Wipo Pub 498
Wipo Pub 498
Wipo Pub 498
Number:
LOOKING GOOD
An Introduction to Industrial Designs for Small and Medium-sized Enterprises
Publications in the Intellectual Property for Business series: 1. Making a Mark: An Introduction to Trademarks for Small and Medium-sized Enterprises. WIPO publication No. 900. 2. Looking Good: An introduction to Industrial Designs for Small and Medium-sized Enterprises. WIPO publication No. 498. 3. Inventing the Future: An introduction to Patents for Small and Medium-sized Enterprises. WIPO publication No. 917. 4. Creative Expression: An introduction to Copyright for Small and Medium-sized Enterprises. WIPO publication No. 918 (forthcoming). All publications available from the WIPO e-bookshop at: www.wipo.int/ebookshop
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Disclaimer: The information contained in this guide is not meant as a substitute for professional legal advice. Its purpose is to provide basic information on the subject matter.
WIPO Copyright (2006) No part of this publication may be reproduced or transmitted in any form or by any means, electronically or mechanically, except as permitted by law, without written permission from the owner of the copyright.
P re fa c e
This is the second in a series of guides on Intellectual Property for Business. It focuses on industrial designs, a key factor in determining the success of products in the market. In intellectual property law, an industrial design relates to the aesthetic or outward appearance of a product. It is what makes a product attractive or appealing to customers and visual appeal is one of the key considerations that influence the decision of consumers to prefer one product over another. Industrial designs help companies to differentiate their products from those of competitors and enhance the brand image of their products. This is why ensuring the proper protection of industrial designs is so important. The guide is meant as an introduction to the protection of industrial designs for small and medium-sized enterprises (SMEs) and includes questions and answers, examples and illustrations of protected industrial designs. Nationally-customized versions of the guide maybe developed in cooperation with national institutions; and local partners which are encouraged to contact WIPO to obtain a copy of the guidelines for customization. Kamil Idris, Director General, WIPO
Ta b l e o f C o n t e n t s
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1. Industrial Designs
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1. Industrial Designs
from textile designs to sports equipment. Industrial design is also important in relation to packaging, containers and getup of products. As a general rule, an industrial design consists of: three-dimensional features, such as the shape of a product, two-dimensional features, such as ornamentation, patterns, lines or color of a product; or a combination of one or more such features. Example of a three-dimensional design
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By registering a design you are able to prevent it from being copied and imitated by competitors, and thereby strengthen your competitive position.
Registering a valuable design contributes to obtaining a fair return on investment made in creating and marketing the relevant product, and thereby improves your profits. Industrial designs are business assets that can increase the commercial value of a company and its products. The more successful a design, the higher is its value to the company. A protected design may also be licensed (or sold) to others for a fee. By licensing it, you may be able to enter markets that you are otherwise unable to serve. Registration of industrial designs encourages fair competition and honest trade practices, which, in turn, promote the production of a diverse range of aesthetically attractive products.
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Source: OHIM, Prospective Study about the Design Registration Demand at a European Union Level (2002).
unregistered design provides a good alternative. However, once the product is manufactured, designers have up to 12 months in which to register it. The protection provided to an unregistered design is limited, in that it is more difficult to enforce than for a registered design, and shorter, as it lasts for three years as opposed to the 25 years provided to registered designs in the European Union. While this guide focuses mainly on registered industrial designs, it is important to point out that, in some countries, there may be alternative ways of protecting industrial designs: Depending on the particular national law and the kind of design, one such alternative for protecting designs is copyright law. Copyright generally provides exclusive rights for literary and artistic works. As some designs may, in some countries, be considered works of art or applied art, copyright protection may apply and may represent an attractive option for SMEs. In addition, in some countries, if an industrial design functions as a trademark in the marketplace, then it may be protected as a three-dimensional mark. This may be the case when the shape of the product or its packaging are considered to be distinctive.
