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Ten Thousand Birds: Ornithology since Darwin
Ten Thousand Birds: Ornithology since Darwin
Ten Thousand Birds: Ornithology since Darwin
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Ten Thousand Birds: Ornithology since Darwin

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Ten Thousand Birds provides a thoroughly engaging and authoritative history of modern ornithology, tracing how the study of birds has been shaped by a succession of visionary and often-controversial personalities, and by the unique social and scientific contexts in which these extraordinary individuals worked. This beautifully illustrated book opens in the middle of the nineteenth century when ornithology was a museum-based discipline focused almost exclusively on the anatomy, taxonomy, and classification of dead birds. It describes how in the early 1900s pioneering individuals such as Erwin Stresemann, Ernst Mayr, and Julian Huxley recognized the importance of studying live birds in the field, and how this shift thrust ornithology into the mainstream of the biological sciences. The book tells the stories of eccentrics like Colonel Richard Meinertzhagen, a pathological liar who stole specimens from museums and quite likely murdered his wife, and describes the breathtaking insights and discoveries of ambitious and influential figures such as David Lack, Niko Tinbergen, Robert MacArthur, and others who through their studies of birds transformed entire fields of biology.



Ten Thousand Birds brings this history vividly to life through the work and achievements of those who advanced the field. Drawing on a wealth of archival material and in-depth interviews, this fascinating book reveals how research on birds has contributed more to our understanding of animal biology than the study of just about any other group of organisms.

LanguageEnglish
Release dateMar 1, 2014
ISBN9781400848836
Ten Thousand Birds: Ornithology since Darwin
Author

Tim Birkhead

Tim Birkhead FRS is an author and biologist, emeritus Professor of Behaviour and Evolution at the University of Sheffield, one of Britain's foremost ornithologists, and a leading light in popular science communication. His professional interests span ornithology, evolution and reproductive biology, as well as the history of science. He is known for his work on both the mating systems of birds and the history of ornithology. He has also led one of the world's best-known long-term research projects, studying the biology and population dynamics of Britain's auks and other seabirds. Elected as a Fellow of the Royal Society in 2004, Tim's awards include the Elliot Coues Medal for outstanding contributions to ornithological research, the Association for the Study of Animal Behaviour medal, the BOU's Godman-Salvin Medal, for distinguished ornithological work, the Zoological Society of London's Silver Medal, and the Stephen Jay Gould Prize. Tim has written or edited 15 books, including four popular science titles published by Bloomsbury – The Wisdom of Birds (2008), Bird Sense (2012), The Most Perfect Thing (2017) and The Wonderful Mr Willughby (Bloomsbury 2018), with his latest work devoted to the life and afterlife of a true icon of extinction, The Great Auk (2024).

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    Ten Thousand Birds - Tim Birkhead

    Ten Thousand Birds

    Copyright © 2014 by Princeton University Press

    Published by Princeton University Press,

    41 William Street, Princeton, New Jersey 08540

    In the United Kingdom: Princeton University Press,

    6 Oxford Street, Woodstock, Oxfordshire OX20 1TW

    press.princeton.edu

    Jacket art: Magnificent Bird of Paradise, linocut print,

    2013 © Robert Gillmor

    All Rights Reserved

    ISBN 978-0-691-15197-7

    Library of Congress Control Number 2013939390

    British Library Cataloging-in-Publication Data is available

    Version 1.2

    CONTENTS

    Preface

    CHAPTER 1 Yesterday’s Birds

    CHAPTER 2 The Origin and Diversification of Species

    CHAPTER 3 Birds on the Tree of Life

    CHAPTER 4 Ebb and Flow

    CHAPTER 5 Ecological Adaptations for Breeding

    CHAPTER 6 Form and Function

    CHAPTER 7 The Study of Instinct

    CHAPTER 8 Behavior as Adaptation

    CHAPTER 9 Selection in Relation to Sex

    CHAPTER 10 Population Studies of Birds

    CHAPTER 11 Tomorrow’s Birds

    AFTERWORD

    Appendix 1: Some Histories of Ornithology

    Appendix 2: Five Hundred Ornithologists

    Notes

    References

    Index

    Image Credits

    PREFACE

    The body of a bird is not just a prodigiously complicated machine, with its trillions of cells—each one in itself a marvel of miniaturized complexity—all conspiring together to make muscle or bone, kidney or brain. Its interlocking parts also conspire to make it good for something—in the case of most birds, good for flying. An aero-engineer is struck dumb with admiration for the bird as flying machine: its feathered flight-surfaces and ailerons sensitively adjusted in real time by the on-board computer which is the brain; the breast muscles, which are the engines, the ligaments, tendons and lightweight bony struts all exactly suited to the task. And the whole machine is immensely improbable in the sense that, if you randomly shook up the parts over and over again, never in a million years would they fall into the right shape to fly like a swallow, soar like a vulture, or ride the oceanic up-draughts like a wandering albatross.

    —RICHARD DAWKINS, IN THE WASHINGTON POST ON 23 AUGUST 2011, IN RESPONSE TO TEXAS GOVERNOR PERRY’S CLAIM THAT EVOLUTION IS JUST A THEORY

    THERE ARE CURRENTLY VERY CLOSE TO TEN thousand species of birds in the world, both beautiful and improbable, and they have contributed more to the study of zoology than almost any other group of animals (Konishi et al. 1989). The reasons are obvious: birds are diurnal, they are often easily observed and studied, and we like them. As a result, the study of birds goes back at least as far as ancient Greece, although it is generally recognized that scientific ornithology began in the mid-1600s with the publication of John Ray’s Ornithology of Francis Willughby (Ray 1676). Since then, the study of birds has continued apace, with by far the greatest increase in ornithological knowledge occurring since the middle of the twentieth century. We estimate that there have been no fewer than 380,000 ornithological publications since Darwin published The Origin of Species in 1859.¹ The temporal pattern reflects the change in numbers of ornithologists: increasing slowly between 1860 and 1960, but then more rapidly as more academic positions for zoologists became available in the 1960s. In 2011 there were as many papers on birds published as there had been during the entire period between Darwin’s Origin and 1955.

    Several histories of ornithology have been written (appendix 1)—especially in the last few years, suggesting that the subject has come of age. Few of these, however, have included the twentieth century, possibly because of the sheer volume of information. Yet residing within this enormous mass of literature is a small number of wonderful, groundbreaking discoveries, and it is these that form the basis for this book. This isn’t to say that most of what has been done is of little value but rather that, as in most areas of science, the few individuals that make major breakthroughs have relied consciously or unconsciously on the substantial foundations provided by generations of ornithological foot soldiers.

    The number of scientific publications about birds published each year since 1850; data from the Zoological Record and Google Scholar. Inset shows some covers of ornithological journals.

