 643; Jordanov
1995, 210–211; Mănucu-Adameşteanu 2001 a, 177; Jordanov 2003 b, 63–64; Bica 2003, 98–99;
Božilov 2008, 96; Jordanov 2011 a, 113. For his career, see Savvides 1986–1987, 22–23.
32 Jordanov 1992 a, 290–291, nr. 24; Jordanov 2000, 139, nr. 35; Jordanov 2006, 174–176,
nr. 257–258; Jordanov 2009, 488, nr. 1465–1466.
33 Cheynet 1985, 186; Holmes 2005, 403–412; Strässle 2006, 216; Krsmanović 2008, 77–79,
143, 148–159; Krsmanović 2010, 609–610, 623–625, 631.
the military organization of the danube region 65
34 Skylitzes, Constantine Monomachos, 16–17 (ed. Thurn, 455–459; transl. Flusin, 377–380;
transl. Wortley, 427–430); Bănescu 1946, 74–78; Barnea, Ştefănescu 1971, 129–130; Wasilewski
1975, 643–644; Mănucu-Adameşteanu 2001 a, 178; Jordanov 2003 b, 64–65; Bica 2003, 99–100;
Božilov 2008, 96.
35 Lefort 1976, 273–284.
36 Kazhdan 1977, 65–77. Shepard 1975, 71–75 had dated the invasion of Tyrach to the
winter 1048–1049, but it was only Lefort’s demonstration that settled the issue.
37 Skylitzes, Constantine Monomachos, 17 (ed. Thurn, 458; transl. Flusin, 379; transl. Wort-
ley, 429–430); Kekaumenos, 47 (ed. Spadaro, 82/83).
38 Nesbitt, Oikonomides 1991, 150, nr. 65.1; Jordanov 2002, 81–82, nr. 2; Jordanov 2003 a,
62; Božilov 2008, 96. Only the letters . . . ist . . . remained from the name of the province, and
this cannot be “Paristrion” as suggested in the Dumbarton Oaks Catalogue, because all other
seals indicate “Paradunavon.” Mănucu-Adameşteanu 2001 a, 183 dated him without any
arguments to the third quarter of the 11th century. I have previously (Madgearu 1999 a, 422)
advanced the idea that this katepano was in office in 1010ss or 1020s, as I believed the theme
of Paradunavon to have come into being immediately after 1018. My (wrong) conclusion was
reproduced by Mărculeţ 2005, 60 and Meško 2006, 131.
39 Skylitzes, Michael the Old, 12 (ed. Thurn, 498; transl. Flusin, 409; transl. Wortley, 463).
66 chapter two
40 Attaliates, ed. Bekker, 37–43, 97 (ed. Pérez Martín, 29–33, 73–74); Skylitzes, Constan-
tine Monomachos, 17 (ed. Thurn, 458; transl. Flusin, 379–380; transl. Wortley, 430–431); Keka-
umenos, 67 (ed. Spadaro, 100/101); Bănescu 1946, 83; Stănescu 1966, 55; Diaconu 1970, 75,
93; Mănucu-Adameşteanu 2001 a, 178; Bica 2003, 139–141; Stoimenov 2008, 177–180. In 1059,
Nikephoros Botaneiates was duke of Edessa and Antioch (Cheynet 1983, 461; McGeer, Nes-
bitt, Oikonomides 2005, 24; Karagiorgou 2008, 108–111, 128).
41 Attaliates, ed. Bekker, 67 (ed. Pérez Martín, 51–52); Skylitzes Continuatus, 107;
Zonaras, XVIII, 6.1–5 (ed. Büttner-Wobst, 671); Matthew of Edessa, II, 5 (ed. Dostourian,
90–91); Michael the Syrian, XV.2 (ed. Chabot, 165) (the attack of Isaac against Partiqayê, the
Pechenegs); Diaconu 1970, 76–77; Spinei 2006, 197; Spinei 2009, 112.
42 Atanasov, Jordanov 1994, 37–40, nr. 116; Jordanov 1995, 212; Jordanov 2003 b, 65; Jor-
danov 2006, 128–130, nr. 167; Krsmanović 2008, 195; Božilov 2008, 96 (dated around 1065);
Jordanov 2009, 494, nr. 1490.
43 Jordanov, Žekova 2007, 125, nr.326; Jordanov 2009, 494, nr. 1491.
44 Zonaras, XVIII, 10.12 (ed. Büttner-Wobst, 684); Dančeva-Vassileva 2004, 24. For the
titles of Romanos Diogenes, see Jordanov 2003 b, 65.
the military organization of the danube region 67
military operations against the Pechenegs north of the Danube who con-
trolled at that time the southern bank of the river as well.
In my opinion, Romanos Diogenes’s successor was Demetrios Katakalon,
the first commander to be called katepano of Paradunavon. Five seals
(among which two from Silistra and one from Pliska) have him with the
title anthypatos, patrikios and katepano of Paradunavon.45 A chronologi-
cal point of reference for his career is the destruction of Krivina, a set-
tlement on which another one of his seals was found, which bears the
titles patrikios and strategos. The Krivina seal must obviously be dated
before Demetrios Katakalon became katepano of Paradunavon. Another
seal mentioning him as strategos, not katepano was found in Silistra.46 As
patrikios and strategos, Demetrios Katakalon must have been the com-
mander of an unknown city in the region. According to the numismatic
evidence, the settlement in Krivina was destroyed during the Pecheneg
invasion of 1047. Petre Diaconu therefore believed that Demetrios Kataka-
lon had been appointed strategos in the late 1030s.47 He then became the
commander of Paradunavon at some point after 1050 or even after 1055,
since is known to have become proedros at a later time, after obtaining
the command of Paradunavon. The rank of proedros was bestowed upon
provincial dukes particularly during the reign of Constantine X.48 On the
other hand, according to three seals from Silistra, Demetrios Katakalon
received two other titles while being katepano of Paradunavon, namely
anthypatos and vestis.49 This can only mean that he remained in office
for quite some time. This strongly suggests that his term post-dated that
of Romanos Diogenes, and that it therefore started after 1055. The time
span between the moment in which he was appointed strategos (around
1040) and the moment in which he is known to have been proedros and
katepano (after 1055) is consistent with the cursus of the average Byzan-
tine commander.50
54 Stănescu 1968 b, 56–57. The name was most obviously still in use in the 14th century
in Bulgaria. Emperor Ivan Alexander is said to have been ruler of Podunavie in a document
dated to 1337 (Petkov 2008, 468).
55 Some studies mention the year 1064, but the right date results from the chronicle of
Matthew of Edessa (see below).
56 Attaliates, ed. Bekker, 83 (ed. Pérez Martín, 63); Skylitzes Continuatus, 113–114; Zonaras,
XVIII, 9.2 (ed. Büttner-Wobst, 678).
57 Wasilewski 1964, 479–480 (Basil Apokapes in west, Botaneiates in east). The theory
was reproduced with some changes in Wasilewski 1995, 198.
58 Diaconu 1970, 82–99.
59 Bănescu 1946, 32–34, 89–90, 142–143. See also Cheynet 1983, 461–462; Kühn 1991, 230;
Grünbart 1998, 38; Karagiorgou 2008, 128–129; Jordanov 2011 c, 182.
60 Kekaumenos, 181 (ed. Spadaro, 218/219); Bănescu 1946, 144; Kühn 1991, 230; Jordanov
1993, 160–161, nr. 323; Jordanov 2009, 483, nr. 1444; Valeriev 2010, 428; Jordanov 2011 c, 157–
158, 182.
61 Bănescu 1946, 84–90.
70 chapter two
province near the Danube”). If so, then Basil Apokapes was simply duke
of Iberia, like John Monasteriotou, who is mentioned after him. The exis-
tence of two dukes in Iberia means that one of them, Basil Apokapes, was
in fact the ruler of the Armenian-Georgian district of Tayk.70
In conclusion, the final part of the will reads κατεπάνω Ἐδέσες
Ἰωάννου τοῦ Δουκήτζη, δουκῶντος Ἀδριανοῦ Ἀντιοχείας, Ἀαρὼν προέδρου
καὶ αυτοδέλφου τῆς αυγούστης Μεσοποταμίας τοῦ παραδούναβι, Βασιλείου
μαγίστρου, Ἰωάννου Μοναστιριότου Ἠβηρίας, πανκρατίου Βαασπρακανίας καὶ
Ἰωάννου κοροπαλάτου καὶ δομεστίκου τῶν σχολῶν αυτοδέλφου τοῦ βασιλέως
Κομνηνοῦ. John Dukitzes, Aaron, John Monasteriotes and John Comne-
nos are all well-known men. Adrian was identified with a member of the
Dalassenos family; Pankratios (the duke of Vaspurakan) is the same with
the Armenian prince Bagrat Vakhac’i.71 Magister Basil has no relation with
the name Paradunavon. On the other hand, the form τοῦ παραδούναβι may
simply be a mistake if it is taken as the title of a provincial commander. In
that case, it should read τοῦ παραδούναβου. At any rate, the phrase must be
understood as “the man from the Danubian region,” and applies to Aaron,
and not to Basil.
Ion Barnea72 defended Bănescu’s idea with new arguments concerning
the relationship between Basil Apokapes and Paradunavon, when pub-
lishing a seal found during archaeological excavations in Nufăru.73 Three
other, identical seals have been discovered in Silistra, Bradvari, and an
unknown location in north-eastern Bulgaria, while a fourth one is known
from the Zacos collection.74 All of them have the legend “Basil Apokapes,
magistros, vestis and dux” (μαγίστρῳ βέστῃ καὶ δουκὶ). The complete text
of the legend was established by M. Grünbart after the piece from the
Zacos collection (the single one preserved entirely).75 None of those seals
mentions the name of the province, for which Basil Apokapes served
as duke.
Because several seals of Basil Apokapes have been discovered within the
territory of Paradunavon, Barnea believed he had been the commander of
70 So Bartikian. Yuzbashian 1973–1974, 164–165 rejects the idea of Apokapes being duke
of Iberia, but failed to offer an identification for Tayk.
71 Lemerle 1977, 40–42. For Pankratios see also Yuzbashian 1973–1974, 152.
72 Barnea, Ştefănescu 1971, 133.
73 Barnea 1986, 271; Barnea 1987 a, 194; Barnea 1987 b, 84–85, nr. 7.
74 Jordanov 1986, 123–124; Grünbart 1998, 37–38; Jordanov 2003 b, 66; Jordanov 2006,
56–57, nr. 43–45; Jordanov 2009, 485, nr. 1449–1451.
75 Grünbart 1998, 37–38.
72 chapter two
that province.76 The same line of reasoning was followed in a much cited
study of the diffusion of seals.77 In fact, all that those seals from Paradu-
navon show is that Basil Apokapes had for a while some office imply-
ing correspondence between him and officers in that province. The seals
themselves do not prove in any way that he was the commander of the
province, since it is quite possible that he was the commander of an army
corps moved to Paradunavon from elsewhere.
Basil Apokapes is also mentioned in the chronicle of Matthew of Edessa
as having been at the head of an army, which Emperor Constantine X
sent to the Danube against the Oghuz. The Armenian chronicle covers
the period between 952 and 1136, the year of its author’s death. Although
primarily dealing with events in Armenia, it often offers useful details
about developments elsewhere in the Empire, on the basis of informa-
tion from other, now lost sources. Edouard Dulaurier’s old translation was
used by most historians who wrote on Basil Apokapes. The more recent
English translation is based on a diferent, and apparently better manu-
script. According to that manuscript, “in the year 514 of the Armenian
era [1065–1066], during the reign of the Roman emperor Dukas, a great
war broke out in the West caused by the nation of the Uzes. The emperor
Dukas collected troops from all the Greeks and from the forces of Arme-
nia. He appointed the illustrious Roman magnate Basil, the son of Abukab,
as commander of these forces. Basil, advancing with many troops, came
and descended upon the great river called the Danube. Here on the banks
of the river a violent battle took place between the Romans and the Uzes,
and there was heavy slaughter on both sides (. . .). The enemy captured
Basil, the Roman general, and led him into captivity to their country (. . .).
For many years Basil remained captive in the country of the Uzes (. . .).
After a while one of the infidel troops contemplated freeing Basil, and the
general, in turn, promised to give him many things, including a position
of high rank from the emperor. A few days later this man, with the help
of some of his friends, snatched Basil and immediately brought him to
the emperor Dukas. Thus there was much rejoicing among all the Greeks,
and the emperor gave many gifts to those who had brought Basil. After
this Basil came to his father Abukab in Edessa.”78 Matthew of Edessa
76 Barnea 1987 a, 194. The same opinion (Basil Apokapes as duke of Paradunavon between
1059 and 1065) at Mărculeţ 2005, 65–68; Mărculeţ 2008, 189–196; Božilov 2008, 96; Mărculeţ
2009, 163–177; Jordanov 2011 a, 114–115.
77 Cheynet, Morrisson 1990, 118.
78 Matthew of Edessa, II, 24 (ed. Dostourian, 105); Yuzbashian 1973–1974, 146–147.
the military organization of the danube region 73
mentions another transfer of troops from the East to the Danube, when
in 1040 Emperor Michael IV moved troops from the themes of Sebasteia,
Taron and Vaspurakan against the Bulgarian rebel Peter Delian.79 So, this
was not something unusual.
To judge from the information culled from the chronicle of Matthew
of Edessa, Basil Apokapes came to the Danube in 1065 as duke of an
army gathered from several provinces, including Armenia. It is quite clear
that he was not appointed commander over any province in the region
to which the army had been sent.80 This explains quite neatly why the
seals of Basil Apokapes have no mention of province in relation to his title
of duke. He was neither a deputy, nor the commander of Paradunavon,
but the general of the troops summoned for assistance. Like Michael
Attaliates and the continuator of Skylitzes, Matthew of Edessa knew that
Basil Apokapes had escaped from the captivity, but added that he later
returned to his father Aboukab (Michael Apokapes) in Edessa. He gives
further details about Basil’s life, including the fact that he died Edessa in
1083 or 1084.81 For this Armenian historian from Edessa, Basil Apokapes
was a great local hero, the member of an illustrious family. Even though
he wrote at a great distance from the Danube, he was well informed about
his hero’s life. There is no reason to doubt his testimony, and completely
pointless to rely instead on the chronicle of Smbat Sparapet,82 who pro-
vides no additional details of any relevance, since his is just a summary
of Matthew’s account.
Michael Attaliates and Skylitzes wrote about Basil Apokapes battling
the Seljuk Turks as commander of Mantzikert (a fortress in the theme
of Vaspurakan, which was the province created after the occupation of
the Armenian kingdom with the same name in 1022).83 In 1054 or 1055 he
was the strategos of that city (Attaliates calls him a hegemon), but not the
katepano of the province, as attested by a seal from the Zacos collection,
84 Attaliates, ed. Bekker, 46 (ed. Pérez Martín, 35); Skylitzes, Constantine Monomachos, 19
(ed. Thurn, 462–464; transl. Flusin, 382–383; transl. Wortley, 432); Bănescu 1946, 85; Grous-
set 1947, 597–598, 600; Grünbart 1998, 33.
85 Jordanov 1986, 126; Jordanov 1992 a, 283; Grünbart 1998, 35–36; Jordanov 2000, 138;
Mănucu-Adameşteanu, Jordanov 2002, 125; Jordanov 2003 a, 43, nr. 14.1; Jordanov 2006, 56,
nr. 40–42; Jordanov, Žekova 2007, 108, nr. 278; Jordanov 2009, 407–408, nr. 1130–1133.
86 Grünbart 1998, 36.
87 Seibt 1978, 226; Cheynet 1983, 471. For instance: Iberia: Michael Iasites (1044–1045),
Ioannes Monasteriotes (1059); Bulgaria: Michael Saronites (1073–1074); Dyrrachion: Michael
Maurik (1067). See Yuzbashian 1973–1974, 164; Kühn 1991, 189, 226, 231, 238.
88 For his career see also Savvides 1991–1992, 98–103; Grünbart 1998, 37–40.
the military organization of the danube region 75
in 1065, he was
– vestarches and katepano of Vaspurakan, as well as magistros, vestis and
duke of an unspecified province;
he became
– proedros, protonobelissimos, and duke of Edessa after 1077;
finally, he was sebastos and duke of Edessa between 1081 and 1083.
105 Ştefan, Barnea 1967, 332–334; Barnea 1980, 271–273; Jordanov 1993, 110, nr. 195–196, 144,
nr. 289; Jordanov, Tăpkova-Zaimova 1988, 124; Stephenson 2000, 94; Mănucu-Adameşteanu
2001 a, 182; Jordanov 2003 a, 137–138, nr. 58. 3; Jordanov 2003 b, 70; Jordanov 2009, 401–402,
nr. 1109–1110, 464–465, nr. 1377.
106 The same date at Božilov 2008, 96.
107 Bănescu 1946, 70–71. Followed by Stănescu 1968 b, 46; Barnea, Ştefănescu 1971, 93–94;
Mărculeţ 2005, 60.
108 Ştefan, Barnea 1967, 332–334.
109 See Diaconu 1969 a, 49 (the chapel); Diaconu 1978, 129 (the cemetery). The necropolis
is published by Ştefan, Barnea 1967, 367–373.
110 Diaconu 1992 c, 359–361; Jordanov 1993, 193–194, nr. 402–403; Mănucu-Adameşteanu
2001 a, 183; Jordanov 2006, 155–156, nr. 229–236.
the military organization of the danube region 79
115 Michael the Syrian, XV.12 (ed. Chabot, 204); Spinei 2009, 119.
116 Bogrea 1971, 49–50; Drăganu 1933, 573–575; Necşulescu 1937, 135–141, 148–150. More-
over, that Tátos was a Pecheneg is explicitly mentioned by both Attaliates and Zonaras.
117 Kinnamos, III, 8; V, 16 (transl. Brand, 86, 186); Bogrea 1971, 35; Stephenson 2000, 192,
225.
118 Madgearu 2006, 213–221.
119 Necşulescu 1937, 122–151; Diaconu 1970, 100–116; Tanaşoca 1973, 64; Malamut 1995,
130–131; Spinei 2009, 119.
120 Skylitzes Continuatus, 166; Attaliates, ed. Bekker, 205 (ed. Pérez Martín, 151); Zonaras,
XVIII, 7.3–4 (ed. Büttner-Wobst, 713).
121 Oikonomides 1986 b, 93–94, nr. 95; Jordanov 1992 b, 238–239, nr. 14–15; Jordanov 2006,
306–308, nr. 521–522; Jordanov 2009, 652, nr. 2005–2007.
the military organization of the danube region 81
master Dukas” (ἄναξ is “lord”, and it was used in that sense to refer to an
emperor, a king, but also to the master of a house). The word ἄνϑροπος
denotes the condition of doulos of the emperor. It is important to note
that the same phrase (ἄνϑροπος αυτοῦ) was employed by Anna Comnena
to refer to the Bohemond of Taranto as her father, Emperor Alexios’
liegeman.122 On the other hand, according to the same Attaliates, Nestor
was οἰκειοτάτως. He therefore belonged to the group of oikeioi, the entou-
rage of the emperor, oikeios being identical with doulos. An oikeiotatos
was on the highest position in the oikos (the imperial court), almost at
the same level as the emperor’s kinsmen.123 Because the archaic name
“Illyrian” could refer only to Serbs or to Vlachs,124 Nestor must have been
a formerly local ruler from Dioclea or Macedonia, who had offered his
territory to Constantine X, or an aristocrat who had entered the impe-
rial service. According to the continuator of Skylitzes, Nikephoritzes had
previously confiscated his wealth. Revenge must therefore have been on
his mind, when, according to Attaliates, he joined the rebels, because of
being of the same origin (τῷ ὁμοτίμῳ τοῦ γένους). Some have interpreted
this passage as proof that Nestor was Bulgarian, under the assumption
that Dristra was inhabited only by Bulgarians.125 However, the Byzantine
author and other like him in Constantinople regarded people both from
the Danube regions and from Illyria as not quite Byzantine, either “half-”
or even “under-Byzantines,” or “inside foreigners.”126 For Attaliates, there-
fore, Nestor shared the same inferior condition with the inhabitants of the
city, who like him were on the periphery of the civilized world, although
not necessarily “Illyrian” stricto sensu.
The discovery of two seals of Nestor in Silistra shows that prior to his
joining the rebels, he had been in contact with them or with someone in
the city. Shortly after his appointment, he must have been based elsewhere
in Paradunavon, for he would not othwerise have used the phrase “man of
the emperor” on his seal. In other words, it took some time between his
correspondence sealed with seals mentioning that phrase and his defec-
tion to the rebels’s side. Where was Nestor, when writing his letters? He
may have been in Isaccea or some other city in Paradunavon not affected,
at least initially, by the rebellion of 1072. Upon his arrival to Dristra, Nestor
realized that he could not appease the rebels. In control of the situation was
the Pecheneg chieftain Tatós. Under such circumstances, Nestor had no
choice but to put himself at the head of the rebellion against the emperor
and his personal enemy, Nikephoritzes. It is possible that he established
contact with the Bulgarian and Serbian rebels from the theme of Bulgaria,
who are also mentioned in 1072.127 Nestor appears to have shared power
with Tatós and led a Pecheneg army against Constantinople in 1075. There
were not enough troops in the capital to march against the Pechenegs, but
the march was unexpectedly interrupted when Nestor learned Tatós had
sent men to kill him. It is not altogether clear whether this is what hap-
pened or simply a rumor, possibly spread by someone in the service of the
emperor. In any case, Nestor and his men returned to Paradunavon (with
plenty of prisoners and booty from Macedonia and Thrace), and nothing
is known about him after that.128
For some years, the northern part of Dobrudja remained under the
authority of the empire. A provincial mint, in which coins were cast,
instead of being struck, operated in Isaccea until 1080. Cast coins do not
commonly appear in southern Dobrudja. During Michael VII’s reign, the
mint produced only issues with his name, which implies that Isaccea was
not in the hands of the rebels. On the other hand, continuous relations
with the capital result from finds of coins struck in the Constantinopolitan
mint on behalf of Nikephoros III Botaneiates (1078–1081), which appear in
greater numbers in northern Dobrudja than locally produced, cast coins.129
If the office of katepano of Paradunavon was still in existence between 1072
and 1081, then his residence could have been only in Isaccea. However, no
commander is so far known from any seal of a duke or a katepano, which
could be dated between 1072 and 1081. On the other hand, the authority
of whoever was running the northern part of Dobrudja still loyal to the
127 Sacerdoţeanu 1939–1940, 89–91; Ferluga 1976, 81–84; Fine 1991, 213–214; Stephenson
2000, 141–143.