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Laws on unfair competition may also protect a companys industrial design in some countries from imitation by competitors. For more details on protecting your design under copyright, trademark or unfair competition laws, see Section 5.
or to which it is applied. The law and practice of a relevant country or region determine the actual scope of protection of the registered design.
Exclusive Rights
Let us assume that your company has designed an umbrella with an innovative design, registered it at the national IP office, and has therefore obtained exclusive rights over umbrellas bearing that design. What this means is that if you discovered that a competitor is making, selling or importing umbrellas bearing the same or substantially the same design you will be able to prevent him from using your design and, possibly, obtain compensation for damages which your business has suffered from the unauthorized use of that design.
The design must be original. A design is considered original if it has been independently created by the designer and is not a copy or an imitation of existing designs. The design must have individual character. This requirement is met if the overall impression produced by a design on an informed user differs from the overall impression produced on such a user by any earlier design which has been made available to the public. Traditionally, protectable designs relate to manufactured products such as the shape of a shoe, the design of an earring or the ornamentation on a teapot. In the digital world, however, protection is gradually extending in some countries to a number of other products and types of design. These include electronic desktop icons generated by computer codes, typefaces, the graphic display on computer monitors and mobile telephones, etc.
Designs that do not meet the requirements of novelty, originality and/or individual character (as explained above). Designs that are considered to be dictated exclusively by the technical function of a product; such technical or functional design features may be protected, depending on the facts of each case, by other IP rights (e.g. patents, utility models or trade secrets). Designs incorporating protected official symbols or emblems (such as the national flag). Designs which are considered to be contrary to public order or morality. In addition, it is important to note that some countries exclude handicrafts from design protection, as industrial design law in these countries requires that the product to which an industrial design is applied is an article of manufacture or that it can be replicated by industrial means. Depending on the national legislation there may be further restrictions on what cannot be registered as a design. It is advisable to consult an IP agent or the relevant national IP office.
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You may choose to employ an IP agent to assist you in filing the application and completing the registration process. In that event, you will also have to file a document certifying the transfer of power to your representative. Some offices register the design only after undertaking a formal examination to ensure that administrative formalities have been complied with. Others may conduct a substantive examination checking the existing designs on the register for novelty and/or originality. More and more offices are accepting registration without checking for novelty and/or originality. Once a design is registered, it is entered into the design register, published in the official design gazette and a design registration certificate is issued. In some countries/regions it may be possible to request deferment of publication in which case the design will be kept secret for a certain period specified by the relevant law. Preventing publication for a period of time may be preferable for strategic business reasons. Details on how to protect a design abroad are provided in Section 3.
this is that the central requirement for design protection is generally, that the design must be new. If you show your design to others it is advisable to have confidentiality clauses in written agreements, clarifying that the design is confidential. A design that has already been disclosed to the public by, for example, advertising it in your companys catalogue or brochure may no longer be considered new. It becomes part of the public domain and cannot be protected, unless the applicable law provides for a grace period or unless the priority of an earlier application can be claimed (see also How do you protect your industrial designs abroad? on page 16). The success of this product has been considerable. The hammock is today one of BABY AND CHILDRENs leading products and the company, armed with the legal monopoly provided by industrial design protection, continues to market its product around the world.
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up to 25 years under the registered Community Design of the European Union). In many countries, rights holders are required to renew their design protection after five years.
3. Most countries require the payment of renewal fees, usually on a five-year basis, to maintain their exclusive rights over an industrial design. 4. There may be costs associated with the translation of the industrial design if it is to be protected abroad.
new product combines functional improvements with innovative aesthetic features. Let us say you have designed a new mobile phone. While the mobile phone may be the result of a series of improvements to the electronic components and could be protected by patent(s), the original design of your mobile phone could be registered as an industrial design. Can you apply for both? The answer is yes.
What should you do if your design combines functional improvements with aesthetic features?
