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    U.S. Army Intelligence and Interrogation Handbook
    U.S. Army Intelligence and Interrogation Handbook
    U.S. Army Intelligence and Interrogation Handbook
    Ebook715 pages9 hours

    U.S. Army Intelligence and Interrogation Handbook

    By U.S. Department of the Army

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    The U.S. Army Intelligence and Interrogation Handbook provides doctrinal guidance, techniques, and procedures governing the use of interrogators as human intelligence collection agents in support of a commander’s intelligence needs. It outlines the interrogator’s role within the greater intelligence effort as well as the unit’s day-to-day operations, and includes details on how interrogators accomplish their assigned missions. This handbook is intended for use by interrogators as well as commanders, staff officers, and military intelligence personnel charged with conducting interrogations, and applies to operations at all levels of conflict intensity, including conditions involving the use of electronic warfare or nuclear, biological, or chemical weapons.

    The U.S. Army Intelligence and Interrogation Handbook builds upon existing doctrine and moves interrogation into the twenty-first century within the constraints of the Uniform Code of Military Justice and the Geneva Conventions. Principles, guidelines, and topics covered include:

    The definition of interrogation
    Interrogator capabilities and limitations
    Warfighting doctrine
    The intelligence cycle, and its disciplines and operations
    Amphibious and airborne operations
    The interrogation process
    Exploiting captured enemy documents
    A tactical questioning guide
    And many more tactics and techniques used by the U.S. Army!
    LanguageEnglish
    PublisherSkyhorse
    Release dateFeb 4, 2014
    ISBN9781628739268
    U.S. Army Intelligence and Interrogation Handbook
    Author

    U.S. Department of the Army

    The  Department of the Army  (DA) is one of the three military departments within the  Department of Defense of the United States of America. Its mission is to fight and win our Nation’ s wars by providing prompt, sustained land dominance across the full range of military operations and spectrum of conflict in support of combatant commanders.

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      U.S. Army Intelligence and Interrogation Handbook - U.S. Department of the Army

      Additional material copyright © 2014 by Skyhorse Publishing, Inc.

      No claim is made to material contained in this work that is derived from government documents. Nevertheless, Skyhorse Publishing claims copyright in all additional content, including but not limited to, compilation copyright and the copyright in and to any additional material, elements, design, images, or layout of whatever kind included herein.

      All inquiries should be addressed to Skyhorse Publishing, 307 West 36th Street, 11th Floor, New York, NY 10018.

      Skyhorse Publishing books may be purchased in bulk at special discounts for sales promotion, corporate gifts, fund-raising, or educational purposes. Special editions can also be created to specifications. For details, contact the Special Sales Department, Skyhorse Publishing, 307 West 36th Street, 11th Floor, New York, NY 10018 or [email protected].

      Skyhorse® and Skyhorse Publishing® are registered trademarks of Skyhorse Publishing, Inc.®, a Delaware corporation.

      Visit our website at www.skyhorsepublishing.com.

      10 9 8 7 6 5 4 3 2 1

      eISBN: 978-1-62873-926-8

      Library of Congress Cataloging-in-Publication Data is available on file.

      ISBN: 978-1-62636-098-3

      Printed in the United States of America

      Field Manual

      No. 2-22.3

      * FM 2-22.3 (FM 34-52)