128 Skylitzes Continuatus, 166; Attaliates, ed. Bekker, 208–209 (ed. Pérez Martín, 152–154);
Zonaras, XVIII, 7.4–6 (ed. Büttner-Wobst, 713). For the events from Paradunavon in 1072–
1091, see Gyóni 1944, 83–188; Stănescu 1966, 56–65; Tanaşoca 1973, 61–82; Malamut 1995,
129–141; Stephenson 2000, 98–102; Madgearu 2003 a, 49–56; Spinei 2006, 199–204.
129 Oberländer-Târnoveanu 1983, 261–270; Mănucu-Adameşteanu 1997, 119–149; Mănucu-
Adameşteanu 2001 a, 137–147; Mănucu-Adameşteanu, Poll 2006, 443–444; Curta 2006, 299.
the military organization of the danube region 83
Jordanov 2006, 308–309. nr. 523–524; Jordanov, Žekova 2007, 64–65, nr. 138–139; Jordanov
2009, 163–164, nr. 400–401. Another one at Seibt 1995, 225–226.
144 Stănescu 1966, 65 believed that the absence of any mention in the sources indicates
that the Paristrian theme was not restored, or that it existed only for a brief time under
Alexios I. The establishment of another kind of military structure, the kleisura, should not
in principle be excluded, but there is no evidence for that so far. The seal of a kleisurarch
named Kalokyres Sarakinopoulos does not mention Paradunavon, as wrongly stated by
Meško 2006, 130 (for this seal found in Pliska, see Jordanov 2006, 364, nr. 639; Jordanov 2009,
520, nr. 1602).
145 Ahrweiler 1966, 188; Nesbitt, Oikonomides 1991, 169; Kühn 1991, 168.
86 chapter two
under the command of the duke of Anchialos. At any rate, the Danube
province was not abandoned, only defended by fewer forces stationed in
fewer towns.
At the end of this survey seeking to reconstruct the list of commanders
of Dristra and Paradunavon, it is perhaps important to summarize the
results as following:
It is clear from this list that the first commander with the title of katepano
(of the theme of Dristra) appears in 1042. Contemporary seals, however,
have only the title, without the name of the province. By contrast, the
title of archon appears only in the written sources, namely in the chron-
icles of Skylitzes and Attaliates. This was a title commonly used for rul-
ers of autonomous regions on the periphery of the Empire,147 although
in the case of the Danube province such an autonomy is out of question.
It may be that the chroniclers thought of that province as one inhabited
by “mixobarbarians.” In fact, Michael Attaliates employed the word mixo-
barbaroi in reference to the rebels of 1072, a usage interpreted as illus-
trating his scornful attitude towards that remote region on the frontier.
Some, however, have taken the phrase to imply the mixed ethnicities of
the population in the region,148 but a careful study of Attaliates’ vocabu-
lary suggests otherwise. In Classical Antiquity, mixobarbaroi was used
to describe the intermediary status of people “caught” between civiliza-
tion and barbarism.149 For educated authors such as Michael Attaliates
146 The discovery of new seals and the publication of new studies dedicated to the mili-
tary prosopography of the region considerably altered changed the list I have first proposed
in Madgearu 1999 a, 423–431, which was also accepted in general lines by Meško 2006,
131–133.
147 Ahrweiler 1966, 56–60.
148 Attaliates, ed. Bekker, 205 (ed. Pérez Martín, 150); Bănescu 1946, 101; Diaconu 1970, 101;
Bonarek 2007, 196–200.
149 Stănescu 1965, 45–49; Stănescu 1974, 404; Tanaşoca 1973, 66–74; Tăpkova-Zaimova
1975 b, 615–616; Malamut 1995, 131.
88 chapter two
The army of a theme was made up of units called turma, each garrisoned
in a different city. A seal found in Istanbul of John, turmarch of Paradu-
navon, was dated on iconographical grounds to the 1060s.151 Two seals
(one of them from Sofia) attest the existence of a turmach called Andron-
ikos in Arachilava. That town has been identified with Orjakhovo (known
in Antiquity as Appiaria).152 However, doubts about that identification
has also been raised when it turned out that the medieval fortress on that
site cannot be dated earlier than the 13th century.153
The garrisons of the most important cities were under the command
of strategoi.154 The title was initially reserved for commanders of themes,
but its meaning began to change in the early 11th century. The new strat-
egoi of cities are attested in Paradunavon by seals and a few written
sources. For example, Skylitzes mentions the capture of five strategoi—
John Dermokaites, Bardas Petzes, Leo Chalkotubes, Constantine Pterotos
and Michael Strabotrichares—by the Pechenegs in 1036,155 but there is
no mention of the cities in which they served as commanders. It is worth
observing though that the capture of no less than five strategoi at the
same time suggest a quite developed military organization in the cities
along the Danube.
Preslav was no more the center of a theme after the reconquest of 1000.
In that city resided a simple strategos (instead of a duke). The seals of three
strategoi of Preslav have been found in the archive discovered on the site
(the name of which was rendered as Περσθλαβα and Πραισθλαβας). First,
Constantine Karantinos was the brother-in-law of Emperor Romanos III
(1028–1034). Since it is known that he was duke of Antioch after 1030, he
must have been appointed before that to the otherwise inferior office in
Preslav. The term of the second strategos, Andronikos Dukas, could be
placed in the 1030s, while that of the third strategos, John, could be dated
only generally within the first half of the 11th century. He is known from
seven seals found in Preslav and another from Silistra. All those strategoi
were also protospatharioi.156
Pliska, the first capital of Bulgaria, was also the residence of a strategos
until its destruction dated to the 1060s. The archaeological excavations
carried out until 1999 have discovered 568 coins, the latest of which have
been struck for Emperor Constantine X Dukas. A few specimens from
1075–1080 and 1092–1118 are not sufficient for supporting the idea that
the town was rebuild after its destruction most likely during the invasion
of the Oghuz in 1065 (see next chapter).157 Before that, that a strategos
resided in Pliska results from the seal of Philotheus Frangopoulos, pro-
tospatharios and strategos.158
Another strategos resided in Varna, but only for a shorter while, namely
during the early conflicts in the 1050s with the Pechenegs in Paradunavon,
which required an increased protection of the coastline. Only one strategos
is known from Varna, namely Asoteos, patrikios and anthypatos, whose
seal (and term) is dated to ca. 1064.159 A strategos was in residence in
Vetren, a fortress where the seals of three military commanders have been
found: Tyrach, protospatharios and eparchos:160 the katepano Romanos
156 Jordanov 1987 a, 93, 95; Jordanov 1993, 146–150, nr. 291–303; Jordanov 2000, 138, nr. 19;
Jordanov 2003 a, 149–150, 152, nr. 63.2, 3, 6; Jordanov 2006, 137, nr. 192–195, 186, nr. 273–278;
Jordanov, Žekova 2007, 121–122, nr. 316, 317; Božilov 2008, 95; Yotov 2008 a, 347; Jordanov
2009, 469–472, nr. 1393–1403A, 1407–1413.
157 Jordanov 2000, 165.
158 Jordanov 2003 a, 143, nr. 62. 1; Jordanov, Žekova 2007, 120, nr. 312; Jordanov 2009, 467,
nr. 1384.
159 Seibt 2004, 254; Jordanov 2003 a, 45; Kostova 2006, 589; Kostova 2008 a, 214–215; Jor-
danov 2009, 408, nr. 1134.
160 Atanasov, Jordanov 1994, 41; Spinei 2006, 191. This is in fact the Pecheneg chieftain,
who had entered the Byzantine military service upon his surrender (see chapter III. 2).
90 chapter two
Jordanov, Žekova 2007, 122, nr. 318; Wassiliou-Seibt 2008, 134–135; Božilov 2008, 95; Wassil-
iou-Seibt 2009, 306–307, nr. 4; Jordanov 2009, 472, nr. 1414–1419, 510–511, nr. 1560–1565. He
was not a strategos of a small province called Preslav detached from the theme of Dristra, as
wrongly maintained by Mărculeţ 2005, 50; Mărculeţ 2005–2006, 312.
167 Oikonomides 1983, 2; Diaconu 1987 b, 279; Jordanov 1992 b, 232, nr. 5; Jordanov 1993,
171–172, nr. 359; Diaconu 1994 b, 355–356; Jordanov 2003 a, 151, nr. 63.5; Jordanov 2006, 268–
269, nr. 412–413; Božilov 2008, 95; Kostova 2008 a, 215; Jordanov 2009, 470–471, nr. 1406, 506,
nr. 1546. Mănucu-Adameşteanu 2001 a, 176 was wrong when making John Malesis the com-
mander of the province in 1030–1040. As strategos, in that period he could have been only a
city commander. Meško 2006, 132 has him also as a commander of Paradunavon.
168 Jordanov 1993, 152–153, nr. 308, 232, nr. 308 a; Jordanov 2003 a, 151, nr. 63.4; Jordanov
2006, 267–268, nr. 267; Jordanov 2009, 470, nr. 1404–1405.
169 Jordanov 1993, 154, nr. 311; Jordanov 2003 a, 154, nr. 63.9; Božilov 2008, 95; Jordanov
2009, 473, nr. 1421–1422; Jordanov 2011 b, 202.
170 Jordanov 1993, 154–155, nr. 312; Jordanov 2003 a, 154, nr. 63.8; Božilov 2008, 95; Jordanov
2009, 473, nr. 1420.
171 Oikonomides 1983, 2–4; Nesbitt, Oikonomides 1991, 178–179, nr. 78.1–3; Jordanov
1993, 150.
172 Šandrovskaja 1982, 168; Oikonomides 1983, 4–9; Nesbitt, Oikonomides 1991, 178–179;
Tăpkova-Zaimova 1993, 97; Wasilewski 1995, 199–200.
173 Năsturel 1965, 30–36 has supported its location in Păcuiul lui Soare. Stănescu 1970, 124
agrees that Little Preslav must have been somewhere in the vicinity of Preslav.
92 chapter two
the name of the capital of capital of Bulgaria, now given a feminine name.174
In other words, Presthlavitza is in fact Preslav. Scholars on both sides seem
to agree that Presthlavitza is the same as Pereiaslavetz mentioned in the
Russian Primary Chronicle as the town in which Svyatoslav wanted to set-
tle upon conquering the Danube region in 968 (see chapter I). Because the
Danube appears in that account in relation to Pereiaslavetz, some have
argued that its location must be sought on the southern bank of the river,
possibly at Nufăru (in northern Dobrudja, on the Saint George branch of
the Danube), the old name of which until the early 20th century was Pris-
lav or Prislava. Moreover, on 14th- to 16th-century maps, that same place
appears as Proslavitza.175 Those rejecting the identification of Presth-
lavitza with Preslav believe that Prislav/Nufăru was indeed Pereiaslavetz
or Presthlavitza.176 The discovery in Nufăru of a Byzantine fort dated to the
10th–11th centuries has only give more fuel to that intepretation. Its main
opponent, Petre Diaconu, believed that the phrase “na Dunaj” in the text
of the Russian Primary Chronicle should not be taken at face value, since,
according to him the Danube was only regarded as a landmark for a larger
area through which the river flows. The comparison between Byzantine
and Rus’ sources led Diaconu to the conclusion that Svyatoslav’s residence
was in Preslav. That the Rus’ chronicler chose Pereiaslavetz as a name for
what was otherwise Preslav may have been the result of confusion with
the Rus’ town Pereiaslavl’ (so Diaconu). No other Preslav is mentioned
in the Russian Primary Chronicle, which means that Pereiaslavetz must be
the name of the Bulgarian capital.177 Petre Năsturel also noted that it was
quite normal for Svyatoslav to chose as his residence, even if temporary,
the very capital city of the Bulgarian ruler whom he had just defeated, and
that, on the other hand, a residence on the southern bank of the Danube
would have exposed to Pecheneg attacks.178 Diaconu was therefore right
in identifying Pereiaslavetz with Preslav, the former being the name given
by the Rus’ chronicler to the Bulgarian capital.179
The archaeological excavations in Nufăru did not offer any support to
the idea that that was Svyatoslav’s residence, given that the ramparts of the
fort were erected on top of an earlier, non-fortified settlement, which has
been dated before 971. By the time Svyatoslav was in Bulgaria, therefore,
this was just a village, not an important town. Gold coins struck between
945 and 959 for Constantine VII and Romanos II were found in second-
ary positions, namely in sunken-floored buildings dated after 971.180 Those
coins have been in circulation for a few decades before their deposition.
If Pereiaslavetz was the Rus’ name for Preslav, then where was Presth-
lavitza, the residence of several strategoi mentioned in the 11th century?
In other words, was Pereiaslavetz the same as Presthlavitza? There are
again three possibilities: Preslav, Little Preslav, or some other city which
was not in the hinterland of Preslav. Petre Diaconu firmly believed that
Presthlavitza was Preslav, as he saw the former as the feminine form of
the latter name. In his opinion, which I have shared in some previous
studies,181 the strategoi of Presthlavitza were commanders of Preslav when
the city was no more the residence of a theme. I initially thought that
kommerkiarioi would not appear in Preslav when that town was on the
border of the empire, during the secession of Paradunavon in 1072–1091.
Instead, their presence makes more sense somewhere on the Danube, in
a point where trade was sufficiently active to be taxed, namely in a city
which was also the residence of a strategos. Trans-Danubian trade implies
the use of a ford. Besides, that office cannot be associated with anything
close to Dristra, which had its own kommerkiarioi.182
Rossina Kostova’s idea that Presthlavitza was in Isaccea (the ancient
Noviodunum)183 is consistent with those conditions, but there is another
solution which is perhaps even better, given the survival of the name:
Nufăru. During the 11th century, that was definitely an important fort and
possibly the residence of a strategos. It was also far enough from Dristra,
and placed right next to a key ford across the Danube. Al-Idrisi, who com-
piled his geographical work in 1154 mentions a city named Barisklafa near
a river and a swamp, at a distance of four days to the east from Daristar
(Dristra), through the wilderness. Al-Idrisi’s editor, Konrad Miller, has
proposed that the itinerary Daristar-Barisklafa-Disina-Akli followed the
Danube to the Delta, for he believed Akli to have been Kilia, which how-
ever did not exist in the 12th century. Nor does the description of Akli,
apparently located in a fertile land, south of the mountains, fits with Kilia
in the Danube Delta. Barisklafa and Disina were therefore not along the
Danube. From Daristar, the route indicated by al-Idrisi went to the south-
east, across the southern part of Dobrudja. Barisklafa has been viewed
as a misunderstood (or mispronounced) form of Presthlavitza. Petre Dia-
conu has tried to locate it in Pliska,184 but this is not possible, since Pliska
was not in existence in the mid-twelfth century any more, having been
destroyed by the Oghuz in 1065. Barisklafa could well be Little Preslav,
given that because Preslav itself appears as Migali Berisklafa in al-Idrisi’s
work. There are indeed marshy zones near Preslav, and the river in ques-
tion may be the Tiča. The location of Barisklafa and Migali Berisklafa on
al-Idrisi’s map, in the interior and next to a river, matches that identifica-
tion. However, Barisklafa cannot be the Presthlavitza mentioned on seals
of kommerkiarioi, because no custom points are known to have existed
in the interior. Moreover, this location was too close to Preslav, which
already had a strategos. Al-Idrisi does not therefore mention Presthlavitza,
the residence of strategoi and kommerkiarioi (present-day Nufăru), for it
has nothing to say about the northern part of Dobrudja.185
In conclusion, several cities were ruled by strategoi in the Dristra/
Paradunavon province: Preslav, Pliska, Varna, Isaccea, Presthlavitza
(Nufăru), Garvăn, Krivina, and Vetren. It is possible that all major forts
and towns had their own strategoi.
184 Al-Idrisi (ed. Jaubert, 386; ed. Miller, 129); Tomaschek 1886, 301–302, 311; Grămadă
1930, 242; Brătianu 1942, 147–148; Diaconu 1965, 50; Năsturel 1965, 27; Diaconu 1968, 359–361;
Diaconu 1976 a, 430–431; Baraschi 1981, 317–318.
185 The identifications of several names from this al-Idrisi’s work with places in north-
ern Dobrudja such as Halmyris or Argamum (Brătescu 1920, 23–31; Barnea, Ştefănescu 1971,
163–166; Cihodaru 1978–1979, 289) are simply wrong. Neither Halmyris (Murighiol) nor
Argamum (Jurilovca) were inhabited any more in the 12th century.
the military organization of the danube region 95
186 Prokić 1906, 49–50; Ferluga 1976, 341, 385; Iljovski 1991, 98–99; Fine 1991, 204; Makk
1999, 36, 47; Curta 2006, 283–284; Madgearu 2008, 66; Révész 2009, 84–88.
187 Attaliates, ed. Bekker, 66–67 (ed. Pérez Martín, 51–52); Wasilewski 1964, 478–479;
Moravcsik 1970, 62–63; Makk 1990, 17; Shepard 1999, 67.
188 As considered Bănescu 1946, 36–37.
189 Kinnamos, V. 8 (transl. Brand, 171); SRH, I, 373, 374, 377; Chalandon 1912, 54; Wasilewski
1964, 480–481; Moravcsik 1970, 64–65; Makk 1990, 17–18; Popović 1991, 170, 173; Kühn 1991,
235; Makk 1999, 64, 66; Shepard 1999, 69; Kosztolnyik 2002, 383; Spinei 2006, 187; Stojkovski
2009, 383–387.
96 chapter two
Hungarian attacks were in retaliation for Pecheneg raids from the Byzan-
tine Empire.
The victory of the Hungarian king Salomon (1063–1074) was made pos-
sible by the difficult situation in the Empire in 1071, the year of the major
defeat of the Byzantine army at Mantzikert at the hands of the Seljuk
Turks. Following that, in 1072 the rebellion of Paradunavon started, which
led to the secession of a large part of the province, and in that same year
began another rebellion is mentioned in the theme of Bulgaria. The Bul-
garian rebels were led by George Vojtech from Skopje, who bestowed
the title of emperor on Constantine Bodin, the son of the prince Mihailo
Vojslav of Dioclea (1046–1081). Moreover, George took the name Peter in
reference both to the 10th-century Bulgarian emperor Peter and to the
rebel Peter Delian. The rebels advanced to Niš and Ochrid, but they were
defeated after a few months.190 It is very likely that the rebels had Hun-
garian support, much like in 1127 and 1149, when Serbs rebelled against
Byzantium at the time of the Byzantine-Hungarian wars.191
The theme of Sirmium theme ceased to exist in the aftermath of the
Hungarian attack of 1071. Niketas was its last commander. The region
to the east and south from Belgrade remained under Byzantine control,
but within the theme of Bulgaria. This results from the analysis of the
seal of Nikephoros Batatzes, duke of Bulgaria, which was discovered in
Moroviskos,192 a town which had previously been within the theme of Sir-
mium (see below). It is known that this dignitary was in office after 1075.193
The message sent to Moroviskos was addressed to a strategos under the
orders of the duke of Bulgaria.
Peaceful relations between the Byzantine Empire and Hungary were
established in 1075 by Michael VII and Géza I (1074–1077), and sealed
by means of the latter’s marriage with Synadene, the emperor’s cousin
of the emperor.194 The empire was looking for allies in the aftermath of
the catastrophe at Mantzikert and the numerous mutinies in the Balkans.
190 Sacerdoţeanu 1939–1940, 89–91; Ferluga 1976, 81–84; Fine 1991, 213–214; Stephenson
2000, 141–143.
191 However, Shepard 1999, 70 does not exclude that the possibility of the attack against
the theme Sirmium taking place heme happened before the rebellion in the Bulgarian
theme.
192 Maksimović, Popović 1993, 127–128.
193 Laurent 1969, 144–147; Kühn 1991, 232; Jordanov 2009, 410, nr. 1146; Jordanov 2011 c,
172–174, 182.
194 Moravcsik 1970, 65–69; Shepard 1999, 72–74; Stephenson 2000, 188–189; Cheynet
2002, 7–10.
the military organization of the danube region 97
195 Cheynet 2002, 7.
196 Stephenson 2000, 141, 191–193; Cheynet 2002, 11.
197 Ferjančić 1982, 47–52; Makk 1989, 125; Makk 1990, 18; Maksimović, Popović 1990, 216.
198 Stephenson 2000, 191.
199 Frankopan 2011, 99–106.
98 chapter two
Ladislas I’s title as rendered by a charter of 1091, but Messia was in fact
Bosnia, a land which was indeed conquered by Ladislas I in the course of
his war against Croatia. This was in fact the interpretation favored by the
Hungarian historian György Györffy, to whom Makk also referred, even
though he tried to identify Messia with the formerly Roman province of
Moesia Prima, an identification for which there is however no evidence.200
There is in fact no proof that any specific knowledge of the location of the
formerly Roman province had survived until the 9th–13th centuries. For
instance, both in Bishop Pilgrim of Passau’s forgeries of 971–991 and in the
chronicle of Simon of Keza, the name Moesia is applied to Moravia.201
Everything, therefore, point to the conclusion that Sirmium remained
in Hungarian hands after 1071, while Belgrade was under Byzantine rule.
When the crusaders showed up in 1096, they are said to have entered the
Byzantine territory in Belgrade. In fact, according to Albrecht of Aachen,
there was a military commander of the theme of Bulgaria residing in
that city: duce, Nichita nomine, principe Bulgarorum et praeside civitatis
Belegravae. The same man appears in the chronicle of William of Tyre,
as Bulgarorum dux.202 He was a namesake of the 1071 commander of
the theme of Sirmium in 1071 and of the protoproedros Niketas Karykes
or Karikes, who was a duke of the theme of Bulgaria. Following Robert
Guilland, some have mistaken Niketas Karykes for Leo Nikerites, the last
known commander of Paradunavon,203 even after the correct reading of
their respective seals was published by Günter Prinzing.204 Only Ivan Jor-
danov expressed doubts about the identification of duke Niketas men-
tioned in the western sources with Niketas Karykes, on the grounds that
the title of princeps could not have been the equivalent of protoproedros
and that the Niketas of the western chroniclers is not named Karykes as
well.205 Such arguments are not sufficient, however, for rejecting the pos-
sibility of duke Niketas being Niketas Karykes. The latter is known to have
been the commander of the Bulgarian theme and of the city of Belgrade
at the same time, which suggests a change of organization taking place
at that time, no doubt in order to improve the defense. During the last
206 Bănescu 1946, 149; Kühn 1991, 231–233; Nesbitt, Oikonomides 1991, 98, nr. 30.
207 Albertus Aquensis, I, 8 (ed. Edgington, 18/19); Marjanović-Vujović 1974, 183–188.
208 Anna Comnena, XIV, 8.1 (transl. Sewter, 462); Wasilewski 1964, 481; Stephenson 2000,
152; Jordanov 2010, 177.
