The Social Roots of Risk: Producing Disasters, Promoting Resilience
()
About this ebook
The first decade of the twenty-first century saw a remarkable number of large-scale disasters. Earthquakes in Haiti and Sumatra underscored the serious economic consequences that catastrophic events can have on developing countries, while 9/11 and Hurricane Katrina showed that first world nations remain vulnerable. The Social Roots of Risk argues against the widespread notion that cataclysmic occurrences are singular events, driven by forces beyond our control. Instead, Kathleen Tierney contends that disasters of all types—be they natural, technological, or economic—are rooted in common social and institutional sources. Put another way, risks and disasters are produced by the social order itself—by governing bodies, organizations, and groups that push for economic growth, oppose risk-reducing regulation, and escape responsibility for tremendous losses when they occur.
Considering a wide range of historical and looming events—from a potential mega-earthquake in Tokyo that would cause devastation far greater than what we saw in 2011, to BP’s accident history prior to the 2010 blowout—Tierney illustrates trends in our behavior, connecting what seem like one-off events to illuminate historical patterns. Like risk, human resilience also emerges from the social order, and this book makes a powerful case that we already have a significant capacity to reduce the losses that disasters produce. A provocative rethinking of the way that we approach and remedy disasters, The Social Roots of Risk leaves readers with a better understanding of how our own actions make us vulnerable to the next big crisis—and what we can do to prevent it.
“Brilliant . . . Drawing on a trove of timely case studies, Tierney analyses how factors such as speculative finance and rampant development allow natural and economic blips to tip more easily into catastrophe.” —Nature
Read more from Kathleen Tierney
The Social Roots of Risk: Producing Disasters, Promoting Resilience Rating: 0 out of 5 stars0 ratings
Related to The Social Roots of Risk
Related ebooks
Land of Contention: Biblical Narratives and the Struggle for the Holy Land Rating: 0 out of 5 stars0 ratingsLoving Creation: The Task of the Moral Life Rating: 0 out of 5 stars0 ratingsSummary of Mark Charles & Soong-Chan Rah's Unsettling Truths Rating: 0 out of 5 stars0 ratingsStory, Ritual, Prophecy, Wisdom: Reading and Teaching the Bible Today Rating: 0 out of 5 stars0 ratingsEvangelical News: Politics, Gender, and Bioethics in Conservative Christian Magazines of the 1970s and 1980s Rating: 0 out of 5 stars0 ratingsThis Immoral Trade, new edition: Slavery in the 21st century: updated and extended edition Rating: 0 out of 5 stars0 ratingsTheology as Construction of Piety: An African Perspective Rating: 0 out of 5 stars0 ratingsPolitical Formation: Being Formed by the Spirit in Church and World Rating: 0 out of 5 stars0 ratingsBirth Control: A Statement of Christian Doctrine against the Neo-Malthusians Rating: 0 out of 5 stars0 ratingsThe cultural politics of contemporary Hollywood film: Power, culture, and society Rating: 5 out of 5 stars5/5On the (Divine) Origin of Our Species Rating: 4 out of 5 stars4/5Choosing Against War: A Christian View Rating: 4 out of 5 stars4/5Faithful Disagreement: Wrestling with Scripture in the Midst of Church Conflict Rating: 4 out of 5 stars4/5Antifundamentalism in Modern America Rating: 5 out of 5 stars5/5Godliness : being reports of a series of addresses delivered at James's Hall, London, W. during 1881 Rating: 0 out of 5 stars0 ratingsCreation’s Slavery and Liberation: Paul’s Letter to Rome in the Face of Imperial and Industrial Agriculture Rating: 0 out of 5 stars0 ratingsSexual Reformation?: Theological and Ethical Reflections on Human Sexuality Rating: 0 out of 5 stars0 ratingsHope in Hopeless Times Rating: 0 out of 5 stars0 ratingsA River of Lies Rating: 0 out of 5 stars0 ratingsGod Said, “Let There Be Humor”: And God Saw That It Was Good Rating: 0 out of 5 stars0 ratingsThe Evolution of Love: Theology and Morality in Ancient Judaism Rating: 0 out of 5 stars0 ratingsSpirit and the Obligation of Social Flesh: A Secular Theology for the Global