Immigrants on the Land: Coffee and Society in São Paulo, 1886-1934
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Originally published 1980.
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Thomas H. Holloway
Thomas H. Holloway is Professor Emeritus at the University of California, Davis. He has served as Director of the Latin American Studies Program at Cornell University, where he taught from 1974 to 2000, as President of the Latin American Studies Association (2000-2001), and as Executive Secretary of the Conference on Latin American History (2003-2007). He is also the author of Policing Rio de Janeiro (1993), and is the general editor of A Companion to Latin American History (2008).
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Immigrants on the Land - Thomas H. Holloway
IMMIGRANTS ON THE LAND
IMMIGRANTS ON THE LAND
Coffee and Society in São Paulo, 1886–1934
Thomas H. Holloway
The University of North Carolina Press Chapel Hill
© 1980 The University of North Carolina Press
All rights reserved
Manufactured in the United States of America
ISBN 0-8078-1430-X
Library of Congress Catalog Card Number 79-24805
The Hull Memorial Publication Fund of Cornell
University provided a subvention to aid in the publication of this work.
Library of Congress Cataloging in Publication Data
Holloway, Thomas H 1944–
Immigrants on the land.
Bibliography: p.
Includes index.
1. São Paulo, Brazil (State)—Emigration and immigration. 2. Land settlement—Brazil—São Paulo (State)—History. 3. Coffee trade—Brazil— São Paulo (State)—History. I. Title.
JV7462.H64 301.32'9'816 79-24805
ISBN 0-8078-1430-X
for Judy
CONTENTS
Preface
1. São Paulo in the World Economy
2. The Coffee Frontier
3. The Immigrant Stream
4. Social Relations of Production
5. Land Policy and Rural Labor
6. Immigrants as Landowners
7. Conclusion
Appendixes
1. World Coffee Production, by Region, 1880–1937
2. Coffee Prices in Santos and U.S. Dollar Equivalents, 1885-1933
3. Producing Coffee Trees in Western Sao Paulo, by Zone, 1886-1932
4. Immigration to Sao Paulo, 1882–1934, and Steerage Departures from Santos, 1892–1934
5. People Leaving the Sao Paulo Immigrant Hostel for the Western Plateau, by Zone, 1893–1929
6. Average Annual Exchange Rate of Brazilian Milreis in Current U.S. Dollars, 1880–1940
Notes
Bibliography
Index
ILLUSTRATIONS
Loading coffee, Santos docks 9
Immigrant hostel, São Paulo 52
Newly arrived immigrants 53
Medium-sized coffee plantation 76
Plantation of Lupercio Camargo, São Manuel 77
Colono houses, plantation of Cornelio Procopio, São João da Boa Vista 80
Colono houses and coffee groves, plantation of Durval Fortes, São Manuel 81
Mature coffee, with interrow com 90
Colono receiving vale from cartman 91
Small farm 132
Immigrant schoolchildren with teacher, Campos Salles nucleo 133
Immigrant family, Nova Europa nucleo 134
Immigrant family, Gavião Peixoto nucleo 135
Native caipira family 165
(Photographs courtesy of the Secretaria de Agricultura de Siio Paulo, Instituto Agronomico do Estado, Campinas)
TABLES
1. Sao Paulo State Tax Revenues Compared to Coffee Export Tax Revenues and Immigration Expenditures, 1892–1930 46
2. Entries into the Sao Paulo Immigrant Hostel, by Category, 1893–1928 56
3. Persons Entering the Immigrant Hostel, by Category, for Selected Periods, 1893–1928
A. Sex Ratios 58
B. Age Divisions 59
4. Destinations of Persons Leaving Immigrant Hostel, by Region of Sao Paulo, 1893–1929 62
5. Estimated Increase in Labor Needs of the Coffee Industry of Sao Paulo's Western Plateau Compared to Persons Leaving the Immigrant Hostel for Work in the Coffee Zone, by Selected Periods, 1893–1929 67
6. Colono and Camarada Wages on the Star of the West Coffee Plantation, Municipio of Sao Simao, Sao Paulo, 1901–1933 83
7. Rural Properties in Sao Paulo, 1905
A. National Origin of Owner 148
B. Proportional Distribution by Origin of Owner 149
8. Declared Value of Rural Properties in Sao Paulo, 1905
A. National Origin of Owner 150
B. Average Value by National Origin of Owner 151
9. Rural Landownership in Sao Paulo, by Country of Birth of Owner, 1920 152
10. Rural Properties in Sao Paulo, by National Origin of Owner and Zone, 1920 154
11. Coffee Farms in Western Sao Paulo, 1923
A. National Origin of Owner 155
B. Proportional Distribution by National Origin of Owner 155
12. Producing Coffee Trees in Western Sao Paulo, by National Origin of Owner, 1923
A. Number of Trees 156
B. Average Trees per Farm 156
13. Coffee Farms in Western Sao Paulo, 1932
A. National Origin of Owner 158
B. Proportional Distribution by National Origin of Owner 158
14. Producing Coffee Trees in Western Sao Paulo, by National Origin of Owner, 1932
A. Number of Trees 159