209 Jordanov 2003 a, 131–132, nr. 55.1; Jordanov 2006, 125–136, nr. 163–164; Jordanov 2009,
461–462, nr. 1367–1367 A; Jordanov 2010, 179–180.
210 Albertus Aquensis, I, 6 (ed. Edgington, 10/11).
100 chapter two
(Michael Branas)211 and the other in 1153 (the future emperor Andron-
ikos Comnenos).212 Both commanders appear in the sources at the time
of the military confrontation with Hungary. However, because it is certain
that Braničevo was under Byzantine administration in 1127,213 it may have
belonged to the duchy of Niš.
Before the headquarters of the Bulgarian theme were established in
Belgrade, that city had its own strategos, who is mentioned in 1026, in the
account of the pilgrimage of St. Simon of Trier returning from the Monas-
tery Saint Catherine in Sinai. When he got to Belgrade, he was prevented
by the princeps civitatis to enter Hungary (pervenientes itaque usque ad
civitatem Bellegradam, quae est in confinio Bulgariorum atque Ungari-
orum, a civitatis infelicissimo principe prohibitus est nobiscum transire).214
The princeps was most likely the strategos of the city. Another strategos
resided in Braničevo, a town which emerged in the 9th century on the site
of the ancient city of Viminacium, at the confluence between the Mlava
and the Danube. Braničevo grew quickly in the 11th century, and became
the main center of the defensive system in the region.215 Several seals sug-
gest the existence of a strategos residing in Moroviskos (Moravon), a for-
tified settlement at the mouth of Morava (today Dubravica), which was
occupied continuously between the 10th and the 12th century.216 The forts
of Moroviskos and Braničevo were meant to defend the Morava valley,
the axis of the main road to Thessaloniki and Constantinople. Finally, the
existence of a strategos in Niš is proved by the seal of the protospatharios
Nikephoros Lalakon, which is dated after the mid-11th century.217
In comparison with the katepanate of Paradunavon, the region to the
west from Vidin appears as less important for the Byzantine strategy, at
least until Hungary began to expand in Belgrade-Braničevo area. This area
will become a sensitive issue in the 12th century and later, when the place
of the Byzantine Empire in confrontations with Hungary will be taken by
the Vlach-Bulgarian Empire.
211 Kinnamos, II. 13 (transl. Brand, 60); Bănescu 1946, 160; Stephenson 2000, 259; Jordanov
2010, 186.
212 Niketas Choniates, Manuel Comnenos, 3 (ed. Dieten, 101; transl. Magoulias, 58);
Bănescu 1946, 43, 161; Urbansky 1968, 80–81; Stephenson 2000, 233–234.
213 See chapter III, footnote 218.
214 Eberwinus, 210; Wasilewski 1964, 478; Bálint 1991, 104; Stephenson 2000, 124 (who sup-
posed that he was a “local magnate” who ruled the city); Holmes 2005, 425. For the date, see
Klein 2005, 187.
215 Popović, Ivanišević 1988, 125–179; Maksimović, Popović 1990, 222; Milošević 1991,
187–195.
216 Maksimović, Popović 1993, 127–129.
217 Nesbitt, Oikonomides 1991, 100 (nr. 32.2); Stephenson 2000, 124; Jordanov 2010, 178.
Chapter Three
1. The Fortifications
After the war of 968–971, the strategic target of Emperor John Tzimiskes’
military policies on the Danube was to prevent any future attacks of the
Rus’ by means of both diplomacy and fortifications. The first diplomatic
action in that direction was the alliance with the Pechenegs, right after
Svyatoslav’s capitulation,1 even though relations with the Pechenegs
would develop in a way different from that that John Tzimiskes had envis-
aged. Those nomadic warriors would in fact turn into the next threat to
the security of the frontier. For the moment, however, and for the next
fifty years or so, the Pechenegs in the area north of the Black Sea and in
Moldavia acted as shield against the Rus’.
On the other hand, the building activity along the Danube consisted of
the restoration of several old Roman forts and the erection of new ones
at strategic points. The forts along the Danube were initially only for gar-
risons of soldiers, but they gradually grew into larger settlements, inhab-
ited by civilians, as well as the military. Houses began to be built next to
the ramparts, as in Garvăn and Nufăru.2 When possible, the Byzantine
builders reused the remains of the old Roman structures, especially the
ramparts. The new walls were made of ashlar with a core of stones mixed
with mortar. Their thickness varies between 2.5 and 3.5 meters. Tenth-
to eleventh-century forts are smaller in area than the Roman forts they
commonly overlap, which speaks volumes about the smaller number of
soldiers in their garrisons.
Silver coins (miliaresia worth 1/12 of a gold coin) struck for John Tzi-
miskes and found in (6 specimens), Păcuiul lui Soare (2 specimens),
Dervent (one specimen), Oltina (3 specimens), Constanţa (2 specimens),
Vetren (one specimen), and Valul lui Traian (one specimen) betray the
1 Shepard 1985, 253 remarked that “the Byzantines intended to seal the Danube frontier
by means of a considerable military force” against future Rus’ attacks.
2 Barnea 1971, 354 (Garvăn); Baraschi, Moghior 1983, 137 (Nufăru).
102 chapter three
3 Damian 1995, 218; Custurea 2000, 136, 137, 148, 152, 157; Mănucu-Adameşteanu 2001 a,
35; Custurea, Matei 2002–2003, 433–438; Poenaru-Bordea, Ocheşeanu, Popeea 2004, 133,
134; Custurea, Talmaţchi 2011, 292.
4 Metcalf 1976, 96.
5 Damian 1995, 219.
6 Metcalf 1976, 89–97.
7 Oberländer-Târnoveanu 1980 b, 66–70; Vasiliu, Mănucu-Adameşteanu 1984, 150 şi nota
56; Mănucu-Adameşteanu 1992, 399–400; Damian 1995, 220; Custurea 2000, 143; Mănucu-
Adameşteanu 2001 a, 65–66, 414 (tabel 16); Oberländer-Târnoveanu 2003, 386; Topoleanu
et alii 2005, 215–216; Mănucu-Adameşteanu 2010 a, 419–449; Mănucu-Adameşteanu 2010 e,
225–226.
8 Mănucu-Adameşteanu 1998, 80; Custurea 2000, 146–147; Mănucu-Adameşteanu 2001 a,
63–64; Damian, Andonie, Vasile 2003, 239.
the danube frontier of byzantium (1000–1204) 103
5. The fort and settlement of Nufăru (after Damian et alii 2012, 195)
which was uncovered in 2002 and 2003. It remains unclear when the
Varangians may have come to Nufăru, either before or after the establish-
ment of the Byzantine fortress.11 The large number of coin finds12 and of
other artifacts, particularly imports and luxury goods indicate a flourish-
ing life in this fortified settlement during the 11th century, when the occu-
pied area was extended up to 800 m farther on the bank of the Danube.
The suburb was however abandoned and turned into a cemetery after the
Pecheneg attack of 1122.13
At Tulcea, the old Roman fort of Aegyssus located on the hill known as
“Hora” was reoccupied during the Byzantine period. The Roman polygo-
nal precinct was restored (a segment of the new wall was found in 1993).
Houses and huts were discovered inside the fortified area. At first, archae-
ologists believed that the fort has been established under John Tzimiskes,
but the analysis of the coin finds suggests a date after 1000 for the foun-
dation of the fort (anonymous folles of the A1 type, which are dated to
the reign of John Tzimiskes, have not been found on the site). The fort
remained in use until the reign of Constantine IX (1042–1055). In other
words, the Tulcea fort (whatever its Byzantine name) was abandoned
after the Pecheneg attack of 1047.14
The Roman ramparts in Isaccea (ancient Noviodunum) were most cer-
tainly restored soon after 971.15 The seal of a commander named Niketas
Hagiozacharites may be dated to this early period, since he is to have been
captured by the rebel general Bardas Phokas in March 979.16 At any rate,
the seal shows the presence of the military in Isaccea before 979, which
indirectly suggests that the fort may have been restored for the occasion.
As mentioned in the first chapter, it is also certain that Isaccea was used
by the Byzantine army after 990. The coin finds also point to the occu-
pation beginning during the reign of John Tzimiskes.17 On the northern
side of the fort along the Danube (excavated for 250 m), were six towers
11 Damian, Andonie, Vasile 2003, 214–215; Damian, Andonie, Vasile 2004, 219; Yotov
2007, 323; Damian, Vasile 2011, 275–290.
12 Mănucu-Adameşteanu 1991 b, 497–554; Mănucu-Adameşteanu 2001 a, 413 (table 15).
13 Damian, Andonie, Vasile 2003, 243.
14 Vasiliu, Mănucu-Adameşteanu 1984, 149; Mănucu-Adameşteanu 1995 b, 363; Cus-
turea 2000, 155; Mănucu-Adameşteanu 2001 a, 58–59; Oberländer-Târnoveanu 2003, 389;
Damian 2005, 147; Mănucu-Adameşteanu 2010 a, 295–418; Mănucu-Adameşteanu 2010 c,
223, 228–230.
15 Mănucu-Adameşteanu 2001 a, 55–59.
16 Barnea 1987 b, 81.
17 Custurea 2000, 141–142.
the danube frontier of byzantium (1000–1204) 105
of rectangular plan (each was 9.5 × 10 m). On the eastern side of the late
Roman rampart a new 3 m thick curtain was built in the Byzantine period,
at a distance of 12 m from the 6th century wall (which was 285 m long), in
the interior. The so-called Large Tower (9 × 25 m) was in fact built in the
early 4th century on the southern side of the fort, and then restored in the
11th century, before being abandoned in that same century. The occupied
area extended outside the ramparts during that century, but that part of
the settlement was abandoned after the Cuman attack of 1095, or after
that of 1122, and was turned into a cemetery during the 12th century.18
The 4th- to 6th-century fort located on an island at Garvăn (ancient
Dinogetia) was restored and a garrison of stratiotai was established inside
it, their houses being dug into the leveled debris from the Late Roman
period (fig. 6). The polygonal fort has an area of 1.2 hectares with a 2.8–3 m
thick rampart and 14 towers (11 along the walls and 3 in the corners). The
main gate on the southern side is 2.5 m large. Two other entrances exist
19 Diaconu 1969 a, 44–49; Barnea, Ştefănescu 1971, 77; Barnea 1971, 353–354; Barnea
1980, 243–244; Damian 2005, 165–167.
20 Mănucu-Adameşteanu 2001 a, 52–53; Custurea 2000, 137.
21 Metcalf 1979, 53–54; Mănucu-Adameşteanu, Poll 1999, 345; Mănucu-Adameşteanu
2001 d, 50.
22 Barnea 1973, 292–293, 298–301; Barnea 1980, 259; Barnea et alii 2004, 126–127.
23 Condurachi, Barnea, Diaconu 1967, 184; I. Barnea, P. Diaconu, Arrubium, EAIVR, I, 1994,
120–121; Mănucu-Adameşteanu 1992, 400; Custurea 2000, 144–145; Mănucu-Adameşteanu
2001 a, 51; Oberländer-Târnoveanu 2003, 386–387, 394; Damian 2005, 148–149; Mănucu-
Adameşteanu 2010 a, 267–294; Mănucu-Adameşteanu 2010 f, 237–242.
24 Mănucu-Adameşteanu 1980, 230–234; Oberländer-Târnoveanu 1980 a, 267–269,
274–278; Custurea 2000, 141; Mănucu-Adameşteanu 2001 a, 49–50; Oberländer-Târnove-
anu 2003, 389, 395; Damian 2005, 163–165; Mănucu-Adameşteanu 2010 a, 181–265; Mănucu-
Adameşteanu 2010 d, 439–469.
the danube frontier of byzantium (1000–1204) 107
were again occupied after 971. In a sunken-floored building dug into the
ruins of the former rampart a coin was found, which had been struck for
Emperor Michael IV. This has been interpreted to mean that a part of the
old ramparts, which had not been repaired after 971, was still used for the
protection of the inhabitants, but only until the destruction caused by
the Pecheneg invasions of 1032–1036. The occupation continued after that
without a repaired precinct, perhaps until the Cuman attack of 1122.25
At Hârşova (ancient Carsium), the 1.5 hectare promontory is surrounded
by three concentrical precincts, which were used not only by the Byzan-
tines, but also by the Ottomans until their final dismantlement in 1829. The
southern side of the fort was protected by a natural cliff. According to the
results of the latest excavations on the western side, the outside rampart
(I), which 1.5 m thick and measures 80 m to the north, 76 m to the east,
and 86 m to the west, is the most recent, and may be dated to the Byzan-
tine period (and not to Roman period, as scholars previously believed). Its
foundation trench cuts through a layer with 9th–10th-century pottery. The
actual Roman precinct is the innermost (III), but it too was used in the
10th–12th centuries. Outside the walls, a civilian settlement existed in the
11th century. Coin finds from Hârşova are dated between the reigns of
John Tzimiskes and Alexios I Comnenos, the latest being a stamenon from
the first series dated after 1092. It is important to note that silver coins
struck for all Comnenian emperors in the 12th century have been found
on the site, a very unusual situation for Dobrudja, which may point to
the special significance of this fort.26 The Romanian name appears to be
related to the ancient name Carsium through a Slavic intermediary form,
which must have been in use during the Byzantine period. The absence
of any coins struck for John II Comnenos may indicate that the fort was
destroyed in 1122.
Capidava was also on a promontory, which is now to the south from
the village of Topalu. The medieval fort occupied the same site as the
Roman camp. Radu Florescu believed the first occupation phase to be
dated to the 9th century by means of pottery remains. The earliest fort
was defended by a rampart made of remains of Roman buildings, and by
25 Custurea 2000, 147–148; Mănucu-Adameşteanu 2001 a, 47–48; Barnea et alii 2002, 255;
Stănică 2004, 357, 365; Damian 2005, 149; Barnea et alii 2009, 161; Mănucu-Adameşteanu
2010 a, 267–294; Mănucu-Adameşteanu 2010 b, 94–95, 103–104.
26 Condurachi, Barnea, Diaconu 1967, 184–185; Barnea, Ştefănescu 1971, 80; Panait et
alii 1995–1996, 122–127; Custurea 2000, 140; Mănucu-Adameşteanu 2001 a, 45–47, 403 (table
5); Oberländer-Târnoveanu 2003, 386, 394; Damian 2005, 160–163; Covacef, Nicolae 2005,
169–171; Covacef, Nicolae 2007, 178–181; Nicolae et alii 2008, 319–323.
108 chapter three
a ditch.27 Petre Diaconu rejected that interpretation, and argued that the
first occupation phase cannot be dated before 971.28 To be sure, despite
intensive archaeological research on the site, so far only two coins dated
before 971 are known.29 Radu Florescu’s chronology is not supported by
any shred of evidence. The Byzantine fort used a part of the Late Roman
precinct, which is 2.75 m thick, surmounted by a new, 2 m-thick wall on
the northern, eastern and southern sides, made of spolia from the Roman
ruins. The series of coin finds has a gap between 986 and 1000. The most
recent excavations show the existence of another precinct on the eastern
side. Capidava was abandoned after a Pecheneg invasion in 1047. It is not
clear if the Roman harbor was also used during the Byzantine period.30
Given its incorporation into the precinct of a military facility, no sys-
tematic excavations have ever been carried out in Hinog (ancient Axio-
polis) after those of Grigore Tocilescu (1895–1896) and Carl Schuhhardt
(1916–1917). Three consecutive fortifications were built on raised ground
in front of the Hinog island, about 3 km south of Cernavoda, in front of the
Hinog Island. The southern fortress was used in the Roman and Byzantine
periods. According to the available data, it is a quadrangular fortification
with sides measuring 161 m (to the north), 210 m (to the east), 200 m (to
the south), and 250 m (to the west), respectively. Taking into account that
it is strategically located next to one of the most important fords across the
Danube, Axiopolis may have already been occupied in 971. An anonymous
follis of type A1 found on the site may support that supposition. All other
coins are from the subsequent reigns between Basil II and Romanos IV,
but there is also one struck for Emperor Alexios I after 1092.31 Since Axio-
polis was the see of a bishop in the 11th century,32 this may have been
quite an important site.
At Oltina, the systematic excavations carried on the site at “Capul Dea-
lului” since 2001 have established that the fortress was used during the 11th
27 Florescu 1967, 259–268; Florescu 1986, 175–176; Opriş 2004, 69. Accepted by Fiedler
2008, 199.
28 Diaconu 1969 a, 46–48.
29 Gândilă 2007, 608, 615–616 (one follis from Leo VI, 886–912 and another one from
Romanos I, 931–934).
30 Florescu, Covacef 1988–1989, 204–244; A. Barnea, I. Barnea, Capidava, EAIVR, I, 1994,
249; Custurea 1995–1996, 301–307; Custurea 2000, 134; Mănucu-Adameşteanu 2001 a, 43–44,
402 (table 4); Damian 2005, 158–159; Pinter, Ţiplic, Urduzia, 2008, 85–86; Pinter, Urduzia,
2009, 89–90.
31 Barnea 1960, 69–78; I. Barnea, Axiopolis, EAIVR, I, 1994, 146; Mănucu-Adameşteanu
2001 a, 40–42, 160; Damian 2005, 148.
32 Popescu 1994, 421–438.
the danube frontier of byzantium (1000–1204) 109
century, but the earthen rampart on the western side was not replaced
with a stone wall after 971. The rampart was uncovered along a span of 410
m. The gate was on the south-western side. The coins discovered during
the excavations indicate its occupation between the reigns of John Tzi-
miskes and Nikephoros III Botaneiates (1078–1081). The number of coins
visibly decreased after Constantine X. The seal of Gregory Mavrokataka-
lon is a valuable proof that the fort remained in existence until the last
two decades of the 11th century.33
In Dobrudja, another important ford across the Danube is in Der-
vent (the Turkish name actually means “ford, passage”) (see Fig. 7). On
a 40m-high promontory, a new fort was built next to the ruins of the old
Roman one. The Byzantine fort has a 1.85 m-thick rampart, but its size
remains unknown, for only the eastern side has been uncovered, and it is
120 m long. That the fort was built during the reign of John Tzimiskes is
indicated by the silver coin already mentioned. The other coins found on
the site are dated between the reign of Tzimiskes and that of Michael IV,
which means that the final destruction may be attributed to the Pecheneg
34 Diaconu, Anghelescu 1968, 348–349; Diaconu 1970, 44; Diaconu 1977 b, 62; P. Dia-
conu, Dervent, EAIVR, II, 1996, 50; Custurea 2000, 137; Mănucu-Adameşteanu 2001 a, 37–39,
111, 400 (table 2); Mănucu-Adameşteanu 2001 b, 93, 400 (table 2); Mănucu-Adameşteanu
2003, 303, 306; Damian 2005, 146–147; Damian, Vasile 2010, 338–339.
35 Diaconu 1966, 367–370; Condurachi, Barnea, Diaconu 1967, 190; Diaconu 1969 b;
Diaconu 1976 a, 409–447; Diaconu, Vâlceanu 1972, 23–25, 52–54; Diaconu, Damian, Vasile
2001, 170–172; Diaconu, Damian, Mărgineanu-Cârstoiu 2004, 226–227; Diaconu, Damian,
Mărgineanu-Cârstoiu 2005, 252; Damian 2005, 150–153; Damian, Bănăseanu 2006, 249;
Damian, Ene 2011, 95; Damian, Olteanu 2012, 94.
the danube frontier of byzantium (1000–1204) 111
only a few folles of type A2 (dated 976–1020) are known from the site.36
However, the stratigraphical evidence from the site is indisputable. Mor-
evoer, it has been recently demonstrated that about a quarter of the folles
of type A2 are earlier variants, which may be dated before 1000, in which
case they actually support the idea of the naval base being in existence
between 971 and 986. The site has actually produced five coins struck for
Emperor John Tzimiskes.37 Another group of scholars believe that the
fortress was in existence already before 971. According to such opinions,
Păcuiul lui Soare was Mundraga, to which Emperor Symeon fled when
attacked by the Magyars in 895.38 However, it is more likely that Mun-
draga was present-day Tutrakan.39 According to a third theory, Păcuiul lui
Soare was the so-called “Omurtag’s palace from the Danube” mentioned
in a ninth-century, Bulgar inscription from Tărnovo,40 but it is now clear
that that palace was in fact in Dorostolon/Silistra.41 The ramparts made
of large ashlars without a filling, but set on timber beams reminds one
of the walls from Pliska and Preslav, and are substantially different from
those of the Byzantine forts located north of Axiopolis and built after 971.
Radu Florescu saw that difference as a key argument in favor of the idea
that Păcuiul lui Soare was in fact a Bulgarian fort erected during the reign
of Symeon.42 But the building technique in question is not Bulgarian, and
even in Pliska and Preslav its application must be attributed to Byzan-
tine masons or to Bulgarian masons working after Byzantine models. On
the other hand, there are practical reasons for its application in Păcuiul
lui Soare, particularly because of the instability of the soil.43 Only arti-
facts securely dated to the 9th century—either coins, or pottery—such as
Vetrinon. It is possible that the seal has been attached to a message sent
to a military unit which had crossed the Danube against the Pechenegs.
At a distance of only 5 km to the west, on the southern bank, at Popina,
there was another fort with a stone rampart enclosing an area of 140 ×
150 m. The fort may have been built in the 9th century, but coin finds
clearly indicate its use during the Byzantine period until the 1080ss. Not
far from it, at Gradiščeto, there was another fort with an earthen rampart,
which is also dated to the 11th century. A seal of Basil Apokapes is known
from Popina.49 The re-occupation of the 9th- to 10th-century stronghold
in Krivina (on the site of the Roman fort Iatrus) may be coin-dated to the
1030s, that is to the reign of Michael IV (1034–1041). There are so far no
anonymous folles of type A2, which are known to have been struck under
Basil II and Constantine VIII. The fort in Krivina appears to have remained
in use until the Pecheneg invasion of 1047.50 Scarce information is avail-
able for the forts in Tutrakan, Ruse, Svištov, Gigen, Nikopol, and Vidin.
Vidin and Svištov are actually mentioned by al-Idrisi in 1154 as Bidenu and
Bestcastro (Suvestcastro), respectively.51
The segment of the Danube between Braničevo and Sirmium was the
most exposed to the Hungarian attacks, which started in 1059 and were
directed at the valley of the Morava. The restoration of the defense system
in this region was therefore the result of the measures taken by Isaac I
Comnenos. The Iron Gates area was part of the theme of Sirmium estab-
lished in 1018, but was threatened by attacks from Hungary, as long as
the Hungarians did not yet control the valley of the Cerna river vis-à-vis
the mouth of the Timok river. Hungarians came to control the valley of the
Cerna only after 1127. Nonetheless, the Roman watch-tower in Veliki
Gradac (ancient Taliata) was restored from ground up in the 11th century,52
But no other formerly Roman forts in the Iron Gates area are known to
have been integrated into the defense system, even if some of them appear
to have occupied in the 11th century as well.
