Religions of China in Practice

RELIGIONS OF CHINA IN PRACTICE

PRINCETON READINGS IN RELIGIONS

Donald S. Lopez, Jr., Editor

TITLES IN THE SERIES

Religions of India in Practice edited by Donald S. Lopez, Jr.

Buddhism in Practice edited by Donald S. Lopez, Jr.

Religions of China in Practice edited by Donald S. Lopez, Jr.

RELIGIONS OF

CHINA

IN PRACTICE

Donald S. Lopez, Jr., Editor

PRINCETON READINGS IN RELIGIONS

PRINCETON UNIVERSITY PRESS

PRINCETON, NEW JERSEY

Copyright © 1996 by Princeton University Press

Published by Princeton University Press, 41 William Street,

Princeton, New Jersey 08540

In the United Kingdom: Princeton University Press, Chichester, West Sussex

All Rights Reserved

Library of Congress Cataloging-in-Publication Data

Religions of China in practice / Donald S. Lopez, Jr., editor.

p. cm. — (Princeton readings in religions)

Includes bibliographical references and index.

ISBN 0-691-02144-9 (cl : alk. paper). — ISBN 0-691-02143-0 (pb : alk. paper)

1. China—Religion. I. Lopez, Donald S., 1952- II. Series.

BL1802.R43 1996 95-41332

eISBN: 978-0-691-23460-1

R0

PRINCETON READINGS IN RELIGIONS

Princeton Readings in Religions is a new series of anthologies on the religions of the world, representing the significant advances that have been made in the study of religions in the last thirty years. The sourcebooks used by previous generations of students placed a heavy emphasis on philosophy and on the religious expressions of elite groups in what were deemed classical civilizations, especially of Asia and the Middle East. Princeton Readings in Religions provides a different configuration of texts in an attempt better to represent the range of religious practices, placing particular emphasis on the ways in which texts are used in diverse contexts. The series therefore includes ritual manuals, hagiographical and autobiographical works, and folktales, as well as some ethnographic material. Many works are drawn from vernacular sources. The readings in the series are new in two senses. First, very few of the works contained in the volumes have ever been translated into a Western language before. Second, each volume provides new ways to read and understand the religions of the world, breaking down the sometimes misleading stereotypes inherited from the past in an effort to provide both more expansive and more focused perspectives on the richness and diversity of religious expressions. The series is designed for use by a wide range of readers, with key terms translated and technical notes omitted. Each volume also contains a lengthy general introduction by a distinguished scholar in which the histories of the traditions are outlined and the significance of each of the works is explored.

Religions of China in Practice is the third volume of Princeton Readings in Religions. The thirty contributors include leading scholars of the religious traditions of China, each of whom has provided one or more translations of key works, most of which are translated here for the first time. The works translated derive from ancient oracle bones and contemporary ethnographies, from ritual texts and accounts of visions, and are drawn from regions throughout the Chinese cultural sphere, including communities designated by the current government as minorities. Each chapter begins with a substantial introduction in which the translator discusses the history and influence of the work, identifying points of particular difficulty or interest. Stephen Teiser provides a general introduction in which the major themes and categories of the religions of China are described and analyzed.

Like the other volumes in the series, Religions of China in Practice is arranged thematically. As in any categorization, there are inevitable points of overlap among the categories; some chapters could easily fit under more than one section. Within each of the four thematic categories, works are ordered chronologically; in a few instances a chronological sequence has been reversed in order to maintain the proximity of related works. Two additional tables of contents are provided. The first organizes the works by tradition: the familiar categories of Daoism, Buddhism, state religion, popular religion, and minority (non-Han) religions. The second table organizes the works chronologically according to the date when the source translated was first committed to writing, not necessarily when it first circulated orally.

In addition to acknowledging the cooperation and patience of the contributors to Religions of China in Practice, I would like especially to thank Stephen Bokenkamp and Catherine Bell for their respective counsel at the beginning and at the end of this long project.

Religions of Japan in Practice is currently in press. Volumes nearing completion or in progress are devoted to Islam in Asia, Islamic mysticism, the religions of Tibet, the religions of Latin America, and early Christianity. Several future volumes are being planned for Judaism and later periods of Christianity.

Donald S. Lopez, Jr.

