Carl Unger S Theory of Epistemologyby Chris Bodame
Carl Unger S Theory of Epistemologyby Chris Bodame
Carl Unger S Theory of Epistemologyby Chris Bodame
EPISTEMOLOGY
THE CONSCIOUS BRIDGE FROM NATURAL SCIENCE TO A SCIENCE OF THE SPIRIT
BY DR CARL UNGER (1878-1929)
Introduction by Christopher Bodame Mob.Tel: Australia 0413 237 161 ESSAYS 1. The Ego and the Nature of Man
You cannot be a scientist if you merely interpret nature; you have to investigate the very tool which you use for that interpretation this tool is thinking. Rudolf.Steiner.
All philosophising is finished, except for those not finished with it; it is a fruitless exercise except for those who have yet to attain its fruits - its fruits being the capacity for truly objective thinking. . Most philosophy is not the result of rational thought but of irrational souls predisposed to justify their own resort. C.B.
An Australian Foreword
Ladies and Gentlemen Gday, and get stuffed.
2 Lets face facts at the outset. The following essays are not beyond the comprehension of anyone with an open mind; this being so, I also know there will be few willing especially those who deem themselves at the cutting edge - to struggle through the short first essay, let alone the two that follow. Why is this? - It is simply conceptual constipation, a consequence of obesity of ego. BOTTOM LINE Most thinking is aligned to the position a person prepares in order to affirm the sun shines each morning up their rear passage, and the inhalation of what they term 'fresh air'. Tis butt - the bottom line. Obesity of ego is to think according to the confines of ones disposition. We do not grasp that thinking is, at its source, beyond disposition, is, beyond subject and object, for it is thinking that first makes subject to be subject and object to be object. And so we spend our lives opinionating according to the form and content of our disposition, and not according to the form and content of thinking itself. Thereby, almost invariably, disposition leads to error, and through error to tragedy wherein the despairing cry of Why becomes the impetus to knowledge. Such is our individual and collective history. And when the dust of our history has settled and we condescend to the vacuity of our consciousness, we come to realize we are just run-of-the-mill arseholes, blowing ill-will and erudite artifice out of our orifices. When we survey the whole gamut of glorious informative unknowing, there is one thing which becomes obvious, and that is our propensity to ask questions in order to answer with alternatives, thus avoiding both reality, and responsibility.
Along with this flatulence of fullness, there is another stain that constantly skid-marks across the sheets of knowledge: the survival of the fittest ; that statement is the arrogance of egotism, is as blinding as an eye for an eye, and as suicidal as Wall Streets, He who has the most when he dies, wins; the consequences thereof being: those we pillor as we march forward return to pillar us from behind. Or, all we possess becomes our debt. Let us never speak of it again. The reality is: becoming through sacrifice. We, who think we are erudite, will find on self-analysis that our erudition is just a pile of conceptual rubble, a garbage dump glistening with shattered splinters of a higher knowledge. I am reminded of the last words of a celebrated academic, who, in foraging through his rubble, who despite clear and present danger fencing and signage included - fell to his death The more you think youre right, the more you will be even when youre wrong, Such is hard experience, the great rectifier to rectal thinking. Now isnt it wonderful to be Australian; it is our right to swear - more or less - with immunity. Almost without exception we are born with Tourette Syndrome, and not surprising given what confronts us: bloody flies, bloody spiders, bloody idiots, bloody politicians, and so on. It is these intricacies of articulation that fill us with warmth for what we generally refer to as the Spirit of Australia, and by which we can with affection or not - tell each other to get stuffed. Now when we tell someone to get stuffed, all we are echoing is a derisive derivative of the archetypal call from ancient Greece to mankind, Know Thyself, but in the coarse, materialistic voice of
4 our time; for to get stuffed is basically to penetrate oneself, and penetration of self in cognition is self-knowledge.*
Pros and Cons When you take create' out of pro-create, and ception out of con-ception, all youre left with are a lot of X-ceptionally creative 'pros' and 'cons'. We all know that if we are not stuffing others or ourselves, we are being slowly buggered. Our questionable freedoms are being sold into economic slavery, our yearnings for something other than what there is, are being sucked dry by obesity of egoity self-absorption, greed. And yet that egoity is part of the common egoity in each of us. And egoity in whatever form is a corruption of the human spirit; it is self-destructive even while having the appearance of selfenhancement. This is why all world views, perspectives and interpretations, in error with the true being of human being and becoming will self-destruct. And yet all destruction is but transformation, all death is but transformation, all transformation is but a sacrifice, all sacrifice is but the slow rise of the phoenix. All conflict, all wars individually or collectively - are but the process of transformation from untruth to truth, from illusion to reality, from not knowing to knowing, from unconsciousness to consciousness, from un-freedom to freedom. The divine comedy is but the human tragedy. The fact that we can in humour acknowledge our own stupidity confirms our divinity, and is a step towards becoming conscious of it. All suffering, all tragedy is but the purifying fire from darkness into light a sacrificial deed - even as the very first 'homer' to discover fire may have danced himself into a fiery death, while many an onlooker may have been enlivened by this gest. But when the
5 smoke had cleared it was clearly seen that a great gift had been given unto man even in the midst of tragedy. So was there given a great gift in the midst of tragedy, when the Light shone into the Darkness. So is this preamble near done, whereby we can begin to purify our thinking upon the purifying path of applied epistemology, towards apprehending truth, of apprehending reality. After all, how can one designate anything as being truth or reality, if one hasn't first apprehended the reality and truth in their own being? Thus does the light shine forth from the darkness to ask the most fundamental of questions: Who am I? From whence come I? Whereto go I? Obsevation and Thinking The two pillars of all knowledge upon which the I rises to become its own fulcrum, and by which it can raise itself and the world are, observation and thinking. It is these two pillars that form the foundation of all knowledge in all sciences, through all perspectives and on all pathways of human endeavour. Upon these two pillars stands an inverted dome on whose arched forms are sculptured all the deeds that on earth are made visible through the deeds of humankind. Thinking is also a deed in consciousness, and there is nothing that is not consciousness. And yet these two pillars, which make all knowledge conscious and visible, are supported and held upright upon an invisible stream of love, without which nothing is accomplished, that is accomplished. All knowledge is acquired through suffering. Wisdom is but crystallized suffering, and the crystal seed of wisdom flowers into Love, filling the inverted dome to become the cup of love.
6 The epistemological foundations of I knowledge here put forward, will in following generations become the template in all pursuits of knowledge. And that really is the cross of it, for if we are not masters of our own thinking, we are susceptible and pliable slaves to the thinking of others. The graffiti is on the wall but we have become illiterate. Despite our extended education we have become stupefied, and in this stupefied state deem ourselves intelligent. So it is that the stupidity inherent in intelligence is superabundant. Were teachers to understand this foundation of I knowledge of world involvement, our whole educational system would be renewed into an individual and socially enlivening experience, and not the dead, boring experience it is, with its consequential aberrations, addictions, vandalism, and terrorism in all its forms. It is these forms which disfigure contemporary consciousness. And further, all ill-conceived thoughts and ideas come to visible expression in death, in all its disfiguring forms. The installation of a true foundational epistemology will transfigure this death into its resurrection. Fanaticism is the attachment to concepts in exactly the same way a human being attaches the reality of self to physicality alone. And just as there can be extreme pain and suffering attached to the detachment of a human being from the body, so likewise, can there be extreme pain and suffering in the detaching of a human being from conceptual attachments. The culmination of the path of natural science is ego apprehension, i.e., apprehending the reality of the I which has been our light on our quest for knowledge. Here, the theory of knowledge becomes for the first time fact. When the light takes
7 hold for the first time of its own light; this is the last step, the end and culmination, and as such, the death of natural science. But as with all death, it is not finality but a bridge. Here, the death of natural science signifies its transformation into a Science of the Spirit. Hence, while ego apprehension is the culmination of natural science, it is at the same time the first act in the spiritual sphere. All untruth is but the aberration or abortion of the truth in the process of conception. History is the consequence of misconceived ideas made manifest. So it is to no avail whether you use a microscope or a telescope, the pursuit of truth and reality can only be investigated when the truth and reality of that which concludes this or that to be reality is first investigated and cognized; this is thinking thought of thought. Pure Thinking Thinking is a holy act a conception immaculate. And with every pure thought a holy child is wrought of earth-divine union most holy communion. Thus this foreword done, polite applause now thin. From hereon in the silent hand may not from page to page, from thought to thought, lift to sift its self from sight to light lucidity. And therein lies the rub, wherein any sounding of its ridicule will be the fool resounding in self stupidity.