In conclusion, it appears that the main reason for restoring the defense
system on the Danube frontier was the protection of Dristra and of the
main fords at Nufăru, Isaccea, Garvăn, and Dervent. Troops garrisoned in
Jonathan Shepard has proposed the idea that after 1000, Basil II aban-
doned the strategy based on a very strong frontier along the Lower Dan-
ube, as the Rus’ were no more a threat. The emperor left instead only few
forces, in order to move resources to other Balkan regions, which were
still under Bulgarian occupation. According to Shepard, this was a kind
of “policy of a minimal military commitment.”56 This is in fact consistent
with the abandonment of the naval defense, which is indicated among
other things by the transformation, after 1000, of the fort in Păcuiul lui
Soare into a fortified settlement without naval function.57 No permanent
naval force capable of preventing barbarian raids seems to have been in
use throughout the existence of the Dristra/Paradunavon theme. When
needed, ships could be dispatched from the naval base in Mesembria, and
afer 1078, in Anchialos.58 On the basis of a passage in the Life of Saint
Cyril the Phileote, who was a sailor on the Danube between 1042 and 1045,59
Vasilka Tăpkova-Zaimova has maintained that a navy must have been in
existence on the Danube at that time. However, the passage in question
appears to refer to a civilian fleet engaged in trade, and not to the navy.60
The “policy of a minimal military commitment” is in stark contrast with
the heavy investments in the Danube fleet during the Early and Late
Roman periods.
The decline of the Byzantine naval power is in fact highlighted by the
events of July 1043. The Rus’ prince Vladimir of Novgorod, the son of the
Kievan prince Yaroslav, launched a maritime expedition against Con-
stantinople, probably in connection with and to the assistance of George
Maniakes’ rebellion. After his victory against the Pechenegs in 1036,61
Vladimir was eager to get involved in the Byzantine affairs. When 10,000
or perhaps as many as 20,000 Rus’ warriors arrived on small boats from the
Dniepr into the Black Sea, approaching Constantinople, nobody expected
a naval attack against the capital, which does not appear to have been
defended any more by a naval force. A fleet had to be quickly improvised,
and some of the enemy boats were destroyed by means of the “Greek
56 Shepard 1985, 254–259. Similar opinions at Haldon 1999, 64; Stephenson 2003, 114.
57 Diaconu 1966, 369.
58 Ahrweiler 1966, 167; Gjuzelev 1978, 52–53; Gjuzelev 1981, 18.
59 Tăpkova-Zaimova 1980, 330.
60 Barnea 1993 b, 589–590; Stephenson 2000, 84, 96.
61 Curta 2006, 302–303; Spinei 2006, 181; Spinei 2009, 107.
116 chapter three
The Pecheneg raids of 1032–1036 were disastrous for the entire Danube
region. The attacks took advantage of the inclement weather (the horse-
men crossed the frozen Danube during one of these inroads, in 1035), and
were repeated at short intervals (three raids occurred in 1036 alone).67
Destruction layers that could be dated to this period on the basis of the
coin finds are documented in Tulcea,68 Isaccea,69 Garvăn,70 Turcoaia,71
Capidava,72 Oltina,73 Dervent,74 Popina-Gradiščeto,75 and Gigen.76 Inland
fortresses were also sacked: Constanţa,77 Tsar Asen,78 Rujno, Okorš,
Kladenci,79 Skala,80 Odărci,81 Šumen,82 Kavarna, and Balčik.83 Even Dristra
was affected by the invasions of 1032–1036.84
The precise chronology of events depends on the dates for the anony-
mous folles of types B and C, which have been found in the destruction
layers. According to Cécile Morrisson,85 the B-type folles were struck
between 1028 and 1034, and the C type between 1034 and 1041, while Philip
Grierson86 proposed the years 1035–1042 and 1042–1050, respectively.
67 Skylitzes, Romanos III Argyros, 10; Michael IV Paphlagonianus, 9, 10 (ed. Thurn, 385,
397, 399; transl. Flusin, 319, 328, 330–331; transl. Wortley, 364, 374–376); Glykas, 584 (attack
dated in 1032 or 1033); Zonaras, XVII, 12.9; 14.26,30 (ed. Büttner-Wobst, 579, 589, 590); Dia-
conu 1970, 43–49; Malamut 1995, 118; Stephenson 2000, 81; Curta 2006, 293–294; Spinei
2006, 187; Spinei 2009, 107.
68 Mănucu-Adameşteanu 2001 a, 113; Mănucu-Adameşteanu 2010 c, 230.
69 Baumann, Mănucu-Adameşteanu 2001, 110.
70 Barnea 1971, 355; Barnea 1973, 308; Barnea 1980, 245; Mănucu-Adameşteanu 2001 a,
111–112; Mănucu-Adameşteanu 2001 b, 94–95.
71 Mănucu-Adameşteanu 2001 a, 113, 128; Mănucu-Adameşteanu 2010 d, 440.
72 Mănucu-Adameşteanu 2001 a, 110; Mănucu-Adameşteanu 2001 b, 93. The old opinion
sustained the final destruction in 1036 (Diaconu 1970, 44; Barnea, Ştefănescu 1971, 124; Flo-
rescu, Covacef 1988–1989, 244), but later numismatic discoveries have shown that it was
peopled until the Pecheneg invasion of 1047: Custurea 1995–1996, 301.
73 Mănucu-Adameşteanu 2001 a, 39; Custurea 2000–2001, 590; Custurea 2009, 614.
74 Mănucu-Adameşteanu 2001 a, 111; Mănucu-Adameşteanu 2003, 305; Damian, Vasile
2010, 339.
75 Mănucu-Adameşteanu, Jordanov 2002, 126.
76 Mănucu-Adameşteanu, Jordanov 2002, 130; Borisov 2007, 75.
77 Mănucu-Adameşteanu 1991, 323.
78 Dimova 1993, 65, 73; Atanasov 2003, 291.
79 Atanasov 1991, 84, 88; Atanasov 2003, 291; Mănucu-Adameşteanu, Poll 2006, 439.
80 Yotov 1995, 182; Yotov, Atanasov 1998, 198; Atanasov 2003, 291.
81 Mănucu-Adameşteanu, Poll 2006, 438; Dončeva-Petkova 2007, 644.
82 Žekova 2005, 169–170.
83 Mănucu-Adameşteanu, Jordanov 2002, 130–131.
84 Angelova 1987, 94 (the destruction is attested by an anonymous B type coin found
in a burned level).
85 Morrisson 1970, 586–600.
86 Grierson 1973, 634.
118 chapter three
east and west. Victory over the western barbarians, however easy, seemed
no great triumph, but an attack on the barbarians of the east, he thought,
would win him fame.”92 The neglect of the western part of the empire, to
which fewer troops were allocated, was simply an invitation for trouble
from the Pechenegs.
Following the death of Basil II in 1025, the implementation of peacetime
policies caused the emperors Constantine VIII (1025–1028), Romanos III
(1028–1034) and Michael IV (1034–1041) to cut funds for the army, even
though the state budget increased considerably as a consequence of the
expansion of the urban economy and successive tax raises. Basil II had
spent huge resources for an army of more than 250,000 men93 which had
been permanently on campaign for almost half a century. After 1025, how-
ever, there were no more permanent troops in the forts.94 On the other
hand, the protection granted to estates owned by stratiotai was removed,
although those small landowners had been an essential component of
the army during the 9th–10th centuries. The measure, on the other hand,
encouraged the commutation of the military obligations into cash pay-
ments, as funds were now needed for civilian expenses (some of them
completely useless, such gifts for favorites), and not for the building of
a well maintained military force. The new professional army came into
being only during the reign of Constantine IX (1042–1055), but it became
efficient only during the reign of Alexios I Comnenos (1081–1118).95
Constantine IX also introduced to all border provinces the dukes or
the katepanoi, the office of commanders of major units of the Byzantine
army.96 The theme of Dristra was no exception, as it received its first
katepano in the person of Katakalon Kekaumenos, in 1042–1045, at the
beginning of Constantine IX’s reign. Appointing dukes or katepanoi to
the themes actually meant the transfer of tagmata (army corps of profes-
sional military) to those provinces, which now relied on those military
units for their defense, instead of locally recruited troops.97 A duke was
in fact the commander of the tagma garrisoned within a given territory.
In other words, the presence of a duke or a katepano (the two terms were
often used interchangeably) implies the existence of professional troops.
likely Balta Ialomiţei or Borcea (itself a name of Turkic origin), not far
from Dristra. A linguistic study has shown to this day Balta Ialomiţei is
the area with the highest concentration of place names and river names
of Turkic origin (Pecheneg or Cuman) in the entire Walachia. Besides Der-
vent, no less than three other such names exist in the immediate vicinity
of Păcuiul lui Soare—Bugeac, Canlia and Galiţa.104
Kegen was eager to put his men to the service of the Byzantine Empire,
and the katepano Michael decided to send the Pecheneg chief to Constan-
tinople, to the emperor. In the capital, Kegen was baptized with Emperor
Constantine IX as sponsor at the baptismal font, and was given a new
name (John) and the title of patrikios. He became an ally of the empire
(symmachos). Kegen’s Pechenegs were all baptized in the waters of the
Danube, received land and three unidentified fortifications.105 The pur-
pose of this colonization was twofold: to stop further Pecheneg attacks
and to use them against their rivals beyond the Danube.106 In that respect,
the Pechenegs became a kind of stratiotai who owed military service in
exchange for the use of that land. The seals with the inscription Ιοάννες
μαγὶστρος καὶ ἄρχον Πατζινακὶας (one found at Silistra, another one pre-
served in a museum in München) belonged to Kegen.107 They point to
a later moment in the Pecheneg chieftain’s career, for the title of magis-
tros was higher than that of patrikios. The term Patzinakia indicates the
appearance of an autonomous Pecheneg territory, located somewhere
in the Danube region. This territory remained under the control of the
empire, because the title of archon was given only to rulers of autono-
mous regions on the periphery. As a matter of fact, Kegen’s seals are the
first official source using the title of archon for the Danube region.
Two large coin hoards of miliaresia discovered in Gigen may represent
the booty gathered by Pecheneg warriors. One of them includes 710 coins
(Basil II and Constantine VIII: 113; Romanos III: 1; Constantine IX: 596),
while the other has 23 coins struck for Constantine IX. Both hoards were
104 Iorga 1937, 42; Conea, Donat 1958, 158–159; Diaconu 1977 b, 62–63.
105 Skylitzes, Constantine Monomachos, 16 (ed. Thurn, 456–457; transl. Flusin, 378;
transl. Wortley, 427–428); Attaliates, ed. Bekker, 30–31 (ed. Pérez Martín, 24); Zonaras,
XVII, 26.1–9 (ed. Büttner-Wobst, 641–642); Necşulescu 1937, 125–127; Stănescu 1966, 51;
Diaconu 1970, 51–61; Barnea, Ştefănescu 1971, 126; Angold 1984, 15; Malamut 1995, 119–123;
Stephenson 2000, 90–91; Mănucu-Adameşteanu 2001 b, 98–99; Krumova 2005, 210–212;
Curta 2006, 296; Spinei 2006, 188, 190; Spinei 2009, 108–109.
106 Diaconu 1970, 57–61; Barnea, Ştefănescu 1971, 126.
107 Jordanov 1992 c, 79–82; Jordanov 2003 a, 138–142, nr. 59. 1; Jordanov 2006, 201–206,
nr. 307; Jordanov 2009, 465–466, nr. 1380; Spinei 2006, 191; Spinei 2009, 109.
124 chapter three
buried at a time when the fort, which was destroyed in 1032–1035, had
already been abandoned.108 The most significant archaeological evidence
for the beginning of the sedentization of the Pechenegs in this area comes
from a cemetery excavated in Odărci (535 graves). Inhumations began
there during the reign of Constantine IX, first on the site of fort destroyed
in 1032–1036. Many graves present clear Pecheneg features such as horse
bones or leaf-shaped pendants; trepanation was observed on 53 skulls,
and the individuals in questions must have been Pechenegs. Some graves
are certainly Christian, as Kegen’s men were baptized in the Danube.109
Another cemetery is known from Pliska, which included 40 graves dug
into the ruins of a church destroyed during the Pecheneg attack of 1036.
A group of three graves is also known from the ruins of the palatial
compound in Pliska. Artifacts associated with those graves are typically
Pecheneg, much like those in another cemetery from Preslav (20 graves
with horse gear and belt fittings).110 However, inhumation in cemeteries
is unknown among the Pechenegs living outside the empire. Once they
settled in the Byzantine province and were converted to Christianity, they
apparently adapted to the burial customs of the native population, and it
is probable that mixed marriages occurred as well. The next generation
descended from those Pechenegs, who were settled in 1046, would par-
ticipate in the rebellion of 1072. Pendants of Pecheneg origin were found
at Dristra and in forts such as Păcuiul lui Soare, Garvăn, Isaccea, Nufăru,
Mahmudia, and even at Varna. Other such objects are known from graves
in the countryside (Istria, Târguşor, Valea Dacilor, Vălnari). The memory
of this population was preserved by two place names, Pecineaga and Pece-
neaga, in the Constanţa and Tulcea counties, respectively.111
Settling barbarians (Carpi, Goths) on the Roman soil in the Danube
region was a practice known since Late Antiquity. In fact, there are strik-
ing parallels between the Pecheneg settlement and that of the Goths
in 376.112 Like the Gothic foederati, the Pechenegs quickly turned into
enemies and caused much trouble over the following decade. Relying on
those unreliable barbarians for the defense of the theme of Dristra must
have been a desperate measure to cope with the lack of local resources.
108 Metcalf 1979, 55; Penčev 1998, 76–95; Mănucu-Adameşteanu, Jordanov 2002, 130;
Oberländer-Târnoveanu 2003, 392.
109 Dončeva-Petkova 2007, 644–658.
110 Dončeva-Petkova 2003, 244–258; Michailova 2003, 259–266; Krumova 2005, 215–216;
Schmitt 2006, 482; Dončeva-Petkova 2007, 657.
111 Madgearu 2003 a, 52–55; Spinei 2006, 200.
112 Tăpkova-Zaimova 1975 b, 617–618; Schmitt 2006, 477.
the danube frontier of byzantium (1000–1204) 125
After becoming an ally of the emperor, Kegen decided to use this advan-
tage to take revenge on Tyrach, and he launched an attack in 1047 across
the Danube against the Pechenegs living north of the Danube. This action
only caused the migration of more Pechenegs into the empire. Another
factor contribution to this population movement was the pressure of the
Uzes from the east, who in turn had been driven away by the Cumans. The
Pechenegs crossing the Danube in great numbers could not be stopped by
a fleet of 100 triremes sent from Constantinople, since, again, the river had
frozen. According to Skylitzes, the Danube had no defense whatsoever.
Sources indicate that as many as 800,000 Pechenegs made the crossing,
but this is evidently an exaggeration. Faced with this crisis, the katepano
Michael asked for reinforcements from Constantinople. They came under
the command of Constantine Arianites and Basil Monachos (the dukes of
Adrianople and Bulgaria, respectively), but the Pechenegs were eventu-
ally forced to withdraw because of a disease to which many of them fell
victims. The survivors were settled in the region between Niš and Sofia.
Tyrach and some of his men were baptized, receiving offices in the Byzan-
tine army, like Kegen. Those measures were intended to pacify the region
and to turn the Pechenegs into a reliable and sedentary population.118 The
seal found in Vetren confirms the integration of Tyrach into the Byzan-
tine military structures.119 However, the policy ultimately failed, because
Tyrach’s Pechenegs rebelled when they were sent against the Seljuks in
1049, and in the process created havoc in Thrace and Macedonia for the
subsequent years until 1053. They established their base of operations in
a region rich in grazing fields, woods and water called Hekaton Bounoi,
which was located north and east of Preslav. Sent for negotiations, Kegen
was killed by the Pechenegs. After the battle at Preslav, in which the duke
of Bulgaria Basil Monachos was killed, Constantine IX concluded another
peace for thirty years peace, which stipulated payments of stipends to the
Pechenegs.120
Rusokastro, 25 km to the west from Burgas)(Al-Idrisi, ed. Jaubert, 388; ed. Miller, 132). See
Tomaschek 1886, 315–316 and Grămadă 1930, 215.
118 Skylitzes, Constantine Monomachos, 17 (ed. Thurn, 458–459, 465–473; transl. Flusin,
379–380; transl. Wortley, 429–430); Attaliates, ed. Bekker, 30–35 (ed. Pérez Martín, 24–27);
Zonaras, XVII, 26.10–22 (ed. Büttner-Wobst, 642–644); Necşulescu 1937, 127–128; Bănescu
1946, 128–129; Stănescu 1966, 52; Diaconu 1970, 62–65; Barnea, Ştefănescu 1971, 127–129; Ste-
phenson 2000, 90–91; Krumova 2005, 211–212; Kostova 2006, 589–590; Curta 2006, 296, 306;
Spinei 2006, 190–192; Schmitt 2006, 479–480; Krsmanović 2009, 77; Spinei 2009, 108–110.
119 Atanasov, Jordanov 1994, 41; Spinei 2006, 191.
120 Skylitzes, Constantine Monomachos, 21–25, 28 (ed. Thurn, 465–475; transl. Flusin,
384–392; transl. Wortley, 434–443); Attaliates, ed. Bekker, 37–43 (ed. Pérez Martín, 28–33);
the danube frontier of byzantium (1000–1204) 127
Tyrach’s attack of 1047 (see Fig. 10) is responsible for destruction in the
Danube region and for the abandonment of Capidava (where the most
recent coins are those of Constantine IX)121 and Preslav (where the impe-
rial administration was restored in the 1060s, as seals from the administra-
tive building demonstrate).122 Destruction layers dated to that same time
have been found in Garvăn, where anonymous folles of type D appear
in several sunken-floored buildings that were apparently burned down.123
The same circumstances may have been responsible for the abandonment
of the fort in Tulcea.124 One of the largest coin hoards found in Paradu-
navon and dated to this period, which consists of 106 gold specimens (the
most recent from 1042/1055), was buried in Garvăn, most likely during this
attack.125 Other coin hoards dated to this period have been discovered in
Păcuiul lui Soare and Popina.126 On the former site, the gate was blocked
by means of a wall made of recycled materials.127 The fort at Krivina was
destroyed during those Pecheneg invasions and was abandoned until the
early 13th century.128 Both Varna and Mesembria suffered as well.129 Fol-
lowing the raids, a part of the population from the lowlands moved to
higher elevation on the southern slopes of the Stara Planina Mountains.
The archaeological excavations revealed a cluster of settlements in that
area, all dated to mid-11th century (one of them, Djadovo, was completely
excavated).130
The permeability of the Danube frontier allowed the settlement in 1059
of another Pecheneg group, which was fleeing the Uzes. According to
Kekaumenos, 64, 67 (ed. Spadaro, 96/97–98/99, 100/101); Zonaras, XVII, 26.23–24 (ed.
Büttner-Wobst, 644); Matthew of Edessa, I, 95 (ed. Dostourian, 80); Necşulescu 1937, 129;
Diaconu 1970, 62–65, 73–76; Barnea, Ştefănescu 1971, 127–128; Kazhdan 1977, 65–77 (who
clarified the date at which Kegen’s Pechenegs were settled); Angold 1984, 15–17; Malamut
1995, 119–128; Madgearu 1999 a, 435–436; Stephenson 2000, 91–92; Mănucu-Adameşteanu
2001 b, 100–105; Curta 2006, 297; Spinei 2006, 194–197; Schmitt 2006, 484–485; Jordanov
2009, 393. For Hekaton Bounoi see: Grămadă 1925–1926, 88–89; Diaconu 1970, 66–69, 73–76;
Madgearu 2003 a, 51–52; Schmitt 2006, 482.
121 Custurea 1995–1996, 301, 307; Mănucu-Adameşteanu 2001 a, 110; Curta 2006, 296.
122 Jordanov 1982 b, 41; Jordanov 1987 a, 95.
123 Mănucu-Adameşteanu 2001 a, 120–121.
124 Oberländer-Târnoveanu 2003, 389; Mănucu-Adameşteanu 2001 a, 271, 411 (tabel 13),
412 (tabel 14); Mănucu-Adameşteanu 2010 c, 229–230.
125 Barnea 1971, 356; Metcalf 1979, 75; Barnea 1980, 274; Vîlcu 2008, 87–96 (who indicated
the right date of the coins, against the opinion of Mănucu-Adameşteanu 2001 a, 119, 127).
126 Mănucu-Adameşteanu 2001 a, 119; Mănucu-Adameşteanu, Jordanov 2002, 129.
127 Condurachi, Barnea, Diaconu 1967, 191; Mănucu-Adameşteanu 2001 a, 118.
128 Diaconu 1992 a, 180; Curta 2006, 297.
129 Mănucu-Adameşteanu, Jordanov 2002, 131.
130 Borisov 2007, 76–78.
128
chapter three
Michael Psellos, “by their plundering and ravaging [the Uzes] compelled
them [i.e., the Pechenegs] to abandon their own homes and seek new
ones. So, at a time when the Ister was frozen over, they crossed as though
on dry land and emigrated from the Trans-Danubian territories to our
province. The whole nation was transported, bag and baggage, over our
borders, incapable of living at peace themselves, and bound to spread con-
sternation among their former neighbours.” The Pechenegs seem to have
taken advantage of an attack, which Andrew I, King of Hungary (1046–
1061) launched on the theme of Bulgaria. The attack stopped after negotia-
tions opened with the emperor in Serdica. Meanwhile, Isaac I Comnenos
defeated the Pechenegs (September 1059). In the course of those events, a
Pecheneg chief named Selté took a fortress, which Petre Diaconu identi-
fied with Loveč. However, if we are to take the account of the continuator
of Skylitzes at face value, the fort in question must have been somewhere
on the Danube. Petre Ş. Năsturel proposed the fort at Turcoaia, which fits
the description given in the source—a “steep rock” next to “swamps of
the Ister.” However, other sites such as Măcin or Hârşova may be equally
be regarded as good matches. At any rate, it is important to note that the
Pechenegs apparently had no problems crossing the river and that one of
their chieftains was able to take a fort on the frontier.131
When the Uzes crossed the Danube in 1065, they were met by the joint
forces of Nikephoros Botaneiates and Basil Apokapes. According to Attali-
ates and Michael Glykas, 600,000 Uzes crossed the Danube, but this is
undoubtedly an exaggeration.132 The figure of 60,000 given by Zonaras is
probably closer to reality. Another detail from Glykas’s account deserves
more attention: in the invasion took part the “most noble of the Pech-
enegs” (τῶν Πατζιναϰῶν οἱ ευγενέστεροι). This seems to imply that at the
head of the coalition of 1065 were some Pecheneg chiefs.133 The invasion
of 1065 created more havoc in Paradunavon. All sources agreed on the
large number of invaders, against whom it was necessary to summon an
army from the East, under the command of Basil Apokapes. Because even
131 Attaliates, ed. Bekker, 67 (ed. Pérez Martín, 51–52); Skylitzes Continuatus, 106–107;
Glykas, 602; Michael Psellos, VII, 67 (transl. Sewter, 241–242); Anna Comnena, III, 8.6
(transl. Sewter, 122–123); Zonaras, XVIII, 6.1–5 (ed. Büttner-Wobst, 671); Matthew of Edessa,
II, 5 (ed. Dostourian, 90–91). For the attack see: Iorga 1937, 81; Necşulescu 1939, 185; Gyóni
1943–1944, 88–92; Stănescu 1966, 53; Diaconu 1970, 76–78; Malamut 1995, 128; Curta 2006,
298; Spinei 2009, 110, 112.
