“Sonali has deep industry expertise in financial crimes . I had the pleasure of working with Sonali whilst managing KPMG as a GSI to drive growth in AI enabled solutions in Compliance and regulations for top 20 banks. Sonali has great relationships at these banks and she has deep expertise in the customer requirements and the vendor landscape in this niche area. She worked tirelessly to facilitate the right conversations and align the key stakeholders, removing blockers to enable my startup organization to work in an agile way to drive value based customer discussions on joint value propositions. She is a great asset as a subject matter expert in a team and I would love to work with Sonali again on future projects. ”
About
As a Managing Director at Accenture, my passion is applicability of Data Management and…
Experience
Education
Volunteer Experience
-
Executive Leader
American Heart Association
- Present 1 year 3 months
Science and Technology
With the American Heart Association celebrating its 100th anniversary and the Go Red for Women
initiative reaching its 20th year milestone, I have become part of a historic movement by participating as we enter 2024. As STEM takes on increasing significance, this forward-thinking initiative is gaining momentum nationwide. I am part of unified force of leaders dedicated to building upon our strong legacy so that every person has the opportunity for a full, healthy life. -
Mentor
StreetWise Partners
- 1 year 6 months
Volunteering with Streetwise Partners to be a mentor for 13 week certification program that mentees from Hunter/CUNY, individuals who are looking to change careers etc. that can benefit with a mentorship program. Streetwise's construct of the volunteer program is an excellent approach to give back to the community who needs it the most.
Publications
-
Financial Crime in Finance
IBM
FINRA and other regulators have informed firms of their expectation to adopt practices of “heightened supervision” to isolate high-risk brokers and activities, including those who have previously committed financial crimes. In the past two years, FINRA has released guidance to strengthen controls on high-risk brokers and further indicated it would be an ongoing priority.
-
Surveillance- Uncovering Hidden Risks
IBM
ecently, financial institutions have come under fire for a not illegal, but potentially suspicious form of investing. And while not especially complex in its execution, this scheme exposes the lack of insight and oversight across large institutions, especially institutions that operate across different geographies.
-
Financial Crime- FINRA's Increased focused pn High Risk Brokers
SMARSH
What “heightened supervision” means for today’s communications compliance realities.
The challenges and the potential risks hidden inside of today’s non-email communication channels.
How Smarsh and IBM can deliver surveillance insights from supervised content. -
IBM Vision 2017 Speaker: Delivering Unified Surveillance with IBM Surveillance Insight for Financial Services
-
The Future of IG: A Town Hall Meeting
ARMA International: Executive Conference on Information Governance
The Executive Conference on Information Governance brought all IG stakeholders – business and audit, information technology, legal, privacy, and records and information management – to the table to address important issues, engage in collaborative solutions, and equip IG professionals with strategies to move forward. This town hall meeting will identify further IG challenges and opportunities, encourage continued collaboration, and develop a vision of what IG will look like in five years.
Other authors -
Where Have We Been – Where Are We Going?
ARMA International: Executive Conference on Information Governance
Developed a new “community mapping” foundation, showing how we’ve progressed and what still needs to be addressed in the agenda for the 2015 Executive Conference on Information Governance! Discussed: impact of technology (Internet of Things) and the boundaries of privacy and freedom that we are willing to give up; Social Media and Business and balancing the risks and benefits; facilitating productivity but avoiding the commingling of employee data with business data; and how to advocate an IG…
Developed a new “community mapping” foundation, showing how we’ve progressed and what still needs to be addressed in the agenda for the 2015 Executive Conference on Information Governance! Discussed: impact of technology (Internet of Things) and the boundaries of privacy and freedom that we are willing to give up; Social Media and Business and balancing the risks and benefits; facilitating productivity but avoiding the commingling of employee data with business data; and how to advocate an IG program to the C suite that facilitates security/privacy, but enables the productive use of data.
Other authorsSee publication -
Laying the Foundation for Strategic Information Governance
ARMA International: Executive Conference on Information Governance
Effective information governance is collaborative and enterprise-wide. But, without the foundation of good RIM policies and practices, even the most collaborative programs are likely to fail. Representing a variety of perspectives, panelists will focus on various means of proactively tying IG to an organization’s strategy and objectives. Key issues addressed will include identifying and responding to enterprise objectives, leveraging identified risks to attain C-suite buy-in, and skills and…
Effective information governance is collaborative and enterprise-wide. But, without the foundation of good RIM policies and practices, even the most collaborative programs are likely to fail. Representing a variety of perspectives, panelists will focus on various means of proactively tying IG to an organization’s strategy and objectives. Key issues addressed will include identifying and responding to enterprise objectives, leveraging identified risks to attain C-suite buy-in, and skills and knowledge needed to provide effective IG leadership.