* While on this subject, it is probably well and good to overview it with a picture towards understanding sexuality. Sexuality/procreation is a given/driven. For most human beings the forces of sexuality are a
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compulsion. The mythic fountain of youth is simply the forces of procreation which ever bring forth new life youth. The life giving force of procreation, when raised and transformed in the light purity of I consciousness, i.e., freed from its bodily unconscious compulsion through apprehension, understanding, becomes by degree, i.e., gradually (gradalisgraalgrail) the free and ever-creative power of love the spiritual fount of life as distinct from the physical fount of life. It becomes understandable why celibacy was held so high in religious orders; it becomes understandable why marriage was the sanctification of procreation/sexuality. However, all these vows and moral confines have, with the evolution of human individual freedom in thinking virtually disintegrated, whereby today any compulsion whether fore or against is compelling. Only true understanding in the power essence of the I brings freedom from compulsion, and therefore in this case true celibacy or true marriage. And so we may see why sexuality is such a confused issue; it images itself into fantastic shadows in which a human being may self-destruct in the illusion of its attraction, or find his essential I (his true I) in the reality that stands behind the illusion the holy of holies. And the chaos of this challenge being waged in consciousness can be seen, especially in the youth of today. To my consideration, the experience of sexuality in all its aberrations, is but the physical orgiastic shadow, of that which in its pure true form is rightfully bliss of ones spirit self in direct experience of the manifest spiritual.
Christopher Bodame
First Essay
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constrained at the lower level, be able to raise our thinking to the higher level? ] [If there was someone whose thinking was far more developed than our own, and who wished to lead us upon the path by which we too could experience depths and vistas of thinking far beyond our present limits, how would such a person instruct us? Such a teacher would make use of our own cognitive forms of thought as the garb by which we might comprehend his experiences, and thereby lead us, one step after another into higher realms of cognition. This would however, presuppose that we should already know and command our own forms of cognition, and that we should also be convinced of their being fitted to apprehend reality.] The above fact of presumption does not enter our consciousness, is not put under question, so long as we are dealing with the simpler departments of knowledge where we can still connect through our own similar experiences. But the further we are led into the more rarified realms of the results of the investigations communicated to us by the teacher, the greater is our lack of epistemological certainty that we can discover in ourselves. We begin to feel an ever more insistent call, if not an admonition for us to develop further the finer threads of our cognitive faculty whereby we can follow the teacher and comprehend the findings of his investigations he would have us comprehend. [And this is exactly the path followed in all faculties of acquiring knowledge from education, to universities and specialist natural scientific pursuits.] Now if this is so for the natural scientific teacher, then it must be even moreso for the teacher of the spirit, especially if this teacher wishes to present his findings in a scientific manner. One would even expect a scientist of the spirit to have mastered natural science and the natural scientific method, for how else could he lead us beyond the comprehensions of natural science, on which our own confidence and experiential epistemological certainty is founded. We are only able to follow the spiritual scientist with our own understanding into the heights of spiritual scientific investigation when we have first realized the certain presence of the spirit in ourselves. What must be our first goal is to understand the reality of the spirit.
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Preparation We know we have a physical body, which contains all mineral properties, and these we have in common with the mineral world. We know that within this physical form are also contained the forces of growth, nutrition and procreation, and these we have in common with the plant world. We further know that within this physical form we carry instincts, desires and passions, etc, and these properties we share in common with the animal world. And then we come to the ego, which raises man above the animals and assigns to him a kingdom of his own. When we learn to know the ego in this manner we run the risk of contemplating, of describing the ego from without, as we do with the lower members of our being, of regarding it as a kind of body, of having properties which can be described from without. But nothing could be more mistaken. This we should realize when we are made aware that the word I signifies a name that, when it reaches our ear from outside, can never refer to ourselves. Anyone can say, table, of a table, but only I can say I of myself. Any true scientific enquiry must assign the ego as the core of mans being. If man has his own spiritual nature it must be the ego, for it is the highest aspect of man, that which is unique to each human being, and to which only he can claim of himself, i.e., I am. It should be at once clear to our minds that all knowledge, all search for reality, is most intimately bound up with the ego. Yet we are still open to the danger mentioned above, that is, of describing the ego from without, and which never allows us to fully apprehend the ego from within, and thereby to apprehend what is spiritual. This is due to the fact that when knowledge is being imparted to us, including the members of our being, the apprehension of the reality of the I is taken for granted. It is presumed we have already inwardly apprehended our ego, for an appeal is made to our powers of knowledge, of cognition,
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which only achieve their unfoldment through the ego uniting with the object of cognition. This can be stated as a general truth. When therefore a spiritual scientific teacher guides us through the various members of mans being up to the essentiality of the ego, the necessity may dawn on us of the need to apprehend the reality of the ego itself, not from without, but from within, for it is this reality which we have presupposed, taken for granted in our quest for knowledge. Our spiritual scientific teacher links on to what we already know, and leads us to the ego. Our knowledge, however, is bound up precisely with that ego, and therefore must start from it. And thus there arises a seeming reversal. The I no longer seeks to confirm the reality of the world by taking its own reality for granted, but now seeks to confirm to itself its own reality. It is not the task here to present a detailed theory of knowledge, merely to point out a few main principles. Cognition All cognition proceeds as between the ego and what is other than it. This other we may comprehensively term the non-ego. The ego seeks the reality of the non-ego and, in so doing, presupposes its own reality. This, however, is only feasible if the ego is capable of apprehending its own reality. That is the main task confronting a theory of knowledge. We can also formulate the task of the theory of knowledge by the question: What is reality? In so doing we must bear in mind that the ego can find reality, and therewith the foundation of all knowledge, only in itself. Quest for Reality If we would really attempt to apprehend the ego in its abstract purity, we must ask ourselves whereby precisely the ego, is as such distinguished from the non-ego. In the first place by nothing else other than that by which other objects, too, are distinguished from one another, that is, by judgment or thought.
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Now thought, of course, is not the only so-called content of the ego. But still, the ego itself grows conscious of all that can fill it in the shape of sensations, feelings, impulses of the will, and the like, only through the mental images and concepts connected with them, that is to say, through thought. Through all that fills the ego, thought is linked with the non-ego, from which it has received its stimulus. Only with and through the mental images and concepts therewith connected does the ego establish its own relation to itself. Thought first makes the ego to be ego. All other properties establish relations between the ego and the non-ego; thought establishes the relations of the ego to itself. Therefore, we shall only be able to apprehend the ego, the prime reflective, when we let the force by which the ego is distinguished from all else, turn back upon itself; that is to say, we must envisage thought as it is after the abstraction of all that we have called non-ego. Thought about thought. This is the formula that states the fact that the ego is concerned only with its own essence. Thought about thought Thought about thought. This is the point upon which hinges the epistemological section of Rudolf Steiners book, The Philosophy of Freedom. In this book the unique significance of this formula for knowledge is for the first time pointed out, and our own reflections that, despite their inner kinship, may follow different paths, yet shows us how impossible it is to answer epistemological questions without starting from this formula.
Note: It may dawn upon anyone who reads Steiners Philosophy of Freedom, that it is the culmination and ending of all philosophical reflection, surpassing in thinking all philosophers since Aristotle. While it marks the end of Philosophy, it also marks the beginning of Applied Epistemology.