132 Necşulescu 1939, 195; Malamut 1995, 129; Spinei 2009, 197.
133 Glykas, 605; Attaliates, ed. Bekker, 83 (ed. Pérez Martín, 63).
130 chapter three
with that, it was apparently not possible to contain the invasion, nego-
tiations were initiated to convince the Uzes to return to the lands north
of the Danube. They were convinced to do so only when pestilence and
starvation killed many of them.134 Again, the archaeological excavations
have confirmed the data from the written sources (see Fig. 11). Destruc-
tions that may be dated in 1065 are documented in Garvăn (where two
coin hoards were buried, with a total of 113 nomismata and 4 miliaresia)135
and Oltina.136 We know that the fort in Nufăru put up some resistance, for
the local commander received a message from Basil Apokapes during the
operations. Southern Paradunavon was also affected. The series of coin
finds in Pliska stops at this particular moment (see chapter II), and coin
hoards were buried under the same circumstances in Păcuiul lui Soare
and 23 August (Constanţa county).137 That three seals of Basil Apokapes
alone were found within a relatively short distance from each other in
134 Attaliates, ed. Bekker, 83–85 (ed. Pérez Martín, 63–64); Skylitzes Continuatus, 114–
115; Zonaras, XVIII, 9.1–9 (ed. Büttner-Wobst, 678–679); Necşulescu 1939, 193–196; Stănescu
1966, 54; Barnea, Ştefănescu 1971, 133–135; Malamut 1995, 129; Spinei 2006, 286–287; Spinei
2009, 114.
135 Ştefan, Barnea 1967, 29; Diaconu 1970, 79–80; Barnea 1971, 356; Barnea 1973, 292,
305, 315; Barnea 1980, 245; Mănucu-Adameşteanu 2001 a, 119–120, 127, 128, 213–216; Vîlcu
2008, 89.
136 Custurea 2000–2001, 589, 593.
137 Diaconu 1976 b, 235–239; Mănucu-Adameşteanu 2001 a, 128.
the danube frontier of byzantium (1000–1204) 131
138 Developing an idea from Iorga 1937, 90, Iosipescu 1994, 257, 259 suggested that the
so-called Bordoni, a warrior group attested in 1187, were located on the Mostiştea valley,
because their name derived from the Slavic brod (“ford”) that could be linked with to Slavic
most (“bridge”).
139 Stănescu 1966, 60–61; Tanaşoca 1973, 80.
140 Attaliates, ed. Bekker, 302–303 (ed. Pérez Martín, 216); Skylitzes Continuatus, 185;
Stănescu 1966, 59–60; Meško 2011, 137.
132 chapter three
1085 and 1092. Turcoaia was reoccupied shortly after that, as indicated
by coins struck from 1093–1094 onwards. In Garvăn, the settlement out-
side the walls was abandoned in the 1080s. A coin hoard of 15 nomismata
struck for Emperors Romanos IV and Michael VII was found inside the
fort.141 The fort at Mahmudia may have also been abandoned after 1072,
since the most recent coins from that site are issues of Romanus IV.142 The
defense system in northern Dobrudja was therefore seriously damaged,
with only Isaccea and Nufăru remaining in operation (see fig. 12). Farther
to the south, the fort at Popina was destroyed around 1080,143 while that in
Oltina continued in use, as indicated by a seal of Gregory Mavrokatakalon
dated between 1087 and 1091. The fort in Păcuiul lui Soare was apparently
spared, as no destruction layer dated to 1070–1080 has been archaeologi-
cally identified. Nonetheless, the general anxiety in the area is reflected in
the burial of a small hoard 33 coins, which was found in a sunken-floored
building.144 The lack of any traces of destruction may be explained as indi-
cating that together with Dristra, Păcuiul lui Soare had fallen earlier on
into the hands of the rebels.
The destruction may also be attributed to the invasion of those whom
Anna Comnena calls “Scythic people”—either Cumans, or another Pech-
eneg group. The newcomers crossed the Danube and immediately opened
negotiations with Tatós and two other chiefs, named Sesthlav and Satza,
who, according to Anna Comnena, controlled “Vitzina and the remaining
areas.”145 It is not altogether clear whether both Sesthlav and Satza were
rulers of Vitzina, or only one of them. While Sesthlav is definitely a Slavic
name (perhaps Časlav), Satza is of Turkic origin. A Cuman prince called
Sakz’ is mentioned in the Russian Primary Chronicle, as having been killed
in battle with Vladimir Monomakh at Bela Vezha in 1093. The name may
141 Barnea 1971, 356; Metcalf 1979, 75; Barnea 1980, 245; Mănucu-Adameşteanu 1995,
354–356; Mănucu-Adameşteanu 2001 a, 134–136, 216–218; Mănucu-Adameşteanu 2010 a,
194; Mănucu-Adameşteanu 2010 d, 446.
142 Mănucu-Adameşteanu 1992, 400; Oberländer-Târnoveanu 1998, 80; Mănucu-
Adameşteanu 2001 a, 128–129; Mănucu-Adameşteanu 2010 e, 226, 228.
143 Mănucu-Adameşteanu, Jordanov 2002, 127.
144 Conovici, Lungu 1980, 397–402; Custurea, Talmaţchi 2011, 308. Other coin hoards
were hidden at Belene, Silistra, Giurgengik and Plopeni (Constanţa county): Metcalf 1979,
75–76; Custurea, Talmaţchi 2011, 53, 313, 330–331.
145 Anna Comnena, VI, 14.1 (trad. Sewter, 212): a “Scythian tribe, having suffered inces-
sant pillaging at the hands of Sarmatians, left home and came down to the Danube”;
Brătianu 1935, 16; Necşulescu 1937, 139–144; Gyóni 1944, 87–100; Diaconu 1970, 112–115;
Barnea, Ştefănescu 1971, 137–146; Cihodaru 1978–1979, 285; Malamut 1995, 130.
the danube frontier of byzantium (1000–1204)
thus have been in use among members of the Pecheneg or Cuman aristoc-
racy, and it is quite possible that Satza mentioned by Anna Comnena is
one and the same person as that later be killed by Vladimir Monomakh.146
The place name Isaccea has in fact the same origin, and some have even
suggested that the name derives from Satza.147 The Tatar name Saqčy first
appears on coins struck from 1286 onwards in the name of the Mongol
ruler Nogai (who had his residence in Isaccea between 1296 and 1301), and
later on coins of the Genoese colony established there. During the first
decades of the 14th century, the name Sakdji was mentioned in the his-
tory of Baybars al-Mansuri (Zubdat al-fikra) and in Abulfida’s Geography
of 1325.148 In the 18th century, Romanians employed the name Sacce,149 its
present form Isaccea having developed as the result of a confusion with
the personal name Isac. It therefore seems likely that the city took a name
of Turkic origin under the Mongols. In other words, whatever the origin
and meaning of the name Saqčy from which Sacce/Isaccea derives, there
is absolutely no reason to believe that it derived from the name of an
obscure chief mentioned only by Anna Comnena. Another Vitzina, “a river
which flows down from the neighboring hills,” is mentioned in Anna Com-
nena’s Alexiad somewhere north of the pass of Sidera (Riš), and south of
Pliska. That river has been identified with Kamčija, also called Tiča, which
appears in Constantine Porphyrogenitus as Ditzina (the Bulgarian form
was most likely Dičina). The same name (Disina or Desina) was later given
by al-Idrisi to a city at a distance of four days to the east from Barisklafa
(Little Preslav).150 This is most likely Venzina, placed between Kamčija
and Varna, a city destroyed by the Ottoman Turks in 1388, as mentioned
in the chronicle of Mehmed Nešri.151 In Anna Comnena’s account, Vitzina
appears as almost of the same importance as Dristra, and, moreover, the
residence of a rebel. As a consequence, some have proposed this to be the
146 Russian Primary Chronicle, 213. For the fights with the Polovtsy (Cumans) see
Franklin, Shepard 1996, 266, 272.
147 Brătescu 1920, 31; Brătianu 1935, 24–26; Cihodaru 1978–1979, 295; Brezeanu 2002, 38
(who considered that Satza reflects a Greek form of a Romanian placename Saca); Ciocîl-
tan 2011, 415.
148 Brătianu 1935, 39, 45, 70; Baraschi 1981, 336; Oberländer-Târnoveanu 1995–1996,
200–211; Vásáry 2005, 90, 91, 97; Spinei 2009, 32.
149 Giurescu 1971, 258.
150 Constantine Porphyrogenitus, IX, 101 (ed. Moravcsik, 62/63); Anna Comnena, VII,
3.1 (transl. Sewter, 222); Al-Idrisi (ed. Jaubert, 386, 397; ed. Miller, 123, 129, 132); Tomaschek
1886, 311–312; Brătescu 1920, 9, 30; Brătianu 1935, 12–18; Brătianu 1942, 146–147; Gyóni 1952,
505–512; Beševliev 1962, 69; Cihodaru 1978–1979, 283; Beševliev 1985, 21–22.
151 Brătianu 1935, 83–84; Cihodaru 1978–1979, 284–285.
the danube frontier of byzantium (1000–1204) 135
first mention of the famous and enigmatic city of Vicina or Vecina, known
to have been in existence and to have prospered during the 13th and 14th
centuries on an island somewhere on the Danube. This Vicina has noth-
ing to do with the place mentioned by al-Idrisi near the Kamčija river, but
could indeed be the same as that mentioned by Anna Comnena.152
The location of Vicina was and remains one of the most vexed ques-
tions of the Romanian historiography. This is not the place for an exten-
sive presentation of the problem, but some considerations are necessary
to clarify what could be said about the 11th-century Vitzina, which appears
in Anna Comnena’s Alexiad. In the late 13th century, the city of Vicina was
already so important to become the residence of a metropolitan bishop,
first mentioned in 1285 (Vitzina in the Greek spelling). Already in 1296, the
portolan chart entitled Il compasso da navigare calls the Danube flume de
Vicina. The city was recovered by the Byzantines shortly after 1261, and
become a Genoese colony, but fell under Mongol rule around 1338. The
subsequent decline coincided in time with the rise of Chilia and Brăila as
rival trading centers.153 It is quite possible, although not certain, that the
fortress mentioned by Anna Comnena is the same as the famous medieval
city. In that case, it remains to be explained why Vicina was not men-
tioned in any of the rather abundant sources between the 1080s and 1281
(the year of its first mentioned in the notarial documents of the Genoese
colony in Pera). The only exception may be an epigram celebrating the
exploits of the general John Dukas in the war of 1167 against Hungary
(see below). The text preserved in the manuscript Marcianus Graecus 524
mentions that Dukas crossed the Danube at Vidin, which is in contradic-
tion with the account of the same expedition in John Kinnamos, accord-
ing to whom the army commanded by John Dukas entered Hungary via
Moldavia. Some have therefore proposed that the author of the epigram
mistook Vidin for Vicin, that is Vicina.154 However, it is equally possible
that Kinnamos was wrong.155
152 Still, some historians considered that Desina from the work of Al-Idrisi and Vic-
ina from Dobrudja were the same place (Bromberg 1937, 177; Stănescu 1970, 124; Barnea,
Ştefănescu 1971, 164; Kuzev 1981, 272; Cihodaru 1978–1979, 284–289; Todorova 1984, 431;
Atanasov 1994, 112–113; Malamut 1995, 135).
153 For the history of Vicina see, for instance: Brătianu 1935, 9–96; Brătianu 1942, 144–
154; Cihodaru 1978–1979, 295–302; Todorova 1984, 429–441; Năsturel 1987, 145–171; Iliescu
1994, 229–236.
154 Diaconu 1978, 103; Baraschi 1981, 317; Cândea 1999, 154 (identified with Măcin).
155 Năsturel 1969, 180–181.
136 chapter three
The name Vicina or Vecina derives from the Romanian or the Italian
(in any case, Romance) word for “neighbor,” which suggests that the city
developed in close proximity of an older one. If the fort mentioned by
Anna Comnena was really the same as the city first mentioned in 1281,
then the name must have been of Romanian, and not Italian origin. The
14th-century sources about Vicina are so vague that its location was much
disputed. Leaving aside such impossible identifications as Măcin (because
of a supposed name similarity, but without any support in the archaeolog-
ical evidence),156 or Nufăru157 (which was in fact Presthlavitza), two major
theories may be distinguished. According to one of them, Vicina was on
an island near Isaccea or Isaccea itself (some have even maintained that
that city had two names).158 Aerial photography revealed a site of urban
character (the street grid is still visible) about 1 km south from the ancient
Noviodunum in Isaccea, which may be for Vicina.159 Hydrological stud-
ies also revealed the existence of an old, now sunken island farther to
the west, next to the mouth of the Prut river.160 A different theory has
been put forward by Petre Diaconu, who identified Vicina with Păcuiul lui
Soare.161 A key argument in this theory is the distance between Vicina and
the mouths of the Danube, which is given in the portolan chart of 1296
as 200 Genoese miles. That roughly corresponds to the distance between
Păcuiul lui Soare and the Danube Delta, but there are other problems with
this theory. As Petre Năsturel has noted, a notarial act issued in Chilia on
October 18, 1360 mentions a ship departing from Chilia to Vicina and then
back to the Black Sea, which implies that those three points of destina-
tion were not too far from each other, given that sailing upstream in the
winter was very difficult, if not impossible. This further means that Vicina
must have been somewhere on the maritime segment of the Danube, i.e.,
between the Danube Delta and the present-day city of Galaţi. The main
commodity exported in Vicina was wheat, which required land trans-
portation, too difficult through the Bărăgan steppe in eastern Wallachia,
but much easier along the valleys of the Moldavian rivers Siret and Prut.
Moreover, establishing a new metropolitan bishopric in close proximity to
156 Tomaschek 1886, 30; Brătescu 1920, 30; Bromberg 1938, 19–29; Gyóni 1943–1944, 20;
Ciocîltan 2011.
157 Atanasov 1994, 114–128.
158 Grămadă 1924, 458; Giurescu 1971, 258; Vásáry 2005, 161.
159 Rada et alii 1988, 203–204.
160 Botzan 1992, 61–73. A similar point of view was sustained by Cihodaru 1978–1979,
294–295 (between Isaccea and Somova).
161 See especially Diaconu 1976 a.
the danube frontier of byzantium (1000–1204) 137
Dristra made no sense whatsoever. When Vicina began to decline, its posi-
tion was quickly taken by Brăila, the terminal of the trade route connect-
ing Transylvania to the Danube across the Carpathian Mountains during
the second half of the 14th century. In conclusion, the best solution is to
look for Vicina on a now disappeared island close to Garvăn, or to the
south from the old town in Isaccea.
The restoration of imperial authority in Paradunavon was the result
of the victories Alexios I Comnenos obtained against the Pechenegs. After
the conclusion of the general crisis caused by internal rebellions and the
Norman invasion, the emperor turned to the Pecheneg problem and the
secession of Paradunavon. The general Gregory Pakourianos (the com-
mander of the western army) won a victory against the Pechenegs in the
early months of 1083 at an unknown location (there is a lacuna in Anna
Comnena’s text at this point),162 but the Pechenegs mauled another army
sent against them, and the generals Gregory Pakourianos and Nicholas
Branas were killed in battle in the pass of Veliatova. The rebels were
then stopped near Philippopolis (Plovdiv) by another army led by Con-
stantine Humbertopoulos, the commander of an elite troop of Flemish
mercenaries.163 The Pechenegs continued to raid the lands south of Stara
Planina Mountains, sometimes in cooperation with other rebels, not just
with Nikephorus Basilakios. In 1086, they forged an alliance with Traulos,
the chief of the rebel Paulicians in Thrace, while in 1087 they raided
together with the former Hungarian king Salomon and the Cumans.
The crisis in Paradunavon did not end until 1091 mainly because of the
Pechenegs, and it is possible that the natives were more inclined during
those years to side with the central power against the Pechenegs. An even
greater threat came in the spring of 1087, when under the command of
Tzelgu, a large number of Pechenegs crossed the Danube together with
a group of Cumans and with the Hungarian followers of the former king
Salomon, who had meanwhile been dethroned by Ladislas I (1077–1095).
The coalition ravaged the entire region between the Danube and the
Stara Planina Mountains, before entering Thrace. After that, they with-
drew to southern Dobrudja, Tatós’s power center of Tatós.164 This time,
165 Anna Comnena, VII, 2–7 (transl. Sewter, 220–222); Necşulescu 1937, 145; Diaconu
1970, 117; Malamut 1995, 136–137; Mănucu-Adameşteanu 2001 a, 150; Kostova 2006, 590–593;
Spinei 2006, 205; Meško 2011, 134–135, 143. He was not the “governor of Paradunavon”, as
believes Mărculeţ 2005, 94.
166 Yotov 2008 b, 172–176; Yotov 2008 c, 262; Jordanov 2009, 101–103; Valeriev 2010,
653–657.
167 Custurea, Talmaţchi 2011, 339, 341–342.
168 Anna Comnena, VII, 3–4 (transl. Sewter, 223–229); Barnea, Ştefănescu 1971, 148–149;
Diaconu 1970, 117–118; Malamut 1995, 137–138; Birkenmeier 2002, 72–74; Curta 2006, 290,
300–301; Spinei 2006, 205–206; Yotov 2008 c, 257–263.
the danube frontier of byzantium (1000–1204) 139
how deep the lake is. It has been called Ozolimne, not because it emits
an evil or unpleasant odor, but because an army of Huns once visited the
lake and the vernacular word for Huns is ‘Ouzi’. The Huns bivouacked
by the banks of this lake and the name Ouzolimne was given it, with the
addition of the vowel ‘u’. No congregation of Huns in that area has ever
been mentioned by the ancient historians, but in Alexius’ reign there was
a general migration there from all directions—hence the name.” Although
this description makes it very clear that Ozolimne was navigable, Petre
Diaconu tried to demonstrate that this was a swampy area near Preslav,
for which he took Hekaton Bounoi as a reference point. Most other his-
torians believe that Ozolimne is in fact Balta Ialomiţei, the marshy area
in which both Pechenegs and Uzes stayed when arriving at the Danube.
Needless to say, the etymology advanced by Anna Comnena is wrong, as
there are several other marshes called Ozolimne, a word which means
“bad-smelling lake.”169
After Alexios I’s campaign failed, the Pechenegs took the initiative
and for four years raided deeply into Thrace, all the way to the walls of
Constantinople (1088–1091). The situation became desperate for Emperor
Alexios, when the Pechenegs established contacts with Tzachas, the Seljuk
emir who had already occupied a part of Asia Minor and had attacked a
number of islands in the Aegean Sea. With a fleet built with the assis-
tance of a Greek renegade, Tzachas intended to besiege Constantinople,
and his cooperation with the Pechenegs is strikingly similar to the joint
Avar-Persian attack on that city in 626. Alexios I succeeded to use the ten-
sions between Cumans and Pechenegs to attract the latter onto his side.
With their assistance, he then inflicted a major defeat upon the Pech-
enegs at Lebounion, in Thrace, on the Maritsa valley (April 29th, 1091).
The involvement of the Cumans was a key to success, because their light
cavalry encircled the Pechenegs at a crucial moment in the battle.170 The
duke of Paradunavon (either Gregory Mavrokatakalon or Leo Nikerites)
set up contacts with the Cumans north of the Danube. In the aftermath of
Lebounion, the imperial authority was reestablished over the Danube.
169 Anna Comnena, VII, 5 (transl. Sewter, 229); Grămadă 1925–1926, 85–97; Iorga 1937,
69; Conea, Necşulescu 1937, 146; Donat 1958, 159; Diaconu 1970, 121–129; Spinei 2006, 287.
170 Anna Comnena, VII, 6–11; VIII, 1–6 (transl. Sewter, 230–260); Zonaras, XVIII, 23.1–6
(ed. Büttner-Wobst, 740); Matthew of Edessa, II, 90 (ed. Dostourian, 155); Ostrogorsky 1956,
380–381; Ahrweiler 1966, 184–185; Diaconu 1970, 117–120, 130–132; Angold 1984, 110–111; Mala-
mut 1995, 135–142; Treadgold 1997, 617; Birkenmeier 2002, 70–77; Curta 2006, 301; Spinei
2006, 208–209, 367–368; Spinei 2009, 120.
140 chapter three
185 Anna Comnena, X, 2 (transl. Sewter, 297–302); Zonaras, XVIII, 23.26 (ed. Büttner-
Wobst, 744); Russian Primary Chronicle, 180; Diaconu 1978, 41–51; Mănucu-Adameşteanu
2001 c, 110–111 (who established the right date of the attack, 1095, not 1094); Spinei 2006,
374–375; Spinei 2009, 121–122. About this pretender, see Frankopan 2005, 147–165.
186 Barnea 1997, 358. Three other seals of Katakalon Tarchaneiotes have been found in
Dristra and in two unknown places in north-eastern Bulgaria (Jordanov 2006, 398–399,
nr. 701–703).