City Rating: 0 out of 5 stars0 ratingsCorners in the City of God: Theology, Philosophy, and The Wire Rating: 0 out of 5 stars0 ratingsSummary of Traffic by Ben Smith: Genius, Rivalry,and Delusion in the Billion-Dollar Race to Go Viral Rating: 0 out of 5 stars0 ratingsThe Texas Meningitis Epidemic (1911–1913): Origin of the Meningococcal Vaccine Rating: 0 out of 5 stars0 ratingsThe Gospel in the Dock: Is the Gospel of Jesus Christ Good for the Church, Humanity, and the World? Rating: 0 out of 5 stars0 ratingsSummary of Paul Freedman's Why Food Matters Rating: 0 out of 5 stars0 ratingsShow Me The Place: Essays Rating: 0 out of 5 stars0 ratingsReligious Peace, Then and Now Rating: 0 out of 5 stars0 ratingsConfronting Religious Denial of Science: Christian Humanism and the Moral Imagination Rating: 0 out of 5 stars0 ratings
Public Policy For You
The Art of War Rating: 4 out of 5 stars4/5Bowling Alone: Revised and Updated: The Collapse and Revival of American Community Rating: 4 out of 5 stars4/5Chasing the Scream: The Inspiration for the Feature Film "The United States vs. Billie Holiday" Rating: 4 out of 5 stars4/5Project 2025: Exposing the Radical Agenda -The Hidden Dangers of Project 2025 for Everyday Americans Rating: 2 out of 5 stars2/5Dreamland: The True Tale of America's Opiate Epidemic Rating: 4 out of 5 stars4/5Dumbing Us Down - 25th Anniversary Edition: The Hidden Curriculum of Compulsory Schooling Rating: 4 out of 5 stars4/5Project 2025: Blueprint for America's Future Rating: 4 out of 5 stars4/5The Madness of Crowds: Gender, Race and Identity Rating: 4 out of 5 stars4/5The Affluent Society Rating: 4 out of 5 stars4/5The People's Hospital: Hope and Peril in American Medicine Rating: 4 out of 5 stars4/5The Price We Pay: What Broke American Health Care--and How to Fix It Rating: 4 out of 5 stars4/5Apocalypse Never: Why Environmental Alarmism Hurts Us All Rating: 4 out of 5 stars4/5Deception: The Great Covid Cover-Up Rating: 0 out of 5 stars0 ratingsThe Diversity Delusion: How Race and Gender Pandering Corrupt the University and Undermine Our Culture Rating: 4 out of 5 stars4/5Capital in the Twenty-First Century Rating: 4 out of 5 stars4/5No Visible Bruises: What We Don’t Know About Domestic Violence Can Kill Us Rating: 5 out of 5 stars5/5Social Security 101: From Medicare to Spousal Benefits, an Essential Primer on Government Retirement Aid Rating: 4 out of 5 stars4/5How to Blow Up a Pipeline: Learning to Fight in a World on Fire Rating: 4 out of 5 stars4/5Men without Work: Post-Pandemic Edition (2022) Rating: 4 out of 5 stars4/5"Trickle Down Theory" and "Tax Cuts for the Rich" Rating: 5 out of 5 stars5/5Battle for the American Mind: Uprooting a Century of Miseducation Rating: 4 out of 5 stars4/5On War: With linked Table of Contents Rating: 4 out of 5 stars4/5Poverty, by America Rating: 4 out of 5 stars4/5The Truly Disadvantaged: The Inner City, the Underclass, and Public Policy Rating: 4 out of 5 stars4/5We Are the Weather: Saving the Planet Begins at Breakfast Rating: 4 out of 5 stars4/5Walkable City: How Downtown Can Save America, One Step at a Time Rating: 4 out of 5 stars4/5America: The Farewell Tour Rating: 4 out of 5 stars4/5The Great Displacement: Climate Change and the Next American Migration Rating: 4 out of 5 stars4/5The Least of Us: True Tales of America and Hope in the Time of Fentanyl and Meth Rating: 4 out of 5 stars4/5
Reviews for The Social Roots of Risk
0 ratings0 reviews
Book preview
The Social Roots of Risk - Kathleen Tierney
HIGH RELIABILITY AND CRISIS MANAGEMENT
SERIES EDITORS Karlene H. Roberts and Ian I. Mitroff
SERIES TITLES
Learning From the Global Financial Crisis: Creatively, Reliably, and Sustainably
Edited by Paul Shrivastava and Matt Statler
2012
Swans, Swine, and Swindlers: Coping with the Growing Threat of Mega-Crises and Mega-Messes
By Can M. Alpaslan and Ian I. Mitroff
2011
Dirty Rotten Strategies: How We Trick Ourselves and Others into Solving the Wrong Problems Precisely
By Ian I. Mitroff and Abraham Silvers
2010
High Reliability Management: Operating on the Edge
By Emery Roe and Paul R. Schulman
2008
Stanford University Press
Stanford, California
©2014 by the Board of Trustees of the Leland Stanford Junior University. All rights reserved.