B. Average Trees per Farm 159
15. Coffee Farms in Sao Paulo, by Size Category and National Origin of Owner, 1934 160
16. Rural Landownership in Sao Paulo, by National Origin of Owner, 1934 163
FIGURES
1. World Coffee Production by Geographical Area, 1880–1937 8
2. Average Coffee Prices in Santos, and U.S. Dollar Equivalents, 1885–1933 11
3. Producing Coffee Trees in Western Sao Paulo, by Zone, 1886–1932 27
4. Immigration to Sao Paulo, 1882-1934, and Steerage Departures from Santos, 1892–1934 41
5. Regional Percentage Distribution of Coffee Trees in Western Plateau, 1886–1932 64
6. Regional Percentage of Workers from Hostel to Western Plateau, 1894–1928 65
MAPS
1. Sao Paulo: Regional Divisions 16
2. Sao Paulo: Physical Features, Major Towns, and Railroad Network, Circa 1930 17
PREFACE
Ten years ago when I began research on the Brazilian coffee economy and the price support scheme of 1906,1 soon realized that much remained to be learned about the rural labor system that replaced slavery in São Paulo in the late 1880s. By the early twentieth century the planters considered that system something of a burden. One of the arguments officials advanced in advocating an abandonment of laissez faire in coffee marketing was that the immigrant laborers’ preference for work in newly planted groves had induced planters to expand the area under cultivation, despite the relative depression in the world coffee market. The resulting overproduction, culminating with the bumper crop of 1906, led to large scale government intervention in the coffee market for the first time. Was it possible that ex-slavocrats and their children yielded to pressure from plantation laborers? I began the present study as an exploration of that question and others related to the post-slavery labor system as it developed in western São Paulo, the dynamic center of the world coffee industry of the time.
The broad outlines of immigration to southern Brazil in the late nineteenth and early twentieth centuries were available in the work of T. Lynn Smith, Preston James, and other scholars; the importance of coffee in the emergence of São Paulo’s regional economy was clear from the work of Richard Graham, Florestan Fernandes, and Fernando Henrique Cardoso. The preponderance of immigrants in the urban labor force was evident from the growing number of studies of the urban working class. Warren Dean had examined the emergence of an immigrant bourgeoisie and its amalgamation with the native elite during the process of industrialization. But what of the coffee zone during the period of mass immigration? From the abolition of slavery in 1888 to the early 1930s coffee production in São Paulo grew tremendously, and during that period most coffee workers were first generation immigrants. Yet who these people were, why they came or were brought, how they found their way hundreds of kilometers into the coffee zone, what became of them there, and what effect they had on the agrarian society they entered—all of these questions had been treated only as fragmentary parts of studies focusing on other issues.
Some of the best of these treatments are the work of French writers, notably Pierre Denis and Amour Laliére in the first decade of the twentieth century, and Pierre Monbeig and Pierre Deffontaines among the geographers who did research in Brazil during the 1930s and 1940s. Of the studies by Italians, the most complete is that by Vincenzo Grossi, but like the accounts of Denis and Laliére it dates from early in the period of mass immigration. The problem of periodization is also apparent in Michael Hall’s pathbreaking dissertation research, completed as the present study was beginning. Hall brought to light much information from the reports of Italian consuls, but he ended his account in 1914, a terminal date that did not allow him to trace career patterns of the many immigrants who entered from the late 1880s to the beginning of World War I. While the present project was in progress there appeared Warren Dean’s study of Rio Claro, a single county in western São Paulo. His time period of 1820–1920 roughly parallels Stanley Stein’s work on the Paraiba valley, but it also puts the era of immigrant labor and frontier expansion in the shadow of the slave system. In many ways slavery was a prelude to the period studied in this book, and in western São Paulo 1920 was near the midpoint of an era better bracketed by the decline of slavery on one end and the Great Depression on the other. Furthermore, the view in the following pages is through a wide-angle rather than a close-up lens, for the socioeconomic system of coffee and immigrant labor was regional rather than local.