187 Mănucu-Adameşteanu 2001 a, 163–173.
188 Diaconu 1978, 41–55; Mănucu-Adameşteanu 1995, 355–359.
189 Oberländer-Târnoveanu 1992, 42–43; Custurea, Talmaţchi 2011, 246–247.
190 Mănucu-Adameşteanu 2001 c, 111–115.
191 Popescu 1994, 421–438.
the danube frontier of byzantium (1000–1204) 143
The Cumans that reached the lands south of the Stara Planina Moun-
tains were beaten by a Byzantine army from Anchialos. In that fort, a
leader of the Vlachs came to the emperor, named Pudilos (which may
render the Romanian name Budilă or Bădilă). Pudilos brought news about
another group of Cumans who had meanwhile crossed the Danube.192
This implies that some Vlachs were used by the Byzantines at the time to
watch over the mountain passes or as scouts.193 Romanians are known to
have acted as spies for the Byzantine army on other occasions as well, for
example in the war of 971 against Svyatoslav and against the Pechenegs
in 1049. Pudilos/Bădilă was a local ruler from the Danube lands,194 but he
may have also had an office in the Byzantine army. Other Vlachs from the
Stara Planina Mountains were meanwhile hostile to the Byzantines, and
told the Cumans about routes to bypass the defended mountain passes.195
It is interesting to note in this respect what a military manual composed
by Emperor Basil II himself has to say about such situations: “The men
we call guides are not simply men who know the roads, for the lowliest
peasant can do that, but men who, in addition to knowing the roads, are
able to conduct the army through the mountain passes.”196 It is, however,
a gross exaggeration to treat the Romanians and the Cumans of 1095 as an
anti-Byzantine coalition, perhaps a rehearsal for the events of 1185–1186.197
In the late eleventh century In 1095, the Vlachs had no reason to rise in
rebellion against the state, and some of them were even recruited for the
Byzantine army, while other were opportunists who preferred to take
advantage of the Cuman attack.
That the Cumans were capable to bypass the defended mountain passes
had major consequences for the future strategy of the Byzantine army.
This seems to have shifted the emphasis from defending the line of the
river Danube to defending the points of access across the Stara Planina
Mountains. The attack of 1095 has demonstrated the key role mountain
passes had in the defense of all routes leading to Constantinople, by far
great than the fords across the Danube. For that reason, it was necessary
to obtain and to maintain the loyalty of the mountain population. The
192 Anna Comnena, X, 2.6 (transl. Sewter, 298); Giurescu 1931, 118; Brătianu 1935, 26;
Iorga 1937, 91; Brătescu 1920, 13; Gyóni 1952, 502–503; Barnea, Ştefănescu 1971, 155; Vásáry
2005, 21; Spinei 2006, 375–376.
193 Stănescu 1989, 28. Spinei 2006, 375.
194 Diaconu 1977 a, 1898; Diaconu 1978, 57.
195 Anna Comnena, X, 3.8 (transl. Sewter, 299); Gyóni 1952, 496–501.
196 Anonymous Book on Tactics, 290/291; Dagron, Mihăescu 1986, 251.
197 Vásáry 2005, 21.
144 chapter three
Byzantine army already had the experience of recruiting from the moun-
tain population of Albanians in Epirus, who then joined the rebellion of
Nikephoros Basilakios in 1078. However, during Bohemond of Taranto’s
invasion of 1108, the Albanians from the mountains blocked the narrow
passes along Via Egnatia with palisades and timber barriers.198 The use
of highlanders for military operations involving the defense of mountain
passes increased the military role of the Romanians in the Stara Planina
Mountains during the 12th century. When the administration tried to
extract revenue from those free men, loyalty made room for hostility, and
the same mountains turned into bases of operations for rebels. The Bul-
garian and the Vlach forces gathered by the Vlach brothers Peter and Asan
made great use of their advantages in the mountains when confronting
Byzantine armies sent against them, and were thus capable of obtaining
remarkable victories, such as that following the ambush of Trjavna in the
spring of 1190.199
later obtained against them insist that there also Cumans among them.
The large number of enemies seems to have prompted the emperor to
adopt a cautious attitude and to try to bribe some members out of the
coalition. He then focused on those nomads who had crossed the Danube
and have reached Thrace, where the Byzantine army won a major victory
at Beroe in April 1122.201
The 1122 invasion of the Pechenegs and the Cumans is responsible for
the destruction of the forts in Păcuiul lui Soare, Turcoaia, Garvăn, and
Nufăru. Isaccea suffered as well (see Fig. 13). Coin series on all those
sites show gaps between the later part of Alexius I’s reign and the early
regnal years of John II Comnenos.202 At Garvăn, the attack ended the
phase, which archaeologists call “of above-ground dwellings,” and the site
remained unoccupied until the late 12th century, when the new phase
begins, which is called “of the burned dwellings.”203 The seal of Michael
“archbishop of Russia” found in Garvăn in the filling of sunken-floored
building 168—which belongs to the phase “of the burned dwellings”—was
attributed to a metropolitan bishop of Kiev whose term began in 1130 and
ended in 1145.204 Petre Diaconu has however argued that he was in fact a
bishop of Iur’ev, who between 1072 and 1073 was then the deputy of the
metropolitan bishop.205 The position in which the seal was discovered
suggests that it actually came from the layer into which the building was
dug. Moreover, the absence from this site of reliquary crosses of Kievan
type, which appear Dobrudja in the second half of the 12th century is a
strong argument in favor of the idea that the site was abandoned during
that period.206 The fort in Nufăru was partially restored under the early
regnal years of Manuel I Comnenos. After the invasion of 1122, the occupied
area shrank behind a new rampart (Z 2, identified at a point known as
201 Kinnamos, I. 3 (transl. Brand, 16); Niketas Choniates, John II Comnenos, 4 (ed. Van
Dieten, 13–15; transl. Magoulias, 10–11); Michael the Syrian, XV.12 (ed. Chabot, 206); Cha-
landon 1912, 48–50; Barnea, Ştefănescu 1971, 156; Diaconu 1978, 62–71; Angold 1984, 153;
Birkenmeier 2002, 90; Spinei 2006, 216–217; Meško 2007, 3–26; Spinei 2009, 125–126; Ivanov,
Lubotsky 2010, 595–603.
202 Diaconu 1978, 62–71; Oberländer-Târnoveanu 1998, 81; Mănucu-Adameşteanu
2001 a, 159, 192–194; Mănucu-Adameşteanu 2001 c, 113–114; Curta 200, 312, 314; Mănucu-
Adameşteanu 2010 a, 194; Mănucu-Adameşteanu 2010 d, 446.
203 Diaconu 1975, 387–394; Diaconu 1978, 62–65, 71, 120–129; Mănucu-Adameşteanu
2001 a, 193.
204 Ştefan, Barnea 1967, 335–336; Barnea 1980, 282–283.
205 Diaconu 1992 a, 183–185.
206 Mănucu-Adameşteanu 1987, 289.
146
chapter three
Belgrade in the north. The navy was also used in those operations, which
were made possible by the existence of several anchorages, such as those
of Isaccea, Axiopolis (at least until 1148), and Dristra.
That the region between Braničevo and Belgrade is called “Paristrian”
in the main accounts of those campaigns, which may be found in John
Kinnamos and Niketas Choniates,213 shows that the name previously
employed metaphorically for the lower course of the Danube was now
extended to its middle course. Such a change may reflect a shift in stra-
tegic interests, but not the creation of a province named Paristrion. The
name Paristria appears in the letter of Emperor Isaac II Angelos (1185–1195)
to Pope Celestin III (1191–1198), which was drafted by the logothetes Dem-
etrios Tornikes in 1193,214 and clearly refers to the Middle Danube region
in the context of the Hungarian attack on Serbia in the winter of 1192/1193.
The emperor complains about Christians attacking Christians: “This pas-
sion which overcame almost all those who are called Christians started in
Germany and Sicily and extended even to the Ocean (. . .) and now this
passion, after crossing the Ocean and the Rhine, flows into Paristria.” He
then describes the situation in Serbia. While this is solid evidence that the
name “Paristrion” was now applied to the region between Belgrade and
Braničevo, there is no mention of a province by that name anywhere in
the northwestern Balkans.
The expansion of the Hungarian kingdom to the southwest must be
seen in the context of the occupation of Croatia in 1091. The Byzantine
reaction to those events was a campaign aiming at restricting the Hun-
garian push to Dalmatia, which was still in Byzantine hands.215 Know-
ing that a Pecheneg raid devastated Hungary in that same year, it is not
impossible that in the aftermath of Lebounion, the Byzantines may have
used the Pechenegs to create a diversion. With imperial authority over
Paradunavon restored, contact with the Pechenegs north of the Danube
was made possible through such centers as Isaccea. It is likewise possible
that the invaders came from Paradunavon. With the power of Hungary
on the rise, Alexios I tried to prevent a coalition between Hungary and
his arch-enemy, Bohemond of Taranto, who was at the time contemplat-
ing a matrimonial alliance with the Hungarian king Coloman. In 1105,
Alexios’ son John married Princess Piroska (Irene), the daughter of the
213 Kinnamos, III, 11 (transl. Brand, 94); Niketas Choniates, Manuel Comnenos, IV, 1 (ed.
Van Dieten, 127; transl. Magoulias, 72).
214 Demetrios Tornikes, 342/343; Mănucu-Adameşteanu 2001 a, 206.
215 Urbansky 1968, 28–29; Makk 1989, 10; Makk 1990, 18; Fine 1991, 284; Makk 1994 a, 65.
the danube frontier of byzantium (1000–1204) 149
former king Ladislas I. The emperor also allowed Hungary to take Dalma-
tia, a province which was almost independent, and in which Hungary had
already occupied important cities, such as Zara and Spalato.216 He then
enjoined Venice to the alliance against Bohemond’s invasion of Epirus in
1107. In 1115, Venice attacked the Hungarian domain in Dalmatia, in retali-
ation for what was perceived as interference in the Venitian economic
hinterland.217
As for the peaceful Byzantine-Hungarian relations, they were abruptly
interrupted in 1127, when one of the claimants to the Hungarian crown,
Prince Almos, sought refuge and assistance in the empire, as Emperor
John II Comnenos (1118–1143) had married his (Almos’s) cousin Piroska,
now renamed Irene. In retaliation, the Hungarian king Stephen II (1116–
1131) took Braničevo and then advanced in the direction of Niš, Sofia, and
Philippopolis. John II Comnenos’s counter-attack in the spring of 1128
recovered all losses, including Braničevo, and also conquered the region
between the Sava and the Danube, which was abandoned in 1071 (Franko-
chorion). The navy equipped with “Greek Fire” assisted the land troops,
which marched through Sofia to Braničevo and Belgrade. The ships were
then used for the crossing onto the left bank of the Danube at Zemun,
the fort in front of Belgrade. Haram (Nova Palanka), at the mouth of river
Nera, in front of Braničevo, was the other bridgehead taken on this occa-
sion. That the Byzantine navy was capable of moving beyond the Iron
Gates indicates the existence of some anchorages along the Danube. The
involvement of the navy in such a remote segment of the Danube was
a novelty for the Byzantine military history, which must have involved
a serious logistic effort. All previous operations had concerned only the
segment between the Danube Delta and Dristra. This naval campaign was
in fact decisive for the victory, the most important achievement of which
was the reconquest of Braničevo. The king of Hungary resumed the war in
1129 with the assistance of his Czech vassals, and retook Braničevo. Dur-
ing this campaign, Hungary was also assisted by the great zhupan Uroš I
(circa 1125–circa 1145), the ruler of the Serbs in Raška, who had risen in
rebellion against the Byzantines. His daughter Helen later married in 1130
the future Hungarian king Béla II (1131–1141). The Serbian defection posed
a serious threat to the security of the road linking Belgrade to Niš and
216 Urbansky 1968, 32–34, 37–38; Makk 1989, 14; Fine 1991, 234, 285; Stephenson 2000,
180–181, 197–199; Rostkowski 2001, 162–163.
217 Chalandon 1912, 55–56; Makk 1989, 15; Stephenson 2000, 203; Rostkowski 2001, 163.
150 chapter three
Sofia. Another Hungarian attack in 1129 caused a reaction from John II,
who crushed the Serbian rebels and retook Braničevo, forcing Hungary
to recognize the city as Byzantine domain through the peace treaty con-
cluded in October 1129.218 The war of 1127–1129 had a defensive character
for the Byzantine Empire, because the target was to preserve the control
over the strategic position of Braničevo. The initiative belonged to Hun-
gary, and John II had no intention to occupy the region of Sirmium. He
preferred to concentrate forces in the East, a much more important the-
ater of war.219
Manuel I Comnenos’ strategic goal during his long reign (1143–1180) was
to restore the western frontiers to their line established by Basil II. The
confrontation with Hungary was only a part of this ambitious plan, the
inadequacy of which was shown by the final failure in the wars against
the German Empire and the Seljuk Turks.220 Unlike John II, Manuel waged
an offensive war against Hungary, for his intention seems to have been to
transform Hungary into a buffer state between the Byzantine and Ger-
man empires, at a time when, after 1156, the deterioration of his relations
with Frederick I Barbarossa (1152–1190) had led to what Paul Magdalino
has called “cold war.221 Manuel led 13 campaigns between 1149 and 1167,
the result of which was to put an end to the Hungarian expansion in the
direction of the Adriatic Sea and of Serbia.
A new Cuman raid affected Dobrudja in 1148, before hostilities started
with Hungary. At that time, the Byzantine army was involved in the war
against Roger II of Sicily (1130–1154), who in 1147, taking advantage of
the Second Crusade, had Corfu and a number of forts in Peloponnesus.
Manuel appealed to Venice. He also intended to send an expedition to
recover Corfu and to reestablish the Byzantine rule over southern Italy.222
The campaign was put on hold, however, when news arrived about
Cumans having ravaged the entire region between the Danube and the
218 Kinnamos, I, 4 (transl. Brand, 17–19); Niketas Choniates, John II Comnenos, 5 (ed. Van
Dieten, 17–18; transl. Magoulias, 11–12); SRH, I, 439–443; Chalandon 1912, 58–61; Urbansky
1968, 45–46; Angold 1984, 154, 174; Kosztolnyik 1987, 88–90; Makk 1989, 24–27; Fine 1991,
234–235; Stephenson 2000, 207–209; Rostkowski 2001, 166–169; Birkenmeier 2002, 90–91;
Curta 2006, 328–329; Kostova 2008 b, 270.
219 Makk 1999, 109–110; Stephenson 2000, 206–210.
220 Ostrogorsky 1956, 402–414; Angold 1984, 161–184; Treadgold 1997, 638–650; Stephen-
son 2000, 211–274.
221 Magdalino 1993, 62; Stephenson 2000, 239–274. See also Ferluga 1976, 193–213; Fine
1991, 236–242.
222 Chalandon 1912, 318–323; Urbansky 1968, 62–63; Makk 1989, 43–45; Magdalino 1993,
46–53; Stephenson 2000, 223.
the danube frontier of byzantium (1000–1204) 151
223 Kinnamos, III, 3 (transl. Brand, 76–77); Niketas Choniates, Manuel Comnenos, II, 2
(ed. Van Dieten, 78; transl. Magoulias, 46); Urbansky 1968, 63; Barnea, Ştefănescu 1971,
157–160; Diaconu 1978, 78–80; Spinei 2006, 388.
224 Kinnamos, IV, 24 (transl. Brand, 153); Niketas Choniates, Manuel Comnenos, II. 7
(ed. Van Dieten, 93; transl. Magoulias, 54); Chalandon 1912, 323–325; Urbansky 1968, 81;
Diaconu 1978, 89–90; Makk 1989, 148; Mănucu-Adameşteanu 2001 a, 197–198; Spinei 2006,
389; Spinei 2009, 129–130.
225 Oberländer-Târnoveanu 1992, 44, 56; Mănucu-Adameşteanu 2001 a, 196–199.
152 chapter three
who he was, also revealed to him that a fort named Demnitzikos had been
destroyed by the Cumans and left deserted. Kinnamos also mentioned
a name, Tenouormon, which refers to a place in the region north of the
Danube which Manuel’s men raided. The fort of Demnitzikos was first
identified with Dinogetia (Garvăn), where archaeological excavations had
revealed a layer of destruction dated to the mid-12th century,226 but that
destruction seems to be linked to the Pecheneg attack of 1122 (see above).227
Others have proposed Zimnicea, mainly on the basis of name similarity,
but no 12th-century is known from that city. Still others advanced the idea
that Demnitzikos was Svištov, and that the name had later been moved
north of the Danube.228 This identification could not make use of a further
identification of Tenouormon with Teleorman (now a county just north of
the Danube), as Petre Ş. Năsturel has demonstrated that the name Ten-
ouormon (which means “wild forest”) was most likely the Cuman name for
the entire forested area in Walachia and southern Moldavia. This area is
in effect called “the large forest” in medieval Romanian charters. The pro-
gressive shrinking of that area during the late Middle Ages and the early
modern period made it possible to restrict its use the present county of
Teleorman.229 In a later study, Petre Ş. Năsturel re-analyzed the passage in
Kinnamos and noted that the expression “a city worth of its name” (πόλιν
λόγου ἀξίαν) is a slightly veiled allusion to Axiopolis. His conclusion was
that Manuel crossed the Danube at Cernavoda, in which case the small
fort (phrourion) Demnitzikos could only be the fort located at the end of
the Stone Dike, now called “Cetatea Pătulului.” The two streams which
Manuel’s soldiers are said to have crossed would then be the main branch
and the Borcea branch of the Danube.230 This seems to be the best inter-
pretation of the passage. Axiopolis remained a Byzantine fort until the
attack of 1148, but no archaeological confirmation of this date is so far
available. However, it is quite possible that Axiopolis was one of the few
forts left, to the existence of which the Cuman attack of 1148 put an end.
Much more important than the location of Demnitzikos is the con-
clusion one can draw about the general situation of the Lower Danube
region in the mid-12th century, namely that it now took a backseat to the
main action taking place in the northwestern Balkans. This disregard for
the Lower Danube frontier allowed the Cuman power to rise north of the
Danube, especially after the Cumans established an alliance in 1159 with
Ivan Rostislavich and got involved in the fratricide strife in Halych. Dan-
ube Cumania emerged as a new power between the Byzantine Empire,
Hungary and the Rus’ principalities. The “steppe empire” created by the
Cumans (called Qipchak) extended from Bărăgan (the steppe in eastern
Wallachia) to the Volga, and was made up of several power centers.231
Cumania blocked the Rus’ expansion toward the Danube, but did not
prevent commercial relations between Halych and the Byzantine cities
on the Danube. Halychian merchants traveled south along the Dniester
and the Prut rivers, and Rus’ imports (primarily pectoral crosses and vari-
ous garments) began to appear in Moldavia and in settlements from Para-
dunavon, such as Isaccea, Garvăn, Dristra, and Păcuiul lui Soare.232 To
the south, Halych reached as far as north-eastern Moldavia, on the upper
course of rivers Prut and Dniester. The theory of a complete incorporation
of Moldavia within Halych, which was put forward by the Russian and
Soviet historians is based on an erroneous interpretation of the presence
of the Rus’ traders, and on the story of the so-called Berladniks. Prince
Ivan Rostislavich gathered the Cumans in 1159 in order to prey on Rus’
traders and their boats on the Danube. As Victor Spinei has demonstrated,
the Berladniks who were led by that prince in the fight against Iaroslav
Osmomysl have no relation with the Moldavian town Bârlad, a settlement
which appeared much later. The city of Berlad mentioned in the Rus’
chronicles was in Volyhnia.233 Cumania, not Halych, was the dominant
power in the region north of the Lower Danube in the mid-12th century.
The princes of Suzdal’ Vasilko (son of Yuri Dolgoruki) and Vladimir, who
are said to have settled down in 1165 somewhere on the Danube, were
most likely in control of a number of forts within the Byzantine territory.
That appanage could hardly be regarded as an extension of the Rus’ prin-
cipality to the Danube.234
231 Diaconu 1978, 95; Shepard 1979, 207; Pritsak 1982, 367; Perkhavko 1996, 18; Vásáry
2005, 7, 32; Spinei 2006, 393; Spinei 2009, 131.
232 Popescu 1992, 145–150.
233 Cihodaru 1979, 179; Boldur 1988, 228–231; Purici 1997, 189–202; Curta 2006, 315–316;
Spinei 2009, 135–137.
234 Kinnamos, V, 12 (transl. Brand, 178); Bănescu 1927, 21; Brătianu 1935, 29; Frances
1959, 57; Diaconu 1977 a, 1897; Diaconu 1978, 98; Tăpkova-Zaimova 1980, 334.
154 chapter three
The conflict with Hungary during Manuel I Comnenos’s reign was ini-
tiated by Hungary. In 1149, Géza II gave his support to another Serbian
rebellion in Raška against the Byzantines. The Serbs entered a dynastic
alliance with Hungary, as Jelena, the daughter of the great zhupan Uroš I
(circa 1125–circa 1145) married Béla II (1131–1141). On the other hand, the
great zhupan Uroš II (circa 1145–circa 1160) concluded an anti-Byzantine
agreement with Roger II of Sicily. The war in Serbia delayed the Byzantine
response to the Hungarian aggression, because Manuel had to use a part
of his army to quell the rebellion of the Serbs. By 1150, however, the Byz-
antine army was ready to march against Hungary, and managed to defeat
the Hungarians before they joined the Serbian rebels. The Hungarians had
attacked, as usual, along the valley of the river Morava in the direction of
Niš. After the decisive battle of Tara (north of Niš) in September 1150, the
great zhupan was forced to abandon his alliance with Géza II and Roger II.
The pacification of the Serbian lands was a sine qua non of the campaign
against Hungary. In 1166, Manuel put all of Raška under the rule of his
faithful ally, the great zhupan Tihomir.235
It was easier for the Byzantines to deal with Hungary and Raška than
with the Normans in Sicily.236 Manuel therefore adopted an offensive
strategy in the Middle Danube region. In October or November 1150, at
the time the largest part of the army of the Hungarian king Géza II was
on campaign in Halych, the Byzantine navy was again sent from Con-
stantinople to the Danube, at the same time as the land troops marched
to Belgrade and crossed the river Sava. An army corps under the com-
mand of the emperor occupied the region between the Danube and the
Sava, including the city of Sirmium. Another corps led by general Theo-
dore Batatzes besieged the fort at Zemun, and a third expedition reached
the Timiş valley in present-day Banat. The Byzantine troops were quickly
withdrawn from the Danube-Sava region as soon as the Hungarian army
returning from Halych counter-attacked, and the results of the 1150
campaign were indecisive. On the other hand, Géza II’s attacks on the
Byzantine territories (April 1151) had no concrete results.237
235 Kinnamos, III, 6–9 (transl. Brand, 83–90); Niketas Choniates, Manuel Comnenos, II.
7 (ed. Van Dieten, 93; transl. Magoulias, 54); Chalandon 1912, 384–391, 401; Ostrogorsky
1956, 412; Urbansky 1968, 48–49, 52, 71–75; Moravcsik 1970, 80; Kosztolnyik 1987, 146–147;
Makk 1989, 48–51; Fine 1991, 236–244; Magdalino 1993, 54–55; Stephenson 2000, 225–226,
267; Curta 2006, 329–330.