      Headquarters

      Department of the Army

      Human Intelligence Collector Operations

      Contents

      PREFACE

      PART ONE HUMINT SUPPORT, PLANNING, AND MANAGEMENT

      Chapter 1 INTRODUCTION

      Intelligence Battlefield Operating System

      Intelligence Process

      Human Intelligence

      HUMINT Source

      HUMINT Collection and Related Activities

      Traits of a HUMINT Collector

      Required Areas of Knowledge

      Capabilities and Limitations

      Chapter 2 HUMAN INTELLIGENCE STRUCTURE

      Organization and Structure

      HUMINT Control Organizations

      HUMINT Analysis and Production Organizations

      Chapter 3 HUMINT IN SUPPORT OF ARMY OPERATIONS

      Offensive Operations

      Defensive Operations

      Stability and Reconstruction Operations

      Civil Support Operations

      Military Operations in Urban Environment

      HUMINT Collection Environments

      EAC HUMINT

      Joint, Combined, and DOD HUMINT Organizations

      Chapter 4 HUMINT OPERATIONS PLANNING AND MANAGEMENT

      HUMINT and the Operations Process

      HUMINT Command and Control

      Technical Control

      Command and Support Relationships

      HUMINT Requirements Management

      HUMINT Mission Planning

      Task Organization

      Operational Considerations

      Operations Plans, Operations Orders, and Annexes

      Operational Coordination

      PART TWO HUMINT COLLECTION IN MILITARY SOURCE OPERATIONS

      Chapter 5 HUMINT COLLECTION

      HUMINT Collection Operations

      Human Source Contact Operations

      Debriefing Operations

      Liaison Operations

      Interrogation Operations

      Types of Interrogation Operations

      PART THREE THE HUMINT COLLECTION PROCESS

      Chapter 6 SCREENING

      Human Source Screening

      Screening Operations

      Screening Process

      Screening Methodologies

      Screening Requirements

      Initial Data and Observations

      Source Assessment

      Other Types of Screening Operations

      Chapter 7 PLANNING AND PREPARATION

      Collection Objectives

      Research

      HUMINT Collection Plan

      Final Preparations

      Chapter 8 APPROACH TECHNIQUES AND TERMINATION STRATEGIES

      Approach Phase

      Developing Rapport

      Approach Techniques

      Approach Strategies for Interrogation

      Approach Strategies for Debriefing

      Approach Strategies for Elicitation

      Termination Phase

      Chapter 9 QUESTIONING

      General Questioning Principles

      Direct Questions

      Elicitation

      Leads

      Detecting Deceit

      HUMINT Collection Aids

      Recording Techniques

      Questioning With an Analyst or a Technical Expert

      Third-Party Official and Hearsay Information

      Conducting Map Tracking

      Special Source Categories

      Chapter 10 REPORTING

      Reporting Principles

      Report Types

      Reporting Architecture

      Chapter 11 HUMINT COLLECTION WITH AN INTERPRETER

      Advantages and Disadvantages of Interpreter Use

      Methods of Interpreter Use

      Sources of Interpreters

      Interpretation Techniques

      Training and Briefing the Interpreter

      Placement of the Interpreter

      Interactions With and Correction of the Interpreter

      Interpreter Support in Report Writing

      Evaluating the Interpreter

      Managing an Interpreter Program

      PART FOUR ANALYSIS AND TOOLS

      Chapter 12 HUMINT ANALYSIS AND PRODUCTION

      Analytical Support to Operational Planning

      Operational Analysis and Assessment

      Source Analysis

      Single-Discipline HUMINT Analysis and Production

      HUMINT Source Selection

      Chapter 13 AUTOMATION AND COMMUNICATION

      Automation

      Collection Support Automation Requirements

      Analytical Automation Requirements

      Automation Systems

      Communications

      APPENDIX A GENEVA CONVENTIONS

      Section I. Geneva Conventions Relative to the Treatment of Prisoners of War (Third Geneva Convention)

      Section II. Geneva Conventions Relative to the Protection of Civilian Persons in Time of War (Fourth Geneva Convention)

      APPENDIX B SOURCE AND INFORMATION RELIABILITY MATRIX

      APPENDIX C PRE-DEPLOYMENT PLANNING

      APPENDIX D S2 GUIDE FOR HANDLING DETAINEES, CAPTURED ENEMY DOCUMENTS, AND CAPTURED ENEMY EQUIPMENT

      APPENDIX E EXTRACTS FROM ALLIED JOINT PUBLICATION (AJP)-2.5

      APPENDIX F NATO SYSTEM OF ALLOCATING INTERROGATION SERIAL NUMBERS

      APPENDIX G QUESTIONING QUICK REFERENCE

      APPENDIX H SALUTE REPORTING

      APPENDIX I DOCUMENT EXPLOITATION AND HANDLING

      APPENDIX J REFERENCES

      APPENDIX K CONTRACT INTERROGATORS

      APPENDIX L SAMPLE EQUIPMENT FOR HCT OPERATIONS

      APPENDIX M RESTRICTED INTERROGATION TECHNIQUE - SEPARATION

      GLOSSARY

      BIBLIOGRAPHY

      * This publication supersedes FM 34-52, 28 September 1992, and ST 2-22.7, Tactical Human Intelligence and Counterintelligence Operations, April 2002.

      Preface

      This manual provides doctrinal guidance, techniques, and procedures governing the employment of human intelligence (HUMINT) collection and analytical assets in support of the commander’s intelligence needs. It outlines—

      HUMINT operations.

      The HUMINT collector’s role within the intelligence operating system.

      The roles and responsibilities of the HUMINT collectors and the roles of those providing the command, control, and technical support of HUMINT collection operations.

      This manual expands upon the information contained in FM 2-0. It supersedes FM 34-52 and rescinds ST 2-22.7. It is consistent with doctrine in FM 3-0, FM 5-0, FM 6-0, and JP 2-0. In accordance with the Detainee Treatment Act of 2005, the only interrogation approaches and techniques that are authorized for use against any detainee, regardless of status or characterization, are those authorized and listed in this Field Manual. Some of the approaches and techniques authorized and listed in this Field Manual also require additional specified approval before implementation.

      This manual will be reviewed annually and may be amended or updated from time to time to account for changes in doctrine, policy, or law, and to address lessons learned.