Series Editor

NOTE ON TRANSLITERATION

All Chinese terms are rendered in pinyin, and we have attempted to make these renderings consistent through the book. Although there are no universally accepted standards for the English translation of the titles of many Chinese texts, we have attempted to be consistent in the translation of titles. In some cases, however, the preferences of individual translators have been followed. In the first occurrence of a title within a chapter, the title appears in English translation, followed by the Chinese romanization in parentheses. Subsequent occurrences of the title within the chapter are by English title. Technical terms, such as qi, whose meanings are open to wide interpretation, have been rendered in English according to the interpretation of each translator. The Chinese romanization of technical terms is provided in parentheses when possible. In the translations, words added to clarify the English appear in brackets. Additional information provided by the translator is provided in parentheses.

CONTENTS

Princeton Readings in Religions v

Note on Transliteration vii

Contents by Tradition xi

Contents by Chronology xiii

Contributors xv

Introduction · Stephen F. Teiser 3

The Unseen World

1.Deities and Ancestors in Early Oracle Inscriptions · Robert Eno 41

2.Laozi: Ancient Philosopher, Master of Immortality, and God • Livia Kohn 52

3.The Lives and Teachings of the Divine Lord of Zitong • Terry F. Kleeman 64

4.City Gods and Their Magistrates · Angela Zito 72

5.The Earliest Tales of the Bodhisattva Guanshiyin • Robert Ford Campany 82

6.A Sūtra Promoting the White-robed Guanyin as Giver of Sons • Chün-fang Yü 97

7.Zhu Xi on Spirit Beings · Daniel K Gardner 106

Communicating with the Unseen

8.The Inner Cultivation Tradition of Early Daoism · Harold D. Roth 123

9.Body Gods and Inner Vision: The Scripture of the Yellow Court • Paul W. Kroll 149

10.An Early Poem of Mystical Excursion · Paul W. Kroll 156

11.Declarations of the Perfected · Stephen Bokenkamp 166

12.Seduction Songs of One of the Perfected · Paul W. Kroll 180

13.Answering a Summons · Stephen Bokenkamp 188

14.Visions of Mañjuśrī on Mount Wutai · Daniel Stevenson 203

15.Ny Dan the Manchu Shamaness · Kun Shi 223

16.Teachings of a Spirit Medium · Jean DeBernardi 229

Rituals of the Seen and Unseen Worlds

17.Spellbinding · Donald Harper 241

18.Record of the Feng and Shan Sacrifices · Stephen Bokenkamp 251

19.The Scripture on the Production of Buddha Images · Robert H. Sharf 261

20.The Purification Ritual of the Luminous Perfected • Stephen Bokenkamp 268

21.Saving the Burning-Mouth Hungry Ghost · Charles Orzech 278

22.The Law of the Spirits · Valerie Hansen 284

23.Shrines to Local Former Worthies · Ellen Neskar 293

24.Daoist Ritual in Contemporary Southeast China · Kenneth Dean 306

25.Calling on Souls and Dealing with Spirits: Three Lahu Ritual Texts · Anthony R. Walker 327

26.A Funeral Chant of the Yi Nationality · Mark Bender 337

Earthly Conduct

27.Abridged Codes of Master Lu for the Daoist Community • Peter Nickerson 347

28.The Scripture in Forty-two Sections · Robert H. Sharf 360

29.The Scripture on Perfect Wisdom for Humane Kings Who Wish to Protect Their States · Charles Orzech 372

30.The Buddhism of the Cultured Elite · Peter N. Gregory 381

31.Buddhist Ritual and the State · Albert Welter 390

32.Biography of a Buddhist Layman · Alan J. Berkowitz 397

33.The Book of Good Deeds: A Scripture of the Ne People • Victor H. Mair 405

34.Supernatural Retribution and Human Destiny · Cynthia Brokaw 423

35.Stories from an Illustrated Explanation of the Tract of the Most Exalted on Action and Response · Catherine Bell 437

36.Record of Occultists · Alan J. Berkowitz 446

37.Imperial Guest Ritual · James L. Hevia 471

Index 489

CONTENTS BY TRADITION

One of the purposes of this volume is to demonstrate that the three religions of China, Confucianism, Daoism, and Buddhism (with a fourth, popular religion, sometimes added), are not discrete, mutually exclusive traditions, but instead overlap and interact with each other through a variety of confluences and conflicts. Another purpose of the volume is to suggest that the religions of China are not only the products of Han culture; non-Han or minority cultures have also influenced and been influenced by the religions of central China. The general table of contents has been organized thematically in order to suggest the continuities and shared concerns that are evident, through the juxtaposition of Confucian, Daoist, Buddhist, popular, and minority texts. The works in the volume are listed below, somewhat tentatively, under such categories. As in the general table of contents, a work listed in one category could easily be placed under another. For example, The Scripture on Perfect Wisdom for Humane Kings Who Wish to Protect Their States, listed here as a Buddhist work, could also be considered a work on state religion, while Daoist Ritual in Contemporary Southeast China, listed here under popular religion, could also be listed under Daoism.