When I began research in Brazil I searched initially for quantitative sources and considered their interpretive possibilities. I learned to appreciate the pioneering use of historical statistics of São Paulo by Sérgio Milliet, José Francisco de Camargo, and Samuel H. Lowrie. I discovered that, among many other things, the Paulistas knew how many immigrants of each type entered the port of Santos, and how many went to which counties in the coffee zone. They also had a reasonably good idea of how many coffee trees were in each county, and of the average productivity of the groves. These and other statistical and descriptive sources on which this study is based attest to the importance the Paulista elite attached to the coffee industry and immigrant labor. The documentation is rich and varied, unequalled in other states or at the national level during the Brazilian old republic. The preponderance of official or semiofficial sources in this study is one result, and I have tried to complement, diversify, and fill in the record by using information from planters and their organizations, the press, travelers’ accounts, and the invaluable first-hand reports of the Italian consular service.
Early in my search for quantitative data I discovered that many first generation immigrants became the owner-operators of small and medium-sized farms. Like the original suggestion that planters yielded to pressure from the workers, this new finding seemed incompatible with standard assumptions about exploitative labor systems in plantation societies and monopolistic control of land resources in the hands of the native elite. I found the latter assumption false in respect to this historical time and place, for there was more good land in the São Paulo plateau than anyone at the time knew what to do with. With an immigrant labor supply streaming into the port of Santos, moreover, the planters had little incentive to force native peasants off subsistence plots and into the coffee groves. I also found that the rural labor system under which immigrants worked was too varied and complex to yield to facile generalizations. There was misery, isolation, and exploitation, but there were also opportunities in the expanding and diversifying frontier economy. For the immigrant who managed to put together a nest egg, there were few barriers to upward mobility through the acquisition of land. Eventually I sampled several notarial archives of land transfer records to confirm the link between the possibility of some immigrant plantation workers accumulating savings and the subsequent emergence of a sizable proportion of immigrant farmers in the coffee zone.
Partly because of the nature of the historical record, this study has become both more and less than a history of immigrant labor in rural São Paulo. It is more in the sense that the book sets the development of the socioeconomic complex of which the immigrants were a part, and which they changed by their actions, in the broader context of the growth of the world economy. It is less in the sense that the perspective of the immigrants themselves rarely emerges. Their view is nearly always filtered, probably with some distortion, through an intermediary who interprets their comments and presumes to speak for them. Often the workers’ attitudes and perceptions must be inferred from their actions, both individual and collective, which left traces in the records now available. Perhaps in the future, diaries, letters, and similar sources may come to light and give voice to the immigrants on the land. If that happens, I could ask for no better than that this book should stand as background and context.
This book could not have been written without the support of several institutions, the guidance and advice of many individuals, and the assistance of those who preserve the sources of historical research.
For financial support I am grateful to the Foreign Area Fellowship Program of the Social Science Research Council, the Brazilian Fulbright Commission, the University of Wisconsin, and at Cornell the Latin American Studies Program, the Department of History, and the College of Arts and Sciences.
Scholars who have helped along the way include José Francisco de Camargo, Edgard Carone, Peter Eisenberg, Peter Fry, Douglas Graham, Sérgio Buarque de Hollanda Filho, Joseph Kahl, Catherine LeGrand, Darrell Levi, Joseph Love, Barbara Lynch, Verena Martínez-Alier, Odilon Nogueira de Matos, Robert Mattoon, Carlos Guilherme Mota, Fernando Nováis, Paulo Sérgio Pinheiro, Thomas Skidmore, Robert Sienes, and Peter Smith. Friends who have taught me more about Brazil than they are probably aware are Plínio and Marietta Sampaio, Fernando and Nilce Bueno, and Luis and Lenirà Cerri.
Dona Luisa Herrmann and the library staff of the Instituto Agronómico in Campinas greatly facilitated my research in official records, reports, periodicals, and photographic collections. Dona Maria Luisa Pinto de Moura kindly gave me access to the library of the Centro de Ciências, Artes e Letras in Campinas. I also thank the library staffs of the Universidade Católica de Campinas, the Escola Superior de Agricultura Luiz de Queiroz
in Piracicaba, the São Paulo State Archive, Biblioteca Municipal de São Paulo, Faculdade de Direito de São Paulo, Museu Paulista, Museu do Café in Ribeirão Preto, the University of Wisconsin, and Cornell University.