Now what is left if thought only concerns itself with thought; that is to say, if the ego disregards everything that protrudes from the non-ego into the ego? There is nothing save the forms of thought, all those laws and properties we enunciate in logic. This we may comprehensively term the world of pure thought. When the ego lives in pure thought, then it is alone
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with its innermost being. We can therefore designate as the pure ego what lives in thought about thought. In thought about thought we have the sum of what is the purest essence of the ego. The formula, thought about thought, or more accurately, thought of thought, contains however, another thing of the utmost significance. Content and Form In all else that can fill consciousness, we have to distinguish between content proper and the form in which the content presents itself. In thought of thought we have apprehended the only point where both coincide. The thought that forms the content is the same as the thought applied to it. The forms take their course precisely according to the rules that make up the content. And this is exactly what we were seeking. For here we have a content that is upheld by its own form, or a form that has its own essence for content. Here, surely, we have something that exists through itself that is dependent upon nothing else. Therewith we have developed a concept that we can designate by a name usually applied to every kind of thing, except the one for which it is above all fitted, that is reality. We can call reality only what exists through itself and through nothing else. Reality must emerge when thought is focused upon itself. We must now ask ourselves what it is in pure thought that emerges as reality. Thought about thought yields in the first place the laws of logic. They, of course, as such are not reality. Reality can only be something in which all that is highest and purest in pure thought is gathered into one point, comprising in itself everything that can be called pure thought. In all discussions of logic, it is true, thought moves in its own domain, but it does so at any one time only with a part of itself, as it were. The sum of all that is, that is what the reality of thought about thought must needs be. We can in fact find such a point once we proceed to make a simple analysis of thought. In so doing we can adhere to the course of logical
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theory as universally presented, only we must always keep in view what is essential. Logic Logic starts from the classification of concepts, then goes on to combine the concepts into judgements, and then to unite the judgements into conclusions. Now a simple act of reflection shows us that all thought proceeds entirely by way of concepts. Since conclusions are made up of judgements, it is sufficient for us to show that judgements are wholly made up of concepts. Let us take a simple judgement: Man is mortal. Here we have the first subjective concept, man, and the predicative concept, mortal. Both are linked together by the so-called copula, is. This little word expresses the fact that of two concepts one can be subjective, the other a predicative concept. If now we look closely into the matter, that too, is a quite definite concept, which we might designate by one word as predicativeness. It is a concept that finds expression in all judgements. Thus, all combinations of concepts or even of judgements are again quite definite concepts. In this way we have so narrowed down thought about thought that we no longer have to deal with anything save concepts. But individual concepts are different; their differentiation, indeed, is precisely what we are taught in the conceptual theory of logic. The important thing for us is that the concepts have varying degrees of purity. Thus, for instance, the predicative concept is always purer than the subjective concept in a judgement, for it is precisely the meaning of judgement that the relatively less pure subjective concept shall be clarified in the purity of the predicative concept. It is, however, our task to find the point in pure thought that draws together all particulars. But this must be a concept, since thought only proceeds by way of concepts. It must be the highest and purest concept, comprising in itself all that is conceptual. We can express such a concept, and it represents the highest elaboration of thought, the highest abstraction, but at the same time comprises in itself all pure thought. It is the concept of the concept. Now what is it that this formula expresses?
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Concept of the Concept We must be clear in our minds that the concept as form always comprehends what may vary as content. Thus, the concept chair comprehends all the possible forms a chair may assume. It follows that in the same way the concept of the concept must, as form, comprehend all that, as conceptual content may vary. The concept of the concept, is therefore, the sum and substance of all the potentialities of thought, or the thinking faculty. Nonetheless, there remains a difference between the formula, concept of the concept, and the thinking faculty, as will be seen still more clearly later on. Whereas the faculty of thinking is something like a form, which may also remain empty, the concept of the concept presupposes the use of that faculty until in its highest development it has its innermost essence for content. It is like the starting point and end point of a circle, which actually coincide. In any case, we have in that highest abstraction precisely what we get when we strip the ego of all that derives from the non-ego. Hence, the concept of the concept is the pure ego. We see at once that we have concentrated in this formula, concept of the concept, all that we were able to say about thought about thought. Here, too, we have a form that has its own essence for content, and a content that is carried by its own form. Pure Ego / Reality the highest abstraction / Being The concept of the concept, or the pure ego, is the reality that emerges in the course of thinking about thought. The pure ego is reality. It is remarkable that we have found reality in the highest abstraction, and that on our path we have also found that we have arrived at the Rosicrucian tenet, which, as the starting point of the Rosicrucian ascent to higher stages of being and knowledge. It states: In pure thought thou findest the Self, which can maintain itself. We have found a fixed point, a beginning of understanding, a reality, and at the same time, the standard for all that we are seeking as understanding of reality.
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Reality is what exists through itself and through nothing else. This standard taken out of the reality of the ego, which apprehends itself, and with it we can now address ourselves to what comes to us from the nonego, that is, to what we may call observation in every form. Extending horizons of knowledge Now that we have developed the finer threads of epistemological confidence, we are better positioned to understand the deeper teachings of our scientist of the spirit, who has clothed his teachings in the garb of our conceptual understanding in order to lead us to a higher understanding. We must not shrink from such elaborations, much as we must be aware of empty conceptual molds, for here we link on to a primal concept that is a most living reality, which we must positively designate as a being, to the pure ego. We said at the beginning that all cognition proceeds as between ego and non-ego. The ego seeks the reality of the non-ego by presupposing its own reality. Now that we have found that the ego can in fact apprehend its own reality, it appears wholly permissible to attempt such a path to knowledge where the ego extends its own standard of reality to the nonego. Actually, all knowledge that is accessible to us and this includes all scientific knowledge follows this path, although, as we shall see, a far deeper justification still can be given to it than is commonly done. But we must by no means assume that it is the only pathway to knowledge. If knowledge is to establish a relation between two factors, ego and nonego, then it can only be one of several possibilities if the one factor takes up a preferential position as compared to the other, in that the standard for that other is taken from it. In all thought constructions it is of the greatest importance that the most complete harmony should always prevail between all the notes that are sounded. The avoidance of any one-sidedness is the first prerequisite if reflections in the sphere of thought are to lead to a complete result. Thus, we must at least envisage the possibility that there may be a cognition in which the other factor in its turn plays a predominant part, where the
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reality is not determined according to the standard of the ego, but of the non-ego. We must also even grant the possibility of a third kind of knowledge in which neither of the factors predominate, so that knowledge comes about through mutual penetration.
Note: The three standards for knowledge mentioned above are easily understandable when correlated with two viewpoints. Both may be right but remain in separation when either takes up a preferential position. Or they can mutually penetrate each other and come to harmony. Or if both sacrifice themselves to the dance, then one can say, It takes two to tango true where both come first.
Both cases are for us no more than a possibility of thought, but only until we find ourselves faced with the results of a knowledge so constituted. Then we may positively be led to an acknowledgement of such results if we have previously discovered in thought the possibility of such knowledge. Now such results are actually to be found. This more especially is the nature of a science of the spirit, its knowledge being gained in a different way from our ordinary knowledge. We are shown how all mans relations take on another form as we rise to higher stages of existence [being through cognition]; there things no longer confront man in sharp separation, so that, by contrast, he feels himself with them as a being apart. The ego extends its domain so as to include things; it feels itself united with them in a kind of inward equilibrium. Things begin to reveal their inwardness to the scientist of the spirit, so that he can feel with them as with beings of his own kind. This description that a science of the spirit furnishes us of that stage of knowledge fully agrees with the case we found to be possible where the ego and non-ego are in equilibrium. That stage is known as Imaginative Knowledge.
Note: Imaginative Knowledge: This objective inter-relationship of cognitive experience, is not to be confused with the generally accepted notions of subjective imaginaries and fancies.
The third stage described to us by the spiritual investigator is as follows. He says that man begins to creep into things, as it were; he no longer stands over against them; he experiences them in their inner being, and a complete reversal takes place of the relation known to us between the ego
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and non-ego. It is the stage of Inspired Knowledge, as it is called by spiritual science, a stage that the ego no longer applies its standard of reality to the non-ego, but finds its own reality, a new and higher reality, in the non-ego. Within the whole wide sphere of what encircles man, the initiate of this stage finds his ego, that is, the higher self spoken of in inspired writings.
Note: It may be helpful in understanding the above by correlating it back to ordinary parlance. We often here it said, There but for the grace of God go I. Someone who has reached this stage of Inspirational knowledge might well say, There with the grace of God go I, or, of a thing, I am that.
It is a false conception to seek for the higher self in ones own inner being; there man is left alone with himself. At best he finds the pure ego and he can no longer get away from himself. He may even lose himself in his egoity unless he turns to the non-ego. The higher self lies without, and there it must be sought. That is what we are told about it by the spiritual investigator. We have accordingly found three stages of knowledge: 1. The ego predominates: 2. Ego and non-ego are in equilibrium: 3. The non-ego predominates: Intellectual knowledge. Imaginative knowledge Inspired knowledge
These are the three worlds of which the spiritual scientist speaks. We also see from our exposition that these three worlds are not separated from, but lie within, one another. It depends on the stage of development of the one who contemplates, which of the worlds shall reveal itself to him. We see further that in order to ascend to higher worlds [ to higher stages of knowledge], it is necessary to step completely out of oneself; this can only be achieved by the methods indicated by a spiritual science. We may not be able to understand the immediate apperceptions of the spiritual investigator, but only when he has clothed such knowledge in the forms of our understanding, that is to say, when he communicates it in the form of thoughts and doctrines, as we have already stated at the beginning of our reflections. Such a stepping out of oneself is of course, to be distinguished from what we do when we approach the non-ego with our standard of reality derived from the ego, in order not to remain fast in the ego, in the egoity, for in that case, of course, separation would in fact persist. We certainly
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can understand however, how that more theoretical passing beyond oneself may be the first prerequisite for the ascent to higher worlds, and it is, above all, part of this that the ego will have first apprehended itself. Forwards / Backwards This points us back again to that part of our enquiry where we saw how the ego first detaches itself from the non-ego. Just as we saw a confluence of the ego with the non-ego toward the future in the ascent of man, so, too, the separation of the ego must be preceded by a state in the past where ego and non-ego formed a unity. In this direction we can also distinguish, in a strictly analogous way, three stages in the relation between the two. The first stage is that where the ego can focus itself where it is in a state of separation; The second preceding the latter is one where the relations tend from the ego to the non-ego and, vice versa, where there obtains a sort of equilibrium. The third stage, still further removed, is that where the ego itself does not as yet exist at all, and only its possibility is present in the non-ego. We can now without more ado call the stage in which the ego can apprehend itself, the spiritual stage, where mans spirit breaks forth into the open. The stage where the relations exist reciprocally, where the ego acts on the non-ego, and the non-ego on the ego, points to the soul of man. The third stage, where the ego is only potentially present in the non-ego, as it were, is the expression for mans body. We are even in a position to give conceptual expression to the finer transitions, and here again our results tally with those obtained by the spiritual investigator. In this enquiry, too, we must start from above, that is, from the point where our concepts derive. There we may call the pure ego born in pure thought, the first point of mans true spirituality.