No part of this book may be reproduced or transmitted in any form or by any means, electronic or mechanical, including photocopying and recording, or in any information storage or retrieval system without the prior written permission of Stanford University Press.
Special discounts for bulk quantities of Stanford Business Books are available to corporations, professional associations, and other organizations. For details and discount information, contact the special sales department of Stanford University Press.
Tel: (650) 736-1782, Fax: (650) 736-1784
Printed in the United States of America on acid-free, archival-quality paper
Library of Congress Cataloging-in-Publication Data
Tierney, Kathleen J., author.
The social roots of risk : producing disasters, promoting resilience / Kathleen Tierney. pages cm—(High reliability and crisis management)
Includes bibliographical references and index.
ISBN 978-0-8047-7263-1 (cloth : alk. paper)—ISBN 978-0-8047-9139-7 (pbk. : alk. paper)
1. Risk—Social aspects. 2. Disasters—Social aspects. 3. Risk management—Social aspects. 4. Emergency management—Social aspects. I. Title. II. Series: High reliability and crisis management.
HM1101.T54 2014
302'.12—DC 3 2014010892
ISBN 978-0-8047-9140-3 (electronic)
Typeset by Classic Typography in 10.75/15 Sabon MT Pro
THE SOCIAL ROOTS OF RISK
PRODUCING DISASTERS, PROMOTING RESILIENCE
Kathleen Tierney
STANFORD BUSINESS BOOKS
An Imprint of Stanford University Press
Stanford, California
To the new generation:
Violet and Rita K.
Lulu, Tommy, and Gus
Bea and Roland
Rowan
Ava
Michael and Emily
Contents
Acknowledgments
CHAPTER 1. Risking More, Losing More: Thinking About Risk and Resilience
CHAPTER 2. Looking Back: The Evolution of How We Talk About Risk
CHAPTER 3. A Different Perspective: The Social Production of Risk
CHAPTER 4. Culture and the Production of Risk
CHAPTER 5. Organizations, Institutions, and the Production of Risk
CHAPTER 6. Communities and Societies at Risk
CHAPTER 7. Defining Resilience in Relation to Risk
CHAPTER 8. Adaptive Resilience in the Face of Disasters
CHAPTER 9. Looking Ahead: A Move Toward Safety, or More of the Same?
Notes
References
Index
Acknowledgments
THE IDEAS IN THIS BOOK have been germinating for quite some time with the help of many individuals and institutions along the way, but I will focus on acknowledging more recent sources of support and inspiration.
My work has benefited consistently from support from the National Science Foundation (NSF), most recently from grants 0826983 (SES), 07293994 (AGS), 1034861 (CMMI), and 1030670 (CMMI). Other support from NSF and NSF-funded research programs has made it possible for me to concentrate on studying the societal dimensions of hazards and disasters over the long term and in different contexts. My various NSF projects have involved collaborations with gifted researchers within and outside of the discipline of sociology, including collaborators from computer science, various engineering disciplines, economics, geography, and so on. For seventeen years, beginning in 1990, I received research grants from the NSF-sponsored Multidisciplinary Center for Earthquake Engineering Research (MCEER, formerly the National Center for Earthquake Engineering Research), a research and educational consortium headquartered at the State University of New York at Buffalo. MCEER grants supported much of my research on businesses and disasters, and my forays into the analysis of resilience were begun under MCEER’s aegis.
NSF provides core funding for the Natural Hazards Center at the Institute of Behavioral Science, University of Colorado Boulder, which I currently direct. Other current funders of the center include the Federal Emergency Management Agency, the National Oceanic and Atmospheric Administration, the U.S. Geological Survey, and the U.S. Army Corps of Engineers.
I owe NSF a debt of thanks for providing direct and indirect support for my work on disasters outside the United States and with international collaborators. Under the sponsorship of the Earthquake Engineering Research Institute’s Learning from Earthquakes
program, which was funded by NSF, I traveled to Iran after the 2003 Bam earthquake and to Japan after the 2011 Tohoku earthquake. Additionally, through NSF’s partnership with the Japan Society for the Promotion of Science, I received grants for travel to Japan on two other occasions, and NSF support also enabled me to take part in a series of workshops on urban hazards and in collaborative research projects with Japanese colleagues.