Other authors -
Necessity of Information Governance and Cloud Computing
EMC
In today’s world, technology companies are encouraging their customers to move
towards cloud and cloud-based services to solve their infrastructure problems and keep
costs low. When making decisions to move towards cloud computing, the issue that is
often missed is the concern for protecting proprietary data. This intellectual property, or
proprietary data, forms the backbone for how companies do their business. This in turn
forms the case for having a better Information…In today’s world, technology companies are encouraging their customers to move
towards cloud and cloud-based services to solve their infrastructure problems and keep
costs low. When making decisions to move towards cloud computing, the issue that is
often missed is the concern for protecting proprietary data. This intellectual property, or
proprietary data, forms the backbone for how companies do their business. This in turn
forms the case for having a better Information Governance structure. -
Dodd-Frank Act Puts Focus on Information Governance
Information Management Magazine
Focus Is on Information Governance
Dodd-Frank increases the focus on recordkeeping for all business documentation, making it essential for organizations to invest in establishing information governance programs, which include recordkeeping policies, practices, and technology tools to improve control of their ever-growing enterprise content (e.g., e-mail, files, source code, and customer account information). Those who do so will be in the best position to adapt quickly to the new rules…Focus Is on Information Governance
Dodd-Frank increases the focus on recordkeeping for all business documentation, making it essential for organizations to invest in establishing information governance programs, which include recordkeeping policies, practices, and technology tools to improve control of their ever-growing enterprise content (e.g., e-mail, files, source code, and customer account information). Those who do so will be in the best position to adapt quickly to the new rules and regulations
Other authorsSee publication -
"A practical approach to Centralization of Records" Award Winner at EMC World 2011
EMC Knowledge Sharing competition- Published in 2011
2nd Place Award Winner Publication - Today’s business environment where mergers and acquisition have become norm, there is an increased focus on governance and compliance to identify what is relevant data within the existing repositories. The paper explores a practical guide to Centralization of Records
-
A practical approach to Data Loss Prevention to protect intellectual assets of your company
EMC Knowledge Sharing competition- Published in 2010
With the changing economy, companies must be vigilant when employees leave or are “asked to leave”. Knowledge leaves with the employees and so does propriety intellectual property. What should you do to prevent knowledge from leaking? Is the solution simply implementing a third-party tool? What are the best practices that you should be following
in a successful data loss prevention program? The time has come to look beyond tools
and identify the core knowledge your company needs to…With the changing economy, companies must be vigilant when employees leave or are “asked to leave”. Knowledge leaves with the employees and so does propriety intellectual property. What should you do to prevent knowledge from leaking? Is the solution simply implementing a third-party tool? What are the best practices that you should be following
in a successful data loss prevention program? The time has come to look beyond tools
and identify the core knowledge your company needs to protect, and to identify sustainable processes for a successful data loss prevention (DLP) program
Honors & Awards
-
Faculty Panelist: Executive Conference for Information Governance hosted by ARMA(March 2015)
ARMA
The Executive Conference on Information Governance will focus on the latest legal issues and emerging technologies, offering advanced insights, networking opportunities, and strategic solutions for intermediate and advanced level information governance professionals.
Education sessions will consist of interactive dialogue between experts on the panel and experts in the audience.
http://www.arma.org/r1/conferences/2015-executive-conference-on-information-governance/speakers
Organizations
-
Ellevate Network
-
- Present -
Chief
-
Recommendations received
14 people have recommended Sonali
Join now to viewOther similar profiles
Explore collaborative articles
We’re unlocking community knowledge in a new way. Experts add insights directly into each article, started with the help of AI.
Explore MoreOthers named Sonali Bhavsar
-
Sonali Bhavsar
Founder & CEO - CCPS | Building India's Largest Talent Pool to support MSMEs and Start-ups | BFSI Recruitment | Client Relationship Management | Market Analysis & Business Development.
-
Sonali Bhavsar
Cloud Engineer at Espressif Systems
-
Sonali Bhavsar
-
Sonali Bhavsar
we work on life style changes.. you can message me if you have any health concern
19 others named Sonali Bhavsar are on LinkedIn
See others named Sonali Bhavsar