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This is the germ of what in spiritual science is called spirit self, while the higher stages of knowledge connected with the unfoldment of those members of mans being leading to higher knowledge are called life spirit and spirit man.
Note: Just as the ego in the full apprehension of itself in its abstract purity, that is, in purifying itself from all that comes to influence it from the soul, becomes the spirit self, so the etheric or life body purified becomes transformed into the life spirit, and mans body when purified becomes transformed into spirit man.
Thought about thought, life in the realm of pure thought, is the precondition for the emergence of the pure ego, the spiritual spark. This sphere we may equate with what by spiritual science is called consciousness soul or spiritual soul. It furnishes the transition from the spiritual in man, where the ego has apprehended itself, to the psychic, where it is still bound up with the non-ego. The latter state of this transition may also be characterized as the pre-condition of the consciousness soul in that man must have the capacity to think before that thought can focus itself upon itself as object. We thereby obtain an expression for the intellectual or mind soul; it denotes the state in which the ego draws its content from the non-ego. Also for this, it once more needs a foundation, a state, in which the nonego can penetrate to the ego, to which the name ego, at this stage, does not yet properly apply, in order to give it stimuli. This state is denoted by the expression sentient soul. With this we enter the sphere of the non-ego insofar as it bears within itself the pre-condition for an ego, that is, into the sphere of corporeity, which in spiritual science is called sentient body. Thus, so far as the sphere of the ego extends, mans nature presents itself to us as the direct result of the theory of knowledge. That, of course, is no accident but in truth a guarantee that our theory of knowledge, as outlined above, attains the mark. For it is consonant with the very nature of a theory of knowledge that it should give us information about man in his relation to the world, that is to say, above all, about mans own nature. From this is would also seem to follow that we are justified in rejecting a theory of knowledge and its objections if it does not lead to a positive result, to a real content. Regarding the subjectivity of knowledge
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But the task of the theory of knowledge will by no means be fulfilled by epistemological presentments that impel us to the conclusion that man can have no objective knowledge whatever of the world, that he cannot transcend his own conceptions, that all knowledge must necessarily be subjective, and so on. Such a result is completely self-destructive. Such an assumption amounts to sawing off the branch on which one is sitting for it is this very knowledge, about which the assertion is made that it cannot lead to reality, that is made use of, and presumed as valid in order to enable us to make that assertion. If all knowledge is subjective, that is according to the usual meaning of the word, unreal, then the knowledge, that man can have no objective knowledge, is surely just as subjective and therefore unreal. Selfcontradictoriness, however, is extremely prevalent and characteristic of present day thought, as has abundantly been shown in the previously mentioned Philosophy of Freedom. All such results bear the clear stamp of their origin in a materialistic way of thought; it is a typical characteristic of materialistic truths that they contradict themselves, cancel themselves, not withstanding the pain and suffering they incur. No brain, no thought? A saying often used, especially as an argument against spiritual scientific thinking, is, No brain, no thought. That saying is intended to express the truth that all thoughts are products of the brain, in other words, subjective productions of the organism, from which it follows that thoughts are subjective in nature and can determine nothing as regards objective reality [this being so, then in the first instance it would be impossible for you to read or to understand what is here written]. Where materialism is less sharply defined, that statement, means at least that thoughts are tied to the physical brain, so that our very inquiry must start from the brain. But this very thought is made use of and its accuracy assumed, in order to enable one to make the statement, No brain, no thought. Such and similar objections therefore must not be allowed to disturb us in our enquiries; rather, we must maintain the position that thought can apprehend only itself. Spirit can only be grasped by raising oneself to it, not by drawing it down to oneself. We defined the sphere of the ego and by a train of pure reasoning reached the non-ego from two directions. In one direction the path led to sense perception; in the other, it led to supersensible intuition.
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Sense Perception It behoves us now to address ourselves to the non-ego in order to get to know the value and the epistemological significance of contemplation or perception, for the ego can only acquire a content for cognition if it passes, on behalf of itself to the non-ego, and first of all to that which comes to it from the non-ego, that is, generally the object of observation. If the ego stays within itself, then it clearly can only know its own reality and may lose itself so far in egoity as to doubt all else whatever (Solipsism). In our conceptual enquiries we are led right to the boundary of the ego, which is at the same time the boundary of the non-ego. From that point on we may not simply go forward as from the ego, but we must seek to find the non-ego, such as it is for the non-ego. We must now recall to mind that the ego was only able to apprehend itself by having detached itself from the non-ego; everything had to be excluded from what thought derives from the non-ego. The two concepts, ego and non-ego, came into being simultaneously; they condition each other. Thus the same rights must accrue to the non-ego as to the ego from the moment the later comes into being; both must bear a kind of relationship. That of course, is not implicit in the pure conceptual negation that lies in the expression non-ego, for horse and non-horse for instance, need by no means be related to one another. It shows itself in this however, that the separation of the ego from the non-ego is an actual, thoroughly real process, as has been shown. This becomes clearer still if we remember that a true transition takes place from the ego to the nonego up to the point where we found the possibility of the ego in the nonego (corporeity). Thus it is really the non-ego that continues itself up to the point where it becomes an ego, so that the ego presents itself as part of the non-ego, if one may so say, and this part detaches itself by directing itself upon itself. The ego itself withdraws itself from the non-ego, and opposes itself to it as ego. Now the ego is to unite again with the non-ego, and this can come about through the ego giving back as it were to the non-ego, what it had taken from it; this is, in the first place, pure thought.
Note: I am inclined to say that a pure sense perception is synonymous in content but not in form, with its complementary pure thought, in the same
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way that the pure concept triangle includes all triangles, and when a particular triangle is made visible, its form and expression (visibility), includes many other concepts in their particular expression. Basically, a percept and its concept are two sides of the one. (CB)
Now the next question is this: Where can the ego set to work with pure thought? Where can it find the non-ego? Evidently at the very place where the ego began to detach itself and which in the sense of spiritual science we designated as sentient soul and sentient body. At this point we must not overlook a twofold possibility. One has already been mentioned; it is the possibility in the non-ego of an ego forming itself. The other is that now the ego will find the non-ego once more. This meeting of ego and non-ego is expressed by the term sense perception, about which spiritual science says it comes about through the cooperation of sentient body and sentient soul, which make up a unity. From our standpoint we can indeed see that here in a certain sense like things are meeting from both sides. From one side comes the ego, which has directed itself upon itself and thereby brings the world of pure thought up to the non-ego, that is to say, all the laws of thought that are expressed in logic. From the other side come the sense impressions. If now we would really present the non-ego that here expresses itself as it is for the non-ego, then we must say that sense impression is nothing but direction upon itself, which, however here, proceeds from the non-ego. The sense impression, surely, consists precisely in this that a part of the non-ego the part of corporeity that we were compelled to call the finest elaboration of the non-ego, since it bears within it the possibility of an ego can direct itself upon the whole corporeal world. Mans body, which with but slight exception is sense organ throughout its entire surface, is an apparatus wherein the world is reflected the non-ego to which itself belongs. Pure thought / Pure perception Mans body can even reflect itself within itself, yielding thereby the best expression for the peculiar reflexive process of the non-ego. By its very sensory activity it provides the possibility of the ego being kindled in thought. Thus, in sensory activity, too, we have something that exists itself, and therewith we see the standard of reality that derives from the ego applied to the non-ego. Thus, accordingly, we have the meeting of
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like things, since both factors come about through a kind of reflexive activity on the one side, pure thought, on the other, pure perception. The fact that here, indeed, like things do meet can also be made clear to us by means of the following considerations, which may be said to furnish a test for the foregoing thoughts. Sense perception surveys the whole fullness of the world of sense. For nave sense perception there appear in it so called sense objects. In that view however, the fact is disregarded, that each object represents a certain sum of individual sensory quanta that are first brought into a unity by thought. Now as soon as thought consciously immerses itself in the world of sense, the objects are dissolved, as it were, into individual sense perceptions such as red, bright, warm, loud, fine, firm, etc. Now if pure thought further probes the nature of these phenomenal forms of the nonego, it finds that all these sensory qualities, and therewith also the objects composed of them, are nothing else but concepts, which however, are given in quite a different way from the concepts created by the ego in thought. While thought, or rather the individual concepts themselves, do not of themselves denote reality, but only when comprehended in the pure ego, we now find these same concepts given from the side of the non-ego in a way quite independent of the ego precisely by pure perception. Such concepts, therefore, which the ego not merely creates out of the sum of all conceptual possibility, but finds again in percepts, are the real objects, or generally, the realities of the non-ego. When pure thought and pure perception meet together, ego and non-ego can re-unite and the result is cognition. With this we have found the epistemological significance of perception. Higher ego / Overview The pathway to knowledge, here only sketched in broad outline, is actually applied in all natural research where it keeps strictly within its province, and we find that process to be something belonging to all the workings of nature. Both the growth of man to the ego and the knowledge of nature are alike processes that have great significance in cosmic happening, and we may look with awe on natures working whose shaping forces create the precondition for the ego.
