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Application of the Concept of Exemption
Application of the Concept of Exemption
Application of the Concept of Exemption
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Application of the Concept of Exemption

By IAEA

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Intended for use by government officials, and those working for regulatory bodies and operating organizations, this publication will assist in the application of IAEA Safety Standards Series No. GSR Part 3 in relation to the concept of exemption of practices or sources within practices from regulatory control. It addresses the application of a graded approach to the concept of exemption through the use of generic exemption and specific exemption. It explains the concept of exclusion and its relationship to exemption and clearance. The recommendations provided in this publication are applicable to all facilities and activities that use, manufacture, process, trade or store radioactive sources or material containing either natural or artificial radionuclides. The Safety Guide primarily addresses exemption from regulatory control in planned exposure situations. Although, the concept of exemption is only applicable to planned exposure situations, guidance on the application of a screening approach for decision making in managing certain existing exposure situations is also provided.
LanguageEnglish
Release dateNov 15, 2023
ISBN9789201320230
Application of the Concept of Exemption

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    Application of the Concept of Exemption - IAEA

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    Application of the

    Concept of exemption

    IAEA SAFETY STANDARDS SERIES No. GSG-17

    Application of the

    Concept of exemption

    GENERAL SAFETY GUIDE

    INTERNATIONAL ATOMIC ENERGY AGENCY

    VIENNA, 2023

    COPYRIGHT NOTICE

    All IAEA scientific and technical publications are protected by the terms of the Universal Copyright Convention as adopted in 1952 (Berne) and as revised in 1972 (Paris). The copyright has since been extended by the World Intellectual Property Organization (Geneva) to include electronic and virtual intellectual property. Permission to use whole or parts of texts contained in IAEA publications in printed or electronic form must be obtained and is usually subject to royalty agreements. Proposals for non-commercial reproductions and translations are welcomed and considered on a case-by-case basis. Enquiries should be addressed to the IAEA Publishing Section at:

    Marketing and Sales Unit, Publishing Section

    International Atomic Energy Agency

    Vienna International Centre

    PO Box 100

    1400 Vienna, Austria

    fax: +43 1 26007 22529

    tel.: +43 1 2600 22417

    email: [email protected]

    www.iaea.org/publications

    © IAEA, 2023

    Printed by the IAEA in Austria

    November 2023

    STI/PUB/2060

    IAEA Library Cataloguing in Publication Data

    Names: International Atomic Energy Agency.

    Title: Application of the concept of exemption / International Atomic Energy Agency.

    Description: Vienna : International Atomic Energy Agency, 2023. | Series: IAEA safety standards series, ISSN 1020-525X ; no. GSG-17 | Includes bibliographical references.

    Identifiers: IAEAL 23-01617 | ISBN 978–92–0–131823–7 (paperback : alk. paper) | ISBN 978–92–0–131923–4 (pdf) | ISBN 978–92–0–132023–0 (epub)

    Subjects: Radioactive substances — Safety regulations. | Radiation — Safety measures. | Radiation sources.

    Classification: UDC 614.876 | STI/PUB/2060

    FOREWORD

    by Rafael Mariano Grossi

    Director General

    The IAEA’s Statute authorizes it to establish…standards of safety for protection of health and minimization of danger to life and property. These are standards that the IAEA must apply to its own operations, and that States can apply through their national regulations.

    The IAEA started its safety standards programme in 1958 and there have been many developments since. As Director General, I am committed to ensuring that the IAEA maintains and improves upon this integrated, comprehensive and consistent set of up to date, user friendly and fit for purpose safety standards of high quality. Their proper application in the use of nuclear science and technology should offer a high level of protection for people and the environment across the world and provide the confidence necessary to allow for the ongoing use of nuclear technology for the benefit of all.

    Safety is a national responsibility underpinned by a number of international conventions. The IAEA safety standards form a basis for these legal instruments and serve as a global reference to help parties meet their obligations. While safety standards are not legally binding on Member States, they are widely applied. They have become an indispensable reference point and a common denominator for the vast majority of Member States that have adopted these standards for use in national regulations to enhance safety in nuclear power generation, research reactors and fuel cycle facilities as well as in nuclear applications in medicine, industry, agriculture and research.

    The IAEA safety standards are based on the practical experience of its Member States and produced through international consensus. The involvement of the members of the Safety Standards Committees, the Nuclear Security Guidance Committee and the Commission on Safety Standards is particularly important, and I am grateful to all those who contribute their knowledge and expertise to this endeavour.

    The IAEA also uses these safety standards when it assists Member States through its review missions and advisory services. This helps Member States in the application of the standards and enables valuable experience and insight to be shared. Feedback from these missions and services, and lessons identified from events and experience in the use and application of the safety standards, are taken into account during their periodic revision.

    I believe the IAEA safety standards and their application make an invaluable contribution to ensuring a high level of safety in the use of nuclear technology. I encourage all Member States to promote and apply these standards, and to work with the IAEA to uphold their quality now and in the future.

    The authoritative versions of the publications are the hard copies issued and available as PDFs on www.iaea.org/publications.To create the versions for e-readers, certain changes have been made, including the movement of some figures and tables.

    THE IAEA SAFETY STANDARDS

    BACKGROUND

    Radioactivity is a natural phenomenon and natural sources of radiation are features of the environment. Radiation and radioactive substances have many beneficial applications, ranging from power generation to uses in medicine, industry and agriculture. The radiation risks to workers and the public and to the environment that may arise from these applications have to be assessed and, if necessary, controlled.

    Activities such as the medical uses of radiation, the operation of nuclear installations, the production, transport and use of radioactive material, and the management of radioactive waste must therefore be subject to standards of safety.

    Regulating safety is a national responsibility. However, radiation risks may transcend national borders, and international cooperation serves to promote and enhance safety globally by exchanging experience and by improving capabilities to control hazards, to prevent accidents, to respond to emergencies and to mitigate any harmful consequences.

    States have an obligation of diligence and duty of care, and are expected to fulfil their national and international undertakings and obligations.

    International safety standards provide support for States in meeting their obligations under general principles of international law, such as those relating to environmental protection. International safety standards also promote and assure confidence in safety and facilitate international commerce and trade.

    A global nuclear safety regime is in place and is being continuously improved. IAEA safety standards, which support the implementation of binding international instruments and national safety infrastructures, are a cornerstone of this global regime. The IAEA safety standards constitute a useful tool for contracting parties to assess their performance under these international conventions.

    THE IAEA SAFETY STANDARDS

    The status of the IAEA safety standards derives from the IAEA’s Statute, which authorizes the IAEA to establish or adopt, in consultation and, where appropriate, in collaboration with the competent organs of the United Nations and with the specialized agencies concerned, standards of safety for protection of health and minimization of danger to life and property, and to provide for their application.

    With a view to ensuring the protection of people and the environment from harmful effects of ionizing radiation, the IAEA safety standards establish fundamental safety principles, requirements and measures to control the radiation exposure of people and the release of radioactive material to the environment, to restrict the likelihood of events that might lead to a loss of control over a nuclear reactor core, nuclear chain reaction,

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