      This manual provides the doctrinal guidance for HUMINT collectors and commanders and staffs of the MI organizations responsible for planning and executing HUMINT operations. This manual also serves as a reference for personnel developing doctrine, tactics, techniques, and procedures (TTP); materiel and force structure; institutional and unit training; and standing operating procedures (SOPs), for HUMINT operations at all army echelons. In accordance with TRADOC Regulation 25-36, the doctrine in this field manual is not policy (in and of itself), but is . . . a body of thought on how Army forces operate . . . .[It] provides an authoritative guide for leaders and soldiers, while allowing freedom to adapt to circumstances.

      This manual applies to the Active Army, the Army National Guard/Army National Guard of the United States, and the United States Army Reserve unless otherwise stated. This manual also applies to DOD civilian employees and contractors with responsibility to engage in HUMINT collection activities. It is also intended for commanders and staffs of joint and combined commands, and Service Component Commands (SCC). Although this is Army doctrine, adaptations will have to be made by other Military Departments, based on each of their organizations and specific doctrine.

      Material in this manual applies to the full range of military operations. Principles outlined also are valid under conditions involving use of electronic warfare (EW) or nuclear, biological, or chemical (NBC) weapons.

      This manual is intended for use by military, civilian, and civilian contractor HUMINT collectors, as well as commanders, staff officers, and military intelligence (MI) personnel charged with the responsibility of the HUMINT collection effort.

      HUMINT operations vary depending on the source of the information. It is essential that all HUMINT collectors understand that, whereas operations and sources may differ, the handling and treatment of sources must be accomplished in accordance with applicable law and policy. Applicable law and policy include US law; the law of war; relevant international law; relevant directives including DOD Directive 3115.09, DOD Intelligence Interrogations, Detainee Debriefings, and Tactical Questioning; DOD Directive 2310.1E, The Department of Defense Detainee Program; DOD instructions; and military execute orders including fragmentary orders (FRAGOs).

      Interrogation, the HUMINT subdiscipline responsible for MI exploitation of enemy personnel and their documents to answer the supported specific information requirements (SIRs), requires the HUMINT collector to be fully familiar with both the classification of the source and applicable law. The principles and techniques of HUMINT collection are to be used within the constraints established by US law including the following:

      The Uniform Code of Military Justice (UCMJ).

      Geneva Convention for the Amelioration of the Condition of the Wounded and Sick in Armed Forces in the Field (including Common Article III), August 12, 1949; hereinafter referred to as GWS.

      Geneva Convention Relative to the Treatment of Prisoners of War (including Common Article III), August 12, 1949; hereinafter referred to as GPW.

      Geneva Convention Relative to the Protection of Civilian Persons in Time of War (including Common Article III), August 12, 1949; hereinafter referred to as GC.

      Detainee Treatment Act of 2005, Public Law No. 109-163, Title XIV.

      HUMINT collectors must understand specific terms used to identify categories of personnel when referring to the principles and techniques of interrogation. Determination of a detainee’s status may take a significant time and may not be completed until well after the time of capture. Therefore, there will be no difference in the treatment of a detainee of any status from the moment of capture until such a determination is made. The following terms are presented here and in the glossary.

      Civilian Internee: A person detained or interned in the United States or in occupied territory for security reasons, or for protection, or because he or she has committed an offense against the detaining power, and who is entitled to protected person status under the GC.

      Enemy Prisoner of War (EPW): A detained person, as defined in Articles 4 and 5 of the GPW. In particular, one who, while engaged in combat under orders of his or her government, is captured by the armed forces of the enemy. As such, he or she is entitled to the combatant’s privilege of immunity from the municipal law of the capturing state for warlike acts that do not amount to breaches of the law of armed conflict. For example, an EPW may be, but is not limited to, any person belonging to one of the following categories of personnel who have fallen into the power of the enemy; a member of the armed forces, organized militia or volunteer corps; a person who accompanies the armed forces, without actually being a member thereof; a member of a merchant marine or civilian aircraft crew not qualifying for more favorable treatment; or individuals who, on the approach of the enemy, spontaneously take up arms to resist invading forces.

      Other Detainees: Persons in the custody of the US Armed Forces who have not been classified as an EPW (Article 4, GPW), retained personnel (Article 33, GPW), and Civilian Internee (Articles 27, 41, 48, and 78, GC) shall be treated as EPWs until a legal status is ascertained by competent authority; for example, by Article 5 Tribunal.

      Retained Personnel: (See Articles 24 and 26, GWS.)

      − Official medical personnel of the armed forces exclusively engaged in the search for, or the collection, transport or treatment of wounded or sick, or in the prevention of disease, and staff exclusively engaged in the administration of medical units and facilities.

      − Chaplains attached to the armed forces.

      − Staff of National Red Cross Societies and that of other Volunteer Aid Societies, duly recognized and authorized by their governments to assist Medical Service personnel of their own armed forces, provided they are exclusively engaged in the search for, or the collection, transport or treatment of wounded or sick, or in the prevention of disease, and provided that the staff of such societies are subject to military laws and regulations.

