Have you gotten a call from the FBI??? https://lnkd.in/e2VrGbRi
My RIA Lawyer
Legal Services
Alpharetta, Georgia 10,707 followers
We help advisory firms navigate the legal complexities of the RIA world.
About us
You work hard to grow your business and create the life of your dreams. Now you need to protect it. We are attorneys focused exclusively on protecting the businesses and lifestyles of financial advisers from abusive regulators. It is our passion and sole niche. Located in Atlanta near SunTrust Park, we represent clients throughout the United States. We provide services to serve your firm- from RIA registration to ongoing compliance services to legal defense against client complaints and regulatory actions. Choosing An Experienced RIA Lawyer Is A Wise Decision My RIA Lawyer has a proven record of protecting financial advisers by helping them create strong compliance systems and empowering them to fight back when regulators threaten their business and livelihood. We are ready to support your business so that you can focus on the best use of your time- helping as many investors as possible. Personal attention is central to our mission. Our goal is to keep nosy regulators out of your business and out of your wallet. When we aren’t helping firms avoid regulators by putting in place robust compliance systems, we are vigorously defending them against client and regulatory actions.
- Website
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http://www.myrialawyer.com
External link for My RIA Lawyer
- Industry
- Legal Services
- Company size
- 2-10 employees
- Headquarters
- Alpharetta, Georgia
- Type
- Privately Held
- Founded
- 2017
- Specialties
- registered investment adviser, RIA, FINRA, SEC, securities, compliance, RIA registration, ongoing compliance, financial services, and investment advisers
Locations
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Primary
44 Milton Avenue
#314
Alpharetta, Georgia 30009, US
Employees at My RIA Lawyer
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Leila Shaver
Owner of My RIA Lawyer, Outsourced CCO and General Counsel to SEC registered firms, Securities Attorney, Compliance Nerd, Speaker, Educator, Lip-sync…
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Mallory Z. D. Pagano
Licensed Attorney | Specializing in Regulatory Compliance for Asset Managers
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Amber Davis
Securities & Advisory Registrations Specialist, Insurance Licensing Specialist, Customer Service Driven
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Nathan Bahling
Compliance Analyst
Updates
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Attention RIAs: Are you up-to-date on the Marketing Rule? The SEC is watching closely. https://lnkd.in/eZKji5Ng Don't get caught off guard. Review your firm's marketing practices and disclosures to ensure you're meeting the letter and spirit of the Marketing Rule. Reach out to the team at My RIA Lawyer if you have any questions or need assistance. https://lnkd.in/eQcTzsjS #RIAcompliance #SECMarketingRule #RegulatoryUpdate #MyRIALawyer #ComplianceNerd
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You are probably losing advisors!!!! https://lnkd.in/eNxTcdJv
You Are Probably Losing Advisors!! // #myrialawyer
https://www.youtube.com/
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Staying Ahead of Regulatory Changes Updates on regulatory developments, simplified explanations of new rules and regulations, and proactive steps to implement and adapt to regulatory changes https://lnkd.in/etmmVfan #RIAcompliance #SECMarketingRule #RegulatoryUpdate #MyRIALawyer #ComplianceNerd
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Happy Independence Day As you celebrate freedom this 4th of July, remember that independence extends to your advisory firm as well. At My RIA Lawyer, we're proud to help investment advisors maintain their independence and stay compliant - no matter what regulatory changes come your way. #MyRIALawyer #ComplianceLawyer #ComplianceNerd #IndependenceDay #4thofjuly
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Happy 4th of July! How will you be celebrating? The My RIA Lawyer team are taking today to celebrate with family and friends so this means that we may take longer to reply to emails or messages. We'll be back in the office tomorrow and we thank you for your patience as we catch up on any emails or messages.
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Struggling to keep up with what’s going on in the world of finance and regulation? Feeling inundated by new rules but not sure how they actually affect you? Our weekly email helps round up all the news from the SEC, FINRA and other regulatory bodies to help you stay on top of everything finance and compliance. Take a peek at what you get access to in this week’s article! And if you’d like to receive updates like these every week, send us a DM with your email address and we’ll add you to the list. #compliance #sec #finra
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Do your employee contracts currently contain a non-compete? Then the FTC’s new rule banning non-competes will be affecting your firm. In this week’s article we’ll be talking about what this means for you and your business and what you can do to ensure that your clients choose you everytime instead of following their advisor if they leave.
The FTC's Non-Compete Ban
My RIA Lawyer on LinkedIn
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Running Through Consultants Like Girlfriends??? // #myrialawyer https://lnkd.in/eBk9EfQv
Running Through Consultants Like Girlfriends??? // #myrialawyer
https://www.youtube.com/