Few outside a small circle of academics and practitioners recognize the important role NSF has played over the years in the development of the field of social science disaster research. Early U.S. studies of disasters were funded largely by military and civil-defense-related agencies, but starting in the mid-1970s NSF assumed a preeminent role in supporting that research and building the knowledge base. Counterintuitively, the Engineering Directorate has been home to NSF’s most extensive social scientific programs on disasters. For more than two decades, the disaster research portfolio at NSF was managed primarily by the late William Anderson, who went on to hold important disaster-related positions at the World Bank and the National Academy of Sciences. The position of disaster guru
is now held by Dennis Wenger, who works regularly with Robert O’Connor and other program managers in the Social, Behavioral, and Economic Sciences Directorate and other arms of NSF to fund studies that continually improve our understanding of disasters and risk. In the intellectual history of the field, Bill, Dennis, and Bob loom large, and I am delighted to acknowledge them as mentors and as friends.
From 2005 to 2009, my research was also supported by the National Consortium for the Study of Terrorism and Responses to Terrorism, known as START. This consortium, which is headquartered at the University of Maryland and directed by criminologist Gary LaFree, is one of twelve academic centers of excellence
supported by the Science and Technology Directorate of the U.S. Department of Homeland Security. My role within START was to coordinate and collaborate with a group of amazing researchers whose projects focused on preparedness for terrorist events, the societal impacts of terrorism, and the conceptualization and measurement of societal and community resilience.
Thanks are also due to the Community and Regional Resilience Institute (CARRI), headquartered at Oak Ridge National Laboratory, and to CARRI leaders Warren Edwards and Tom Wilbanks. Among other projects, CARRI supported the convening of a workshop on resilience in 2009, which brought together seventy participants and which was hosted by the Natural Hazards Center. Needless to say, none of the agencies that provided support for my work are responsible for the ideas that appear here.
The discussions in these pages reveal intellectual debts to research colleagues whom I am also proud to call friends. Sociologists Robert Bolin, Carter Butts, Lee Clarke, Emmanuel David, Elaine Enarson, the late William Freudenburg, Shirley Laska, Walter Peacock, Lori Peek, and the incomparable Charles Perrow have influenced my ideas about risk and resilience in important ways, as have political scientists Daniel Aldrich and Louise Comfort, community psychologist Fran Norris, geographer Susan Cutter, and medical anthropologist Monica Schoch-Spana. The assistant director of the Natural Hazards Center, Liesel Ritchie, who is my research partner and close friend, helped me in ways that extend far beyond her admirable scholarship. Thank you, Liesel, for all you have done and continue to do on a daily basis. You are an inspiration, and nobody could wish for a better friend and colleague. Karlene Roberts and her high-reliability-organization (HRO) collaborators at Berkeley and other institutions have also been inspiring and supportive, both through the activities of the Center for Catastrophic Risk Management at Berkeley and through HRO workshops that were recently held in Washington, D.C., and at Vanderbilt University.
Teachers always learn a great deal from their students and postdocs, and in this respect I too have been fortunate. At the University of Delaware, it was a special privilege to work with James Kendra and Tricia Wachtendorf, particularly on our research on the terrorist attacks of September 11, 2001, in New York City. At the University of Colorado and the Natural Hazards Center, I have had the opportunity to work with a really smart and creative group of students, including Jeannette Sutton, Erica Kuligowski, Christine Bevc, Brandi Gilbert, and Ali Jordan, all of whom have done or are doing important work on disaster resilience. I express my appreciation to Nnenia Campbell and Wee-Kiat Lim for helping me during the final drafting process, and also to Barbara Ryan, who pitched in to offer assistance at the eleventh hour. Special thanks to research assistant Courtney Farnham for her help in preparing the references, and especially to graduate student assistant Jamie Vickery, who put them into final form. Jamie and Nnenia provided invaluable assistance during the last stage of this book’s production, for which I am immensely grateful.
My friends Valerie Hans (Cornell University) and Ruth Horowitz (New York University) provided much-appreciated comments and criticisms when the book was in outline form.
Shirley Laska and Richard Krajeski reviewed the draft manuscript of the book and offered important suggestions for revisions. I thank them both for taking the time to provide comments, particularly on discussions related to social vulnerability, social capital, and the need for transformative change in the ways in which we conceptualize risk and manage it.
Special thanks to my editor, Margo Beth Fleming (she was Crouppen when I started this project and became Fleming partway through). Patient, unflappable, supportive, and wise, Margo steered me through some rocky periods and always lifted my spirits, whether we were talking by phone about my writing challenges or sharing meals and shoe-shopping excursions in San Francisco and Washington, D.C. Margo, your support for this project extended far beyond your editorial duties and meant more than I can say. I hope the completion of this project doesn’t mean that our lunches together have come to an end.
