Join FINRA on our newest initiative: Get Your Head in the Trade—a campaign to help novice, self-directed investors conquer investing FOMO and be sure an investment is right for them. Go to finra.org/tradesmart to explore and share resources and tools to ignite investor understanding and confidence. Learn more here ▶️ https://bit.ly/4cUPKBI
FINRA
Financial Services
Washington, District of Columbia 175,477 followers
Financial Industry Regulatory Authority
About us
FINRA is dedicated to investor protection and market integrity. Our team of highly trained professionals are passionate about protecting investors and ensuring financial markets remain fair by writing and enforcing the critical rules and regulations that govern more than 3,300 firms and 610,000 brokers across the country. Our ultimate goal is to foster robust, but fair and orderly, markets in which America’s 90 million investors can feel confident. With more than 4,200 employees nationwide, FINRA is committed to a diverse, high-performance workplace. We recognize that it’s the hard work, passion and dedication of our team that makes FINRA the strong, successful organization it is. That’s why we offer a competitive compensation, benefits and services package. And at FINRA, we offer more than just a job; we provide employees with the learning and educational tools needed to enhance their knowledge, talents and abilities—whether it’s an online course to enhance productivity or a seminar to maximize leadership skills. At FINRA, we believe your work can be your passion.
- Website
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http://www.finra.org/careers
External link for FINRA
- Industry
- Financial Services
- Company size
- 1,001-5,000 employees
- Headquarters
- Washington, District of Columbia
- Type
- Nonprofit
- Founded
- 2007
Locations
Employees at FINRA
Updates
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FINRA reposted this
From tobacco producers to payment services and more, some major businesses have been spun off from their previous corporate owners. Why do corporations spin off subsidiaries, and what does this mean for investors? Read more ▶️ https://bit.ly/4dvVp1n
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FINRA President and CEO Robert Cook and Mark Kim, President and Chief Executive Officer, Municipal Securities Rulemaking Board (MSRB) will be discussing perspectives on the evolution and impact of full inclusion—and the role of self-regulatory organizations (SROs) in this space at the Diversity Leadership Summit 2024 on October 30-31. Register here: https://bit.ly/3zgsssb View other participating speakers here: https://bit.ly/4e8SgFs
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Are you a FINRA public arbitrator? Are you ready to take your skills to the next level and serve on the Chairperson Roster? Learn more ▶️ https://bit.ly/3DKnq5C
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FINRA's Office of the Ombuds is an independent, neutral and confidential resource for FINRA stakeholders—investors, members of the brokerage industry and others—who have questions or concerns about the activities of FINRA and its employees. Check out our report describing how the team helps constituents. ▶️ https://bit.ly/3BAPWJr [Spanish translation below] La Oficina de Ombuds de FINRA es un recurso independiente, neutral y confidencial para aquellos interesados de FINRA - inversionistas, empresas o casas de bolsa y otros – que tengan preguntas o preocupaciones sobre las actividades de FINRA y su empleados. Como referencia, por favor lea el reporte, detallada en inglés, que describe cómo el equipo puede ayudar. ▶️ https://bit.ly/3BAPWJr
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🚨 Look out for an ongoing phishing campaign that began on or around Oct. 9 that involves fraudulent emails purporting to be from FINRA executives, in some instances containing a PDF attachment. These emails are not from FINRA, and firms should delete them and consider blocking their domains. Learn more: https://bit.ly/3BCSsyF
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We are joining investor advocates and securities regulators around the world for International Organization of Securities Commissions - IOSCO's #WorldInvestorWeek! Check out our new investor bulletin, which highlights the influence of emerging technologies and digital platforms on today’s investors. This joint release was led by the U.S. Securities and Exchange Commission, FINRA, U.S. Commodity Futures Trading Commission, National Futures Association, Securities Investor Protection Corporation (SIPC) , and NASAA ▶️ https://bit.ly/4eTFWsV
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In October we are honoring the heritage and impactful contributions of our Hispanic community during #HispanicHeritageMonth. As we celebrate, members from FINRA’s Latino Affinity Network give insight into what this month means to them. “This national initiative helps highlight and pay tribute to the generations of Hispanic Americans who have influenced and enriched the country,” says Lizzie Westin, Associate Director of Product Management. Discover insights from FLAN members in our latest blog post: https://bit.ly/3TWkN9t
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Dive into an insightful episode of #FINRAUnscripted on #WorldRomanceScamPreventionDay. On our latest podcast, we hear from two real life victims who spoke at a recent FINRA Investor Education Foundation conference about disrupting the cycle of financial fraud. They shared the financial, mental and emotional toll they experienced along with how they recovered from their losses. Listen here 🎧 https://bit.ly/3BGO01K
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FINRA is thrilled to share that our hard work and commitment has paid off! We have been recognized by the Brandon Hall Group™ HCM Excellence Awards for building a strong community and enhancing the employee experience. We received the following prestigious awards: ⭐ Best Leadership Development Program – Officer Leadership Academy (Bronze 2024) ⭐ Best Unique or Innovative Leadership Program – Officer Leadership Academy (Bronze 2024) ⭐ Best New Hire Onboarding Program – FINRA New Hire Onboarding Program (Silver 2024) For more information, visit our website: https://bit.ly/3nSgxGO