      Protected Persons: Include civilians entitled to protection under the GC, including those we retain in the course of a conflict, no matter what the reason.

      Enemy Combatant: In general, a person engaged in hostilities against the United States or its coalition partners during an armed conflict. The term enemy combatant includes both lawful enemy combatants and unlawful enemy combatants. All captured or detained personnel, regardless of status, shall be treated humanely, and in accordance with the Detainee Treatment Act of 2005 and DOD Directive 2310.1E, Department of Defense Detainee Program, and no person in the custody or under the control of DOD, regardless of nationality or physical location, shall be subject to torture or cruel, inhuman, or degrading treatment or punishment, in accordance with and as defined in US law.

      − Lawful Enemy Combatant: Lawful enemy combatants, who are entitled to protections under the Geneva Conventions, include members of the regular armed forces of a State Party to the conflict; militia, volunteer corps, and organized resistance movements belonging to a State Party to the conflict, which are under responsible command, wear a fixed distinctive sign recognizable at a distance, carry their arms openly, and abide by the laws of war; and members of regular armed forces who profess allegiance to a government or an authority not recognized by the detaining power.

      − Unlawful Enemy Combatant: Unlawful enemy combatants are persons not entitled to combatant immunity, who engage in acts against the United States or its coalition partners in violation of the laws and customs of war during an armed conflict. For the purposes of the war on terrorism, the term unlawful enemy combatant is defined to include, but is not limited to, an individual who is or was part of or supporting Taliban or al Qaeda forces, or associated forces that are engaged in hostilities against the United States or its coalition partners.

      Headquarters, U.S. Army Training and Doctrine Command (TRADOC) is the proponent for this publication. The preparing agency is the US Army Intelligence Center and Fort Huachuca, Fort Huachuca, AZ. Send written comments and recommendations on DA Form 2028 (Recommended Changes to Publications and Blank Forms) directly to Commander, ATZS-CDI-D (FM 2-22.3), U.S. Army Intelligence Center and Fort Huachuca, 550 Cibeque Street, Fort Huachuca, AZ 85613-7017. Send comments and recommendations by e-mail to [email protected]. Follow the DA Form 2028 format or submit an electronic DA Form 2028.

      Unless otherwise stated, masculine nouns and pronouns do not refer exclusively to men. Use of the terms he and him in this manual should be read as referring to both males and females unless otherwise expressly noted.

      PART ONE

      HUMINT Support, Planning, and Management

      HUMINT collection activities include three general categories: screening, interrogation, and debriefing. In some cases these may be distinguished by legal distinctions between source categories such as between interrogation and debriefing. In others, the distinction is in the purpose of the questioning. Regardless of the type of activity, or goal of the collection effort, HUMINT collection operations must be characterized by effective support, planning, and management.

      Chapter 1

      Introduction

      INTELLIGENCE BATTLEFIELD OPERATING SYSTEM

      1-1. The Intelligence battlefield operating system (BOS) is one of seven operating systems—Intelligence, maneuver, fire support, air defense, mobility/countermobility/survivability, combat service support (CSS), and command and control—that enable commanders to build, employ, direct, and sustain combat power. The Intelligence BOS is a flexible force of Intelligence personnel, organizations, and equipment. Individually and collectively, these assets generate knowledge of and products portraying the enemy and the environmental features required by a command planning, preparing, executing, and assessing operations. Inherent within the Intelligence BOS is the capability to plan, direct, and synchronize intelligence, surveillance, and reconnaissance (ISR) operations; collect and process information; produce relevant intelligence; and disseminate intelligence and critical information in an understandable and presentable form to those who need it, when they need it. As one of the seven disciplines of the Intelligence BOS, HUMINT provides a capability to the supported commander in achieving information superiority on the battlefield.

      INTELLIGENCE PROCESS

      1-2. Intelligence operations consist of the functions that constitute the intelligence process: plan, prepare, collect, process, produce, and the common tasks of analyze, disseminate, and assess that occur throughout the intelligence process. Just as the activities of the operations process overlap and recur as circumstances demand, so do the functions of the intelligence process. Additionally, the analyze, disseminate, and assess tasks of the intelligence process occur continuously throughout the intelligence process. (See Figure 1-1.)

      Plan. This step of the intelligence process consists of activities that include assessing the situation, envisioning a desired outcome (also known as setting the vision), identifying pertinent information and intelligence requirements, developing a strategy for ISR operations to satisfy those requirements, directing intelligence operations, and synchronizing the ISR effort. The commander’s intent, planning guidance, and commander’s critical information requirements (CCIRs) (priority information requirements [PIRs] and friendly force information requirements [FFIRs]) drive the planning of intelligence operations. Commanders must involve their supporting staff judge advocate (SJA) when planning intelligence operations (especially HUMINT operations). Planning, managing, and coordinating these operations are continuous activities necessary to obtain information and produce intelligence essential to decisionmaking.