Buddhism

The Scripture in Forty-two Sections 360

The Scripture on the Production of Buddha Images 261

The Scripture on Perfect Wisdom for Humane Kings Who Wish to Protect Their States 372

The Earliest Tales of the Bodhisattva Guanshiyin 82

A Sūtra Promoting the White-robed Guanyin as Giver of Sons 97

Biography of a Buddhist Layman 397

Saving the Burning-Mouth Hungry Ghost 278

Visions of Mañjuśrī on Mount Wutai 203

The Buddhism of the Cultured Elite 381

Buddhist Ritual and the State 390

Daoism

The Inner Cultivation Tradition of Early Daoism 123

Laozi: Ancient Philosopher, Master of Immortality, and God 52

Declarations of the Perfected 166

Seduction Songs of One of the Perfected 180

Body Gods and Inner Vision: The Scripture of the Yellow Court 149

The Purification Ritual of the Luminous Perfected 268

Abridged Codes of Master Lu for the Daoist Community 347

Answering a Summons 188

An Early Poem of Mystical Excursion 156

Record of Occultists 446

Popular Religion

Spellbinding 241

The Law of the Spirits 284

Zhu Xi on Spirit Beings 106

Shrines to Local Former Worthies 293

The Lives and Teachings of the Divine Lord of Zitong 64

Supernatural Retribution and Human Destiny 423

Stories from an Illustrated Explanation of the Tract of the Most Exalted on Action and Response 437

Daoist Ritual in Contemporary Southeast China 306

Teachings of a Spirit Medium 229

Minority Religions

The Book of Good Deeds: A Scripture of the Ne People 405

Ny Dan the Manchu Shamaness 223

Calling on Souls and Dealing with Spirits: Three Lahu Ritual Texts 327

A Funeral Chant of the Yi Nationality 337

State Religion

Deities and Ancestors in Early Oracle Inscriptions 41

Record of the Feng and Shan Sacrifices 251

City Gods and Their Magistrates 72

Imperial Guest Ritual 471

CONTENTS BY CHRONOLOGY

Deities and Ancestors in Early Oracle Inscriptions (Shang Dynasty) 41

Spellbinding (from a tomb of 217 B.C.E.) 241

The Inner Cultivation Tradition of Early Daoism (fourth and second centuries B.C.E.) 123

An Early Poem of Mystical Excursion (third to second centuries B.C.E.) 156

Record of the Feng and Shan Sacrifices (56 C.E.) 251

The Scripture in Forty-two Sections (60-80 C.E.) 360

The Scripture on the Production of Buddha Images (25-220 C.E.) 261

Laozi: Ancient Philosopher, Master of Immortality, and God (by Ge Hong, 283-343 C.E.) 52

Declarations of the Perfected (365 C.E.) 166

Seduction Songs of One of the Perfected (365 C.E., Shangqing material) 180

Body Gods and Inner Vision: The Scripture of the Yellow Court (mid-fourth century C.E.) 149

The Purification Ritual of the Luminous Perfected (400 C.E.) 268

Abridged Codes of Master Lu for the Daoist Community (by Lu, 406-477 C.E.) 347

Answering a Summons (c. 515 C.E.) 188

Biography of a Buddhist Layman (fifth century C.E.) 397

The Scripture on Perfect Wisdom for Humane Kings Who Wish to Protect Their States (c. 450-480 C.E.) 372

The Earliest Tales of the Bodhisattva Guanshiyin (c. seventh century C.E.) 82

Saving the Burning-Mouth Hungry Ghost (c. eighth century C.E.) 278

Visions of Mañjuśrī on Mount Wutai (eighth century C.E.) 203

The Buddhism of the Cultured Elite (by Zongmi, 780-841 C.E.) 381

Buddhist Ritual and the State (late tenth century C.E.) 390

A Sūtra Promoting the White-robed Guanyin as Giver of Sons (eleventh century C.E. at the latest) 97

