Mandatory Skills: Business Analyst, Primary Dealership, and FR2004 Reporting.
Duties
Job Description:
Oversee the creation and approval of core project documentation including business requirements, functional requirements, technical specifications, user acceptance testing.
Documentation of all required meeting materials
Risk and issue identification, communication and resolution.
Working with functional leads and front-to-back stakeholders in the development of workstream strategy and delivery.
Objectives planning, defining scope and deliverables
Project plan development including activity planning, sequencing and resource management
Research regulatory impact of new business initiatives on margin policies.
Learn regulatory jurisdictions outside of the US and the interplay of regulatory rules between jurisdictions affecting our inter-affiliate transactions
Continue to improve automation for all aspects of regulatory requirements.
Further document and improve regulatory controls and procedures.
Participate in external audits and queries from regulators and auditors
Skills
Delivery of large multi-functional projects.
Experience in the development of program documentation as noted above
Ability to present well and communicate clearly
Ability to multitask and work in a team environment
Excel, Word, PowerPoint skills a requirement
Five-plus years of margin operations experience related to Regulation T, FINRA Rule 4210
Prior experience in a highly automated environment and the ability to recommend a system or process improvements is a plus.
Key Word – “Primary Dealership” and "FR2004 Reporting"
Experience dealing with primary dealers to report their trading activities and their cash and financing positions in Treasury and other securities.
Seniority level
Mid-Senior level
Employment type
Full-time
Job function
Consulting, Information Technology, and Sales
Industries
IT Services and IT Consulting
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