      Prepare. This step includes those staff and leader activities that take place upon receiving the operations plan (OPLAN), operations order (OPORD), warning order (WARNO), or commander’s intent to improve the unit’s ability to execute tasks or missions and survive on the battlefield.

      Collect. Recent ISR doctrine necessitates that the entire staff, especially the G3/S3 and G2/S2, must change their reconnaissance and surveillance (R&S) mindset to conducting ISR. The staff must carefully focus ISR on the CCIR but also enable the quick re-tasking of units and assets as the situation changes. This doctrinal requirement ensures that the enemy situation, not just our OPLAN, drives ISR operations. Well-developed procedures and carefully planned flexibility to support emerging targets, changing requirements, and the need to support combat assessment are critical. The G3/S3 and G2/S2 play a critical role in this challenging task that is sometimes referred to as fighting ISR because it is so staff intensive during planning and execution (it is an operation within the operation). Elements of all units on the battlefield obtain information and data about enemy forces, activities, facilities, and resources as well as information concerning the environmental and geographical characteristics of a particular area.

      Process. This step converts relevant information into a form suitable for analysis, production, or immediate use by the commander. Processing also includes sorting through large amounts of collected information and intelligence (multidiscipline reports from the unit’s ISR assets, lateral and higher echelon units and organizations, and non-MI elements in the battlespace). Processing identifies and exploits that information which is pertinent to the commander’s intelligence requirements and facilitates situational understanding. Examples of processing include developing film, enhancing imagery, translating a document from a foreign language, converting electronic data into a standardized report that can be analyzed by a system operator, and correlating dissimilar or jumbled information by assembling like elements before the information is forwarded for analysis.

      Produce. In this step, the G2/S2 integrates evaluated, analyzed, and interpreted information from single or multiple sources and disciplines into finished intelligence products. Like collection operations, the G2/S2 must ensure the unit’s information processing and intelligence production are prioritized and synchronized to support answering the collection requirements.

      Figure 1-1. Intelligence Process.

      1-3. For more information on the Intelligence process, see FM 2-0.

      HUMAN INTELLIGENCE

      1-4. HUMINT is the collection of information by a trained HUMINT collector (military occupational specialties [MOSs] 97E, 351Y [formerly 351C], 351M [formerly 351E], 35E, and 35F), from people and their associated documents and media sources to identify elements, intentions, composition, strength, dispositions, tactics, equipment, personnel, and capabilities. It uses human sources as a tool and a variety of collection methods, both passively and actively, to gather information to satisfy the commander’s intelligence requirements and cross-cue other intelligence disciplines.

      1-5. HUMINT tasks include but are not limited to—

      Conducting source operations.

      Liaising with host nation (HN) officials and allied counterparts.

      Eliciting information from select sources.

      Debriefing US and allied forces and civilian personnel including refugees, displaced persons (DPs), third-country nationals, and local inhabitants.

      Interrogating EPWs and other detainees.

      Initially exploiting documents, media, and materiel.

      Note. In accordance with Army regulatory and policy guidance, a select set of intelligence personnel may be trained and certified to conduct certain HUMINT tasks outside of those which are standard for their primary MOS. Such selection and training will qualify these personnel to conduct only those specific additional tasks, and will not constitute qualifications as a HUMINT collector.

      HUMINT SOURCE

      1-6. A HUMINT source is a person from whom information can be obtained. The source may either possess first- or second-hand knowledge normally obtained through sight or hearing. Potential HUMINT sources include threat, neutral, and friendly military and civilian personnel. Categories of HUMINT sources include but are not limited to detainees, refugees, DPs, local inhabitants, friendly forces, and members of foreign governmental and non-governmental organizations (NGOs).

      HUMINT COLLECTOR

      1-7. For the purpose of this manual, a HUMINT collector is a person who is specifically trained and certified for, tasked with, and engages in the collection of information from individuals (HUMINT sources) for the purpose of answering intelligence information requirements. HUMINT collectors specifically include enlisted personnel in MOS 97E, Warrant Officers (WOs) in MOS 351M (351E) and MOS 351Y (351C), commissioned officers in MOS 35E and MOS 35F, select other specially trained MOSs, and their Federal civilian employee and civilian contractor counterparts. These specially trained and certified individuals are the only personnel authorized to conduct HUMINT collection operations, although CI agents also use HUMINT collection techniques in the conduct of CI operations. HUMINT collection operations must be conducted in accordance with applicable law and policy. Applicable law and policy include US law; the law of war; relevant international law; relevant directives including DOD Directive 3115.09, DOD Intelligence Interrogations, Detainee Debriefings, and Tactical Questioning; DOD Directive 2310.1E, The Department of Defense Detainee Program; DOD instructions; and military execute orders including FRAGOs. Additional policies and regulations apply to management of contractors engaged in HUMINT collection. (See Bibliography for additional references on contractor management.) HUMINT collectors are not to be confused with CI agents, MOS 97B and WO MOS 351L (351B). CI agents are trained and certified for, tasked with, and carry out the mission of denying the enemy the ability to collect information on the activities and intentions of friendly forces. Although personnel in 97E and 97B MOSs may use similar methods to carry out their missions, commanders should not use them interchangeably. See Figure 1-2 for HUMINT and CI functions.