    Science in its broadest sense has a long history, but modern science began only in the seventeenth century, with the scientific revolution, as logic and experimentation gradually swept away the folklore, alchemy, and old wives’ tales that had persisted since the time of Aristotle. As Jürgen Haffer (2007a) points out, the renaissance in science in the mid-1600s—and the work of Francis Willughby and John Ray in particular—provided not only a firm scientific foundation for ornithology but initiated what were to become the two major strands in the study of birds: systematics and field ornithology.

    The first of these strands, beginning with the naming and description of all known bird species—which at the time was thought to number about five hundred—formed the basis for Ray’s Ornithology of Francis Willughby (1676, 1678), so named because Willughby, Ray’s protégé and patron, died at just thirty-six years of age, before their book was completed. Ray’s second, field-based approach was presented later in his book The Wisdom of God, published in 1691, long after Willughby’s death. Here Ray introduced the concept of physicotheology (later known as natural theology), which used the exquisite fit between an animal’s design and its lifestyle as evidence of God’s wisdom. In modern terms, The Wisdom of God is about adaptation, which for Ray was mediated through God. The book caused a revolution both in religious thinking and in natural history. With extraordinary pre-science Ray asked, for example, why some birds produce a clutch of one egg, while others produce clutches of ten or more; why some birds breed early in the year, while others breed later. Not only did Ray pose important biological questions, he anticipated their answers with uncanny insight and common sense (Birkhead 2008).

    Ray’s ingenious ideas were appropriated by others, most notably William Paley, whose Natural Theology (1802) became essential reading for nineteenth-century Cambridge undergraduates intending to enter the church—as was Darwin before he went off on his Beagle voyage in December 1831. Paley’s rich examples captivated Darwin, who went on to call them adaptations. Paley is best known now—thanks to Richard Dawkins’s Blind Watchmaker (1986)—for his parable of the watch. Imagine finding a watch, he said: its intricate design tells you that it must have a designer. Now look at nature: the exquisite fit between an organism and its environment tells you that it too must have had its designer, and that designer could only have been God. Paley’s writings shaped Darwin’s thinking, not about God but about adaptation, and as he later said, The old argument from design in Nature [natural theology], as given by Paley, which formerly seemed to me so conclusive, fails, now that the law of natural selection has been discovered.²

    Despite the genius of Ray’s double-barreled approach, the next two hundred years of ornithology were dominated by systematics: the naming and describing of species, as well as determining their position in God’s grand scheme of things. Only after Darwin seeded the idea that the behavior and ecology of animals might have evolved through natural selection did Ray’s second idea begin to take hold. But it was a slow change. Until the 1920s, ornithology, like the rest of zoology, consisted almost exclusively of museum work—the study of skins, skeletons, and eggs—and the museum ornithologist’s idea of fieldwork was the killing and collecting of specimens for study. In the late nineteenth century, Elliott Coues (1896) identified the shotgun as the ornithologist’s most important piece of field equipment. His contemporaries—like Edmund Selous, who opposed museum-based ornithology and attempted to promote the study of the living bird—were castigated. As we’ll see, genuine field ornithology was not reunited with museum ornithology until the period from 1920 to 1940—a union that pulled ornithology from the sidelines into mainstream biology (Birkhead 2008). This revolution, which forms an important part of the current book, transformed zoology and fueled the extraordinary explosion in ornithological knowledge.

    We take Darwin as our starting point because nothing in biology makes sense, except in the light of evolution,³ and because Darwin made so many perceptive observations and comments on birds that inspired a number of pioneers to test his ideas. In constructing our overview of ornithology since Darwin, how did we decide what to include—and what to omit? It is quite clearly impossible to summarize every relevant person or idea in a book of this (already large) size. Instead, we decided to focus on a selection of the major contributions of ornithology to general science—that is, on areas where the endeavors of ornithologists have influenced the course of scientific progress. In doing so, we had to identify what we considered the most exciting and interesting findings in ornithology and how those subjects and the people that worked on them helped to transform biology. Deciding how best to do this occupied us for several months.

    To help us decide on the book’s scope we did two things. First, we made a database of 325 ornithologists who were prominent since the 1960s, and for each of these we created a citation report from the Web of Science (citation reports were not available for earlier ornithologists). We ranked these reports according to the total number of times that each ornithologist’s work had been cited in scientific publications (excluding self-citations). Second, we conducted a survey of thirty-one senior ornithologists—from a variety of countries and with diverse research interests—asking them to name both the most influential ornithologists and books written by ornithologists since Darwin.⁴ Why books, you might ask? Obviously, there are many fewer books than scientific papers, but books provide authors with the intellectual freedom to express their ideas in a way that is usually impossible in scientific, peer-reviewed papers. Furthermore, while today’s researchers concentrate on publishing research papers, this was less often the case in the middle of the twentieth century; thus, relying solely on citation reports based on scientific papers biased our survey in favor of modern researchers. Books also have the potential to make authors an authority because they provide a synthesis of old and new ideas and, deliberately or inadvertently, often point the way forward.

    Of the ornithologists considered to be the most influential, David Lack was the clear leader (30 votes), followed by Ernst Mayr (23), Niko Tinbergen (21), Robert MacArthur (11), Peter Grant (11), Nick Davies (11), Erwin Stresemann (11), Charles Sibley (11), Konrad Lorenz (9), and Donald Farner (8).

    Of the books considered to be most influential, David Lack’s again came out on top, taking the first three places: Ecological Adaptations for Breeding in Birds (1968), The Natural Regulation of Animal Numbers (1954), and Population Studies of Birds (1966). In chronological order, the others in the top-ten list of books were Systematics and the Origin of Species (Mayr 1942), The Study of Instinct (Tinbergen 1951), The Herring Gull’s World (Tinbergen 1953b), Animal Species and Evolution (Mayr 1963), The Theory of Island Biogeography (MacArthur and Wilson 1967), Ecology and Evolution of Darwin’s Finches (Grant 1986), and Sperm Competition in Birds (Birkhead and Møller 1992).

    We initially considered the straightforward option of writing a chapter on each of our top ten ornithologists, or of adopting a chronological approach, recounting the major ornithological discoveries by each of those individuals decade by decade. Both of these alternatives seemed a bit tedious, so we decided instead that a topic-based series of chapters was more interesting for both us and our readers, and more meaningful in a broader biological sense. Using the achievements of our top ten ornithologists and books as a guide—but also consulting colleagues and relying upon our own experiences as professional ornithologists—we identified eleven topics that encompass much of ornithology since Darwin.

    We had several criteria for deciding what kinds of discoveries to include. Discoveries had either to have broad biological relevance, to change the course of ornithology, to make an important point, or simply to appeal to our interests. Our account comprises what we consider to be the major advances in scientific ornithology over the past 150 years: a broad introduction that includes an overview of the main discoveries and those who made them, as well as myriad other research programs that extended, refined, and built upon those major advances. We expect that most knowledgeable readers will agree with the major discoveries that we cover, but the others that we describe here are personal choices that we thought were both interesting and informative about the voyage of discovery, the people involved, or the scientific findings themselves. In a way, then, what we have written is a set of essays on key ornithological topics whose development we explore from Darwin to today. Darwin was more than an ornithologist—he was too broad for that—but he had good credentials as an ornithologist because he raised birds and he wrote extensively about their biology. Many of today’s ideas have their genesis in his writings.