To obtain exclusivity over the functional improvements of a product, it is generally advisable to apply for patent or utility model protection or, where the function is not obvious from the product, to keep it as a trade secret. However, it is often the case that a
[BH Nokia 5100, ou Nokia 6100 que nous pouvons tlcharg direct. Je vais te donner lURLadd
Nokia
Decisions on how, when and where to protect a companys industrial designs may have an important impact on other areas of design management. It is crucial therefore to integrate issues of design protection into the broader business strategy of an enterprise. For example, the type of protection, the costs, the effectiveness of protection and issues of ownership of designs, may be important considerations when deciding:
whether to undertake design development in-house or to commission an outside agency; the timing of the initial use of a new design in advertising, marketing or public display in an exhibition; which export markets to target; if, when and how to license or assign a design to be commercially exploited by other companies in return for economic remuneration.
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Many designers protect different aspects of their products with different intellectual property rights. It is important, however, to keep in mind the basic difference between patents/utility models and industrial designs. Patents and utility models are for inventions that bring about functional improvements to a product and industrial design protection is for the appearance of the product.
entity (e.g. a company). In either case, the application may be made directly or through an agent. If you are a foreign applicant you may be required to be represented by an agent duly authorized by the IP office of that country.
Duracell
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or may require to be transferred by a formal written assignment. If the design was developed by an external designer under contract, the rights will generally belong to the company that commissioned the design. In such cases, it is considered that the design was produced for the use of the person who commissioned the design, who is therefore the owner. Misunderstandings at a later date can be avoided by clarifying the issue of rights ownership in the original contract with the designer. You should also bear in mind that the designer of the product may have automatic Example: TRAX TRAX is a public seating system designed by Rodney Kinsman and sold and marketed by OMK Design Ltd. TRAX public seating was originally designed to meet the requirements of British Rail, which was seeking public seating of good appearance, comfortable, weather-resistant and requiring little maintenance. Over the years, TRAX has become a successful product, partly due to its practical design, and has been installed in over 60 airports worldwide. The TRAX design is protected as a registered industrial design in the United Kingdom, Australia, the Benelux Countries, Germany, Italy, Japan and the United States of America.
copyright protection over the drawings of the original design and the issue should also be covered by the contract.
Can you apply for the registration of many different designs through a single application?
The answer varies significantly from country to country. In many countries, you may apply for the registration of many designs (10, 20 or even 50 designs) through a single application as long as they all relate to the same product or class of products (see explanation of classes on page 15).
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This gives OMK Design Ltd exclusivity over the commercialization of the product with the protected design in those countries. On occasions, OMK Design Ltd has licensed foreign companies to produce the TRAX public seating system on payment of royalties.
Courtesy: TRAX
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This means that if you have designed a set of chairs, tables and dressers and would like to protect them, many countries would allow you to file a single application covering all of them, paying only one application fee, as they all belong to the same class of products. If, however, you also intended to protect an accompanying lamp you are likely to be required to file a separate application. Lamps, in fact, do not belong to the same class of products. Generally, although fees are charged for each additional design, they are significantly less than the cost of filing a separate application for each design. In some countries, however, you may have to file a separate application for each design. Many of these countries, while limiting an application to a single design, permit several variants of that design; others allow for an exception to the single design rule when all the designs relate to a set of articles. Variants would include, for example, two earrings, which differ in that one is a clipon and the other is for pierced ears. To be considered variants, the designs must be applied to the same article and must not differ substantially from one another. A set, on the other hand, is defined as a number of articles of the same general
character which are normally sold together, or intended to be used together, and which share some common design features. Examples include, cutlery (forks, spoons, knives) and household appliances (a hairdryer and its nozzles and brushes). As you can see, there is a wide variation in what is possible in a single application; the exact details of the requirements and possibilities for seeking protection in a costeffective manner should be established either with an IP agent or with the relevant IP office.