I could not have finished this book without the help and support of my colleagues at the Natural Hazards Center: senior researcher RoseMarie Perez Foster; research associates Leah James and Courtney Welton-Mitchell; office manager Diane Smith and staffer Anne Watts; editors Jolie Breeden and Dan Whipple; librarian Wanda Headley and our library assistants; and former project manager Ezekiel Peters. You are the best colleagues anyone could wish for, and I am grateful for the many ways you supported me during this project.
My husband Peter Park has been a loving companion and valuable critic, and also my biggest cheerleader, throughout the long process of writing this book. Peter, you give me strength. I cherish every one of our many years together. My son Justin Horner and daughter-in-law Amy Lemley are a constant loving presence in my life, and I thank them for supporting and inspiring me. This book is dedicated to my granddaughters, my step-grandchildren, and my grandnieces and grandnephew. May they inherit a safer and more resilient world.
CHAPTER 1
Risking More, Losing More
Thinking About Risk and Resilience
DISASTERS, RISK, AND RESILIENCE
The first decade of the twenty-first century was marked by disasters of epic proportions, both in the United States and around the world. The terrorist attacks of September 11, 2001, left over two thousand dead and ushered in a new age of terror. In late 2004, the Great Sumatra-Andaman Earthquake and the tsunamis that followed killed approximately 230,000 people in fifteen nations. Hurricane Katrina struck the Gulf Coast in August 2005, washed away coastal communities, and drowned the city of New Orleans, killing at least 1,800 and displacing hundreds of thousands of people. In May 2008, tens of thousands died in a major earthquake in China’s Sichuan province. A crisis in the global financial system, which began slowly and almost invisibly gained momentum, came close to causing a total meltdown of the world financial system in the fall of 2008. Complete collapse was averted, but the United States and other nations around the world were plunged into a deep and prolonged recession. In January 2010, a 7.0-magnitude earthquake struck Haiti. The death toll in that catastrophe is in dispute but could number as many as 300,000. More people lost their lives in Haiti than in any disaster that had ever occurred in the Western Hemisphere. Relative to the size of Haiti’s population, the death toll made the earthquake the deadliest disaster to strike any nation in modern times. Just weeks later, a massive 8.0 earthquake struck off the coast of Chile; it was among the largest temblors ever recorded. In April 2010, a volcanic eruption in Iceland resulted in widespread flooding in that nation and spewed ash into the atmosphere, shutting down air travel to and from numerous airports in Europe, including its two largest, London Heathrow and Frankfurt, for days. That same month, on April 20, an explosion on the British Petroleum-operated Deepwater Horizon oil platform and drilling operation caused the largest oil spill in U.S. history, far surpassing the 11-million-gallon Exxon Valdez spill of 1989. The environmental, economic, and human consequences from that event were catastrophic for a region that was still in the process of recovering from Katrina.
As the first decade of the twenty-first century closed, the bad news kept rolling in. The summer of 2010 saw massive wildfires in Russia that blanketed Moscow in an ashen haze and threatened facilities storing nuclear material. Pakistan saw the worst flooding in its history that same summer as the rain-swollen Indus River inundated one fourth of the nation’s land and affected over twenty million people. In 2010 and 2011, a series of earthquakes devastated the central business district and numerous residential areas in Christchurch, New Zealand. Then in March 2011 came the most costly natural disaster of modern times: the Richter magnitude 9.0 earthquake in Japan and the deadly tsunami it spawned, which was followed by a nuclear power plant emergency that rivaled Chernobyl in its severity. This trifold horror was the best-documented disaster in history. People around the world were stunned by images of the almost unbelievable destruction caused by the earthquake and tsunami—images that were soon replaced by those of damage, explosions, and frantic efforts to avert total catastrophe at the troubled Fukushima Daiichi power plant. Many asked how such a series of events could so devastate a nation that is considered a model for earthquake hazard mitigation and preparedness.
In 2012, Superstorm Sandy battered New Jersey and New York City, washing away parts of coastal downs, inundating large sections of New York City’s underground infrastructure, destroying or damaging hundreds of thousands of homes and businesses, and causing life-threatening power failures. Sandy was the second-most costly hurricane in U.S. history, after Katrina, and its destructiveness served as a wakeup call for those who either don’t believe that climate change is real or think that its impacts will be felt far in the future or somewhere else.
While disaster losses continued to escalate, scientists around the world increasingly endeavored to understand the extent to which heat waves, wildfires, floods, and other extreme events could be attributed to a changing climate and to discern what the future might hold with respect to climate-related extreme events. Sea-level rise began to affect communities in Alaska and elsewhere across the world, and the term environmental refugees
gained currency as a way to describe people and communities moving in retreat from the impacts of climate change.