    The number of publications per year in different areas of ornithology from 1850 to 2000 published in Journal für Ornithologie.

    It is inevitable that some readers will consider our account biased—and it is, for bias is unavoidable. An obvious bias is that much of the ornithological knowledge acquired since Darwin has come from Europe and North America, far less from other parts of the world, although wherever possible we have identified important people and advances from Australasia, Africa, Asia, and South America. Our account is also biased by our choice of topics, of stories, and of the people involved in those stories, all of which reflect our own interests and our interpretation of the available information. Others with different backgrounds and expertise would have undoubtedly written a different account—indeed, we hope they will.

    For us, ornithology is the scientific study of birds, and an ornithologist is someone who studies birds and writes up their findings for publication in scientific journals (Haffer 2001). Although bird watching was a precursor of scientific ornithology and many ornithologists began their careers as bird watchers (Fisher 1940; Weidensaul 2007), this book is not a history of bird watching.

    Histories can be dull. But our experiences teaching undergraduates show us that histories are brought to life by stories about the people that populate them. The history of ornithology is overflowing with extraordinary individuals and intriguing stories. Science—ornithological or otherwise—is conducted by real people with real human attributes, including ambition, integrity, jealousy, obsession, and deception. In telling their stories we encounter the full gamut of human frailties from fraud to murder. Some individuals make a name for themselves from a single moment of insight, whereas for others fame emerges only after decades of labor. Our emphasis here is on people—the ornithologists who created the wonderful and extraordinary body of knowledge that we so often take for granted. Michael Brooks, author of Free Radicals: The Secret Anarchy of Science (2011), perfectly captures our view: Scientists have a habit of airbrushing science’s great moments to smooth out the human wrinkles and flaws in the process of discovery. Ultimately, though, scientists did themselves a disservice when they dehumanised their field. No wonder we have had such trouble keeping schoolchildren interested in science.⁵ Knowing about history is important too. As the nineteenth-century French philosopher Auguste Comte said, It is true that a science cannot be completely understood without a knowledge of how it arose.⁶ Many great biologists have said the same. Here’s the evolutionary biologist, R. A. Fisher, writing in 1959:

    More attention to the History of Science is needed, as much by scientists as by historians, and especially by biologists, and this should mean a deliberate attempt to understand the thoughts of the great masters of the past, to see in what circumstances or intellectual milieu their ideas were formed, where they took the wrong turning or stopped short on the right track. A sense of the continuity and the progressive and cumulative character of an advancing science is the best prophylactic I can suggest against the manic-depressive alternations of the cult of vogue and boost, which threatens to smother the scientific efforts, gigantic as they are, of at least one great nation.

    The value of an historical perspective on a scientific discipline like ornithology is not always immediately obvious. Many young researchers feel they do not have sufficient time to plough through the original texts and so do not bother. We believe very strongly that an understanding of the history of a topic has several advantages. First, it allows researchers to see their own work in context: scientists search for the truth, but what seems to be the truth can change in the light of new evidence—evinced by the ongoing refinements in avian taxonomy and systematics that we describe in chapter 3—and hence the more appropriate description of science as truth for now. In other words, on the basis of what we know, this is what we currently believe to be true, but as scientists we are prepared to change our minds if convincing alternative evidence comes to light. Looking back on his career, this was one of the traits that Darwin felt had contributed to his success (Darwin 1887; Barlow 1958).⁸

    Second, knowing the literature—what one’s predecessors have done—is an essential part of scholarship and at the very least helps to avoid reinventing the wheel. The problem, of course, is how much of the previous literature can a researcher be expected to know. As we’ve already indicated, the volume of ornithological articles from the twentieth century is overwhelming. For this reason most young biologists assume that going back as far as the year 2000 is far enough. It isn’t, but such a strategy is perhaps the only way to survive in the current academic environment where the acquisition of research grants is so essential for a scientist’s career. It is precisely because most scientists cannot afford the luxury of learning history that we hope our synthesis of ornithology will be useful and at the very least provide a guide to the literature of a recently passed era.

    But there’s a third reason why history is of value: it can be a crucible of creation, triggering new ideas and new ways of looking at old problems. Thus it can be immensely stimulating to see how our ornithological predecessors grappled with particular topics; how they behaved or misbehaved; how they organized their lives; how they failed to recognize the significance of certain facts or data because they had no useful frame of reference at the time. Scientists get their inspiration from a variety of sources, but looking at the history of one’s own discipline can be the most rewarding of all.

    The topics we have chosen to cover in this book each have their own chronology, their own characters, ideas, and stories. There’s no particular logic to the order of chapters other than what we thought would make an interesting read, which means that, in a way, each chapter can be read in isolation. Having said that, the influence of some ornithologists—David Lack and Ernst Mayr, for example—is so far reaching they appear in several chapters.

    For consistency, and because the common names of birds can vary from country to country, we have used the International Ornithological Congress (IOC) list of world bird names (Gill and Donsker 2012) for the vernacular names of birds, capitalized for full species names—such as American Robin and Common Cuckoo—but lowercased when referring to robins or cuckoos in general. For scientific names refer to the latest online version⁹ of that IOC world list. We have made every effort to be scientifically correct and to document all our sources, citing references in the text in the standard scientific manner. To avoid cluttering the text we tried to use no more than two key references at a time, and these should provide the reader with a portal into the relevant literature. This means that we included references in the text—such as Lack (1954)—in part because this is the convention in the scientific literature. We recognize that this style can sometimes seem intrusive to the reader, but its advantage is that it allows one to instantly attribute information to a particular person or a particular publication; giving credit where credit is due is an important feature of scientific practice. A list of all the references is provided at the back of the book. We have also included additional notes at the back of the book, identified by superscripts in the main text. We have kept these notes brief to save space, but we provide more scholarly detail on the book’s website at http://myriadbirds.com. At the end of each chapter we have also written a coda to present a summary of the historical significance of the topic, as well as our own speculations and opinions.

    The graphical timelines in each chapter are an important feature of the book. At a glance, these provide a chronological summary of events, key concepts, discoveries, publications, and so on. The late Jürgen Haffer, a superb historian of ornithology—a geologist by profession—urged us to use the geologist’s bottom-up timeline, with the most recent events at the top.

    A list of most of the ornithologists that we refer to explicitly in the text is presented in our gallery of five hundred ornithologists at the back of the book. Our aim here is to provide some more details, such as birth and death dates, of those people whose work we describe; it is not intended as a list of the most influential ornithologists since Darwin.

    Jürgen Haffer. An oil geologist by profession, Haffer was an amateur ornithologist who undertook pioneering studies of speciation in Amazonian birds (photo in 2008 or 2009 at age 75 or 76).