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We may also direct with awe the pure thoughts given us by nature working upon pure sensory experience. This awe is needed in order rightly to carry on the process of world-becoming through knowledge of nature. That awe consists in a recognition of the fact that we ourselves are only part of the great becoming, that we as ego must feel ourselves to be part of the non-ego, that the things surrounding us are our fellows, that in their own way they are beings like ourselves. Then our striving after knowledge becomes a searching by our spirit, our ego, for the spirit, the ego of things. Herein, we have the one side of the relations, which leads to the higher ego receiving its reality from the non-ego. This is the path to initiation or to supersensible perception, that is to say, to a higher knowledge and reality. In principle, of course, nothing is changed in the concept of perception as developed above, whether we are dealing with sensible or supersensible perception. That this second side is of the utmost importance becomes clear to us from the fact that knowledge of nature, while it creates a balance as between ego and non-ego, does so only as a stage on the way to complete union. In knowledge the ego indeed gives back, as it were, pure thought to nature, but it remains for itself its own living being; it remains to itself, severed from the non-ego. Hence, too, it is that the knowledge of pure thought often appears to us as something cold and hostile to life. Warmth and life come to this knowledge from the feeling and certainty that the stage of pure thought signifies only the first step to a true union with the non-ego. It cannot here be our task to describe the path to the higher worlds, but we only want to point out, on the strength of epistemological consideration, that such a path to higher knowledge does exist. It is true that such a path at the beginning points to a sacrifice that the ego has to make. At the same time we also find as our goal the attainment of a new and higher self that lives in the non-ego.
Note: Regarding the description and knowledge of the path to higher worlds; such knowledge and path has been described in the book, Knowledge of Higher Worlds and its Attainment, written after The Philosophy of Freedom, and by the same author (Rudolf Steiner), which is significant, for these two books sequentially follow the same directions of epistemological investigation here set forth.
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Through initiation into the higher worlds man apprehends the world from within out; he penetrates forward to the shaping forces that are hidden in the workings of nature, to the ego of all nature. This is the mighty perspective that opens before us when we carry the theory of knowledge rightly to its conclusion. Also in this unfoldment of a new and higher ego, we have a process enacted in the non-ego, but while the parallel process in the working of the senses is accomplished by the shaping forces of existence without the help of man, this second process must be brought about by man himself. There man attains to a real creative share in the world process. This comes about by a sacrifice of the lower self, but that sacrifice is only the answer made by man to the sacrifice made by the shaping forces of existence when man was created with his ego. Through initiation [i.e., taking upon oneself the necessary steps to higher knowledge requiring the sacrifice of the lower self] man gives back again to the ruling powers what they have sacrificed in order to produce him. After all we have reflected upon, it should not be hard for us to grasp this thought, for our whole theory of knowledge leads us to apprehend the severance of the ego from the non-ego as a spiritual process, that is to say, as a process behind which there are conscious forces, for otherwise no consciousness could form itself as the result of this process. And the ego is spirit and consciousness and reality, and it bodies itself forth out of the total consciousness of the non-ego. The path to higher consciousness is pointed out to us by spiritual science; from higher worlds it brings down to mankind what will enable it in the future to accomplish this unfoldment of the higher ego. When we have made ourselves familiar with the idea that in the case of the higher worlds we are not dealing with something abstract, but with powers and beings that stand above man and of whose spirit the human ego is a spark, then we can understand that with the principle of the ego-unfoldment we have apprehended a world principle of development. Three times we saw how something higher is shaped when a force directs itself upon itself. The non-ego, which in sensory activity directs itself upon itself, is, as, it were, the first unfoldment of the ego. From this arises pure
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perception, and therewith the possibility for the human ego to become kindled. The second unfoldment of the ego is in thought about thought. Thirdly, the pure ego offers the possibility that the higher self may be formed by the ego giving back of itself to the non-ego all the spirituality that it had taken from it. If we may presuppose this capacity in man today, we must yet admit to ourselves that this capacity was once conferred on mankind from higher worlds by superhuman beings, and without going beyond outward, historical facts, we can point to the moment in time when this happened. If we compare the conditions of our culture and consciousness with those of the pre-Christian civilizations, we can see how the emergence of intellectual self-consciousness, of independence, of individualism, makes itself gradually felt out of the group consciousness of national homogeneousness. The mightiest ego unfoldment, we can even say, lies at this turning point of mans development, and we can struggle through to the admission that it is based in truth to say, that what in the beginning was with God, out of which all that was made was made, became flesh [individualized] at the beginning of our era, when the spirit of mankind, out of which the growth to the ego unfolded, directed itself upon itself. Through this there arose the higher self of all mankind the Christ spirit, who gave the first impulse for it to become possible for the individual human being, through his own free sacrificial gift to hand on the great, the mighty sacrifice. These things a true science of the spirit describes, and it may encourage us on upon the path of the higher knowledge it points to, if we are able from out of the self-apprehension of our own spirit, to develop the ideas that lead us to an understanding of these lofty doctrines.
END: THE EGO AND THE NATURE OF MAN
Second Essay
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epistemological principles
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epistemological basis, but we must also show through what special characteristics in the use of the general epistemological principles it is that the several world views are brought about. We may assume that such contacts with other world views will automatically arise provided we submit right conscientiously to the epistemological discipline of such spiritual science. But here again it must be seen that we must first have a grasp of such spiritual science before we can retrospectively form a true estimate also of the other views of the universe. When, therefore, it is said that such spiritual science subsumes in itself such true knowledge as the other world views contain, we must conversely believe that by simply putting the individual world views, based on standpoints of natural science, philosophy, religion, and perhaps of art together, we shall obtain a picture of such spiritual science. [If such spiritual science however, throws a deepening new light of understanding to all standpoints of knowledge then such spiritual science must be understood out of its own foundations.] We know from the spiritual investigator that spiritual science is not only an aggregate of teachings but also a way to life in the spirit; it is our task to bring our consciousness into harmony with it at a point where we are standing, and by clothing itself in our categories of knowledge, it provides us with the means of doing this also. The theory of knowledge is intended to give us a firm support within ourselves, and to show us the threads that join us to the opinions and considerations of our fellowmen and to life as a whole. In the essay concerning The Ego and the Nature of Man it was shown how, above all others, the exponents of a spiritual science have a special need to base their consciousness on epistemological foundations. Now the attempt is to be made on the basis of the general epistemological principles emerging in this little treatise to present the several domains of spiritual science in a system of ideas adapted to the normal capacity for knowledge of our time. Now the objection might be made to such an attempt that thereby the vital spirituality of such science would be pressed into dry categories of thought. That objection would be perfectly justified if we desired to employ the concepts of everyday thought. We do not need, however, to lapse into
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the error of a dead abstractionism but will address ourselves to the vital spring of spirituality that exists in every man. To uncover the spring that is choked up today in most men is the object of the essay The Ego and the Nature of Man. Therefore the following reflections are to be raised as a structure of brief summaries upon the epistemological foundations there contained. What we expect of a world view is that it should explain the relation of the world to our consciousness. If we want to know what the world is in itself, then the question put is also: What is the world for us? If it is possible that the world for us, is as it is in itself, then the certainty of this can only come from ourselves. Thus, the starting point of all striving after knowledge lies in the ego. The ego must discover its reality within itself, and then it may apply that reality as a standard to the non-ego, the world. Thus it is that the ego comes to oppose itself at the outset in all its purity to the non-ego. To this end everything must be eliminated from the ego that derives from the non-ego to begin with, all impressions, perceptions, sensations, and feelings, then from thought everything that recalls the non-ego. What then is left over is pure ego as the sum of pure thoughts, that is to say, as the faculty for creating logical and mathematical forms. If we now examine the nature of those forms of thought (thought of thought), then the ego finds its own essence to be the concept of the concept. This is, as indeed is also thought of thought, a form that has its own essence for content, a content carried by its own form. Therewith we have found the standard for what we sought, namely reality. In that process of ego apprehension we see how the ego articulates itself from out of the non-ego, and we can determine three stages in the natural relationship between ego and non-ego: the stage of separation; the stage of equilibrium between the two, where the ego is only present insofar as it derives its content from the non-ego; the stage where the ego is only potentially present in the non-ego. Those three stages we may designate as
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spirit, soul, and body of man. The striving after knowledge signifies the effort of the ego to consummate its re-union with the non-ego. The ego seeks to attain to this, firstly, by applying its standard of reality to the non-ego by means of pure thought. That is possible at the point where the ego began to free itself from the non-ego. The expression for that point is sense perception, which we must now regard as a self-direction of the non-ego itself, in that the senses, a part of the non-ego, reflect the outer world similarly, as when the ego emerges pure, through thought directing itself upon itself. Hence, if like meets like pure perception and pure thought then knowledge results Now before we pursue the epistemological thread further, let us now more clearly demarcate the sphere to which the epistemological method just defined is applicable. Everything that is accessible to our senses constitutes the object of this mode of observation. It is the world of corporeality, and in that world mans body is the foremost object. Mans body opens access to that world for him, and a simple reflection will show us that it holds within itself everything that that world signifies. We are wont to divide the sense world into realms of nature, and we designate our knowledge thereof as natural science. It is to be carefully noted that natural science is acting quite rightly when it restricts itself to what is accessible to the senses, but it is also clear that the methods of natural science, which have been worked out on the basis of sense perception by pure thought, must fail when the two other constituents of man are in question the soul and the spirit for these withhold themselves from sense perception. Just as we see that mans body essentially constitutes the method and matter of natural sciences point of view, so the soul signifies the way and the object of the religious point of view, and it is only spiritual science that has the power to present mans spirit as the basis.