The Law of the Spirits (late eleventh century C.E.) 284

Zhu Xi on Spirit Beings (1130-1200 C.E.) 106

Shrines to Local Former Worthies (twelfth century C.E.) 293

The Book of Good Deeds: A Scripture of the Ne People (after 1164 C.E.) 405

The Lives and Teachings of the Divine Lord of Zitong (late twelfth century C.E.) 64

Record of Occultists (thirteenth century C.E.) 446

Supernatural Retribution and Human Destiny (by Yuan Huang, 1533-1606 C.E.) 423

Stories from an Illustrated Explanation of the Tract of the Most Exalted on Action and Response (1755 C.E.) 437

City Gods and Their Magistrates (late seventeenth and eighteenth centuries C.E., and modern works) 72

Imperial Guest Ritual (nineteenth-century C.E. edition of eighteenth-century material) 471

Ny Dan the Manchu Shamaness (transcribed in twentieth century C.E.) 223

Daoist Ritual in Contemporary Southeast China (nineteenth and twentieth centuries C.E.) 306

Teachings of a Spirit Medium (twentieth century C.E.) 229

Calling on Souls and Dealing with Spirits: Three Lahu Ritual Texts (transcribed in twentieth century C.E.) 327

A Funeral Chant of the Yi Nationality (transcribed in twentieth century C.E.) 337

CONTRIBUTORS

Catherine Bell teaches in the Department of Religious Studies at Santa Clara University.

Mark Bender teaches in the Department of East Asian Languages and Literatures at the Ohio State University.

Alan J. Berkowitz teaches in the Department of Modern Languages and Literatures at Swarthmore College.

Stephen Bokenkamp teaches in the Department of East Asian Languages at Indiana University.

Cynthia Brokaw teaches in the Department of History at the University of Oregon.

Robert Ford Campany teaches in the Department of Religious Studies at Indiana University.

Kenneth Dean teaches in the Department of East Asian Languages at McGill University.

Jean DeBernardi teaches in the Department of Anthropology at the University of Edmonton.

Robert Eno teaches in the Department of East Asian Languages at Indiana University.

Daniel Gardner teaches in the Department of History at Smith College.

Peter N. Gregory teaches in the Program in Religious Studies at the University of Illinois.

Valerie Hansen teaches in the History Department at Yale University.

Donald Harper teaches in Department of East Asian Studies at the University of Arizona.

Janies L. Hevia teaches in the Department of History at North Carolina A & T University.

Terry F. Kleeman teaches in the Department of East Asian Languages and Literatures at the University of Minnesota.

Livia Kohn teaches in the Department of Theology and Religious Studies at Boston University.

Paul W. Kroll teaches in the Department of Oriental Languages at the University of Colorado.

Donald S. Lopez, Jr., teaches in the Department of Asian Languages and Cultures at the University of Michigan.

Victor H. Mair teaches in the Department of Asian and Middle Eastern Studies at the University of Pennsylvania.

Ellen Neskar teaches in the Department of History at Stanford University.

Peter Nickerson teaches in the Department of Religion at Duke University.

Charles Orzech teaches in the Department of Religious Studies at the University of North Carolina at Greensboro.

Harold D. Roth teaches in the Department of Religious Studies at Brown University.

Robert H. Sharf teaches in the Department of Asian Languages and Cultures at the University of Michigan.

Shi Kun teaches in the Department of Anthropology at the Ohio State University.

Daniel Stevenson teaches in the Department of Religious Studies at the University of Kansas.

Stephen F. Teiser teaches in the Department of Religion at Princeton University.

Anthony R. Walker teaches in the Department of Anthropology at the Ohio State University.

Albert Welter teaches in the Department of History and Religion at North Central College.

Chün-fang Yü teaches in the Department of Religion at Rutgers University.

Angela Zito teaches in the Department of Religion at Barnard College.