    Each chapter opens with a painting or illustration of a bird or particular group of birds relevant to that chapter. In each case we have chosen an artist whose work we find inspiring, and to highlight the fact that artists have made an enormous contribution to our appreciation of birds.

    Our primary goal has been to present the history of modern ornithology in a readable fashion. In doing so we have avoided historical fiction, in that we do not pretend to know what people might have said or thought. Instead we have used direct quotations, either from published sources or from our own interviews, experiences, and interactions with people who study birds. Indeed, one of the most enjoyable aspects of this project was meeting and talking to a wide range of eminent ornithologists. The quotes are important because they constitute empirical information: this is what was said. To maintain the flow of the text, all quotes are referenced with a superscript in the notes at the back of the book.

    The audio recordings of those ornithologists that we interviewed are available at http://myriadbirds.com. These interviews provided us with a wonderful web of connections between ornithologists of different eras, and we used them both to inform the text and as a source of quotes. We hope that they will be useful to future historians of ornithology. In each chapter we also present some brief autobiographies, featuring key researchers who were involved in the development of each topic. Some of these were constructed from our interviews, but in most cases individuals wrote a brief account for us, detailing what and who influenced their ornithological career as well as a summary of their main achievements. Our instructions were deliberately vague, since we wanted the authors themselves to determine what they wrote—the results speak for themselves.

    Chestnut-mandibled Toucan, one of several species whose systematic relations Jürgen Haffer explored (e.g., Haffer 1974). Mayr (1983) referred to Haffer’s work on this group as the finest research on bird speciation.

    Between us we have lived through at least half of the twentieth century, and the busiest half at that. Our origins (two in Britain, one in Canada) have helped reduce any geographic bias; our ages (two around sixty, one in her late twenties) have helped minimize any ageism, and our genders (two male, one female) have helped, we hope, to avoid any sexism. We have been practicing ornithologists ourselves for more than a hundred years in total (we started young!), and we know or have known many of the ornithologists mentioned in the book—an enormous privilege that has provided us with an intimate and inspirational view of ornithology.

    ACKNOWLEDGMENTS

    In 1959, as part of the centenary of the British Ornithologists’ Union (BOU), Max Nicholson wrote this: The recent successes of British ornithology have largely been based on new ideas with new organizations to foster and serve them, but these would not have been enough without the spread of a sense of common purpose and the growth of innumerable friendships which it has brought about.¹⁰ His comment about friendship is as true today as it was then, and in completing this volume we have been overwhelmed by the generosity of our fellow ornithologists across the world in helping us achieve our goals.

    We started this project by conducting a survey of the most influential ornithologists and the most influential ornithological books of the twentieth century. The following kindly provided nominations: Malte Andersson, Peter Berthold, Jacques Blondel, Jerry Brown, Andrew Cockburn, Fred Cooke, John Coulson, John Crook, John Croxall, Nick Davies, André Dhondt, Peter and Rosemary Grant, Jürgen Haffer, Richard Holmes, Ellen Ketterson, Walt Koenig, John Krebs, Kate Lessells, Anders Møller, Pat Monaghan, Ian Newton, Gordon Orians, Chris Perrins, Theunis Piersma, Morné du Plessis, Robert Ricklefs, Uli Reyer, Karl Schulze-Hagen, Claire Spottiswoode, John Wingfield, Roswitha and Wolfgang Wiltschko, and Robert Zink.

    We also interviewed and/or obtained autobiographies from Thomas Alerstam, Pat Bateson, Peter Berthold, Walter Bock, Terry Burke, Nicky Clayton, Andrew Cockburn, Nigel Collar, Joel Cracraft, Nick Davies, Steve Emlen, John Fitzpatrick, Brian Follett, Rosemary and Peter Grant, Jack Hailman, Mike Harris, Ben Hatchwell, Geoff Hill, Robert Hinde, Peter Hudson, Alex Kacelnik, Ellen Ketterson, Walt Koenig, Kate Lessells, Ian Newton, Fernando Nottebohm, Peter O’Donald, Colin Pennycuick, Chris Perrins, Richard Prum, Robert Ricklefs, Wolfgang Schleidt, Peter Stettenheim, Bridget Stutchbury, Arie van Noordwijk, Sarah Wanless, Adam Watson, Roswitha and Wolfgang Wiltschko, John Wingfield, and Amotz Zahavi.

    The following patiently provided answers, comments, and other personal communications: Ted Anderson (David Lack’s biographer), George Barrowclough, Carla Cicero, Fred Cooke, Nick Davies, Jack Dumbacher, John Fanshawe, John Fitzpatrick, Donald Forsdyke, Robert Gillmor, Martyn Gorman, Peter Grant, Chris Guglielmo, John Harshman, Volker Heine, Robert Hinde, Wes Hochachka, Rudy Jonker, Euan Kennedy, Alan Knox, John Krebs, Andrew Lack, Peter Lack, Mary LeCroy, Bernd Leisler, Jere Lipps, Steve Lougheed, Irby Lovette, Jim Lowe, Bruce Lyon, Melanie Massaro, Craig Moritz, Ian Newton, Ian Nisbet, Chris Perrins, Rick Prum, Steve Redpath, Karl Schulze-Hagen, Susan Smith, Mary Sunderland, and Kathy Wynne-Edwards. Our apologies to anyone we have overlooked.

    Other colleagues read and commented on either entire chapters or parts of chapters. We are most grateful to Thomas Alerstam, Malte Andersson, Allan Baker, Jerry Brown, Alan Brush, Joel Cracraft, Nick Davies, Scott Edwards, John Fitzpatrick, Jim Flegg, Brian Follett, Frank Gill, Rhys Green, John Harshman, Geoff Hill, Robert Hinde, Pat Monaghan, Ian Newton, Trevor Price, Jens Rolff, Wolfgang Schleidt, Ben Sheldon, Peter Stettenheim, Bill Sutherland, Brian Switek, Charles Wellman, and Tony Williams. We are especially grateful to Frank Gill, Jeremy Mynott, and Ian Newton, who read and commented on the entire manuscript.

    We obtained archive and library assistance, translations, photographs, and other information through the help of a number of people, including Rupert Baker, Emma Bedoukian, Alex Best, Karen Bidgood, Patricia Brekke, Deirdre Bryder, Clair Castle, Danielle Castronovo, Isabelle Charmantier, Stamati Crook, Linda DaVolls, Elaine Engst, Jens Rolff, George Franchois, Peter Gallivan, Paul Heavens, Nicola Hemmings, Andrew Lack, Peter Lack, Mary LeCroy, Eleanor MacLean, Cara McQuaid, Margaret Schuelein, Andrew Selous, Ann Sylph, Jamie Thompson, Francis Willmoth, and Mike Wilson. We are especially grateful to those individuals and organizations that provided us with images with a minimum of hassle—they know who they are.

    Special thanks to Al Bertrand, our editor, and his team at Princeton University Press (including Hannah Paul, Dimitri Karetnikov, and Ali Parrington) for their efficient and enthusiastic support.