      PHASES OF HUMINT COLLECTION

      1-8. Every HUMINT questioning session, regardless of the methodology used or the type of operation, consists of five phases. The five phases of HUMINT collection are planning and preparation, approach, questioning, termination, and reporting. They are generally sequential; however, reporting may occur at any point within the process when critical information is obtained and the approach techniques used will be reinforced as required through the questioning and termination phases.

      Planning and Preparation

      1-9. During this phase, the HUMINT collector conducts the necessary research and operational planning in preparation for a specific collection effort with a specific source. Chapter 7 discusses this phase in detail.

      Approach

      1-10. During the approach phase, the HUMINT collector establishes the conditions of control and rapport to gain the cooperation of the source and to facilitate information collection. Chapter 8 discusses approach and termination strategies in detail.

      Questioning

      1-11. During the questioning phase, the HUMINT collector uses an interrogation, debriefing, or elicitation methodology to ask a source questions systematically on relevant topics, collect information in response to the intelligence tasking, and ascertain source veracity. Chapter 9 discusses questioning techniques in detail. (See Appendix B for a source and reliability matrix.)

      Figure 1-2. HUMINT and CI Functions.

      Termination

      1-12. During the termination phase, the HUMINT collector completes a questioning session and establishes the necessary conditions for future collection from the same source by himself or another HUMINT collector. (See Chapter 8.)

      Reporting

      1-13. During the reporting phase, the HUMINT collector writes, edits, and submits written, and possibly oral, reports on information collected in the course of a HUMINT collection effort. These reports will be reviewed, edited, and analyzed as they are forwarded through the appropriate channels. Chapter 10 discusses reporting in detail.

      HUMINT COLLECTION AND RELATED ACTIVITIES

      1-14. HUMINT collection activities include these categories: tactical questioning, screening, interrogation, debriefing, liaison, human source contact operations (SCOs), document exploitation (DOCEX), and captured enemy equipment (CEE) operations. DOCEX and CEE operations are activities supported by HUMINT collection but usually are only conducted by HUMINT collectors when the CEE or captured enemy document (CED) is associated with a source being questioned. In some cases, these determinations may depend on legal distinctions between collection methods such as interrogation and debriefing. In others, the distinction is in the purpose of the questioning. For example, screening is used to identify the knowledgeability and cooperation of a source, as opposed to the other activities that are used to collect information for intelligence purposes.

      1-15. The activities may be conducted interactively. For example, a HUMINT collector may be screening a potential source. During the course of the screening, the HUMINT collector identifies that the individual has information that can answer requirements. He might at that point debrief or interrogate the source on that specific area. He will then return to screening the source to identify other potential areas of interest.

      1-16. HUMINT collection activities vary depending on the source of the information. Once the type of activity has been determined, leaders use the process of plan, prepare, execute, and assess to conduct the activity. The following are the different types of HUMINT collection activities.

      TACTICAL QUESTIONING

      1-17. Tactical questioning is expedient initial questioning for information of immediate tactical value. Tactical questioning is generally performed by members of patrols, but can be done by any DOD personnel. (See ST 2-91.6.)

      SCREENING

      1-18. Screening is the process of identifying and assessing the areas of knowledge, cooperation, and possible approach techniques for an individual who has information of intelligence value. Indicators and discriminators used in screening can range from general appearance, possessions, and attitude to specific questions to assess areas of knowledge and degree of cooperation to establish if an individual matches a predetermined source profile. Screening is not in itself an intelligence collection technique but a timesaving measure that identifies those individuals most likely to have information of value.

      1-19. Screening operations are conducted to identify the level of knowledge, level of cooperation, and the placement and access of a given source. Screening operations can also assist in the determination of which discipline or agency can best conduct the exploitation. Chapter 6 discusses screening in detail. Screening operations include but are not limited to—

      Mobile and static checkpoint screening, including screening of refugees and DPs.

      Locally employed personnel screening.

      Screening as part of a cordon and search operation.

      EPW and detainee screening.

      INTERROGATION

      1-20. Interrogation is the systematic effort to procure information to answer specific collection requirements by direct and indirect questioning techniques of a person who is in the custody of the forces conducting the questioning. Some examples of interrogation sources include EPWs and other detainees. Interrogation sources range from totally cooperative to highly antagonistic. Interrogations may be conducted at all echelons in all operational environments. Detainee interrogation operations conducted at a Military Police (MP) facility, coalition-operated facility, or other agency-operated collection facility are more robust and require greater planning, but have greater logistical support. Interrogations may only be conducted by personnel trained and certified in the interrogation methodology, including personnel in MOSs 97E, 351M (351E), or select others as may be approved by DOD policy. Interrogations are always to be conducted in accordance with the Law of War, regardless of the echelon or operational environment in which the HUMINT collector is operating.