RELIGIONS OF CHINA IN PRACTICE

INTRODUCTION

The Spirits of Chinese Religion

Stephen F. Teiser

Acknowledging the wisdom of Chinese proverbs, most anthologies of Chinese religion are organized by the logic of the three teachings (sanjiao) of Confucianism, Daoism, and Buddhism. Historical precedent and popular parlance attest to the importance of this threefold division for understanding Chinese culture. One of the earliest references to the trinitarian idea is attributed to Li Shiqian, a prominent scholar of the sixth century, who wrote that Buddhism is the sun, Daoism the moon, and Confucianism the five planets.¹ Li likens the three traditions to significant heavenly bodies, suggesting that although they remain separate, they also coexist as equally indispensable phenomena of the natural world. Other opinions stress the essential unity of the three religious systems. One popular proverb opens by listing the symbols that distinguish the religions from each other, but closes with the assertion that they are fundamentally the same: The three teachings—the gold and cinnabar of Daoism, the relics of Buddhist figures, as well as the Confucian virtues of humanity and righteousness—are basically one tradition.² Stating the point more bluntly, some phrases have been put to use by writers in the long, complicated history of what Western authors have called syncretism. Such mottoes include the three teachings are one teaching; the three teachings return to the one; the three teachings share one body; and the three teachings merge into one.³

What sense does it make to subsume several thousand years of religious experience under these three (or three-in-one) categories? And why is this anthology organized differently? To answer these questions, we need first to understand what the three teachings are and how they came into existence.

There is a certain risk in beginning this introduction with an archaeology of the three teachings. The danger is that rather than fixing in the reader’s mind the most significant forms of Chinese religion—the practices and ideas associated with ancestors, the measures taken to protect against ghosts, or the veneration of gods, topics which are highlighted by the selections in this anthology—emphasis will instead be placed on precisely those terms the anthology seeks to avoid. Or, as one friendly critic stated in a review of an earlier draft of this introduction, why must the tired old category of the three teachings be inflicted on yet another generation of students? Indeed, why does this introduction begin on a negative note, as it were, analyzing the problems with subsuming Chinese religion under the three teachings, and insert a positive appraisal of what constitutes Chinese religion only at the end? Why not begin with popular religion, the gods of China, and kinship and bureaucracy and then, only after those categories are established, proceed to discuss the explicit categories by which Chinese people have ordered their religious world? The answer has to do with the fact that Chinese religion does not come to us purely, or without mediation. The three teachings are a powerful and inescapable part of Chinese religion. Whether they are eventually accepted, rejected, or reformulated, the terms of the past can only be understood by examining how they came to assume their current status. Even the seemingly pristine translations of texts deemed primary are products of their time; the materials here have been selected by the translators and the editor according to the concerns of the particular series in which this book is published. This volume, in other words, is as much a product of Chinese religion as it is a tool enabling access to that field. And because Chinese religion has for so long been dominated by the idea of the three teachings, it is essential to understand where those traditions come from, who constructed them and how, as well as what forms of religious life are omitted or denied by constructing such a picture in the first place.

Confucianism

The myth of origins told by proponents of Confucianism (and by plenty of modern historians) begins with Confucius, whose Chinese name was Kong Qiu and who lived from 551 to 479 B.C.E. Judging from the little direct evidence that still survives, however, it appears that Kong Qiu did not view himself as the founder of a school of thought, much less as the originator of anything. What does emerge from the earliest layers of the written record is that Kong Qiu sought a revival of the ideas and institutions of a past golden age. Employed in a minor government position as a specialist in the governmental and family rituals of his native state, Kong Qiu hoped to disseminate knowledge of the rites and inspire their universal performance. That kind of broad-scale transformation could take place, he thought, only with the active encouragement of responsible rulers. The ideal ruler, as exemplified by the legendary sage-kings Yao and Shun or the adviser to the Zhou rulers, the Duke of Zhou, exercises ethical suasion, the ability to influence others by the power of his moral example. To the virtues of the ruler correspond values that each individual is supposed to cultivate: benevolence toward others, a general sense of doing what is right, loyalty and diligence in serving one’s superiors. Universal moral ideals are necessary but not sufficient conditions for the restoration of civilization. Society also needs what Kong Qiu calls li, roughly translated as ritual. Although people are supposed to develop propriety or the ability to act appropriately in any given social situation (another sense of the same word, li), still the specific rituals people are supposed to perform (also li) vary considerably, depending on age, social status, gender, and context. In family ritual, for instance, rites of mourning depend on one’s kinship relation to the deceased. In international affairs, degrees of pomp, as measured by ornateness of dress and opulence of gifts, depend on the rank of the foreign emissary. Offerings to the gods are also highly regulated: the sacrifices of each social class are restricted to specific classes of deities, and a clear hierarchy prevails. The few explicit statements attributed to Kong Qiu about the problem of history or tradition all portray him as one who transmits but does not create.⁴ Such a claim can, of course, serve the ends of innovation or revolution. But in this case it is clear that Kong Qiu transmitted not only specific rituals and values but also a hierarchical social structure and the weight of the past.