    We thank all of those listed above for their help: we couldn’t have completed this project without them. We are also very grateful to the Leverhulme Trust, which awarded TRB a research grant that covered the salary of postdoc JW, as well allowing us to travel to libraries and to interview people. BM received funding from the Natural Sciences and Engineering Research Council of Canada, Queen’s University, Université Paul Sabatier (Toulouse, France), and Station d’Ecologie Expérimentale du CNRS (Moulis, France).

    Ten Thousand Birds

    A pair of Archaeopteryx lithographica. Painting by Rudolf Freund for an article in LIFE magazine on evolution (Barnett 1959). In 1959 nothing was known about the colors of plumages and bare parts of fossil birds, so Freund was guessing (probably incorrectly, as it turns out).

    CHAPTER 1

    Yesterday’s Birds

    The road from Reptiles to Birds is by way of Dinosauria to the Ratitae.

    —THOMAS HENRY HUXLEY, IN A LETTER TO ERNST HAECKEL ON 21 JANUARY 1868¹

    THE TERRIBLE CLAW

    LATE ONE HOT AUGUST EVENING IN 1964, near Bridger, Montana, the paleontologist John Ostrom and his assistant, Greg Meyer, made a discovery that revolutionized the study of ancient birds. Toward the end of a hard day in the field, they spotted, in the slanted light, some claws and bones protruding from the reddish-brown soil. Scrambling to the spot, they began digging with the only tools they had at hand—a jackknife, a small paintbrush, and a whisk broom. Rapidly running out of natural light, they marked the location so they could resume work the next morning. Given the fossil’s sickle-like claws, Ostrom was convinced this was a carnivorous dinosaur: I was almost certain, although still wary, that we had discovered something totally new.² And they had, as the subsequent week of excavation revealed—a specimen considered by some³ to be the most important dinosaur discovery of the mid-twentieth century, an animal Ostrom called Deinonychus, the terrible claw. This was a seventy-kilogram bipedal runner with sharp claws on all four feet and an especially out-sized retractable claw on the second toe of each hindlimb. Deinonychus was a killing machine, and its study revolutionized our understanding of how dinosaurs lived and breathed and how birds evolved. Deinonychus was a member of the Dromaeosauridae, a family of theropod dinosaurs—including Velociraptor, made famous by the movie Jurassic Park—that proliferated in the Cretaceous.

    Like so many others who influenced ornithology in the early twentieth century, Ostrom started out studying medicine. Growing up in Schenectady, New York, he began his premed studies there at Union College in the late 1940s. Prophetically, one of his course requirements was to study evolution, so—keen student that he was—he started to read the course text, Simpson’s (1949) The Meaning of Evolution, the night before the first lecture. Enthralled, he spent the night reading, then wrote to the author, the eminent paleontologist George Gaylord Simpson, to say how excited he had been by what he had read. Much to Ostrom’s surprise and delight, Simpson answered right away, inviting Ostrom to come and study the paleontology of mammals with him at Columbia University in New York City. To the chagrin of his parents, Ostrom abandoned his medical studies and moved to the big city, in 1951, to begin a PhD on the paleontology of reptilian dinosaurs, in the end working with a leading dinosaur specialist, Edwin H. Colbert, rather than Simpson. Six years after obtaining his PhD, Yale hired Ostrom as their curator of vertebrate paleontology at the Peabody Museum, a post held a century earlier by one of the great American paleontologists, Othniel Charles Marsh.

    Marsh held the first chair of paleontology at Yale, a post created especially for him in 1866. Ever the entrepreneur, he persuaded his wealthy uncle, George Peabody, to donate funds⁴ to establish a museum at Yale so Marsh would have a place to store and display his fossil discoveries. And discover he did—in twenty years of exploration he and his crew found more than a thousand new species of fossil animals, including eighty new dinosaurs,⁵ the first pterosaurs from North America,⁶ and a new group of fossil birds, with teeth, which he called the Odontornithes. Marsh’s Odontornithes, as presented in his 1880 monograph, included Hesperornis regalis (the royal bird of the west) and Ichthyornis (fish bird), both of which he had described for science.⁷ These new birds were related to Archaeopteryx—one of the most famous fossils ever found—and all three of these early birds had teeth, suggesting to Marsh that birds had descended from the toothed reptiles, especially the dinosaurs. Charles Darwin was thrilled: Your work on these old birds, and on the many fossil animals of N. America, has afforded the best support to the theory of evolution, which has appeared within the last 20 years.

    Deinonychus antirrhopus was discovered by John Ostrom in 1965. This species was originally depicted as naked (top), but recent evidence suggests that it was covered with dino-fuzz as shown here (bottom). A fossil of the sharp hind killing claw is also shown (bottom left).

    It was not until Marsh and Edward Drinker Cope (from the Academy of Natural Sciences in Philadelphia) began exploring the western United States in the 1870s that the American badlands began to relinquish their biological secrets.⁹ Cope and Marsh were both brilliant scientists who laid the foundations of modern paleontology. They are probably most famous, though, for their lifelong feud—aptly called the Bone Wars—involving intrigue, chicanery, and insanely intense competition to be first, best, and most famous at everything they attempted, and to have the biggest and most significant collections of discovered-in-America fossils at their home institutions. As we shall see, controversy is a hallmark of paleontology, even today, but the scope, intensity, and nature of the Bone Wars belongs among the great tales of the Wild West, albeit in the name of science. John Ostrom also generated considerable controversy, which continues to this day (2013).

    Unlike most of his paleontological predecessors and contemporaries, Ostrom thought about dinosaurs, like Deinonychus, as living, breathing animals, not just as a jumble of bonelike rock embedded in a geological stratum. Even his own PhD supervisor, Colbert, considered them to be sad, slow, stupid creatures that deserved to be extinct.¹⁰ By focusing on how these animals once lived and evolved—including consideration of their behavior, physiology, development, and ecology—Ostrom’s approach revolutionized paleontology. Ostrom reasoned that Deinonychus must have walked on its hind legs—as its forelimbs were built for killing, not walking—and its posture (based on bone and joint reconstruction) was likely upright, bipedal. As a predator, Deinonychus would have pounced on its victims, ripping them open with its razor-sharp claws, possibly using the extra-large claws on its back feet to hold its prey down (Fowler et al. 2011), much in the manner of raptorial birds today. Contrary to the standard (albeit Victorian) image of dinosaurs as enormous, plodding, dim-witted beasts, Deinonychus was a relatively small—3.4 meters (11 feet) long—nimble predator with an active lifestyle, and was almost certainly warm blooded.

    Just about everything that Ostrom suggested about Deinonychus was unorthodox: here was a dinosaur more like a small ostrich than the lumbering giants usually depicted in books. Could it be that birds and dinosaurs were more closely related than had previously been thought? To explore this possibility, Ostrom needed to reexamine both the oldest known fossil bird, Archaeopteryx, to learn about the origins of birds, and the pterosaurs, to learn about the origins of flight in the vertebrate animals.