      DEBRIEFING

      1-21. Debriefing is the process of questioning cooperating human sources to satisfy intelligence requirements, consistent with applicable law. The source usually is not in custody and usually is willing to cooperate. Debriefing may be conducted at all echelons and in all operational environments. The primary categories of sources for debriefing are refugees, émigrés, DPs, and local civilians; and friendly forces.

      Refugees, Émigrés, DPs, and Local Civilians Debriefing Operations. Refugee, émigré, and DP debriefing operations are the process of questioning cooperating refugees and émigrés to satisfy intelligence requirements. The refugee may or may not be in custody, and a refugee or émigré’s willingness to cooperate need not be immediate or constant. Refugee debriefings are usually conducted at refugee collection points or checkpoints and may be conducted in coordination with civil affairs (CA) or MP operations. Local civilian debriefing operations are the process of questioning cooperating local civilians to satisfy intelligence requirements. As with refugees and émigrés, the local civilians being debriefed may or may not be in custody and the civilian’s willingness to cooperate may not be immediate or constant. Debriefing operations must be conducted consistent with applicable law and policy. Applicable law and policy include US law; the law of war; relevant international law; relevant directives including DOD Directive 3115.09, DOD Intelligence Interrogations, Detainee Debriefings, and Tactical Questioning; DOD Directive 2310.1E, The Department of Defense Detainee Program; DOD instructions; and military execute orders including FRAGOs.

      Friendly Force Debriefing Operations. Friendly force debriefing operations are the systematic debriefing of US forces to answer collection requirements. These operations must be coordinated with US units. (See Chapter 6.)

      LIAISON OPERATIONS

      1-22. Liaison operations are programs to coordinate activities and exchange information with host country and allied military and civilian agencies and NGOs.

      HUMAN SOURCE CONTACT OPERATIONS

      1-23. Human SCO are operations directed toward the establishment of human sources who have agreed to meet and cooperate with HUMINT collectors for the purpose of providing information. Within the Army, SCO are conducted by trained personnel under the direction of military commanders. The entire range of HUMINT collection operations can be employed. SCO sources include one-time contacts, continuous contacts, and formal contacts from debriefings, liaison, and contact operations. SCO consist of collection activities that utilize human sources to identify attitude, intentions, composition, strength, dispositions, tactics, equipment, target development, personnel, and capabilities of those elements that pose a potential or actual threat to US and coalition forces. SCO are also employed to develop local source or informant networks that provide early warning of imminent danger to US and coalition forces and contribute to the Military Decision-Making Process (MDMP). See Chapter 5 for discussion of approval, coordination, and review for each type of activity.

      DOCEX OPERATIONS

      1-24. DOCEX operations are the systematic extraction of information from open, closed, published, and electronic source documents. These documents may include documents or data inside electronic communications equipment, including computers, telephones, Personal Digital Assistants (PDAs), and Global Positioning System (GPS) terminals. This operation is not solely a HUMINT function, but may be conducted by any intelligence personnel with appropriate language support.

      1-25. Many CEDs are associated with EPWs and other human sources. Consequently, a HUMINT collector is often the first person to screen them. HUMINT collectors will screen the documents associated with human sources and will extract information of use to them in their immediate collection operation. Any information discovered during this initial screening that might cross-cue another collection effort will be forwarded to the appropriate unit.

      1-26. A captured document is usually something that the enemy has written for his own use. For this reason, captured documents are usually truthful and accurate. There are cases in which falsified documents have been permitted to fall into enemy hands as a means of deception but these cases are not the norm. Normal policy of not relying on single-source information should help prevent deceptions of this type from being effective. Documents also do not forget or misinterpret information although it must be remembered that their authors may have. Usually, each document provides a portion of a larger body of information. Each captured document, much like a single piece of a puzzle, contributes to the whole. In addition to tactical intelligence, technical data and political indicators that are important to strategic and national level agencies can sometimes be extracted from captured documents. Captured documents, while not affected by memory loss, are often time sensitive; therefore, they are to be quickly screened for possible exploitation.

      CEE OPERATIONS

      1-27. CEE includes all types of foreign and non-foreign materiel found on a detainee or on the battlefield that may have a military application or answer a collection requirement. The capturing unit must—

      Recognize certain CEE as having immediate intelligence value, and immediately forward such CEE to the unit’s S2. Such items include—

      All electronic communications equipment with a memory card, including computers, telephones, PDAs, and GPS terminals.

      All video or photographic equipment.

      Recognize certain CEE as having technical intelligence (TECHINT) value. Such items include—

      New weapons.