The portrayal of Kong Qiu as originary and the coalescence of a self-conscious identity among people tracing their heritage back to him took place long after his death. Two important scholar-teachers, both of whom aspired to serve as close advisers to a ruler whom they could convince to institute a Confucian style of government, were Meng Ke (or Mengzi, ca. 371-289 B.C.E.) and Xun Qing (or Xunzi, d. 215 B.C.E.). Mengzi viewed himself as a follower of Kong Qiu’s example. His doctrines offered a program for perfecting the individual. Sageliness could be achieved through a gentle process of cultivating the innate tendencies toward the good. Xunzi professed the same goal but argued that the means to achieve it required stronger measures. To be civilized, according to Xunzi, people need to restrain their base instincts and have their behavior modified by a system of ritual built into social institutions.

It was only with the founding of the Han dynasty (202 B.C.E-220 C.E.), however, that Confucianism became Confucianism, that the ideas associated with Kong Qiu’s name received state support and were disseminated generally throughout upper-class society. The creation of Confucianism was neither simple nor sudden, as three examples will make clear. In the year 136 B.C.E. the classical writings touted by Confucian scholars were made the foundation of the official system of education and scholarship, to the exclusion of titles supported by other philosophers. The five classics (or five scriptures, wujing) were the Classic of Poetry (ShiJing), Classic of History (Shujing), Classic of Changes (Yijing), Record of Rites (Liji), and Chronicles of the Spring and Autumn Period (Chunqiu) with the Zuo Commentary (Zuozhuan), most of which had existed prior to the time of Kong Qiu. (The word jing denotes the warp threads in a piece of cloth. Once adopted as a generic term for the authoritative texts of Han-dynasty Confucianism, it was applied by other traditions to their sacred books. It is translated variously as book, classic, scripture, and sūtra.) Although Kong Qiu was commonly believed to have written or edited some of the five classics, his own statements (collected in the Analects [Lunyu]) and the writings of his closest followers were not yet admitted into the canon. Kong Qiu’s name was implicated more directly in the second example of the Confucian system, the state-sponsored cult that erected temples in his honor throughout the empire and that provided monetary support for turning his ancestral home into a national shrine. Members of the literate elite visited such temples, paying formalized respect and enacting rituals in front of spirit tablets of the master and his disciples. The third example is the corpus of writing left by the scholar Dong Zhongshu (ca. 179-104 B.C.E.), who was instrumental in promoting Confucian ideas and books in official circles. Dong was recognized by the government as the leading spokesman for the scholarly elite. His theories provided an overarching cosmological framework for Kong Qiu’s ideals, sometimes adding ideas unknown in Kong Qiu’s time, sometimes making more explicit or providing a particular interpretation of what was already stated in Kong Qiu’s work. Dong drew heavily on concepts of earlier thinkers—few of whom were self-avowed Confucians—to explain the workings of the cosmos. He used the concepts of yin and yang to explain how change followed a knowable pattern, and he elaborated on the role of the ruler as one who connected the realms of Heaven, Earth, and humans. The social hierarchy implicit in Kong Qiu’s ideal world was coterminous, thought Dong, with a division of all natural relationships into a superior and inferior member. Dong’s theories proved determinative for the political culture of Confucianism during the Han and later dynasties.

What in all of this, we need to ask, was Confucian? Or, more precisely, what kind of thing is the Confucianism in each of these examples? In the first, that of the five classics, Confucianism amounts to a set of books that were mostly written before Kong Qiu lived but that later tradition associates with his name. It is a curriculum instituted by the emperor for use in the most prestigious institutions of learning. In the second example, Confucianism is a complex ritual apparatus, an empire-wide network of shrines patronized by government authorities. It depends upon the ability of the government to maintain religious institutions throughout the empire and upon the willingness of state officials to engage regularly in worship. In the third example, the work of Dong Zhongshu, Confucianism is a conceptual scheme, a fluid synthesis of some of Kong Qiu’s ideals and the various cosmologies popular well after Kong Qiu lived. Rather than being an updating of something universally acknowledged as Kong Qiu’s philosophy, it is a conscious systematizing, under the symbol of Kong Qiu, of ideas current in the Han dynasty.