236 Magdalino 1993, 55.
237 Kinnamos, III, 10, 11 (transl. Brand, 90–93); Niketas Choniates, Manuel Comnenos,
II. 7 (ed. Van Dieten, 92–93; transl. Magoulias, 54); Chalandon 1912, 402–408; Urbansky
1968, 72–77; Moravcsik 1970, 81; Kosztolnyik 1987, 147–148; Makk 1989, 52–56; Magdalino
the danube frontier of byzantium (1000–1204) 155
After 1150, the emperor appointed his cousin Andronikos as duke of Niš
in 1153. He had under command the entire territory from Niš to Belgrade.
That does not seem to have been a wise decision, as Andronikos had his
mind on the imperial throne, and opened negotiations with Géza II, to
whom he promised the duchy in exchange for the the Hungarian king’s
support. Soon after that, Andronikos was arrested (1154), but Géza, who
does not seem to have been aware of his ally’s fate, made a bold attack on
Braničevo and Belgrade together with the Cumans, who were then raid-
ing in the Danube region. In 1155, Manuel decided to retaliate, fearing an
alliance between Géza II and intended to make an alliance with Emperor
Frederick Barbarossa. The navy was again sent to the Danube, but the
Hungarian king quickly asked for peace and returned all prisoners taken
in the previous year.238
The events of 1155 led Manuel to a re-shuffle of the defense policy on
the Danube. After 1155, the system of fortifications on the river bank and
in the interior was reinforced. Manuel was fully aware of the strategic value
that such forts as Belgrade and Braničevo had in the war against Hungary.
The reconstruction work archaeologically documented on both sites may
be dated to the mid-12th century. At Braničevo, a new fortification was
built in Veliki Grad after 1156 next to the ramparts of the 6th-century walls
of Viminacium, themselves reused after 1018 (fig. 14). The area of the city
was thus doubled, with the purpose to accommodate the troops brought
from the south for the operations in the region of Braničevo. In Belgrade,
a new fort of 60 × 136 m was built inside the area of the 6th-century city
of Singidunum. This fort, which was separated from the rest of the settle-
ment by a ditch became the residence of the commander (fig. 15).239
Manuel also entered an alliance with Halych against Hungary. This
alliance was also directed against the Cumans, who were at that time in
conflict with the Rus’240 The new alliance allowed for the concentration
of the war efforts in the western part of the Danube frontier.
1993, 54–55; Stephenson 2000, 230–231 (according to his own chronology); Kostova 2008
b, 271–272.
238 Kinnamos, III, 17, 19 (transl. Brand, 100, 103–105); Niketas Choniates, Manuel Comne-
nos, 3 (ed. Van Dieten, 101–103; transl. Magoulias, 58–59); Chalandon 1912, 409–414; Bănescu
1946, 43, 161; Urbansky 1968, 80–84; Şesan 1978, 50; Kosztolnyik 1987, 148–150; Makk 1989,
60–62; Magdalino 1993, 56–58; Stephenson 2000, 233–234; Curta 2006, 330–331; Kostova
2008 b, 272; Stojkovski 2009, 389–390.
239 Popović, Ivanišević 1988, 178; Maksimović, Popović 1990, 217–219; Popović 1991, 169–
185; Milošević 1991, 187–195; Maksimović, Popović 1993, 129–133; Stephenson 2000, 241–245;
Kalić 2003, 91–96; Curta 2006, 331–332.
240 Wasilewski 1964, 481–482; Moravcsik 1970, 78–92; Diaconu 1978, 94–95; Angold 1984,
176.
156 chapter three
241 Kinnamos, V, 5–6, 8, 10, 14–16 (transl. Brand, 160–165, 167–171, 174, 179–186); Nike-
tas Choniates, Manuel Comnenos, 4 (ed. Van Dieten, 127–128, 132–135; transl. Magoulias,
72–73, 75–77); Chalandon 1912, 470–487; Wasilewski 1964, 481; Urbansky 1968, 85, 93–103;
Moravcsik 1970, 82–88; Kosztolnyik 1987, 185, 187; Makk 1989, 85–92, 99–100; Magdalino
1993, 79–83; Stephenson 2000, 247–260; Curta 2006, 332–333; Kostova 2008 b, 272–273.
242 Cihodaru 1979, 171 suggested that the army marched through the Bugeac (southern
Bessarabia), which would mean that it crossed the Danube at Isaccea.
243 Kinnamos, VI. 3 (transl. Brand, 195–196); Niketas Choniates, Manuel Comnenos, V, 1
(ed. Van Dieten, 151–157; transl. Magoulias, 86–89); Frances 1959, 58–59; Urbansky 1968,
104–106; Moravcsik 1970, 84–85; Stănescu 1974, 407; Diaconu 1978, 102–103; Kosztolnyik
1987, 187, 189, 191; Makk 1989, 100–101; Stephenson 2000, 260–261; Haldon 2001, 138–139;
Birkenmeier 2002, 119–120; Curta 2006, 333; Kostova 2008 b, 273–274. Some have seen this
158 chapter three
Leo Batatzes’ army also included ”a large group of Vlachs, who are said
to be formerly colonists from the people of Italy.” The word ὃμιλος used by
Kinnamos means “mob” and concerns a unit of irregulars, recruited most
probably from Dobrudja, the region from which the attack was launched.244
There is, however, no indication of a military organization of the local
Romanian population in Dobrudja. On the contrary, the impression one
gets is that the Byzantines had to improvise, as they recruited unskilled
men (Romanians in this case) to complement the apparently small
number of professional soldiers taking part in the expedition. There is no
proof that those Vlachs were from the Stara Planina Mountains or that
they were organized in some kind of unit specializing in fighting in the
mountains.245
The victory of 1167 was the final moment of the Byzantine-Hungarian
wars under Manuel I. The Byzantine control over the disputed territories
in Dalmatia, Croatia and in the Middle Danubian region was sanctioned
by the peace treaty of July 1167. The same victory curbed any Cuman
attacks for a while, as it demonstrated the capability of the Byzantine
army to wage war on a large scale in the regions under its control.246 The
hegemony of the Byzantine Empire was restored in the western Balkans
and on the Danube, but not for too long.
After Manuel’s death in 1180, Prince Béla, crowned king of Hungary by
Manuel after Stephen III’s death (with the name Bela III, 1172–1196) took
the opportunity to recover Dalmatia and Sirmium. Involved in conflicts at
the Byzantine court, he attacked the empire under the pretext of defend-
ing the interests of Alexios II Comnenos against the usurper Andronikos.
He therefore annexed a large region extending from Sirmium to Sofia
after two campaigns carried out in 1182–1183 in cooperation with the great
zhupan of Serbia, Stephen Nemanja. Andronikos Comnenos’ usurpation
was also used as a pretext by the king of Sicily, William II (1166–1189) for
launching an attack on the Byzantine Empire. That maneuver was meant
to give support to a claimant to the Byzantine throne calling himself
Alexios II (the real Alexios II had in fact been killed by Andronikos). On
June 24th 1185, the Norman army conquered Dyrrachion, at the western
expedition as aimed to counteract the Hungarian expansion into the regions south and
south-east of the Carpathian Mountains (Cândea 1999, 153–155).
244 Stănescu 1971, 589; Stănescu 1974, 407–408; Năsturel 1969, 178–184; Curta 2006, 316;
Kostova 2008 b, 274.
245 Năsturel 1969, 179.
246 Năsturel 1969, 183–184.
the danube frontier of byzantium (1000–1204) 159
247 Ostrogorsky 1956, 422–426; Urbansky 1968, 109–111, 122; Moravcsik 1970, 90–92; Kosz-
tolnyik 1987, 207–208; Makk 1989, 115–117; Fine 1994, 6–7; Treadgold 1997, 652–654; Ste-
phenson 2000, 281–283.
248 Guilland 1964, 125; Moravcsik 1970, 93; Kosztolnyik 1987, 209; Makk 1989, 120; Fine
1994, 9–10; Treadgold 1997, 657; Stephenson 2000, 283–284; Vásáry 2005, 14.
249 Niketas Choniates, Isaac Angelos, I. 5 (ed. Van Dieten, 369; transl. Magoulias, 204).
250 Prinzing 1999–2000, 257–265.
251 Iosipescu 1994, 252.
160 chapter three
ensure recruits from their estates. In the long term, the pronoia is respon-
sible for the centrifugal trends in Byzantine politics, especially after it
became hereditary (1258), but in the late 11th and early 12th century, the
reorganization of the professional army on that basis was a success story.
The small farming property of the stratiotai survived, but the develop-
ment of a feudal army not unlike those of Western Europe is obvious. The
recruitment on the basis of local (and therefore often ethnic) criteria was
encouraged by the rise of the pronoiars, and that contributed to a rapid
decline of units of foreign mercenaries. Several groups of Pecheneg and
Cumans were settled in the European provinces of the Empire, former
prisoners of war thus becoming stratiotai. The military profession was
again attractive to peasants, even if they happened to be were tenants of
the pronoiars. According to Niketas Choniates, “everyone wanted to enlist
in the army (. . .) while some ran away from their charge of grooming
horses and others, washing away the mud from brick making and wiping
off the soot from working the forge, presented themselves to the recruit-
ing officers. After handing over a Persian horse or paying down a few gold
coins, they were enrolled in the military registers without due examina-
tion and immediately were provided with imperial letters awarding them
parcels of dewy land, wheat bearing fields, and Roman tributaries to serve
them as slaves.”252
The request of the two Vlach brothers Asan and Theodore (Peter) was
rejected. Furthermore they were apparently humiliated in front of the
emperor, perhaps with his approval. This fact sparked the rebellion which
soon found supporters among the cattle and sheep owners affected by the
tax increases. From the very beginning, therefore, this was a rebellion of
mountaineers with considerable military skills. In his account of Isaac II
Angelos’ campaign against the rebels (October 1187), Niketas Choniates
criticizes the emperor for not dispatching soldiers to the forts, most likely
those in the Stara Planina Mountains and on the Danube.253 Instead,
according to Choniates, the rebels put those forts to good use and to their
advantage.254 The development of the region in which those mountain
forts were located is betrayed by the surge in coin finds of the second
half of the 12th century, which have been discovered in the area between
252 Niketas Choniates, Manuel Comnenos, VII (ed. Van Dieten, 209; transl. Magoulias,
118–119); Ostrogorsky 1956, 392–393; Ostrogorsky 1970, 41–54.
253 Niketas Choniates, Isaac Angelos, II. 1 (ed. Van Dieten, 394; transl. Magoulias, 217).
For the campaign, see Tsankova-Petkova 1978, 116–118.
254 Niketas Choniates, Isaac Angelos, I. 4 (ed. Van Dieten, 369; transl. Magoulias, 204).
the danube frontier of byzantium (1000–1204) 161
reached Thrace, Cumans lived in close contact with the Vlachs, for exam-
ple, in the region of Moglena.261 It is important to note that during that
invasion, warriors had brought their families with them, and it is reason-
able to believe that at least some Cuman women were taken captive after
the victory of Beroe.
The role of the Vlachs in the rebellion and the rise of the Assenid state
is clearly spelled out by various sources, such as Niketas Choniates, Geof-
froy of Villehardouin and Robert de Clari. The Byzantine historian even
mentioned the language of the Vlachs which was apparently spoken by
a priest whom the rebels had captured,262 while the French chroniclers
wrote about Blaquie and Blacs. Of crucial significance in this respect is
that Pope Innocentius III (1198–1216) knew very well that the people of
Kaloyannes, the third, younger brother who took over the power in 1197,
were of Roman origin (audito quod de nobili Urbis Romae prosapia pro-
genitores tui originem traxerint).263 A particularly interesting testimony
about the ethnic character of the state established by the Peter and Asan
brothers is that of the Heimskringla, written by Snorri Sturlusson in Ice-
land around 1230. The region in Thrace in which the Byzantine-Pecheneg
war of 1091 took place is called Blökumannaland (“the land of the Vlachs”)
which is evidently an anachronism, but reflects the situation at the time
Snorri wrote Heimskringla.264 Those testimonies thus represent a body
of uncontrovertible evidence about the participation of the Vlachs in
the rise of what is now commonly referred to as the “Second Bulgarian
Kingdom.”265
The rebels led by Peter and Asan occupied the mountain passes in
the eastern range of the Stara Planina Mountains, but were pushed back
by the Byzantine army (April 1186). At this point, the intervention of
the Cumans was decisive in the ultimate victory of the rebels. From this
266 Diaconu 1978, 114–119, 130–133; Vásáry 2005, 17, 21, 42; Lazăr 2006, 17.
267 Niketas Choniates, Isaac Angelos, I. 5; II. 1 (ed. Van Dieten, 372–374, 394–399; transl.
Magoulias, 206, 217–219); Tsankova-Petkova 1978, 106–119; Tsankova-Petkova 1980, 61–63;
Stephenson 2000, 290–292; Vásáry 2005, 43–44; Lazăr 2010, 12–13.
268 Ansbertus, 58 (transl. Loud, 84); Wolff 1949, 184; Fine 1994, 24; Iosipescu 1994, 265–
268; Stephenson 2000, 294–300; Vásáry 2005, 44.
269 Niketas Choniates, Isaac Angelos, III. 3 (ed. Van Dieten, 429–430; transl. Magoulias,
236–237); Akropolites, 133; Wolff 1949, 184–188; Kosztolnyik 1987, 217; Stephenson 2000,
300–306; Vásáry 2005, 45–47; Lazăr 2006, 18–19.
164 chapter three
his brother Assan with the Vlachs subject to them were exercising tyran-
nical rule over much of Bulgaria, and especially in the region where the
Danube flows into the sea”.270 This means that in 1189 Dobrudja or a good
part of it was already under the control of the rebels. Gheorghe Mănucu-
Adameşteanu is therefore wrong when arguing that before 1204 the Ass-
enid state did not include Dobrudja.271 Knowing that the rebels threatened
early on Thrace, the province closest to the capital, most resources were
concentrated for its defense. Maintaining large numbers on the Danube
frontier, which by now was accessible only the sea, would have been a
useless effort. As in the case of the rebellion of 1072, the ultimate bastion
of Byzantine authority in the Danube region was Isaccea. In 1190, Isaac II
Angelos decided to move again against Bulgaria. The land army besieged
Tărnovo, but without any success, for the Cumans arrived to attack the
besieging army. The Byzantines were defeated after they withdrew in the
mountains, in that already mentioned ambush of the Trjavna Pass. This
campaign is covered by both Niketas Choniates and George Akropolites.
Choniates, in a speech addressed to the emperor in 1190, refers to fighting
taking place in the “Danube islands”: “(Istros) is after many years struck
by Romaic [Byzantine] oars.”272 This, as Genoveva Tsankova-Petkova has
demonstrated, is only wishful thinking. It appears that the idea of send-
ing the navy to the Danube in order to hinder the crossing of the river
by the Cumans was never put to practice, because of unknown reasons.
The speech included congratulations made before the launching of the
campaign.273 Be as it may, the aforementioned plan may be associated
with messages the emperor sent to Isaccea, as illustrated by two of his
seals found on the site.274
A direct consequence of the defeat inflicted upon the Byzantine army
in the Trjavna Pass was the abandonment of Varna, the most important
port on the maritime way to the Danube (it was recovered only in 1193).
Mesembria was also taken at about the same time.275 Varna was again
retaken by Bulgarians on March 24th 1201, after a three day siege. This
was the last point the Empire still controlled north of the Stara Planina
Mountains. Constanteia was also taken in 1202. The Bulgarian occupation
of those port cities made it impossible for the Byzantine navy to get to
the mouths of the Danube.276 As a matter of fact, no other attempt to
attack Bulgaria from the Danube is known after 1190. The Danube region
was lost, although it was partially recovered for a brief while by Emperor
Michael VIII Paleologos (1259–1282). In a speech Manuel Holobolos wrote
for the occasion, Michael is praised for having forged in 1273 an alliance
against Bulgaria with the Mongol warlord Nogai against Bulgaria, as “the
many Paristrian islands” returned to Byzantine control.277 Holobolos’ fig-
ure of speech does not refer to some small islands in the Danube Delta,
but to northern Dobrudja, previously known as Western Mesopotamia.
During the third quarter of the fourteenth century, this territory was a
Mongol-Byzantine condominium centered upon Isaccea.278
The western part of the Danube region was also lost shortly after the
rebellion in Bulgaria. In 1189, when the crusaders entered the Balkans on
their way to Constantinople, there was still a duke in Braničevo (dux de
Brandicz). According to Ansbertus’ Historia de expeditione Friderici imper-
atoris, the troops under the command of the duke intercepted the crusad-
ers moving to Niš. 279 Stephen Nemanja and Peter, the leader of the Vlachs
and of the Bulgarians, offered their support to Frederick I Barbarossa for a
common war against Isaac II, but the German emperor preferred to main-
tain good relations with Byzantium.280 Soon after the incidents of 1189,
there is no mention of Byzantine authority in the region. In 1190, in coop-
eration with Peter, Stephen Nemanja, who had already started the expan-
sion of Serbia in the central part of the Balkans, took over the region of
Braničevo-Niš from the Byzantines. Isaac II responded with an expedition
against Serbia in 1191. After a victory won somewhere in the valley of the
Morava river, a peace was concluded, which returned Niš, Braničevo and
Belgrade to the empire.281 King Béla III of Hungary took advantage of the
276 Gjuzelev 1978, 53; Gjuzelev 1981, 19; Gjuzelev 1986, 209; Stephenson 2000, 310.
277 Laurent 1945, 188; Stănescu 1974, 412; Năsturel 2003, 351.
278 Laurent 1945, 184–198; Bănescu 1946, 113–115; Oberländer-Târnoveanu 1995–1996,
208–209.
279 Ansbertus, 27–28 (transl. Loud, 60); Stephenson 2000, 295.
280 Ansbertus, 58 (transl. Loud, 84–85); Wolff 1949, 184; Guilland 1964, 132–133; Iosipescu
1994, 265–268; Stephenson 2000, 294–300; Curta 2006, 361.
281 Niketas Choniates, Isaac Angelos, III (ed. Van Dieten, p. 434; trad. Magoulias, pp.
238–239); Niketas Choniates, Orationes, D (ed. Van Dieten, 27–33); Guilland 1964, 135–136;
Makk 1989, 123; Fine 1994, 25–26; Stephenson 2000, 301; Vásáry 2005, 45–46; Curta 2006,
335.
166 chapter three
John Tzimiskes’ conquest of the Lower Danube region was the unex-
pected result of the war against Svyatoslav, who, taking the chance offered
by Nikephoros Phokas’ strategic mistake, had attempted to establish his
domination over that region. “Unexpected” in this context refers to the
lack of any evidence that Nikephoros Phokas’s goal was either to destroy or
to occupy Bulgaria. His intention in 968, when he summoned Svyatoslav’s
assistance, was to keep Bulgaria under Byzantine hegemony, as a buffer
state against attacks from the north. His intention was however made
irrelevant by Svyatoslav’s plans to ensconce himself in the region by the
Black Sea and the river Danube. The military operations carried out on
the Lower Danube by Byzantium’s land and naval forces in 971 were only
a reaction to the plans of the Rus’ prince. The unfolding of the political
events had left a power vacuum in Bulgaria, which John Tzimiskes’s con-
quest now attempted to solve. The restoration of the Byzantine domina-
tion in Bulgaria was initially conceived as a means to prevent future Rus’
attacks. That was the primary purpose of dispatching troops from Thrace
in the new theme of Ioannoupolis, and that was the reason for which no
such forces were stationed in western or southern Bulgaria, where the
Byzantines wages a comparatively longer and much more difficult war
against the rebels of 976 led by Samuel. The occupation of those regions
was not regarded as necessary, or even possible, for no threat from the
Rus’ or any other enemy was expected there. The same strategic goal
explains why a katepanate called Western Mesopotamia was established
south of the Danube Delta, in the region commonly crossed by the Rus’
on their way to Constantinople.
This neglect of the other parts of Bulgaria turned out to be another
strategic mistake, with very serious consequences. Once the rebels of 976
revived the Bulgarian state, they effectively became a mortal threat to all
Byzantine possessions in the Balkans. The was against Samuel led to a
new organization of the Danube region, after the territories lost in 986
were recovered and new ones conquered, all the way to Sirmium. This
organization was implemented in three stages (1000, 1002, 1018–1019) and
consisted of an extension of the theme of Dristra to the west, in addition
to the creation of another theme of Sirmium. In the southern parts of
the former Bulgarian state the themes of Bulgaria and Serbia were estab-
lished. The occupation was based on garrisons in forts, some of which
168 conclusion
were restored Roman forts, others built anew, especially next to the fords
across the Danube. There were altogether fewer fortifications than those
in existence between the 2nd and the 7th century, an indication that the
military forces available were not as numerous as in Antiquity.
Since the Rus’ had ceased to be a threat to the Danube frontier since
the age of Basil II, there was no need of a navy any longer. The new ene-
mies, Pechenegs and Hungarians, had no naval forces. The defense system
developed by Basil II was therefore based only on monitoring the crossing
points around the main fords, which mounted warriors could use to cross
the Danube. This implied a small number of forts manned by stratiotai.
This strategy failed in the long run, because forts around the fords or other
points along the Danube could not effectively prevent the Pecheneg, Uze
and Cuman raids, many of which took place in the winter, when the entire
river was frozen. The alternative solution adopted by Michael IV in 1036,
and developed by Constantine IX in 1045, was to appease the Pechenegs,
first by means of bribes, next by allowing them to settle in the lands south
of the Danube, as frontier guards. Such a policy proved effective for as
long as the forts opened for contacts with the barbarians remained under
the control of the central administration, i.e. until the secession of 1072.
That secession marked the turning point in the history of the region, as
the Pechenegs previously established in the empire took over the forts,
including Dristra, soon to be joined by the Pechenegs who had remained
in the lands north of the river.
The numerous raids and invasions across the Danube led to the adop-
tion of a third solution, namely moving the defense line from the Danube
to the Stara Planina range. According to Paul Stephenson, this solution
was adopted in the 12th century because of an ever diminishing number
of troops available for the defense of the Danube.1 Under the new circum-
stances, the province of Paradunavon became a half-open space. Only a
few points on the river (Isaccea, Hârşova, Axiopolis and Dristra) remained
under direct Byzantine control. Those were outposts needed for the moni-
toring of the fords, as well as anchorages for the navy based in Anchialos.