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There are three ways of protecting your industrial designs abroad. 1. The National Route: Companies may seek protection by applying separately to the national IP offices of each country in which they intend to obtain protection. The process can be rather cumbersome and expensive as translation into the national languages is generally required as well as payment of administrative (and sometimes legal) fees. 2. The Regional Route: If you are interested in a group of countries that are members of regional agreements which enable the registration of designs in more than one country, then you can consider filing a single application at the regional IP office concerned. Regional IP offices include: the African Regional Industrial Property Office (ARIPO) for industrial design protection in English-speaking African countries; the Benelux Designs Office (BDO) for protection in Belgium, the Netherlands and Luxembourg; the Office for Harmonization in the Internal Market (OHIM) for Community designs in the countries of the European Union;
the Organisation Africaine de la Proprit Intellectuelle (OAPI) for protection in French-speaking African countries. See Annex I for website addresses of regional IP offices. 3. The International Route: Companies that wish to register their designs internationally in several countries may also use the procedures offered by the Hague Agreement Concerning the International Deposit of Industrial Designs, a WIPO-administered treaty. An applicant from a Member country to the Hague Agreement can file a single international application with WIPO; the design will then be protected in as many Member countries of the treaty as the applicant wishes. The agreement provides applicants with a simpler and cheaper mechanism for applying for industrial design registration in various countries. For full information about the Hague Agreement including a list of Member States and the application form, visit the WIPO website at: www.wipo.int/hague/. The costs of an industrial design registration under the Hague Agreement vary depending on the number of designs to be protected and the number of countries where protection is
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sought. For example, the cost of protection for five designs in 11 countries using the international route offered by The Hague system is approximately 900 Swiss francs.
main responsibility for identifying and taking action against imitations or infringement of an industrial design lies with its owner. In other words, you are responsible for monitoring the use of your design in the marketplace, identifying any imitators or counterfeiters and deciding whether, how and when to take action against them. An IP lawyer would normally be the competent person to give you information about the possibilities in your country to take legal action against imitators, infringers and counterfeiters and provide you with advice on how to settle any dispute.
How can you enforce your rights when your design is being imitated, copied or infringed?
Enforcing any IP right may be a complex issue for which it is usually advisable to seek professional assistance from a competent IP lawyer. It is important to bear in mind that the
sums of money and expertise in the development of winning designs and make sure they have exclusive rights to the exploitation of their designs through registration in many countries.
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Courtesy: Swatch AG
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Whenever you believe there is infringement, you may choose, as a first step, to send a cease or desist letter informing the infringer of a possible conflict between his design and your exclusive rights. The assistance of a lawyer in drafting such a letter is recommended. If the infringement persists, it may be necessary to take legal action against the infringer. If you know the location of the infringing activity, it may be possible to take surprise action by obtaining a search and seize order (usually from a competent court or the police) to conduct a raid, without prior notice to the allegedly offending company/individual. In order to prevent the importation of infringing goods, measures at the international border are available to the design owner in many countries through the national customs authorities. As a general rule, if infringement is identified, it is highly advisable to seek professional legal advice.
What are the differences between copyright protection and industrial design protection for designs?
In some countries, the applicable law recognizes copyright protection for certain designs, for example, in the design of textile and fabrics.
In many countries you may obtain cumulative protection, (i.e., copyright protection and industrial design protection) which can exist concurrently for the same design, while in a few countries, the two forms of protection are mutually exclusive. The first step before taking any decision on how best to protect your design is to understand the differences between these two forms of protection. Some of the main differences are outlined below:
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Registration Under industrial design law the industrial design generally needs to be registered by the applicant before publication or public use anywhere, or at least in the country where protection is claimed. The registration certificate, provided by protection under industrial design law, may prove useful in cases of infringement, as it provides a more solid basis from which you may enforce your exclusive rights. Copyright in works considered to be original subsists without formalities. While registration is not necessary for protection, copyright depositaries exist in some countries where you may deposit your design and obtain a certificate. Duration Industrial design protection generally lasts for a period that varies between 10 and 25 years depending on the country where protection is sought. It must also be borne in mind that the process of registration of industrial designs may take some time, and may not always be adequate for products that are linked to passing trends (e.g. fashion products).