If even during the Han dynasty the term Confucianism covers so many different sorts of things—books, a ritual apparatus, a conceptual scheme—one might well wonder why we persist in using one single word to cover such a broad range of phenomena. Sorting out the pieces of that puzzle is now one of the most pressing tasks in the study of Chinese history, which is already beginning to replace the wooden division of the Chinese intellectual world into the three teachings—each in turn marked by phases called proto-, neo-, or revival of—with a more critical and nuanced understanding of how traditions are made and sustained. For our more limited purposes here, it is instructive to observe how the word Confucianism came to be applied to all of these things and more.⁵As a word, Confucianism is tied to the Latin name, Confucius, which originated not with Chinese philosophers but with European missionaries in the sixteenth century. Committed to winning over the top echelons of Chinese society, Jesuits and other Catholic orders subscribed to the version of Chinese religious history supplied to them by the educated elite. The story they told was that their teaching began with Kong Qiu, who was referred to as Kongfuzi, rendered into Latin as Confucius. It was elaborated by Mengzi (rendered as Mencius) and Xunzi and was given official recognition—as if it had existed as the same entity, unmodified for several hundred years—under the Han dynasty. The teaching changed to the status of an unachieved metaphysical principle during the centuries that Buddhism was believed to have been dominant and was resuscitated—still basically unchanged—only with the teachings of Zhou Dunyi (1017-1073), Zhang Zai (1020), Cheng Hao (1032-1085), and Cheng Yi (1033-1107), and the commentaries authored by Zhu Xi (1130-1200). As a genealogy crucial to the self-definition of modern Confucianism, that myth of origins is both misleading and instructive. It lumps together heterogeneous ideas, books that predate Kong Qiu, and a state-supported cult under the same heading. It denies the diversity of names by which members of a supposedly unitary tradition chose to call themselves, including ru (the early meaning of which remains disputed, usually translated as scholars or Confucians), daoxue (study of the Way), lixue (study of principle), and xinxue (study of the mind). It ignores the long history of contention over interpreting Kong Qiu and overlooks the debt owed by later thinkers like Zhu Xi and Wang Yangming (1472-1529) to Buddhist notions of the mind and practices of meditation and to Daoist ideas of change. And it passes over in silence the role played by non-Chinese regimes in making Confucianism into an orthodoxy, as in the year 1315, when the Mongol government required that the writings of Kong Qiu and his early followers, redacted and interpreted through the commentaries of Zhu Xi, become the basis for the national civil service examination. At the same time, Confucianism’s story about itself reveals much. It names the figures, books, and slogans of the past that recent Confucians have found most inspiring. As a string of ideals, it illuminates what its proponents wish it to be. As a lineage, it imagines a line of descent kept pure from the traditions of Daoism and Buddhism. The construction of the latter two teachings involves a similar process. Their histories, as will be seen below, do not simply move from the past to the present; they are also projected backward from specific presents to significant pasts.

Daoism

Most Daoists have argued that the meaningful past is the period that preceded, chronologically and metaphysically, the past in which the legendary sages of Confucianism lived. In the Daoist golden age the empire had not yet been reclaimed out of chaos. Society lacked distinctions based on class, and human beings lived happily in what resembled primitive, small-scale agricultural collectives. The lines between different nation-states, between different occupations, even between humans and animals were not clearly drawn. The world knew nothing of the Confucian state, which depended on the carving up of an undifferentiated whole into social ranks, the imposition of artificially ritualized modes of behavior, and a campaign for conservative values like loyalty, obeying one’s parents, and moderation. Historically speaking, this Daoist vision was first articulated shortly after the time of Kong Qiu, and we should probably regard the Daoist nostalgia for a simpler, untrammeled time as roughly contemporary with the development of a Confucian view of origins. In Daoist mythology whenever a wise man encounters a representative of Confucianism, be it Kong Qiu himself or an envoy seeking advice for an emperor, the hermit escapes to a world untainted by civilization.