For the use of the photographs in this volume, all dating from about 1905,1 wish to thank the Secretaria de Agricultura de São Paulo, Instituto Agronomico do Estado, Campinas.
I owe special thanks to the notaries of land transfer registry offices who took time from their busy schedules to hear my request, explain the organization of the invaluable records over which they preside, and make a place for me to work. They include El vino Silva Filho in Campinas, João Foz Júnior in Ribeirão Preto, Ciovis Vassimon in Sertãozinho, José Luiz Paul in Taquaritinga, and Osório Morato Filho in Rio Claro.
Leslie Wilson and Eric Clay were able research assistants, and Sally Kramer and Susan Greenberg were especially helpful in the final stages of editing and typing.
The contributions of these people and institutions were essential. I alone am responsible.
Ithaca, August 1979
Thomas H. Hollo way
IMMIGRANTS ON THE LAND
1. SÃO HUJLO IN THE WORLD ECONOMY
The history of Brazil was profoundly altered during the late nineteenth century because a broad mass of the population in the United States and Europe took up coffee drinking. From the 1880s to the onset of the Great Depression, many people born outside Brazil changed their lives as they responded to the demand for workers in the coffee fields of São Paulo. The conjuncture of rising coffee consumption in northern Europe and North America, increased coffee production in Brazil, and the flow of working people from southern Europe to São Paulo should be seen over the long term and in the broadest perspective as a case of expansion on the periphery of the modern world economy. Important themes of the story told in this book are the international coffee trade and the pattern of coffee production in southern Brazil, the entrepreneurial and administrative activity of the native elite there, and the actions of the foreign workers who migrated to rural São Paulo. These are essential elements, but the underlying dynamic is in the system of capitalism itself, a system that emerged in the four centuries before this story begins. As both historical and thematic context for understanding the history of mass immigration to the São Paulo coffee zone, it is useful to explore briefly the legacy of Brazil’s inclusion into the world economy.
Since it began to develop in its modern form with the expansion of Europe in the sixteenth century, the world economy has been characterized by a diversity of functions among the regions of the globe. The role of Latin America in the division of labor was to supply raw materials—gold and silver specie, other minerals, and agricultural products. Several related reasons— involving land, labor, and political structures—explain why Latin America came to serve this function. Underlying all of these is the immense and varied natural endowment of the region.¹
The Iberian conquests of the sixteenth century brought quantitative and qualitative changes in the resources at Europe’s disposal. Huge silver deposits, the exploitation of which became the reason for the Spanish colonial system, obviously broadened the resource base for Europe, for silver was silver whether it originated in the Tyrol or in Peru. The expansion of European control to tropical zones, for the first time on such a large scale, brought a qualitative change in the resources. The lowlands of Latin America had conditions of temperature, rainfall, and soil types that made possible the diversification of production and consumption patterns beyond the ecological limitations of Europe itself.
Except for a period in the eighteenth century when it was a major supplier of gold and diamonds, Brazil has been a source of tropical products that Europe could not obtain internally. Dyewood, cane sugar, cotton, rubber, cocoa, and coffee are the most important examples. The successive periods in which each of these products rose to prominence are the chronological units of Brazil’s economic history. During the nineteenth century, Europe and North America entered a phase of technologically advanced industrialization in growing urban centers, accompanied by expansion of the middle-income groups and an eventual rise in the living standards of working people. These developments made possible a broadening of mass consumption patterns that led to an increased demand for coffee, a product previously consumed by the wealthy and cosmopolitan few. Southeastern Brazil, particularly the interior plateau of São Paulo, had conditions of topography, temperature, rainfall, and soils ideal for coffee cultivation. That natural endowment underlies the socioeconomic history of rural São Paulo.
Natural resources exist only as potential until people want to use them. The mountain of silver at Potosí lay for eons until Spaniards induced or coerced the native population to dig and carry the ore that contributed to the rise of modern capitalism. The Portuguese saw economic possibilities in the tropical soil of Brazil, but the barrier to its use was a shortage of manpower. Soon after the conquest, the already sparse native population of the lowlands was decimated by warfare, European diseases, and forced labor. The vast hinterland of the continent became the refuge of the surviving natives who fled from involuntary induction into the labor pool.
