VP Compliance Officer- $125 Billion Alternative Asset Manager
VP Compliance Officer- $125 Billion Alternative Asset Manager
Atlantic Group
Maplewood, NJ
See who Atlantic Group has hired for this role
$125 Billion Alternative Asset Manager Seeks a VP Compliance Officer
*Reporting to the Managing Director Compliance, Dotted Line to CCO
*Oversee All Regulatory Filings- Form ADV, Form PF, etc
*Assist in Mergers & Acquisitions
*Manage Team Compliance Training Initiatives
*Assist with any New Country/Territory Expansions
*Assist in developing, implementing, and maintaining the firm’s policies and procedures
*Conduct internal compliance reviews and provide support for responses to regulatory examinations
Qualifications:
*7+ Years Compliance Experience at Another Alternative Asset Manager
*Must have Advanced Knowledge of Regulatory Filings
*Strong knowledge of Investment Company Act- BDC regulations a big plus
*Strong Background in Technology
Base Salary 200k-225k+ Bonus. ~425k all in compensation plus Excellent Benefits & Quality of Life- Hybrid Schedule
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Seniority level
Director -
Employment type
Full-time -
Job function
Accounting/Auditing and Finance -
Industries
Venture Capital and Private Equity Principals and Financial Services
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See who you knowFeatured Benefits
Inferred from the description for this job
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Medical insurance -
Dental insurance -
Vision insurance -
401(k) -
Child care support -
Pension plan -
Paid maternity leave -
Paid paternity leave -
Commuter benefits -
Student loan assistance -
Tuition assistance -
Disability insurance
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