For Daoists the philosophical equivalent to the pre-imperial primordium is a state of chaotic wholeness, sometimes called hundun, roughly translated as chaos. In that state, imagined as an uncarved block or as the beginning of life in the womb, nothing is lacking. Everything exists, everything is possible: before a stone is carved there is no limit to the designs that may be cut, and before the fetus develops the embryo can, in an organic worldview, develop into male or female. There is not yet any division into parts, any name to distinguish one thing from another. Prior to birth there is no distinction, from the Daoist standpoint, between life and death. Once birth happens—once the stone is cut—however, the world descends into a state of imperfection. Rather than a mythological sin on the part of the first human beings or an ontological separation of God from humanity, the Daoist version of the Fall involves division into parts, the assigning of names, and the leveling of judgments injurious to life. The Classic on the Way and Its Power (Dao de jing) describes how the original whole, the dao (here meaning the Way above all other ways), was broken up: The Dao gave birth to the One, the One gave birth to the Two, the Two gave birth to the Three, and the Three gave birth to the Ten Thousand Things.⁶ That decline-through-differentiation also offers the model for regaining wholeness. The spirit may be restored by reversing the process of aging, by reverting from multiplicity to the One. By understanding the road or path (the same word, dao, in another sense) that the great Dao followed in its decline, one can return to the root and endure forever.

Practitioners and scholars alike have often succumbed to the beauty and power of the language of Daoism and proclaimed another version of the Daoist myth of origins. Many people seem to move from a description of the Daoist faith-stance (the Dao embraces all things) to active Daoist proselytization masquerading as historical description (Daoism embraces all forms of Chinese religion). As with the term Confucianism, it is important to consider not just what the term Daoism covers, but also where it comes from, who uses it, and what words Daoists have used over the years to refer to themselves.

The most prominent early writings associated with Daoism are two texts, The Classic on the Way and Its Power, attributed to a mythological figure named Lao Dan or Laozi who is presumed to have lived during the sixth century B.C.E., and the Zhuangzi, named for its putative author, Zhuang Zhou or Zhuangzi (ca. 370-301 B.C.E.). The books are quite different in language and style. The Classic on the Way and Its Power is composed largely of short bits of aphoristic verse, leaving its interpretation and application radically indeterminate. Perhaps because of that openness of meaning, the book has been translated into Western languages more often than any other Chinese text. It has been read as a utopian tract advocating a primitive society as well as a compendium of advice for a fierce, engaged ruler. Its author has been described as a relativist, skeptic, or poet by some, and by others as a committed rationalist who believes in the ability of words to name a reality that exists independently of them. The Zhuangzi is a much longer work composed of relatively discrete chapters written largely in prose, each of which brings sustained attention to a particular set of topics. Some portions have been compared to Wittgenstein’s Philosophical Investigations. Others develop a story at some length or invoke mythological figures from the past. The Zhuangzi refers to Laozi by name and quotes some passages from the Classic on the Way and Its Power, but the text as we know it includes contributions written over a long span of time. Textual analysis reveals at least four layers, probably more, that may be attributed to different authors and different times, with interests as varied as logic, primitivism, syncretism, and egotism. The word Daoism in English (corresponding to Daojia, the School [or Philosophy] of the Dao) is often used to refer to these and other books or to a free-floating outlook on life inspired by but in no way limited to them.

Daoism is also invoked as the name for religious movements that began to develop in the late second century C.E.; Chinese usage typically refers to their texts as Daojiao, Teachings of the Dao or Religion of the Dao. One of those movements, called the Way of the Celestial Masters (Tianshi dao), possessed mythology and rituals and established a set of social institutions that would be maintained by all later Daoist groups. The Way of the Celestial Masters claims its origin in a revelation dispensed in the year 142 by the Most High Lord Lao (Taishang Laojun), a deified form of Laozi, to a man named Zhang Daoling. Laozi explained teachings to Zhang and bestowed on him the title of Celestial Master (Tianshi), indicating his exalted position in a system of ranking that placed those who had achieved immortality at the top and humans who were working their way toward that goal at the bottom. Zhang was active in the part of western China now corresponding to the province of Sichuan, and his descendants continued to build a local infrastructure. The movement divided itself into a number of parishes, to which each member-household was required to pay an annual tax of five pecks of rice—hence the other common name for the movement in its early years, the Way of the Five Pecks of Rice (Wudoumi dao). The administrative structure and some of the political functions of the organization are thought to have been modeled in part on secular government administration. After the Wei dynasty was founded in 220, the government extended recognition to the Way of the Celestial Masters, giving official approval to the form of local social administration it had developed and claiming at the same time that the new emperor’s right to rule was guaranteed by the authority of the current Celestial Master.