Copyright endures in most countries for the life of the author and 50 or 70 years after his death. Scope of protection The right conferred by registration of an industrial design is an absolute right in the sense that there is infringement whether or not there has been deliberate copying. To enforce rights under copyright law, the copyright owner must prove that the allegedly infringing work is a direct or indirect reproduction of the work protected by copyright. Types of products In most countries, not all designs can be protected by copyright but primarily those that may be considered as works of art. While the distinction may not always be clear, some designs, such as the shape of manufactured products, are unlikely to be protectable under copyright law, while others, such as textile designs, are often covered by both forms of protection. Costs Registering your design in the countries you are interested in means that you will have to pay the applicable fees. In addition,
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it may be useful or necessary to use the services of an IP agent to assist you in drafting the application, which will incur additional costs. Given that no formal registration of works protected by copyright is required by most national copyright laws, there are generally no direct costs relating to copyright protection. However, there may be costs related to (a) the deposit of the work at the copyright depositary, in countries where it exists, and (b) demonstrating proof of ownership in case of disputes. In summary, while the protection granted by registered industrial designs is stronger in that it covers even unintentional infringement and provides a registration certificate which may be an important proof in case of infringement, it involves more effort (financial and administrative) because it requires registration, and is shorter in duration. In any case, and particularly if the design is not registered, it is generally advisable to keep good records of every step in the development of the design. Signing and dating each sketch, and properly archiving them, may help in case of infringement.
Example: In a recent survey of fabric designers in the United Kingdom, 80% of respondents said they always kept a record of their original design documents and were aware of their importance for proving copyright ownership.
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It is advisable to consult an IP agent to determine whether a particular design may be considered a three-dimensional trademark. Trademark protection has the advantage of being renewable indefinitely, while industrial design protection is usually protectable for a limited period of time (generally 10 or 25 years). There may also be a difference in the costs of registering trademarks as compared with industrial design protection. Depending on the legal system, the two types of protection may co-exist.
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A n n ex I U s e f u l we b s i t e s
For more information on: other intellectual property issues from a business perspective: www.wipo.int/sme/ industrial designs generally: www.wipo.int/about-ip/en/ practical aspects relating to the registration of industrial designs, see list of websites of national and regional intellectual property offices available in Annex I or: www.wipo.int/directory/en/urls.jsp the Hague Agreement for the International Deposit of Industrial Designs: www.wipo.int/hague/en/ the Locarno Agreement Establishing an International Classification for Industrial Designs: www.wipo.int/classifications (under Locarno Agreement) arbitration and mediation: http://arbiter.wipo.int/
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A N N E X I I I n t e r n e t A d d re s s e s