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Now since it is mans spirit that immerses itself in the world of body and in the contemplation of nature, while the soul forms the connecting link between body and spirit, it is intelligible how only spiritual science should have the power to solve the riddles of existence. On the other hand, we recognize that we best approach spiritual science and its standpoint if, by a rapid survey of the world of sense perception, we can throw light upon the question as to how far the beings of nature speak to our senses, and whether we can, in doing so, detect anything that eludes the senses. We can speedily ascertain that what lies immediately before the senses is nothing more than a sum of sensory qualities, and if we distinguish between the realms of nature, this does not come about on the strength of pure perception. Distinctions in sense perceptions Now since, on the one hand, we must apprehend sense perceptions as a primal expression of the non-ego, on which the ego does not exert the slightest influence, while yet on the other hand we have to apply pure thought to these sense perceptions, we must obtain light as to how man in the natural application of his faculty of knowledge makes such distinctions within sense perceptions. Natural science has the greatest successes to record in regard to the socalled mineral world, the world of the inanimate. Since we come upon this mineral element in the case of all objects of sense perceptible contemplation, we can readily understand why the world views of natural scientists tend to trace back to this mineral element other phenomena that may occur in the world of sense. We shall have to examine presently in how this is mistaken. Mineral On a careful scrutiny, we call mineral or inanimate whatever remains unchanged before a thinking that firmly confronts the sense perception. We name mineral that part of the sensible world that suffers no change through itself, but only when a stimulus to change that can be shown as wholly perceptible to the senses is given from without. Such a reaction is
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in complete accord with the inherently changeless laws of logic that bring the pure ego to grips with the world of sense. The fact of this agreement must not surprise us, once we have grasped that when pure perception meets pure thought there can be a union between elements wholly of the same kind. Here too, we find the reason why the natural scientist, when contemplating the world, feels the need to trace back the whole world of perception, and even the spiritual world, to mineral relations. The laws of nature are the expression of the said agreement, which laws are apprehended subjectively in thought and formulated in universal language, while they are found again in the world of sense, objectively and actualized in the individual case. As the expression for the inherent immutability of the mineral world, natural science has the concept of matter, which is defined as the bearer of the sense qualities perceived. The error that lies in looking on matter as something really existing has often been exposed; it is sufficient to point out that sensible qualities must ever again be assigned to matter or to atoms that are thought of as equally real in order to characterize them, so that for this, if for no other reason, they are unfitted to be taken as a real basis underlying sense perceptions. But apart from this, the reality of matter, of the atoms and molecules, even of electrons, has in our latter days melted away, as it were, in the hands of natural science itself. Concept of motion Even when we examine the concept of motion, which finds its application in all departments of modern physics, we do not pass beyond the sphere of sense qualities no matter whether we assume motion as underlying the cosmic ether or the electrons, which though divested precisely of the characteristic import of matter, show in their very capability of motion an element perceptible to the senses. It is precisely the concept of motion that enables us to see most clearly that the reduction of the sense qualities to something that is objectively real and unchanging will not work.
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If we take motion, not as a general concept but as a real phenomenon, that is to say, as a motion that really takes place, then we grow clearly aware that we are dealing with sense elements connected with light, and accordingly with the visual sense. A discussion on the nature of space, which perhaps might find a place here, must be left for the followed chapter. We will only remark that it is precisely the most modern of physicists and mathematicians who adduce the physiology of the eye in order to explain the origin of the idea of space. Sense of Touch It might be thought that the so-called sense of touch, on the contrary, apprehends the moments of rest from which only a posteriori inference brings us to motion. Now when natural science feels the need to trace back the complicated phenomena of the sense perceptible world to motions, it thereby acknowledges that perceptions of light are more trustworthy than any other sense perceptions. Light That truth indeed, is of quite general application in natural science, whose theories, one would say, are based exclusively on the eyes perception, that is, on the perception of light. There is no objection to referring perceptions of sound to motion inasmuch as the phenomena of sound can be made accessible to the eye. On the other hand, it is a logical impossibility to refer phenomena of light to motions, for in so doing we are by no means leaving the realm of light perception to enter a more universal field. Surely, we may not assume as explanatory the very thing we wish to explain. Just as it is inadmissible to trace back thought by means of thought to something else, so we may not validly base light on phenomena of motion. In this connection we come upon that saying of Goethe, so surprising to modern consciousness, Light is the simplest, undivided and homogeneous essence known to us. It is not a compound. We can lay it down that knowledge in natural science proceeds on the basis of light perceptions and of pure thought. Thus we must recognize in light perception and in pure thought, two things immediately
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correlated, fully in accordance with our theory of knowledge that led us to conclude that when pure perception and pure thought meet there is a mingling of absolute like elements. Here we find it precisely established that it is one sense perception, that of light, that immediately corresponds to thought. Therewith, however, we have an immediate relation between a sense perceptible thing and a supersensible thing, which can be thus formulated: Pure thought is the supersensible element in light, or, light is the sense perceptible expression of pure thought. It would be interesting to inquire whether we can similarly find for the other sense phenomena an immediately corresponding supersensible thing, for to pure thought they are only mediately accessible by the indirect way of light perceptions. For this, spiritual science will alone be competent, even while here we are still dealing with considerations of natural science. Spiritual science shows us, it is true, that underlying tone, for example, there is still something essentially different from simple motion phenomena of the air. Thus we see how in all intellectual knowledge based on the senses, there is already a mingling of a sensible and a supersensible thing, and therewith a connection with spiritual science becomes apparent to us. If we wish to characterize for ourselves the mineral kingdom within the world of perception, we must seek for an expression for the part of the perceptual world that remains unchanged before pure thought. Since, as we saw, not all designations are admissible for a material content of the mineral kingdom, let us tentatively say that the mineral kingdom is analyzable for intellectual consideration into a sum of (physical, chemical, etc) forces. Here we do not mean by force a thing that causes or carries the mineral properties, but those mineral phenomena themselves, in their sensible and supersensible connection. Our next question will now be: Can we find yet further forms of force within the perceived world? Plant kingdom / Concept of Development If we now go on to those sense perceptible phenomena that are termed the plant kingdom, the first thing we meet is again the mineral forces, though in a far more complex association. For us, this expresses itself in such a way that a perceptual complex called oxygen, for instance, is the same whether it has been obtained from the mineral kingdom, or from
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artificial or natural processes in the plant world. With such investigations, of course, we only touch the mineral part of the plant, that is, the part that remains unchanged before strict thought. Into the rigid laws of logic we must admit a mobile element in order to touch the essence of the plant. That element finds its expression in the concept of development, of growth, by contrast with the purely logical concept of being. How far the concept of development must be set above the forms of logic, which deal only with being, shall be expounded in a later section of our epistemological investigations concerning spiritual science. In this place, it is enough for us to note that by the concept of development we express the fact that in the case of the plant we can see, precisely in respect of mineralogy, that it does not remain unchanged before pure logical thought. We see the plant grow, nourish and propagate itself, that is to say, we notice a change that is not part, as with the mineral, caused from without, but by the plant itself. The external condition (sunshine, rain, suitable soil, etc.) merely provide an opportunity enabling the mineral element, which needs external influences, to follow in the plant itself the causes that produce changes. We see that the mineral element in the plant by no means follows its proper laws, but contrast with its ordinary behaviour. That, surely, is seen from the fact that the mineral structure of the plant is at once destroyed by external influences when the counteraction of the plant ceases. We clearly see that we are confronted with a new kind of forces that differ fundamentally from the mineral forces. These forces prove themselves to be stronger than the mineral forces and overcome them. In the life forms of plants we see the expression of these forces, which for their own ends convert the mineral forces into a garment in which they veil themselves. In the case of the plant we may speak of a corporeity in which the supersensible plant nature abides. Once again we see the contact with spiritual science, which describes for us a supersensible part of the plant. That part is termed by spiritual science the etheric body [or life body], and since, in spite of everything, material conceptions ever again so easily attach themselves to that expression, it is important for us to be able clearly to visualize the true character of the etheric body of the plant world on the strength of natural scientific considerations.
