Latest News for: fma

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FMA Unveils Review Into Financial Advice Accessibility To Drive Better Outcomes For The Financial Advice Sector

Scoop 02 Apr 2025
The review aims to get to the core of these issues to improve where the FMA focuses its regulatory efforts, to be more forward looking and risk based and make better decisions on interventions ... .
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FMA unveils review into financial advice accessibility to drive better outcomes for the financial advice sector (Financial Markets Authority)

Public Technologies 02 Apr 2025
The Financial Markets Authority (FMA) - Te Mana Tatai Hokohoko - Chief Executive Samantha Barrass today announced a review of the advice sector to help drive better outcomes for industry and consumers.
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FMA set to axe more than 20 jobs

RNZ 27 Mar 2025
The Financial markets Authority (FMA) is proposing to axe more than 20 jobs as it looks to cut costs, in line with other public service organisations ... The FMA said its restructuring and job losses would not affect its performance.
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FMA Releases Update On Outcomes-focused Regulation

Scoop 20 Mar 2025
An outcomes-focused approach means the FMA focuses its resources on the end results that regulation is aiming to achieve for consumers and financial markets ... .
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FMA releases update on Outcomes-Focused Regulation (Financial Markets Authority)

Public Technologies 20 Mar 2025
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has published its updated approach to Outcomes-Focused Regulation after considering wide ranging feedback from financial services firms, consumer groups and law firms.
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FMA Files Criminal Charges Against David McEwen

Scoop 18 Mar 2025
The FMA alleges that Mr McEwen failed to comply with the stop order by continuing to make offers and accept contributions for financial products ... .
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FMA files criminal charges against David McEwen (Financial Markets Authority)

Public Technologies 18 Mar 2025
The Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko - has filed criminal charges against former financial adviser David McEwen, for failing to comply with an FMA stop order, due to concerns he is still contacting potential investors.
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FMA issues warning to Evco Pacific Limited and its directors for breaching disclosure requirements (Financial Markets Authority)

Public Technologies 13 Mar 2025
The FMA began looking into the issue after receiving a complaint from an investor ... FMA Executive Director of Response and Enforcement, Louise Unger, said ... This Order is made subject to any further Orders of the FMA.
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