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Cte dIvoire Croatia Cuba Cyprus Czech Republic Democratic Republic of the Congo Denmark Dominican Republic Egypt El Salvador Estonia Eurasian Patent Office European Union (Office for Harmonization in the Internal Market OHIM) Finland France Gabon Gambia Georgia Germany Ghana Greece Honduras Hungary Iceland India Indonesia Ireland Israel Italy Jamaica Japan Jordan Kazakhstan Kenya Kuwait Lao Peoples Democratic Republic Latvia
www.oapi.wipo.net www.dziv.hr www.ocpi.cu www.mcit.gov.cy/mcit/drcor/drcor.nsf www.upv.cz www.oapi.wipo.net www.dkpto.dk www.seic.gov.do/onapi www.egypo.gov.eg www.cnr.gobs.sv www.epa.ee www.eapo.org www.oami.eu.int www.prh.fi www.inpi.fr www.oapi.wipo.net www.aripo.org www.sakpatenti.org.ge www.dpma.de www.aripo.org www.obi.gr www.sic.gob.hn/pintelec/indice.htm www.mszh.hu/english/index.html www.patent.is/focal/webguard.nsf/key2/indexeng.html www.ipindia.nic.in www.dgip.go.id www.patentsoffice.ie www.justice.gov.il www.uibm.gov.it www.jipo.gov.jm www.jpo.go.jp www.mit.gov.jo www.kazpatent.org/english www.aripo.org www.gulf-patent-office.org.sa www.stea.la.wipo.net www.lrpv.lv
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Lebanon Lesotho Liechtenstein Lithuania Luxembourg Malawi Malaysia Mali Mexico Monaco Montenegro Morocco Mozambique Namibia Nepal Netherlands New Zealand Niger Norway Oman Panama Peru Philippines Poland Portugal Qatar Republic of Korea Republic of Moldova Romania Russian Federation Saint Vincent and the Grenadines Saudi Arabia Senegal Serbia Sierra Leone Singapore Slovak Republic
www.economy.gov.lb www.aripo.org www.european-patent-office.org www.vpb.lt www.etat.lu/ec www.aripo.org www.mipc.gov.my www.oapi.wipo.net www.impi.gob.mx www.european-patent-office.org/patlib/country/monaco www.yupat.sv.gov.yu www.ompic.org.ma www.aripo.org www.aripo.org www.ip.np.wipo.net www.octrooicentrum.nl www.iponz.govt.nz www.oapi.wipo.net www.patentstyret.no www.gulf-patent-office.org.sa www.digerpi.gob.pa www.indecopi.gob.pe www.ipophil.gov.ph www.business.gov.pl/Intellectual,property,protection,90.html www.inpi.pt www.gulf-patent-office.org.sa www.kipo.go.kr www.agepi.md www.osim.ro www.rupto.ru 196.1.161.62/govt/cipo/index.asp www.gulf-patent-office.org.sa www.oapi.wipo.net www.yupat.sv.gov.yu www.aripo.org www.ipos.gov.sg www.indprop.gov.sk
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Slovenia Somalia South Africa Spain Sudan Swaziland Sweden Switzerland Syrian Arab Republic Tajikistan Thailand The Former Yugoslav Republic of Macedonia Togo Trinidad and Tobago Tunisia Turkey Turkmenistan Uganda Ukraine United Arab Emirates United Kingdom United Republic of Tanzania United States Uruguay Uzbekistan Venezuela Yemen Zambia Zimbabwe
www.uil-sipo.si/Default.htm www.aripo.org www.cipro.gov.za www.oepm.es www.aripo.org www.aripo.org www.prv.se www.ige.ch www.himaya.net www.tipat.org www.ipthailand.org www.ippo.gov.mk www.oapi.wipo.net www.ipo.gov.tt/home.asp www.inorpi.ind.tn www.turkpatent.gov.tr www.eapo.org www.aripo.org www.sdip.gov.ua www.gulf-patent-office.org.sa www.patent.gov.uk www.aripo.org
www.uspto.gov
www.dnpi.gub.uy www.patent.uz www.sapi.gov.ve www.most.org.ye www.aripo.org www.aripo.org
Note: For up-to-date information visit website at the following urls: www.wipo.int/members/en/ and
www.wipo.int/directory/en/urls.jsp
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Members of the Hague Agreement Concerning the International Deposit of Industrial Designs (as of August 2006)
Belgium Belize Benin Bulgaria Cte dIvoire Croatia Democratic Peoples Republic of Korea Egypt Estonia France Gabon Georgia Germany Greece Holy See Hungary Iceland Indonesia Italy Kyrgyzstan Latvia Liechtenstein Luxembourg Mali Monaco Mongolia Montenegro Morocco Namibia Netherlands Niger Republic of Moldova Romania Senegal Serbia Singapore Slovenia Spain Suriname Switzerland The former Yugoslav Republic of Macedonia Tunisia Turkey Ukraine Member States: 44
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