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Concept of etheric body / Cell If the designation of matter as the bearer of the mineral properties cannot be admitted in the mineral world, that is the case in an even greater measure as regards plant activity. It is true that so long as we persist in applying to the plant kingdom the purely logical forms of thought without the fluid element of development, we cannot get away from material conceptions. But out of this schematic treatment of natural philosophy there also arose the concept of the cell, as a materially objective representative of the life processes. Although we can make use of the expression, cell, we must denote thereby what is actually given, namely, a force center of a higher order within the mineral world of our perception. We have before us two kinds of forces in sensible presentation of plants, and correspondingly, of animals and men: the mineral and plant forces. If we now observe that these plant forces pervade all organic life and are present wherever we can speak of a cell system, we can designate the etheric body as the sum of those forces that make minerals into cells. In terms of sense perception, the expression of the supersensible etheric body is the plant forms that develop in growth, maintain themselves in nutrition, transmit themselves in propagation. Animal Kingdom / Nerves / Sentient body If we now go on to the animal kingdom, we see the corporeity of the animals again subject to the influence of a new kind of forces that differ essentially from the plant forces. This expresses itself not only in the mineral structure of the animal, but also in its life history. Whereas we see the plant bound to the soil surrounding it, so that its mineral structure is destroyed if the plant is torn out of the soil in which it grows, we see that the animal detaches itself from mother earth, without the mineral structure being destroyed. Thus, these new forces in their turn show themselves stronger than the preceding ones, and they make the mineral formation still far more complicated. They add to the expression of the etheric body, to the relatively simple cellular structure of plants, a system of glands that controls the circulation of the fluids in the organism. This organization no longer remains united to the mother soil as in the case of the plant. These forces incorporate with the whole a new system that is the perceptible
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expression of the new forces. The forces themselves are in their nature inward. They give to the animal the mobility that it needs after its separation from the mother soil for example, for nutrition and they also set up once more a connection between the animal and the outer world. The new system is the nervous system, the perceptible expression of inwardness. The nerves lead the external impression inwards through the sense organs, while they lead the internal impulses outwards through the organs of movement. When we give heed to the fact that these forces are present wherever the effects if inwardness manifest themselves, we get the picture of a new force body, in a similar way as previously in the case of the etheric body, and therewith have a definition for the supersensible part of animals and men, which spiritual science describes as the sentient or astral body. The sentient body is the sum of those forces that make the cells into nerves. After we have thus, thoroughly explored the world of corporeity by the aid of an epistemologically defensible natural scientific method, it becomes our obvious task to link mans body to this chain of thought. We find mans body to be a mineral structure, shaped by the forces of life, illumined with consciousness by the forces of subjectivity. We can distinguish it in respect of physical body, etheric body, sentient or astral body, but these parts are modified by a fourth kind of forces that in continuation of our previous definitions, we can designate as follows. The human brain Mans body is distinguished from that of the animal by a sum of forces that links the nerve substance together so as to form the human brain, for surely, there can be no doubt that in the structure and size of the brain we have the corporeal difference between man and the highest animals, whatever attitude we may otherwise adopt as to the relationship between animals and men. The new form of forces with which we are here concerned, however, must not be regarded by us in the same way as hitherto, for in the structures in question, we no longer have an expression of corporeity such that thought opposes itself to their sensible manifestation. Rather, we have
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here to deal with the sense perceptible expression of thought itself. Nor can we any longer make a distinction between ourselves and the supersensible in those phenomena, for we ourselves are that sum of forces. We find this sum of forces as a being, as the ego, from which the standard for the whole of natural scientific inquiry is taken. These new forces can alone apprehend themselves as the theory of knowledge. In thinking of thinking, we apprehend the supersensible immediately. In this extension of the natural sciences it is only a spiritual science that can have a place. Thus, the theory of knowledge that was foreshadowed at the beginning leads us, by its application as a natural science, to the very bounds of a science of the spirit or spiritual science. We can now take up the thread of our epistemological considerations that we left drop in the previous essay, The ego and the Nature of Man. The ego apprehends itself in itself as reality. In order to be able to thus to base itself in itself as reality, it had to separate itself from the non-ego. Natural scientific knowledge arises through the ego, with its most essential nature, pure thought, reaching out to the non-ego where it finds sense perception, the non-egos most essential expression. But yet there is another sphere where the ego is found in an intimate natural union with the non-ego. The expression for this is mans soul, and we succeeded in deriving the threefold nature of the soul as sentient, intellectual and consciousness soul, from the subtler relations between ego and non-ego. Now that we have explored the realms of the non-ego, we find that we have there to deal with three different kinds of forces [mineral/body, etheric/cell, astral/nerve] with which the fourth form, the ego, now can maintain a connection. In this way, we gain a new understanding of the characteristic differences of the three parts of the soul, for it is seen that the ego is, in natural connection with each of the three realms of force. We can now convince ourselves of this truth and once more achieve a quite particularly intimate contact with spiritual science, if we reflect that it is we ourselves who, in a supersensible manner, are placed within the forces of the realms of nature, so that we are, therefore, immediately experiencing that connection from the side of the ego. The human soul
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The sphere therewith indicated, the human soul, is characterized by the concept of the personal, the unique; it effects the junction between the universality of pure thought and the singularity of sense perceptions. But what is here at issue, is not the thoughts we gain regarding the world of sense, for they belong to natural scientific knowledge, but the manner in which the ego has its being amidst external nature. We know mans bodily organization, that part of the non-ego that includes the possibility of the ego, as being a mineral structure, formed and maintained by the forces of life, unfolded to the outside world by forces of subjectivity. It is an apparatus that possesses the capability of sensation through the sense organs, and through the organs of motion the capability of action. It is to be noted that neither sensation nor action become facts in virtue of that apparatus alone. For this, the fourth kind of force, the ego is needed, which uses or activates the apparatus. Since the possibility of sensation and action originates with the astral body, it is a union of the ego with the forces of the astral body that we experience as sensation or immediate urge. Sentient soul or sensation Insofar as the ego lives by the forces of the astral body, it is sensation or sentient soul. In using that term we are designating by sensation the inward experience that unites itself to an external sense impression. But there belong to the sphere of the sentient soul also those stimuli to action that immediately follow upon the sensations. The next sphere of the unique, the personal, will have to be characterized by the egos experiences with the forces of the etheric body. Let us once more consider the sensations; they are the subjective experiences of the sensible qualities. Those experiences are wholly chaotic, without any relations. One experience is worth as much as another, and the important point is that such an experience is completely ended when the sense organ in question turns away, or the stimulus from outside ceases. Nothing is left over if we merely regard the sensation, but other forces are needed if anything of the sensations is to be retained. Such forces, however, do , namely, the forces of the etheric body, with which the ego is now able to unite. But since the ego is only connected to the outside world through the senses, that is, through the forces of the astral body
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[sentient body and sentient soul], it can only utilize the forces of the etheric body insofar as the material for this is supplied by the astral body. Intellectual soul / etheric / mental images / memory The forces of the etheric body are organizing, formative ones, and if they are united by the ego to the chaotic sensations, experiences will present themselves to the ego in which the sensations are cast into forms, retained, co-ordinated and distinguished. The ego by the aid of the etheric body, transforms the sensations into mental images. Mental images are the egos experiences of the outside world that remain even when the sensations have ceased. All phenomena of memory are connected with this sphere of inward experience, comprehensively styled the intellectual soul. The intellectual soul is the ego insofar as the latter is united to the forces of the etheric body. To this sphere, there also belong those stimuli to action that originate in the faculty of memory: habits, inclinations, passions, etc. At his point we desire to counter the objection that the definitions of sensation, mental image, instinct, habit, etc., apply also to animals and even to plants. For there is a widespread tendency today, when molecular memory, atomic soul, etc., are expressions in current use in studying the being of nature, not in their typical appearances, but in the transition forms. The first thing to be said in this connection, is that the aforesaid distinctions between mineral, plant and animal have reference to the body of those beings. Here, however, we are concerned with the soul mans soul, the only one of which by our present means enable us to predicate anything. In a subsequent discussion, when we have laid the necessary foundations, we shall be able to speak also of the psychic-spiritual aspect of the natural kingdoms. It is true that then it will be seen that one is justified in ascribing to the animals after their kind a sentient soul and, to the higher species, even traces of an intellectual soul, but only by setting out from the animal ego, which differs fundamentally from the human. Consciousness soul /physical body / concepts / morality If now the ego further unites itself with the forces of the physical body, then it has taken possession of its entire corporeal organization. We