The solution was chattel slavery, the forced transfer of Africans to work the soil of the New World. Although modern slavery was first and always an economic institution, the political apparatus to maintain it and the social structure built on the master-slave dichotomy infused the history of Brazil.² In the nineteenth-century prelude to the expansion of coffee in western São Paulo, this institution was on the decline and was eventually abolished, but centuries of slavery had conditioned the attitudes toward work and working people that the Brazilian elite carried over into the new era. The subsequent importation of laborers from southern Europe and later other areas was motivated by the same goal as that of the sixteenth-century slaver: overcoming the shortage of manpower, so that the natural resources of tropical America could be used to respond to demand at the center of the world economy.³
The political structures of the Europe-centered economic system also affected Latin America’s role and left a legacy for the São Paulo coffee boom. By the time Iberian control of Latin America was consolidated in the late sixteenth century, Spain and Portugal were already relegated to semi-peripheral status. As they became dependent on northern Europe for markets for their tropical products and for supplies of industrial goods, their continuing participation in the system depended on extraction of surplus from their colonies. Thus Spain and Portugal provided administrative and commercial services, to the ultimate benefit of the northern European nations involved and at the expense of their own autonomous development. They were left poor because they were rich, to paraphrase a perceptive contemporary analyst.⁴ Despite their secondary position, the Iberian nations had a desperate stake in the stability of the system as it evolved. While they were able, then, Spain and Portugal used their political control of Latin America to perpetuate the region’s peripheral role as supplier of primary products.
Over several centuries these political and economic forces forged the social structure Brazil was left with when Portuguese control was finally broken in the early nineteenth century. By that time a local, native-born elite had emerged that also owed its existence to the stability of the world economy and Brazil’s peripheral role in it. The Brazilian elite took over direction of the new nation with the same goals as those of the Portuguese before. The increasingly superfluous Iberian middleman was eliminated, and ties of dependence between northern Europe and Brazil were made direct and explicit.⁵ At the time political independence brought a redefinition of Brazil’s position, the traditional export-oriented agricultural sector—and therefore the new nation’s entire economy—was stagnating. In the ensuing decades coffee emerged as a new possibility. From the mid-nineteenth century onward coffee thus gave the native elite, heirs of the colonial regime, a new lease on their privileged position at the periphery of the world economy.
Coffee’s profitability gave slavery a further lease on life, but it was a form of labor that could not survive mounting pressure from the core of the system, from Brazilian abolitionists, and from the slaves themselves through passive and active resistance to bondage.⁶ The abolition of slavery in 1888 did not signal the end of Brazil’s coffee industry. On the contrary, coffee production in São Paulo grew tremendously after abolition. That fact illustrates the Brazilian elite’s adaptability and capacity for self-preservation. The new solution the Paulista coffee planters found to this recurrence of the manpower problem was to tap the surplus labor force of southern Europe, particularly Italy, but also Portugal and Spain.⁷
Thus the rising demand for coffee in Europe and North America, the possibility of increased production in Brazil, and mass migration from southern Europe to the coffee plantations converged in the 1880s to form a historical complex in rural São Paulo that lasted until the crisis of the 1930s shook its foundation. That complex—its components, workings, and broader effects— is the subject of this book. I will return to the general implications in the concluding chapter, but several more immediate aspects of São Paulo ’s ties to the world economy should be considered in this introduction. These include improvements in transport technology and the evolution of the all-important world coffee market.
Steamships and railroads—related technological advances of the nineteenth century—facilitated coffee expansion. Both originated in Europe and served its purposes along with those of the dependent elites in the periphery. The introduction, improvement, and proliferation of the transatlantic steam cargo vessel were stages in the continued technological and commercial hegemony of the North Atlantic axis—an absolute superiority in the oceans of the world achieved in the sixteenth century and never lost. Shipping was the life line, the umbilical cord, that made participation in the world economy possible for São Paulo. The ships took coffee to the indispensable markets, and they brought in workers from the southern European sources.
The land-based complement to transatlantic shipping was the railroad, tying the hinterland to the coast. The rails eventually pushed at the western frontier of settlement and made exploitation of the rich soils of the interior plateau economically feasible. One could hardly find a more graphic physical representation of São Paulo’s ties to the world economy than its rail network, developed between 1867 and the 1880s. The 139 kilometers running from the port of Santos up the coastal escarpment, through the capital city and misty hills to the edge of the coffee-producing area, were built by British engineers, financed and controlled by British capitalists. Brazilians nicknamed this short and immensely profitable line a Ingle za, the English one.
Like the narrow end of a funnel it collected the coffee produced in the vast area spreading from its western terminus. The three major and many smaller railroads that fed into the English line comprised some two thousand kilometers of track by 1890. They were organized and financed by the Paulista coffee planters and their allies in local commerce and government, with British technology, British rails, and British rolling stock.⁸
The international coffee market was the