Latest News for: sfc

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SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures over securities margin financing (SFC - Securities and Futures Commission)

Public Technologies 24 Mar 2025
) SFC reprimands and fines Enlighten Securities Limited $5 million and suspends its responsible officer for internal control failures over securities margin financing ... A copy of the Statement of Disciplinary Action is available on the SFC website.
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Malachy O’Rourke issues Tyrone injury update ahead of Ulster SFC clash with Cavan

Yahoo Daily News 24 Mar 2025
Amid the disappointment of losing their Division One status despite their seven-point win over Dublin, Tyrone still have reasons to feel positive heading into the Championship ... Read more ... Read more ... “We wouldn’t be 100 per cent sure to be honest ... .
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Antrim vs Armagh: Corrigan Park set to host Ulster SFC showdown as Andy McEntee issues rallying cry to the Saffrons

Yahoo Daily News 24 Mar 2025
Antrim appear to have won the battle to stage their Ulster SFC clash with Armagh in Corrigan Park, but the pressure is now on the players to deliver a performance against the All-Ireland champions.
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SFC and Ministry of Finance top management meet in Beijing (SFC - Securities and Futures Commission)

Public Technologies 21 Mar 2025
) SFC and Ministry of Finance top management meet in Beijing. 21 Mar 2025 ... End ... SFC - Securities and Futures Commission published this content on March 21, 2025, and is solely responsible for the information contained therein.
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Hong Kong’s SFC tells brokers to end ‘imprudent, aggressive’ IPO financing practices

South China Morning Post 21 Mar 2025
Review discovered many ‘deficiencies’ in IPO practices among some undisclosed brokerages, the market watchdog said in a circular ... .
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SFC issues additional guidance on IPO subscription and financing services (SFC - Securities and Futures Commission)

Public Technologies 20 Mar 2025
) SFC issues additional guidance on IPO subscription and financing services ... This came after the SFC identified deficiencies in a recently-completed review of the IPO financing activities of selected LCs.
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SFC suspends finfluencer for 16 months (SFC - Securities and Futures Commission)

Public Technologies 20 Mar 2025
) SFC suspends finfluencer for 16 months ... Although Wong was an SFC-licensed representative at the material time, he could only act for the firm (ie, TSL) to which he was accredited in carrying on business in regulated activities.
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Further adjournment for mention in false trading prosecution (SFC - Securities and Futures Commission)

Public Technologies 20 Mar 2025
The proceedings were commenced by the SFC ... Please see the Securities and Futures Commission (SFC)'s press release dated 23 January 2025 ... SFC - Securities and Futures Commission published this content on ...
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SFC suspends convicted financial influencer's license

Hong Kong Standard 20 Mar 2025
In spite of the fact, he operated the Telegram chat group in his personal capacity between January 2, 2018 and May 21, 2019, the SFC said in a statement on Thursday ... Wong was fined HK$10,000 and ordered to pay the SFC’s investigation costs.
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SFC reportedly considers 10pc deposit for IPO subscribers

Hong Kong Standard 20 Mar 2025
A spokesman for the SFC responded that it would not comment on market rumors, ... The SFC added that the results of the review and further supervisory guidance would be announced to the industry shortly.
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Fayetteville’s SFC Fluidics to work with Duracell on insulin delivery system

NWA Online 19 Mar 2025
Fayetteville-based SFC Fluidics Inc. is teaming with Duracell U.S. Operations Inc. to develop an efficient power system for SFC's dual-hormone insulin and delivery pod system aimed at treating diabetes ... .
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SFC Energy AG Receives Follow-Up Order Worth More Than CAD 5 Million From Long-Standing Canadian ...

MENA FN 18 Mar 2025
(MENAFN - EQS Group). EQS-News. SFC Energy AG / Key word(s). Incoming Orders. SFC Energy AG receives follow-up order worth more than CAD 5 million from long-standing Canadian Government ... .
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