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therewith enter that sphere of uniqueness where the ego, in virtue of its sensations, mental images and experiences, is able to develop its universality. The mental images become concepts; the ego within its mineral body can feel separated from the external world, and we get that contradistinction of ego and non-ego, which formed the starting point of our epistemological considerations. Whereas mans consciousness, insofar as sentient and intellectual soul are concerned, was dependent upon external stimuli, it now becomes a self-consciousness. That sphere of uniqueness is named by spiritual science, consciousness soul. The sphere of action corresponding to the consciousness soul is morality. In the consciousness soul man attains also to moral independence, whereby he lets his own ideals flow forth into the world through his deeds. We see that the natural conjunction between ego and non-ego has two forms of expression, which in consciousness soul lead to independence, to the independence of knowledge and to the independence of action. We can also classify action according to three points of view, namely, according to the path it takes with the threefold sphere of uniqueness. It is the ego that acts, but only when the ego has apprehended itself in independence can moral independence be achieved. Therewith, we have established contact with spiritual science also on the side of action. That is, of the utmost importance, for it shows us that entry into the spirituality begins with a deed no less than with an act of knowledge. Deed and knowledge coincide. Insofar as ego the apprehension appears as the culmination of natural science, it is knowledge, and as deed that is wholly enacted in the spiritual sphere, it is the entry into spiritual worlds. By his sensory and psychic life man is dependent upon the forces of nature; by apprehension of his ego, he takes his place among the creative beings of the world. If we now glance back over the path that the natural application of our faculty of knowledge, the application of natural scientific methods, has won for us, we see that we are able to distinguish between the realms of nature because we ourselves, as egos, are in natural union with those fields of force. Hence, the distinction between and a doctrine of the natural realms can be built on the reality of the ego.
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Such a classification then contains nothing arbitrary or accidental, but we find in it at various stages the reality of spiritual life, to which the ego as a self-conscious spirit belongs. The concepts we have formed are not dead abstractions or else we should never have established contact with the investigations of spiritual science. We were forced to overcome the dead, mineral-like logic and to let living concepts grow forth from the concept of the concept, the pure ego, which is living, spiritual reality. But we have achieved something more than that. By our circular progress, from the basing of the cogitatory, ego knowledge, by way of its application to the realms of nature and back to the ego, we have forged a ring of confidence in the results of spiritual science. That brings us a step further, for we are now in a position to understand also the other side of cognition, the spiritual scientific one, not only as to theory, but also as to method. When the ego as consciousness soul becomes conscious of its creative force, then it will also be ready to advance to spiritual doing; man will thus determine to enter the path shown to him by spiritual science. In knowledge as theory it appears as the path of self-denial, of sacrifice, with a goal scarcely discerned; in knowledge as deed we can now, with a clear purpose, take the first step toward which the spiritual teacher points. We may attain to the recognition that a higher knowledge is possible from the formulation of the theory of our intellectual knowledge (see the preceding essay). If the ego in intellectual knowledge applies its standard of reality to the non-ego, it is only one of three possibilities. We must admit a further stage of knowledge as possible if we envisage the fact that now the ego no longer preponderates in the relations between the two factors, ego and non-ego, but that both are in equilibrium (imaginative knowledge). A possibility of a third stage is furnished by the conception that now the non-ego preponderates and supplies the standard for a new reality, the ego, the higher self (inspired knowledge). Now, if the essence of knowledge consists in the ego achieving its reunion with the non-ego from which it has detached itself, we find that the difference between the intellectual and the other stages of knowledge consists in the intellectuals accomplishing that reunion in a more theoretical manner by the ego giving back pure thought to the non-ego, as it were, but in order to reach the higher knowledge, the ego, in its
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spirituality, must approach the non-ego by practical ways. The spiritual investigators testimony leads us from the recognition of the possibility of higher knowledge to a recognition of its reality, and the confidence in the spiritual investigators testimony, which was won in the process of intellectual knowledge, now leads us further to an understanding of the path to spiritual investigation, and finally on to that path itself. The sphere of action for intellectual knowledge is the experience of the senses, of the impression that the ego receives from the non-ego when it remains placed in opposition to it. Now, where do we find the sphere of action for the path to higher knowledge? Clearly, in the interactions between ego and non-ego, where both are inwardly united. We see clearly that the sphere of action for the ego on the path to higher knowledge is mans soul. The soul in its triple structure, is, as we saw, that sphere of human nature where the ego directly participates in the life of the non-ego. But whereas the soul, in natural life, transmits the message sent out by the non-ego as a corporeal sense impression, that process must now suffer a reversal, for whereas the ego is a receiver in intellectual knowledge, it must be a giver on the path to higher knowledge. It must pout its purest essence into the non-ego, that is, primarily into that sphere of the non-ego on which the ego already participates, the soul. If, from that point of view, we consider the directions given by the spiritual teacher, we find how the reversal takes place; we find in that reversal the means to the egos action upon the soul, and there is no recess of the soul that is not affected by that work. When it is shown how the ego must make itself entirely insensitive to the impression of the senses, how consciousness must empty itself of every sensory remnant in order thereupon to fill itself with a content deriving from the spirit, then we see how a reversal in the relations between ego and non-ego is affected. Meditation is the name given to that state, and the ego must be the strong-willed executant of that work. As the effect of this work we are given a description of how the ego gradually advances to the spiritual springs from which it has flowed. Any enlargement upon the details is, of course, outside the scope of a treatise, like the present one. No ego can enter the path by proxy, but there is one effect that such considerations ought to have. The path to higher knowledge shall be made intelligible and its significance made familiar to us.
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We thus reach a standpoint in regard to life that is characterized by the work upon the soul that is intended to lead to the reunion of the ego with its prime sources, with what we call the Divine. That standpoint toward life may, if we take the word in its proper sense, be designated as religion. We laid it down at the beginning that the soul signifies the way and the object of the religious mode of contemplation. Now, having ourselves arrived at a truly religious standpoint in regard to life, we can also learn to understand the nature of a standpoint that, though in itself unconscious, is yet religious, and to understand also the significance of the historical religions. We find it confirmed that by discovering an epistemological basis for the teachings of spiritual science, we can also discover the basis for the other world views. We can show no greater respect for natural science than by using its method. That will bring us into harmony with our fellowmen whose desire for truth exclusively elects the field of natural science, whose spiritual being does not win through to a confidence in its own spiritual reality, and therewith to a confidence in the reality of investigations in spiritual science. Looking back from our religious standpoint, we shall also feel united with those among our fellowmen whose desire for life in the spirit does not bare to look its own spirit in the face; who, so as not to lose that union with the divine that lies in religious surrender cannot make up their minds to seek, through spiritual science in self-consciousness their reunion with the Divine. If we thus learn to appreciate the value of other world views, we owe it to spiritual science, whose doctrines lie before us, summoning us rightly to use those forces of knowledge that we already possess, giving us courage to base ourselves on our own spiritual nature, and thereby releasing our forces for life in the spirit for knowledge as deed.
END: DEATH OF NATURAL SCIENCE / BIRTH OF SPIRITUAL SCIENCE BEGIN: THOUGHTS CONCERNING THE PHILOSOPHY OF CONTRADICTION Not yet finished. If you would like to receive it, let me know. Christopher Bodame
Published title, Principles of Spiritual Science by Carl Unger 1878 - 1929, The Anthroposophic Press, N.Y., USA 1976
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