Nonetheless, it is a mistake to draw the conclusion that the Byzantines
had by then been completely lost the region along the Danube.2 The lands
between the Danube and the Stara Planina remained a periphery, but a
periphery of Byzantium.
and on the Black Sea coast. There are, however, no settlements at all in
the entire region between the Danube and the Stara Planina Mountains,
which could be dated to the 11th and 12th centuries.11 During the former
century, there is a visible increase of population in all forts along the Dan-
ube, which in most cases witnessed the growth of a civilian settlement
outside the fort’s walls (Garvăn, Isaccea, Nufăru, Tulcea, Hârşova). By the
12th century, however, there is evidence of a serious demographic decline,
with most extramural settlements being abandoned, while in other cases
the occupation ceased inside the fort as well.
The demographic decline in the Danube forts must be regarded in con-
nection with the withdrawal of the defense line to the Stara Planina Moun-
tains. This made most forts along the Danube obsolete, and any efforts to
repair or rebuild them utterly unnecessary. The forts had failed in their
mission to prevent invasions, and no troops left behind would have been
able to win against the Pechenegs and the Cumans. Military successes, if
any, obtained by the Byzantines against the raiders were always caused
by their ability to move behind the enemy lines or to attack the Pech-
enegs or the Cumans when exhausted. This was no doubt the conclusion
Emperor Alexios I reached when deciding to change the general strategy
in the region.
The transformation of the region between the Lower Danube and the
Stara Planina Mountains into a buffer zone coincided in time with the
increasing military importance of the region on the border with Hungary.
Resources began to concentrate in that region under John II and espe-
cially Manuel I, as Hungary was increasingly perceived as capable to block
access to the road leading to Thessaloniki and Constantinople along the
Morava valley. This is the ultimate reason for the growth of both Belgrade
and Braničevo during the reign of Manuel, when both forts were com-
pletely rebuilt. The Serbs were an additional threat, as they often rebelled
with Hungarian assistance. The strategy implemented by the Comnenian
emperors, therefore, was meant to increase the security in the central parts
of the Balkans, at the expense of the Lower Danube. In the end, Manuel
was successful against Hungary by means of both war and a dynastic alli-
ance. But the ultimate (albeit unintended) consequence of the marriage
between his daughter and the future Hungarian king was that Béla III got
involved in the conflict caused by the usurpation of Andronikos, which
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Index OF People
Aaron (Bulgarian chief ), 46 Basil Apokapes (duke), 69–76, 90, 113, 129,
Aaron (duke of Mesopotamia), 70, 71 130
Adralestos Diogenes (strategos), 43 Basil I (emperor), 18
Adralestos Spanopoulos (ek prosopou), 60 Basil II (emperor), 26, 36, 40, 45, 46, 51,
Adrian Comnenos (general), 84, 138 53–55, 64, 95, 102, 106, 108, 113, 115, 116,
Adrian Dalassenos (duke of Antioch), 71 121, 123, 143, 150, 168, 170
Adrian (turmarch), 59 Basil Monachos (duke), 66, 126
Aetios (strategos), 90 Basil (ek prosopou of Paradunavon), 76
Ahtum (duke), 53, 54 Basilakes (strategos, Dristra), 61, 86
Albanians, 144 Basilakes (duke, Dyrrachion), 90
Alexander Kabasilas (duke), 99 Béla II (Hungarian king), 149, 154
Alexios I Comnenos (emperor), 80, 81, Béla III (Hungarian king), 158, 159, 165, 171
83–85, 90, 97, 99, 106–108, 110, 112, 121, Berladniks, 153
137–139, 141, 142, 144, 147, 148, 159, 170, 171 Blacs, 162
Alexios II Comnenos (emperor), 158 Bohemond of Taranto (prince), 81, 144,
Alexios (kleisurarchos), 45 148, 149
al-Hakim (Caliph), 51 Bordoni, 131
Almos (prince), 149 Boris I (Michael) (Bulgarian king), 16, 18
Alusian, 95 Boris II (Bulgarian emperor), 30, 32, 37,
Anastasios (strategos of Anchialos), 45 46, 47
Andrew I (king of Hungary), 129 Boris or Kalamanos (son of the Hungarian
Andronikos Comnenos (emperor), 100, king Coloman), 151
155, 158 Budilă (Pudilos) (Vlach chief), 143
Andronikos Dukas (strategos, Preslav), 89 Bulgars, 7–14, 16, 19, 23, 27, 33, 37, 111, 112,
Andronikos Kontostephanos (general), 157 161
Andronikos Philokales (duke of Bulgaria), Bulgarians, 9, 18–24, 26–41, 46–49, 51,
69, 76, 84 54–56, 59, 68–70, 73, 80–82, 85, 92, 95,
Andronikos (turmarch in Arachilava), 88 96, 100, 111, 112, 114, 115, 140, 144, 159,
Andronikos (ek prosopou, Mesembria), 83 161–167
Andronikos (kommerkiarios in Dristra), 93 Bulghari, 47
Anna (sister of Basil II), 45
Arabs, 12, 20, 23, 34, 40, 47, 51, 62, 169 Carpi, 124
Areimanioi, 140 Celestin III (pope), 148, 166
Arkadios (strategos of Dorostolon), 61, 62, Chalis (second name of Tatós), 80
86 Chalisi, 80
Armenians, 10, 48, 71–73, 75 Clement (vestarches), 90
Arpad (Hungarian duke), 20, 21 Coloman (Hungarian king), 148, 151
Asan (Vlach ruler), 140, 144, 159–162 Comitopouloi, 46
Asoteos (strategos, Varna), 89 Constantine (. . .) polites (katepano), 65,
Asparukh (Bulgar ruler), 7–11 86
Aurelian (emperor), 170 Constantine IV (emperor), 7, 10, 11, 37
Avars, 7, 10, 13, 139 Constantine V (emperor), 11, 12, 20, 112
Constantine VII Porphyrogenitus
Bagrat Vakhac’i (Armenian prince), 71 (emperor), 28, 93
Balakaye, 80 Constantine VIII (emperor), 113, 1116, 121,
Bardas Petzes (strategos), 88 123
Bardas Phokas (general), 30, 31, 45, 104 Constantine IX (emperor), 79, 104, 110, 121,
Bardas Skleros (general), 30, 31, 46 123–127, 168
200 index of people
Constantine X Dukas (emperor), 66, 67, 72, Géza I (Hungarian king), 96, 97
75, 76, 81, 89, 109, 110 Géza II (Hungarian king), 154, 155, 157
Constantine Anemas (inspector of the Goths, 124
Armeniakon theme), 90 Greeks, 23, 26, 36, 51, 53, 54, 72, 80, 139,
Constantine Arianites (duke), 126 163
Constantine Bodin (Serbian ruler), 96 Gregory Mavrokatakalon (katepano), 83,
Constantine Diogenes (general), 56 84, 87, 90, 109, 132, 139
Constantine Humbertopoulos Gregory Pakourianos (general), 137
(commander), 137
Constantine Karantinos (strategos, Helen or Jelena (daughter of Uroš I), 149,
Preslav), 89 154
Constantine Kokkinobepheos (krites), 90 Heraclius (emperor), 10, 11
Constantine Pterotos (strategos), 88 Himerios Solomon (ek prosopou of
Constantine Theodorokanos (katepano), Mesembria), 83
78, 79 Hungarians, 4, 21, 36, 39, 48, 53–55, 66,
Cordyles (chief of the Byzantine 95–99, 113, 137, 141, 148–151, 153, 154, 155,
prisoners), 14 157–159, 166, 168, 170–172
Cumans, 3, 4, 77, 80, 84, 85, 105–107, 123, Huns, 139
126, 132, 134, 137–139, 142–145, 150–153,
155, 158, 160–164, 166, 168–172 Iaroslav Osmomysl (prince), 153
Czechs, 149 Igor (prince), 22, 23, 26, 28
Illyrians, 80
Damian Dobromir (duke), 40–42, 51, 86 Ioannes Monasteriotes (vestarches), 74
David (Bulgarian chief ), 46 Isaac I Comnenos (emperor), 65, 66, 68,
David Arianites (duke of Bulgaria), 55 69, 75, 77, 95, 113, 129
David (strategos of Thracia and Dristra), Isaac II Angelos (emperor), 90, 148, 159,
61, 86 160, 163–165
David Kouropalates (Armenian prince), 48 Ivan Alexander (Bulgarian emperor), 69
Demetrios Katakalon (katepano), 67, 68, Ivan Rostislavich (prince), 153
87, 90
Demetrios Tornikes (logothetes), 148 Jews, 29
Demetrius (župan), 26, 27, 49 John I Tzimiskes (emperor), 30, 32–41,
Dionysios (kommerkiarios, Dristra), 93 43, 46, 51, 60, 62, 85, 101, 104, 106, 107,
Dristros (Bulgarian chief ), 38 109–112, 138, 167
John II Comnenos (emperor), 107, 145,
Englishmen, 140 147–150, 161
Eustathios Boilas (aristocrat), 70, 74 John Vladislav (Bulgarian emperor), 55,
Eustratios Romanos (kommerkiarios, 70, 95
Presthlavitza), 91 John Bogas (strategos), 21
Franks, 11, 80 John Chaldos (strategos), 18
Frederick I Barbarossa (German emperor), John Comnenos (kouropalates), 71
150, 155, 165 John Comnenos (duke of Skopion), 99
John Dermokaites (strategos), 88
Gabriel Radomir (Bulgaria emperor), 48, John Dukas (general), 135, 157
54, 55, 95 John Dukitzes (katepano), 71
Genoese, 134, 135 John Maleas (strategos), 91
George Dekanos (kouropalates), 140 John Malesis (strategos), 91
George Euphorbenos (commander of the John Monasteriotes (duke), 71
fleet), 85, 138 John Orphanotrophous (minister), 122
George Maniakes (general), 115 John Spondyles (kommerkiarios, Dristra),
George Spanopoulos (vestarches), 90 93
George Vojtech (Bulgarian chief ), 96 John (katepano of Mesembria), 83
George (strategos of the Vlachs), 140 John (kommerkiarios, Presthlavitza), 91
Géza (Hungarian duke), 48 John (turmarch in Paradunavon), 88
index of people 201
Paulicians, 137 Seljuks, 73, 75, 96, 126, 139, 150, 169
Pechenegs, 3, 4, 15, 20–24, 26, 28, 30, 33, 35, Selté (Pecheneg chief), 129
36, 40, 46, 54, 55, 62–68, 76, 77, 79, 80, Serbs, 56, 80–82, 96, 149, 150, 154, 163, 171
82, 83, 85, 88, 89, 92, 95, 96, 99, 101, 104, Sergios (kommerkiarios), 91
106–109, 113, 115–118, 121–127, 129, 131, 132, Sermon (strategos), 56
134, 137–145, 148, 152, 160, 162, 168–171 Sesthlav (chief), 132
Persians, 139 Simeon (katepano), 17
Peter I (emperor of Bulgaria), 28, 96 Sisinios (katepano), 38, 39, 60, 62, 86
Peter Orseolo (king of Hungary), 95 Slavs, 7, 15, 56
Peter Delian (Bulgarian chief ), 73, 95, 96, Staurakios (strategos), 59, 86
159 Stephen I (king of Hungary), 53–55, 95
Peter Phokas (officer), 31 Stephen II (king of Hungary), 149
Peter the Hermit (Crusader chief ), 99 Stephen III (king of Hungary), 157, 168
Peter (strategos of Ioannoupolis and Stephen Kontostephanos (general), 47, 48
Dristra), 59, 61, 86 Stephen Nemanja (Serbian ruler), 158, 163,
Peter (Theodore) or Kalopeter (ruler of the 165, 166
Vlachs), 140, 144, 159–163, 165 Svyatoslav (prince), 27, 29–36, 40, 45, 92,
Petronas (general), 15 93, 101, 143, 167
Pharasmanes (strategos), 73 Symeon (Bulgarian emperor), 20, 21, 27, 28,
Philotheus Frangopoulos, 89 30, 38, 111
Phokas (strategos), 12 Symeon (katepano), 77, 78, 83, 87, 90
Piroska (Irene) (princess), 148, 149 Synadene (princess), 96
Robert Guiscard (duke), 97 Tatós (Tatrys) (Pecheneg chief), 79, 80, 82,
Roger II (king of Sicily), 150, 154 131, 132, 137, 138
Romanians (Vlachs), 35, 36, 48, 79, 80, 132, Tervel (Bulgar ruler), 11
136, 143, 158, 161 Theodora (empress), 16
Romanos I Lekapenos (emperor), 21–23 Theodore Batatzes (general), 154
Romanos II (emperor), 28, 93 Theodore Pegonites (katepano), 68, 87, 90
Romanos III (emperor), 78, 89, 118, 121, 123 Theodore (katepano of Mesembria), 83
Romanos IV Diogenes (katepano and Theodore (strategos), 61, 86
emperor), 66, 67, 76, 77, 86, 90, 102, 108, Theodorokanos (duke), 51
112, 132, 142 Theodoulos (monk), 70, 75
Romanos (Bulgarian prince), 47 Theophanes (strategos), 59, 86
Romans (Roman Empire, Roman period), Theophilos (emperor), 22, 23, 43
8, 9, 11, 14, 15, 23, 26, 37, 97, 98, 101, 102, Thomas (archon), 17
104–109, 112–115, 124, 121, 138, 160, 162, 163 Tihomir (Serbian ruler), 154
Rumiantsev, N. (Russian statesman), 50 Trajan (emperor), 9
Rus’, 15–17, 19, 22–24, 27–37, 40, 42, 43, 45, Traulos (chief of the Paulicians), 137
46, 50, 51, 64, 85, 92, 93, 101, 110, 115, 116, Tugorkan (Cuman chief), 142
153, 155, 167, 168 Tupai, 27
Tyrach (Pecheneg chief), 65, 89, 112, 122,
Saint Constantine (Cyril), 15 126, 127
Saint George, 27 Tzachas (emir), 139
Saint Methodius, 15 Tzelgu (Pecheneg chief), 137, 138
Saint Simon of Trier, 100 Tzotzikios (strategos), 55, 61, 86, 1116
Saint Theodore Stratilates, 38
Salomon (king of Hungary), 96, 137, 138, Uroš I (Serbian ruler), 149, 154
170 Uroš II (Serbian ruler), 154
Samuel (Bulgarian emperor), 40, 41, 46–49, Uzes, 72, 127, 129, 130, 144
51, 53, 54, 59, 64, 110, 167
Satza (Pecheneg chief ), 132, 134 Vajk (Hungarian duke), 54
Sauromatai, 66 Valatzertes (Valtzar) (katepano), 17, 83
Scythians, 131, 132 Varangians, 27, 45, 103, 104
index of people 203
Murighiol, 94 Pliska, 2, 4, 31, 51, 64, 67, 74, 77, 85, 89, 90,
Mysia, 37, 163 94, 111, 124, 130, 131, 134, 138
Plopeni, 132
Nera, 149 Podunavia, 69
Niculițel, 7–11 Pontos Euxinos, 45
Nikopol, 113 Popina, 113, 117, 118, 127, 131, 132
Niš (Nissos, Naissos), 77, 95, 96, 99, 100, Prahova (county), 14
116, 126, 149, 154, 155, 159, 165, 166, 172 Preslav, 2–4, 28–32, 37, 38, 40, 43, 45–48,
Novgorod, 115 51, 59, 60, 62, 66, 77, 78, 83, 84, 86,
Novi Pazar, 43 88–94, 97, 111, 114, 118, 124, 126, 127, 138,
Noviodunum (Isaccea), 7, 18, 42, 43, 93, 139
104, 136 Presthlavitza, 38, 43, 90–94, 103, 116, 122,
Nufăru, 3, 4, 7, 71, 83, 90, 92–94, 101–104, 136
106, 110, 113, 116, 124, 130, 132, 136, 145, Prislav (Prislava), 92
147, 171 Proslavitza, 92
Prut, 8, 136, 153
Ochrid, 47, 48, 54, 55, 96
Odărci, 3, 114, 117, 118, 124 Qipchak, 153
Oituz, 157 Quedlinburg, 46
Okorš, 117, 118
Oltenia, 144 Radovanu, 14
Olteniţa, 13 Ras, 43
Oltina, 28, 35, 83, 84, 101, 108–110, 112, 117, Raška, 43, 149, 154
118, 130, 132 Rasova, 28, 35, 110, 112
Onglos, 7–9 Razgrad, 31
Orjakhovo, 13, 42, 88 Rhine, 148
Ostrov (branch of the Danube), 34 Riphaei (mountains), 8
Ozolimne, 138, 139 Riš, 134
Rosokastron, 125
Păcuiul lui Soare, 2–4, 34, 35, 43, 78, 84, 91, Rujno, 4, 117, 118
101, 109–111, 114, 115, 123, 124, 127, 130, 132, Rum, 47
136, 138, 142, 145, 153 Ruse, 113
Palas, 15 Rusokastro, 126
Pannonia, 21 Russia, 50
Paphlagonia, 19, 38
Paradunavon, 1, 3, 5, 17, 59, 63, 65, 67–100, Saca, 134
114, 115, 122, 127, 129–131, 137–141, 144, 147, Sacce, 134
148, 168–170, 172 Saint Catherine in Sinai, 100
Paristrion, 65, 68–70, 86, 142, 148 Saint George (branch of Danube in the
Patzinakia (north of the Danube), 36 Delta), 92, 116
Patzinakia (a land given to the Pechenegs Sakdji, 134
in the empire), 123, 125, 169 Sakz’, 132
Peceneaga, 124 Salsovia, 102
Pecineaga, 124 Saqčy, 134
Peloponnesus, 150 Sarkel, 15
Pera, 135 Satu Nou, 35
Pereiaslavetz, 29, 30, 92, 93 Sava, 80, 97, 99, 149, 154
Periprava, 18 Scythia minor, 131
Pernik, 55 Sebasteia, 73
Peuce, 10 Selinas, 24, 116
Philippopolis (Plovdiv), 51, 77, 137, 149, 163 Şendreni, 14, 114
Piatra Frecăţei, 4, 106–107 Şerbeşti, 8
Pietroiu, 114 Serbia, 3, 54, 56, 63, 148–150, 154, 158, 165,
Piua Petrii, 10, 114 166
208 index of geographical names
Serdica (Sofia), 46, 47, 66, 70, 76, 77, 95, Tatarbunar, 8, 9, 14, 18
99, 129 Tayk, 48, 70, 71, 74
Severin, 53 Tegulicium, 112
Sicily, 148, 150, 154, 158 Teleorman, 152
Sidera, 134 Tempe, 19
Silistra (Durostorum, Dristra), 1, 2, 7, 41, 51, Tenouormon, 152
66–68, 71, 74, 78, 80, 81, 83, 89–91, 102, Theodoroupolis, 38, 39, 62, 86
111, 112, 118, 123, 131, 132 Thessaloniki, 39, 42, 51, 55, 64, 76, 95, 100,
Simeonovgrad, 42 159, 171
Singidunum, 155 Thessaly, 18, 19
Siret, 8, 14, 136 Thrace, 9, 12, 13, 21, 31, 37, 38, 40–42, 47, 51,
Sirmia, 97 59–62, 82, 85, 86, 126, 137–140, 145, 159,
Sirmium (Sremska Mitrovica), 3, 46, 56, 162–164, 167
57, 63, 68, 95–98, 113, 116, 147, 150, 154, Tiča, 94, 134
157–159, 167 Tigris, 42
Skala, 4, 114, 117, 118 Timiş, 154
Skopje (Skopion), 55, 95, 96, 99 Timok, 113
Sliven, 90 Tisza, 147
Slon, 14 Tmutorokan, 23
Small Earthen Dike, 8, 9, 20, 24, 28 Tomis, 23, 32, 42
Sofia (Serdica), 46, 70, 88, 126, 149, 150, 158 Topalu, 107
Somova, 136 Topolovgrad, 90
South-Eastern Europe, 16 Transylvania, 14, 33, 137, 157
Sozopolis, 13, 17, 21, 85, 140 Trjavna, 144, 163, 154
Spain, 29 Troesmis, 106
Spalato, 149 Trojan Gorge, 47, 48
Spercheios, 51 Tsar Asen, 114, 117, 118
Sredetska, 13 Tsarevets, 161
Središte, 118 Tulcea, 3, 11, 104, 117, 127
Stancea, 112 Tulcea (county), 124
Stara Planina, 11, 12, 29, 37, 55, 85, 99, 127, Tuluceşti, 8
137, 140, 143, 144, 151, 158–160, 162, 163, Turcoaia, 3, 106, 117, 129, 121, 122, 145
165, 168–171 Turnu Severin, 53, 114
Stara Zagora (Beroe), 163 Tutrakan, 111, 113
Stone Dike, 9, 24, 26–28, 42, 49, 152 Tyras, 50
Strumitza, 73
Strymon, 17, 55, 163 Ukraine, 50
Sucidava, 114 Urluia, 28
Sudak, 23
Sulina, 116 Vadul Cumanilor, 144
Šumen, 117, 161 Vadul lui Isac, 8, 9, 14, 18
Susaco, 141 Vâlcov, 18
Suvestcastro, 113 Valea Dacilor, 124
Suvorovo, 18 Valea Teilor, 11
Suzdal’, 153 Vălnari, 124
Svištov, 113, Valul lui Traian, 28, 101, 102
Syria, 59 Varna, 2, 24, 77, 89, 94, 116, 124, 127, 134,
164
Tabla Buţii, 14 Vaspurakan, 71, 73–76
Taliata, 113 Veliatova, 137
Tara, 154 Veliki Grad, 155
Târguşor, 124 Veliki Gradac, 113
Tărnovo, 97, 111, 161, 164 Venice, 149, 150, 166
Taron, 73 Venzina, 134
index of geographical names 209
Vetren (Vetrinon), 3, 66, 83, 89, 94, 101, 12, Western Mesopotamia, 39–43, 48, 51, 57,
113, 118, 126 62, 64, 76, 165, 167
Via Egnatia, 144, 159
Vicina, 50, 135–137 Ypsala, 159
Vidin, 53, 54, 56, 57, 76, 77, 100, 113, 135,
144, 147 Zachlumia, 56
Viminacium, 100, 155 Zacos collection, 71, 73, 74, 77
Vitzina, 132, 134, 135 Zagora, 11
Vodno, 138 Zara, 149
Vojvoda, 31 Zemun, 149, 154, 157
Volga, 15, 153 Zichia, 141
Volyhnia, 153 Zimnicea, 114, 152
Zlati Voivoda, 97, 138
Walachia, 13, 14, 33, 40, 69, 122, 123, 136,
152, 153, 161 23 August (Constanţa County), 130
Western Europe, 161
Index of Sources