      All communications equipment not immediately exploitable for HUMINT value.

      Track vehicles.

      Equipment manuals.

      All CEE known or believed to be of TECHINT interest.

      Evacuate the equipment with the detainee.

      Confiscate, tag, and evacuate weapons and other equipment found on the detainee the same as CEDs. (See Appendix D.)

      Secure and report the capture of TECHINT items to the unit’s S2 for disposition instructions.

      TRAITS OF A HUMINT COLLECTOR

      1-28. HUMINT collection is a science and an art. Although many HUMINT collection skills may be taught, the development of a skilled HUMINT collector requires experience in dealing with people in all conditions and under all circumstances. Although there are many intangibles in the definition of a good HUMINT collector, certain character traits are invaluable:

      Alertness. The HUMINT collector must be alert on several levels while conducting HUMINT collection. He must concentrate on the information being provided by the source and be constantly evaluating the information for both value and veracity based on collection requirements, current intelligence, and other information obtained from the source. Simultaneously, he must be alert not only to what the source says but also to how it is said and the accompanying body language to assess the source’s truthfulness, degree of cooperation, and current mood. He needs to know when to give the source a break and when to press the source harder. In addition, the HUMINT collector constantly must be alert to his environment to ensure his personal security and that of his source.

      Patience and Tact. The HUMINT collector must have patience and tact in creating and maintaining rapport between himself and the source, thereby enhancing the success of the questioning. Displaying impatience may—

      Encourage a difficult source to think that if he remains unresponsive for a little longer, the HUMINT collector will stop questioning.

      Cause the source to lose respect for the HUMINT collector, thereby reducing the HUMINT collector’s effectiveness.

      Credibility. The HUMINT collector must provide a clear, accurate, and professional product and an accurate assessment of his capabilities. He must be able to clearly articulate complex situations and concepts. The HUMINT collector must also maintain credibility with his source. He must present himself in a believable and consistent manner, and follow through on any promises made as well as never to promise what cannot be delivered.

      Objectivity and Self-control. The HUMINT collector must also be totally objective in evaluating the information obtained. The HUMINT collector must maintain an objective and dispassionate attitude regardless of the emotional reactions he may actually experience or simulate during a questioning session. Without objectivity, he may unconsciously distort the information acquired. He may also be unable to vary his questioning and approach techniques effectively. He must have exceptional self-control to avoid displays of genuine anger, irritation, sympathy, or weariness that may cause him to lose the initiative during questioning but be able to fake any of these emotions as necessary. He must not become emotionally involved with the source.

      Adaptability. A HUMINT collector must adapt to the many and varied personalities which he will encounter. He must also adapt to all types of locations, operational tempos, and operational environments. He should try to imagine himself in the source’s position. By being adaptable, he can smoothly shift his questioning and approach techniques according to the operational environment and the personality of the source.

      Perseverance. A tenacity of purpose can be the difference between a HUMINT collector who is merely good and one who is superior. A HUMINT collector who becomes easily discouraged by opposition, non-cooperation, or other difficulties will not aggressively pursue the objective to a successful conclusion or exploit leads to other valuable information.

      Appearance and Demeanor. The HUMINT collector’s personal appearance may greatly influence the conduct of any HUMINT collection operation and attitude of the source toward the HUMINT collector. Usually an organized and professional appearance will favorably influence the source. If the HUMINT collector’s manner reflects fairness, strength, and efficiency, the source may prove more cooperative and more receptive to questioning.

      Initiative. Achieving and maintaining the initiative are essential to a successful questioning session just as the offensive is the key to success in combat operations. The HUMINT collector must grasp the initiative and maintain it throughout all questioning phases. This does not mean he has to dominate the source physically; rather, it means that the HUMINT collector knows his requirements and continues to direct the collection toward those requirements.

      REQUIRED AREAS OF KNOWLEDGE

      1-29. The HUMINT collector must be knowledgeable in a variety of areas in order to question sources effectively. The collector must prepare himself for operations in a particular theater or area of intelligence responsibility (AOIR) by conducting research. The G2 can be a valuable source of information for this preparatory research. The HUMINT collector should consult with order of battle (OB) technicians and analysts and collect information from open sources and from the Secret Internet Protocol Router Network (SIPRNET) to enhance his knowledge of the AOIR. Some of these areas of required knowledge are—

      The area of operations (AO) including the social, political, and economic institutions; geography; history; language; and culture of the target area. Collectors must be aware of all ethnic, social, religious, political, criminal, tribal, and economic groups and the interrelationships between these groups.

      All current and potential threat forces within the AOIR and their organization, equipment, motivation, capabilities, limitations, and normal operational methodology.

      Applicable law and policy that might affect HUMINT collection activities. Applicable law and policy include US law; the law of war; relevant international law; relevant directives including DOD Directive 3115.09, "DOD Intelligence

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