    ARCHAEOPTERYX

    When Ostrom began his study of Archaeopteryx in 1970, only four specimens were known—a lone feather and three partial skeletons—arguably the most important, valuable, famous, and beautiful fossil animal ever found. Ostrom traveled to Europe to study the original specimens kept in London, Berlin, and Maxburg (Germany), and to visit the vast Solnhofen quarries, where the only Archaeopteryx specimens ever have been found. To put Archaeopteryx into context of the evolution of both reptiles and flight, Ostrom also went to the Teylers Museum in Haarlem, Netherlands, where some of the world’s most complete pterosaur fossils were housed. Pterosaurs—the group that includes the pterodactyls—were flying reptiles, contemporaries of Archaeopteryx but not closely related to birds. However, they had several anatomical adaptations for flight that Ostrom wanted to study in detail. With its neoclassic architecture, the Teylers Museum was (and is) a lovely place to work. At the time Ostrom was working, there was no artificial lighting in the galleries, so the museum had to close earlier in winter when the sun set. It was here in the setting sun that Ostrom made one of his greatest discoveries.

    Ostrom was examining the type specimen of a pterodactyl called Pterodactylus crassipes; yet as he looked over the rock he knew that something was not right. As an expert, he could see that this was no pterosaur. He took it to the window for a clearer view, and the slanting, natural light picked out very faint—but very clear—impressions of feathers. It was an Archaeopteryx, mislabeled ever since its discovery in 1855,¹¹ even earlier than the first specimen known, and hidden in plain view for more than a century. Ostrom was beside himself, torn between keeping his discovery a secret, lest the museum curator stop his examination, and announcing that the museum actually had this most valuable of specimens. Integrity triumphed, but as Ostrom feared might happen, the curator whisked the specimen away. Ostrom’s immediate reaction—You blew it, John, you blew it—was short lived, as the curator soon returned with the specimen in a battered shoebox, saying: Here, here, Professor Ostrom, you have made the Teylers Museum famous.¹² Even better, he was allowed to borrow the fossil for detailed examination in his own lab. Ostrom was thrilled, but nervous to be carrying such a valuable specimen. He insured the fossil for one million dollars as a precaution, and flew back to Yale with the box on his lap the whole way.

    To put Ostrom’s work in perspective, we need to go back more than a century to the first reported discovery of an Archaeopteryx fossil. The year was 1861, only two years after the publication of Darwin’s Origin of Species—an amazing coincidence, really, as Darwin had been plagued by the absence of transitional forms, writing: Why then is not every geological formation and every stratum full of such intermediate links? Geology assuredly does not reveal any such finely graduated organic chain; and this, perhaps, is the most obvious and gravest objection which can be argued against my theory. The explanation lies, as I believe, in the extreme imperfection of the geological record.¹³ Darwin noted that many key animal groups were missing from the rather limited fossil record that had been documented by the middle of the nineteenth century. By 1859 a few dinosaur fossils had been found, named, and debated, and there were thousands of fossil invertebrates from around the world, but no obvious intermediates between some of the major, and clearly related, present-day animals, like birds and reptiles. There will always be gaps in the fossil record, but the big ones fuel scientific hypotheses and are grist for the creationist, antievolution mills.

    How fortunate, then, that one of the most interesting and useful transitional forms ever found should be discovered so soon after Darwin had highlighted the issue of gaps in the fossil record. Here was a fossil with a combination of traits, both reptilian (a long bony tail) and avian (feathers), clearly indicating that it was an intermediate form between birds and reptiles. Here was the best candidate so far for the title of first bird.

    The British Museum of Natural History (BMNH) in London bought the specimen¹⁴ for the then princely sum of £450 in 1862, equivalent to about $55,000 in today’s dollars. The BMNH purchase was especially significant because the leading dinosaur expert of the day—Richard Owen, the man who coined the term dinosaur—was curator of paleontology there, and he was keen to make a detailed study¹⁵ of what he immediately recognized to be an important specimen. Owen was a brilliant man, but he was also nasty, incredibly ambitious, politically connected, very influential—and very much opposed to Darwin’s new ideas. Here was his chance to show Darwin wrong. His analysis of Archaeopteryx, published in 1863, proclaimed the fossil unequivocally to be a Bird,¹⁶ and not a transitional form at all. Owen even renamed the species, unnecessarily, as Archaeopteryx macrura, on the (shaky) grounds that it was likely a different species from the fossil feather that had been found in those same beds just a few months earlier, and that lithographica was a poor species name anyway. Or was he trying to snatch some glory as the naming authority¹⁷ of this outstanding species?

    A cast of the Berlin specimen of Archaeopteryx lithographica, discovered in 1874/75. This is the most complete specimen found so far, and the first with a complete head.

    Owen was at odds with many people, one of whom was Darwin’s great friend, Thomas Henry Huxley. In contrast with Owen, whose attempts at public discourse were often both awkward and malicious, Huxley was an articulate, charming raconteur (Desmond and Moore 1991). Huxley had read Owen’s account of Archaeopteryx, and noticing Owen’s errors, may have seen this as an opportunity to embarrass the man who so opposed Darwin’s views. To put the record straight, Huxley embarked on his own careful study of the specimen, completing and publishing his analysis in 1868, which in part intended to rectify certain errors which appear to me to be contained in the description of the fossil by Owen.¹⁸ Among other things, Owen had mistaken both the left leg for the right and the dorsal for the ventral side, misidentified the right scapula, and had misoriented the furcula (wishbone) and the vertebral column. Huxley’s account made Owen look sloppy and foolish. Even though this first specimen had no head, Huxley (1868a) speculated, correctly as it turns out, that Archaeopteryx would have teeth. Owen, on the other hand, was sure that Archaeopteryx would have a beak so it could preen its feathers. In a separate paper published that same year, Huxley concluded that the specimen was a wonderful example of a creature intermediate between reptiles and birds¹⁹—a transitional form of just the sort that Darwin had predicted. Darwin was ecstatic: The fossil Bird with the long tail & fingers to its wings (I hear from Falconer that Owen has not done the work well) is by far the greatest prodigy of recent times. It is a grand case for me; as no group was so isolated as Birds; & it shows how little we know what lived during former times.²⁰ Despite his enthusiasm for this fossil, Darwin actually never really made much of a fuss about Archaeopteryx being a transitional form, at least not in print (Kritsky 1992), nor did Huxley (1968b), who focused his attention on birdlike reptiles and flightless birds.

    Archaeopteryx was immediately significant and controversial (e.g., Wagner 1862)—as it continues to be—and straightaway suspicions were raised about its validity (Chambers 2002). How convenient that a fossil so perfectly supporting Darwin’s theory should appear just as his ideas were being so hotly debated! In the 1860s, though, Huxley was widely considered to be the ultimate scientific authority, so claims that Archaeopteryx might be a fake were not taken very seriously. But 120 years later, in the 1980s, a more serious claim of fakery emerged—serious not because it was valid but rather because it was made by a highly respected scientist at Cambridge University, the cosmologist and mathematician Sir Fred Hoyle, fellow of the Royal Society and former president of the Royal Astronomical Society. This sad incident is more a tale of hubris, and the influence of religion on the dark closets of the human mind, than a legitimate claim, but the drama did play out on the pages of scientific journals and the popular (particularly religious) press.