At the same time, the public and the media struggled to make sense of what they were seeing and experiencing. As the first years of the new century wore on, people in the United States who had been stunned and traumatized by the 9/11 attacks became less concerned about the potential for a terrorist attack and more concerned about burgeoning losses from disasters like Katrina and Sandy and the ongoing fallout from the financial crisis and the BP oil spill. Decisions about the usefulness of purchasing insurance for hazards like floods, hurricanes, and earthquakes became more problematic, and insurers and reinsurers worried about their exposure to catastrophic events. At the same time, disaster experts continued to advocate for insurance premiums that would reflect the risk of building or buying in a particular location. New flood risk maps released by the Federal Emergency Management Agency caused widespread public dismay and no small measure of outrage, as property owners who previously believed they had some idea of the risk they faced from flooding were told that they were more, or sometimes less, at risk than they thought.
Like the Three Mile Island nuclear disaster of 1979 and the Exxon oil spill of 1989, the Deepwater Horizon catastrophe and the Fukushima nuclear disaster led direct victims and the general public alike to again question the faith they place in the ability of corporations and the governmental institutions that oversee them to manage risky technologies. Throughout this ceaseless parade of misfortune, people were always happy to contribute aid to disaster victims, both in the United States and around the world, but compassion fatigue became increasingly common as media attention skidded from one disaster to the next.
The first years of the new millennium left little doubt that whatever else economically well-off and technologically advanced nations like the United States have achieved, they have not discovered the antidote for disaster. More lives are lost as a result of disasters in less developed nations than in developed ones, but economic losses tend to be much greater, and on the increase, in developed countries; and as the earthquake that struck Kobe, Japan, in 1995 and the 2011 triple disaster demonstrated, disasters in prosperous nations can also exact large death tolls when the right—or rather, wrong—conditions are present. Poverty often leads to high disaster vulnerability, but vulnerability does not always translate into larger impacts. Not only does wealth have perils of its own, like exposure to disruptions in global air travel and the cyber infrastructure and to nuclear accidents, but the lack of wealth can motivate poor people to develop mutual aid and support systems that help them cope and recover well when disaster strikes. The idea that high incomes automatically provide protection from danger, like most oversimplifications, is undercut by evidence of disasters that affect the rich as well as the poor. Similarly, as discussed later in this volume, even though the poor often suffer disproportionately when disasters strike, the notion that poor people are invariably helpless in the face of disaster is another simplifying trope that is invalidated by empirical findings.
The experiences of the new millennium’s first few years raise many questions. What accounts for escalating disaster losses, and why do they seem so out of control? With so much available scientific knowledge regarding hazards and risks, why do we seem to be unable to anticipate and prevent future disasters? Why was the nation blindsided by the financial meltdown that occurred in 2008? Worse yet, why didn’t trusted financial experts like former Federal Reserve chief Alan Greenspan see the meltdown coming and warn us? Why did the Deepwater Horizon disaster resemble the Exxon Valdez spill so closely, with BP standing in for Exxon Shipping, first offering reassurances about its ability to fix a massive oil gusher a mile under the Gulf of Mexico, and then promising to make whole the victims of its risky drilling strategy, even as it became increasingly clear that those statements were falsehoods? Was nothing learned in the twenty-one years that separate those two catastrophic spills?
This book offers a framework in which to view questions like these. The general answer is that disasters of all types occur as a consequence of common sets of social activities and processes that are well understood on the basis of both social science theory and empirical data. Put simply, the organizing idea for this book is that disasters and their impacts are socially produced, and that the forces driving the production of disaster are embedded in the social order itself. As the case studies and research findings discussed throughout the book will show, this is equally true whether the culprit in question is a hurricane, flood, earthquake, or a bursting speculative bubble. The origins of disaster lie not in nature, and not in technology, but rather in the ordinary everyday workings of society itself.
The idea that disasters are socially produced represents a departure from current and historical ways in which disasters have been characterized. Looking at disasters as social productions requires a shift in thinking, away from the notion that the forces of nature—or in the case of financial catastrophes, human nature—produce disasters and toward a fuller understanding of the role that social, political, economic, and cultural factors play in making events disastrous. A key contribution of this book is to connect events that the general public, the media, and many risk scholars consider unique events and to show that despite their surface differences, such occurrences can be traced back to similar causal factors.