    The accusations began in 1980 at a conference of orthodox Jewish scientists, where Lee Spetner suggested—based on photographs—that the feathers on the Archaeopteryx specimen had been applied to a reptile fossil by some modern-day forger. Spetner was a creationist, well known for both his attacks on macroevolution and his belief that there were only 365 bird species on the day of creation. His claims that Archaeopteryx was a fake would probably have gone unnoticed had they not been embraced by Hoyle and his former student, Chandra Wickramasinghe.²¹ This was not the first—nor will it be the last—time that famous scientists have ventured outside their area of expertise to make pronouncements about subjects they know nothing about.²² Hoyle and Wickramasinghe joined forces with Spetner and others to publish a series of four papers²³ in the British Journal of Photography in the mid-1980s, claiming to show—ironically, with surprisingly poor quality photographs—that the feathers of the BMNH specimen were fake: Our contention is that the feather impressions were forged onto a fossil of a flying reptile.²⁴ The fossil reptile, they claimed, had been enhanced with chicken feathers²⁵ pressed onto a paste made from ground-up Solnhofen limestone. They even suggested that Owen had likely perpetrated this fraud to get back at, and disprove, Darwin and Huxley. Sometimes, as we shall see, scientific controversies can lead to productive debate and discovery, but in this case the claims of Hoyle and company were so ill founded that proving them wrong without a shadow of doubt was merely tedious work. In the end, the definitive study, published in Science, took researchers at the BMNH in London almost eighteen months to complete (Charig et al. 1986)—time the scientists could better have spent on discovery. Their analysis confirmed what virtually all scientists—ornithologists, paleontologists, geologists, and evolutionary biologists—knew all along, that Archaeopteryx was an important real fossil, represented today by eleven excellent specimens excavated over a century and a half from the same extensive limestone beds in Germany.

    As of early 2013, all eleven known Archaeopteryx specimens (plus one feather) are thought to be the same species, or at least very closely related species, and all have come from Solnhofen. Ostrom’s discovery was not the only instance of mislabeling: two specimens were similarly rediscovered, having been originally labeled Compsognathus, a small bipedal, theropod dinosaur that had interested Huxley (1968b). Until the 1990s the Archaeopteryx specimens were the most studied fossils of birds, providing perhaps the most useful insights into the origins of feathers, birds, and flight, but this was not the only fossil bird known at the time. Huxley, Marsh, Cope, Elliott Coues, Karl Gegenbaur, and others in the nineteenth century had all tried to make sense of the limited fossil record—including Compsognathus and the early birds Archaeopteryx, Hesperornis, and Ichthyornis—without much consensus. Then, in the early 1900s, Gerhard Heilmann, an artist with no formal scientific training, began a brilliant attempt at a comprehensive analysis of bird origins, one that dominated the thinking about fossil birds until the 1960s.

    THE ORIGIN OF BIRDS

    In the century following the 1861 discovery of Archaeopteryx by German quarrymen, fossil birds continued to be uncovered at a slow but steady pace. There were some clear ancestors of extant birds—Hesperornis, Ichthyornis, Aepyornis, Donornis—particularly in the London Clay Formation in Britain and the Green River Formation in Wyoming, USA. The majority of these fossils were fragments of bones and bits of feathers from which paleontologists used all their ingenuity to imagine the entire bird, with surprisingly good success based on later finds. With one notable exception, there were few attempts to use the fossil record to reconstruct the evolutionary origin of birds. That exception was Heilmann’s five comprehensive papers, published from 1913 to 1916 and then gathered together in 1916 and published as a book, Fuglenes Afstamning, in Danish. Ten years later this was updated, translated into English, and published to worldwide acclaim as The Origin of Birds (Heilmann 1926).

    Heilmann was middle aged before he took up the serious study of birds,²⁶ and we have no clear idea how that interest developed. Certainly, in the early years of the twentieth century, paleontologists were actively debating the origins of birds and flight, and Heilmann was well read and curious:

    During my entire childhood I suffered from the fact that I did not think what others thought, but I had to suppress it. In those days [1880s] casting doubts on religious affairs was not tolerated. But then, a book arrived. It was Lüken’s [Lütken 1893] portrayal of animal life in past and present, the first book in our house to deal with paleontology. One of the questions he treated was whether birds descended from the crawling animals, and his conclusion was that he did not believe so. That came as a bitter disappointment to me, and it drove me to addressing the issue myself.²⁷

    Heilmann was born in 1859 in Skelskør, Denmark, but spent much of his youth boarding unhappily at a strict Catholic school near Copenhagen. In 1877 he enrolled at Copenhagen University to study medicine but quit after six years to pursue his real love, art. For years he worked mainly at the Royal Porcelain Works in Copenhagen, where he became one of their best decorative designers.

    By 1902, at the age of forty-two, Heilmann had become tired of painting ceramics and decided instead to spend the rest of his life as a freelance painter and illustrator²⁸: A union of art and science I should consider the highest attainable ideal, and paleontology, in particular, would furnish but a meagre and deficient image of the past without the aid of art.²⁹ By this time he had also become interested in the origins of birds and flight, devouring every bit of information about these subjects he could get his hands on, using his artistic skills to draw what he examined and to re-create what he thought the whole animal must have looked like in real life. The first product of this labor was a massive paper, Vor nuværende Viden om Fuglenes Afstamning [Our Present Knowledge about the Origin of Birds], published in 1913 in Danish. In those days, professional scientists in Denmark showed little interest in ornithology, but in 1906 the wealthier class, keen on collecting, studying, and writing about birds, started an ornithological society, the Dansk Ornitologisk Forenings Tiddskrift (DOFT), with its own journal. It was in this journal—a journal for which he had already provided both the cover (in 1907) that graced every issue for the next ninety years and articles about Darwin and bird conservation—that Heilmann published his papers.

    TIMELINE for BIRD ORIGINS. Left: Covers of books by Long and Schouten (2008), Feduccia (1980), and Chatterjee (1997); Heilmann’s (1940) diagram to show that angels could not fly, based on his knowledge of bird anatomy; Marsh’s skeletons of Hesperornis and Ichthyornis; Sir Richard Owen. Right: Anchiornis huxleyi (a small, feathered, theropod dinosaur) was the first fossil to have its feather colors determined (Vinther et al 2010); Pycraft’s (1910) conception of the proavis; Edward Drinker Cope (left) and Othniel Charles Marsh (right).

    Gerhard Heilmann (self-portrait in 1906 at age ca. 47).