This book also focuses on the concept of disaster resilience and the ways in which risk and resilience are related. While risk and disaster scholarship have historically focused on disasters and their negative consequences, studies have only recently focused explicitly on preexisting, planned, and naturally emerging activities that make societies and communities better able to cope, adapt, and sustain themselves when disasters occur, and also to develop ways of recovering following such events. Like risk, resilience also arises from the social order as an inherent property of social organization, as a consequence of intentional actions aimed at lessening the impacts of disaster, or as a spontaneous outpouring of collective innovation when disastrous events occur.
Because the roots of both risk and resilience exist within the social order itself, societies, communities, and organizations have the power to reduce risk and become more resilient. This theme appears throughout the volume. Catastrophic disasters like Hurricane Katrina, the Haiti earthquake, and the BP oil spill and economic disasters like the financial meltdown of 2008 and its aftermath were not inevitable. A key element in preventing future catastrophes is to better understand the social forces that produce them, and then to take action to address those forces and strengthen our capacity for resilience in the face of future threats. Floods, hurricanes, and earthquakes will inevitably occur because of natural processes that are outside our control, but flood, hurricane, and earthquake disasters can be greatly reduced through a broad range of risk reduction and resilience-enhancing activities. The boom-and-bust cycles that are characteristic of global capitalism can be made less extreme, and measures can be instituted that cushion the negative effects of economic downturns. An argument anchoring many of the book’s discussions is that we already know a great deal of what we need to know in order to reduce the pain, suffering, and other losses associated with disasters, but that applying that knowledge is difficult because of institutional inertia and especially because of the benefits those in power obtain through activities that increase risk.
UNDERSTANDING RISK AND RESILIENCE
Risk and resilience are the twin topics that guide the discussions in the chapters that follow. Risk represents the potential for loss—a potential that is actualized in the presence of triggers
that are either external or internal to social systems. Such triggers can include natural occurrences (such as tornadoes and heavy rainfall, leading to floods), accidents involving technology, and crises in societal sectors such as financial institutions.
The book also focuses on resilience, a term that has become something of a buzzword in research and policy circles, but that understood appropriately, points to ways in which risks and losses can be reduced. The concept of resilience refers to the ability of social entities (for example, individuals, households, firms, communities, economies) to absorb the impacts of external and internal system shocks without losing the ability to function, and failing that, to cope, adapt, and recover from those shocks. Like risk, resilience arises from the social order. It is no accident that some families, communities, and societies are more resistant to and better able to cope with disastrous events than are others. Disaster resilience in its many forms is rooted in a range of social structural, economic, and cultural preconditions. Moreover, I argue that the same general social arrangements and attributes that enable social entities to be resilient in the face of many other types of crises operate in similar ways in disasters. Risks and subsequent losses can be contained if individuals, groups, and other entities undertake actions that make them less brittle
and failure-prone, and more robust, flexible, and adaptable. In a certain sense, then, resilience is the obverse of risk; risk-inducing processes set the stage for more frequent and (in particular) more catastrophic failures and losses, while resilience-inducing processes counter that tendency.
Considering risk and resilience in tandem is important. While risks can be reduced—and must be, unless we are willing to tolerate ever-ballooning losses—no society can eliminate risk. Increasing resilience can both contain risk, making disastrous events less likely, and help those who are at risk better cope with crisis when it happens.
The theoretical and conceptual frameworks introduced here are based on a range of sources. Prior research on the sociology of disasters and the social production of risk is one such source. Research on organizational performance, adaptation, and risk-reduction strategies is another. Discussions of the financial collapse draw upon materials ranging from recent publications to news reports and analyses.
The discussions of societal resilience are based on scholarship in a number of fields, including ecology, psychology, engineering, and sociology. Here again, the emphasis is on identifying and analyzing the social and institutional sources of resilience. Like a number of other scholars, I characterize resilience as consisting, on the one hand, of inherent and preexisting qualities and attributes that enable at-risk entities to absorb stresses caused by external shocks, and on the other, of adaptive or postevent activities and processes that enhance coping capacity. As with risk, my perspective on resilience is shaped by my prior research experience, which includes work on resilience conceptualization, predisaster capacity building, and resilient postdisaster responses.