    Heilmann’s five papers on bird origins in DOFT ran to more than four hundred journal pages, but despite this work being revolutionary, comprehensive, and published in a scientific journal, the Danish ornithological establishment either ignored or disparaged it. A lesser man would have been discouraged. But Heilmann was particularly fortunate to be corresponding with Robert Shufeldt, a prolific and well-known American expert on avian osteology and paleontology. Shufeldt (1914) wrote a brief note in the journal The Auk about Heilmann’s first four origin of birds papers and asked readers for help in locating and lending hard-to-get specimens, papers, and books that could be sent to Heilmann. Shufeldt wrote a further note in 1916, alerting his English-speaking audience that all five of Heilmann’s DOFT papers had now been collected together into a book and that Shufeldt and his wife had started work on an English translation. For some reason—possibly the onset of the First World War—the English version was not published until 1926, with no apparent assistance from (or acknowledgment to) the Shufeldts. In preparing this new English edition, Heilmann was able to study the original Archaeopteryx specimens, adding additional details and drawings. At the time, George Gaylord Simpson said the book was a work at once readable, stimulating, useful and beautiful—a rare achievement. It is surely destined to be one of the classics for paleontologists and ornithologists … as for the scientific public.³⁰ Simpson was then just twenty-four years old and a beginning graduate student at Yale, but he was destined to become probably the most influential paleontologist of the twentieth century, an architect of the Modern Synthesis of evolutionary biology (chapter 2) and, as we have already seen, a mentor to John Ostrom.

    Heilmann had done it. A brilliant amateur working with little help from professionals, and certainly none from anyone in his own country, he had produced what was quite probably the most comprehensive, original, and influential treatise on the origin of birds ever written. The book was illustrated with 140 photographs and his own drawings and paintings showing details of reconstructed skeletons and whole birds, often based on very incomplete and two-dimensional fossils. As if that was not enough, Heilmann wrote major sections on embryology, anatomy, and flight to construct his case about avian evolution. Like T. H. Huxley and others, Heilmann demonstrated the close relations between birds and reptiles by detailed comparisons of their anatomical structures; this relationship had really never been in much doubt, but Heilmann brought so much information to bear on the problem that his conclusions were definitive. The final section of the book was devoted to the search for the proavian, the ancient—but unknown—group of reptiles from which the birds must have evolved. He concluded that the Pseudosuchia (now sometimes known as the Crurotarsi) must be that group, one of the two major branches of the tree of ruling reptiles (Archosauria) that appeared 250 million years ago in the fossil record. This branch lead to modern-day crocodiles and birds, he concluded, whereas the other major branch (Ornithosuchia) of the reptile tree evolved into the dinosaurs and pterosaurs. Heilmann reasoned that some lineages in the Pseudosuchia branch developed into terrestrial, bipedal runners and some of those eventually into arboreal climbers, then to the common ancestor of Archaeopteryx and modern flying birds. This hypothesis was first proposed by Huxley based on much less evidence. Heilmann had seemingly identified the origin of birds, and for the next forty years his book was the bible for avian paleontology—a remarkable achievement and one that nobody, apparently, had the knowledge or enthusiasm to challenge.

    Though he worked alone, Heilmann appears to have relied quite heavily on the ideas of contemporary paleontologists in Europe. For example, Robert Broom, an eccentric Scottish paleontologist, had, in 1913, also identified the Pseudosuchia as the ancestors to birds, and Heilmann essentially championed Broom’s hypothesis: It is evident that all our requirements of a bird ancestor are met by the Pseudosuchians, and nothing in their structure militates against the view that one of them might have been the ancestor of the birds.³¹ In other words, Heilmann settled on a bird origin in the Pseudosuchia, not because there was an abundance of positive evidence for this but because there was nothing to suggest that that theory was wrong. Broom, on the other hand, seemed to be promoting the Pseudosuchia to draw attention to his own discoveries in South Africa; he was well known for grandstanding by presenting controversial ideas, often with little supporting evidence. Similarly, Heilmann’s search for a proavis may have been motivated by a hypothetical bird ancestor of that name illustrated a little earlier by Baron Franz Nopcsa (Nopcsa 1907). Nopcsa, whom we will meet later, was interested in the origins of flight and proposed this ancestor as a model for the sort of bird that must have preceded Archaeopteryx.

    Heilmann railed against Danish ornithologists, rebuking them roundly in his book: It is in Denmark a difficult and thankless task to study Paleontology. … It is no wonder that, even amongst highly cultivated men, dense ignorance as to the importance of these subjects prevails. … Anything like the very great benevolence and good-will which I have met with from several foreign scientists, I am sorry not to be able to record of my own countrymen.³² He was nothing if not blunt, and many considered him to be an uncultured bully who lacked respect for authority (Reis 2010). But working independently outside the bounds of academia, he really had nothing to lose. In fairness, his treatment by the Danish establishment would have made anyone grumpy. Here is part of Robert Stamm’s letter to the journal editor after Heilmann had published the first of his four papers on bird origins: May I offer my condolences to the latest volume? It must have been hard for you—who must know birds well … to include in the journal the dilettantish mess which occupies most of the issue.³³ Most important, Heilmann’s independence gave him the freedom to take an original approach to the study of bird origins, based on his own meticulous study and drawings. Evolutionary principles like Louis Dollo’s Law of Irreversible Evolution and Ernst Haeckel’s Law of Biogenesis guided his reasoning. Dollo’s Law, in particular, led Heilmann to the conclusion that birds had evolved from what were then called thecodonts—early archosaurs related to the dinosaurs—and thus had not evolved from dinosaurs themselves, despite overwhelming evidence to the contrary. Dollo’s Law stated that, once lost, a trait could not reevolve, and dinosaurs apparently lacked a furculum, one of the key bird-defining traits: When strictly adhering to this law, we shall find only a single reptile-group can lay claim to being the bird-ancestor.³⁴ Heilmann was led astray by Dollo’s Law, an early evolutionary principle that we now know is incorrect.

    Despite the triumph of his Origin of Birds, Heilmann never again wrote about birds or paleontology. He was, after all, sixty-seven years old when the English edition of his book was published, a time when less ambitious men might be devoting their remaining years to golf and grandchildren. Instead, Heilmann was busy applying his energies to painting, including an excellent series of raptors for a three-volume work on the birds of Denmark (Heilmann and Manniche 1928–30). Toward the end of his life, he published a book on the relation between science and religion, Universet og Traditionen [The Universe and the Tradition], in which he offers some personal insights into his own history, demons, and philosophy. The first part is a popular account of life on Earth, but the final section is an angry attack on Christianity, born perhaps from his unhappy childhood experience at the Christian boarding school. In a final flourish, drawing on his extensive knowledge of avian anatomy, he presents a critique of the supposed morphology of divine beings: If angels had any reality, they would be very clumsy and awkward fliers with a slow heavy flight, lacking as they are in aerodynamic shape.³⁵

    BIRDS ARE DINOSAURS

    Once Ostrom had examined his newly acquired specimens of Deinonychus and Archaeopteryx, he knew Heilmann was wrong. He was well versed

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