The book is divided approximately equally between discussions of its two primary concepts. This chapter sets the stage for later discussions by arguing that because both risk and resilience have their origins in the social order itself, communities, societies, and organizations have the ability to reduce their risks and increase their resilience; however, powerful social forces stand in the way of such improvements. The second chapter focuses on the concept of risk and on some of the ways it has been studied in the past. While scholars have done a good job of shedding light on some aspects of risk, such as the factors that influence how people perceive risk, their laboratory experiments have not done as well in illuminating how risk-related decisions are made in the real world. More significant from my point of view, they have almost always ignored even more important questions, such as how risks are generated in the first place. I take up that question in Chapter 3, describing in general the societal sources of risk, including culture and institutional and organizational practices that contribute to the buildup of risk. The ideas are unsettling, because they show that risk is a normal consequence of everyday practices employed by societies and communities as they go about their business. I then delve more deeply into the social production of risk. Chapter 4 provides a perspective on cultural assumptions and cognitive styles that help to produce risk, such as the value placed on continual growth and wealth accumulation, faith in technology’s ability to protect us from risk, routine aspects of organizational cultures that suppress knowledge concerning the riskiness of places and practices, and other cognitive blinders that create an inability to envision what can happen when things go disastrously wrong, as they did in the financial crash of 2008. Chapter 5 discusses institutional and organizational arrangements and practices that increase risk or cause organizations and institutions to overlook it. One such practice is the offloading of risk, which occurs when social actors create risks that are passed on to others. Another is the failure to learn and change behaviors in response to crises and near failures. We like to think that the risks that arise from our dealings with nature and technology do so in a manner that is unintended. However, discussions of disasters in this chapter and elsewhere in the book show how the potential for catastrophic failures is often well understood beforehand, but is ignored or downplayed. In Chapter 6, the final chapter in the section on risk, I discuss broader trends in the social production of risk, such as globalization, urbanization, and lax controls on land use.
Many of my discussions on risk-producing processes, as well as the examples I provide, draw upon principles from the field of political economy, which, broadly speaking, emphasizes the links that exist among politics, the exercise of political power by elites, and economic activities, as mediated by formal institutions and informal cultural practices. This intellectual influence can be seen in my emphasis on the politics of the local growth machine as a driver of risk production; on various forms of rent seeking, such as regulatory capture and the use of political influence to increase land values and profits while also increasing risk; and on the dark side of globalization, which too often culminates in the expansion of disaster vulnerability. Using a political economy lens shows us that risk is quite often a byproduct of the pursuit of profit, enabled by too-pliable institutions that unknowingly or knowingly allow risk to expand.
Chapter 7 focuses on the concept of resilience and discusses two types of resilience: inherent and adaptive. In addition to already existing in particular types of social arrangements, resilience is commonly enhanced through planned activities (for example, appropriate land-use management), as well as through spontaneous or emergent actions that develop during crises. The chapter concludes with discussions on inherent resilience. Chapter 8 focuses on adaptive resilience, which is activated when disasters occur. Adaptive resilience is manifested in many ways; examples include the spontaneous mobilization of people and resources during disasters, improvisation, and collective sensemaking. Along with Chapter 7, this chapter discusses how to assess and enhance the capacity for postdisaster adaptation. Both chapters emphasize the role of social capital in cushioning the effects of disasters, encouraging successful postdisaster coping, and speeding recovery.
The concluding chapter revisits the argument made in this one that both risk and resilience are socially produced—pointing out again that since this is the case, societies, communities, institutions, and organizations can reduce risk and achieve higher levels of resilience. However, because risk and vulnerability are outcomes of the exercise of political and economic power in their various forms, confronting risk also means confronting power. For this reason, risk- and resilience-related efforts must go far beyond current approaches.
Throughout I offer examples of the ways risk is produced and allowed to grow, as well as examples of resilience-enhancing activities. Cases focus on risk management successes and failures, and discussions deal with disasters that have occurred and disasters that are waiting to happen, such as a catastrophic earthquake in Northern California and perhaps even in the New Madrid Fault Zone in the Central United States. Here again, the point is that a lot is already known about risk buildup and how to slow it; however, because current political and economic arrangements keep that knowledge from being applied, risk and vulnerability will continue to expand.
CHAPTER 2
Looking Back
The Evolution of How We Talk About Risk
INTRODUCTION
This book focuses on potential and actual losses arising from various kinds of extreme events and how those losses can be averted or reduced. Since the study of disasters is related to the study of risk more generally, a good way to begin approaching disaster-related challenges is through an examination of how risk has been conceptualized and explored over time. In this chapter, I discuss some key foci in the study of risk, including studies on risk perception and the social construction of risk. Even though a lot has been learned through numerous studies on the perception of risk, much of that work tells us little about risk-related social behavior. More important, most existing scholarship on risk has failed to address questions such as how risks originate in the first place and how and why they are allowed to proliferate.
RISK, HAZARD, AND VULNERABILITY
There is a large body of scholarship surrounding the concept of risk that we do not need to explore in detail here. However, even if its meaning seems clear, defining risk and identifying its dimensions are important for ensuing discussions. Risk is commonly conceptualized as the answer to three questions: What