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Information Required of Brokers and Dealers (Form X-17A-5) (DeAWM Distributors Inc)

Public Technologies 21 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Clear Street LLC)

Public Technologies 21 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Excel Securities & Associates Inc)

Public Technologies 21 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Smith Capital Markets LLC)

Public Technologies 21 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Telegraph Hill BD LLC)

Public Technologies 21 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Ascendant Partners LLC)

Public Technologies 20 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Sanders Morris Harris LLC)

Public Technologies 20 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Roosevelt & Cross Incorporated)

Public Technologies 20 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Cliftonlarsonallen Wealth Advisors LLC)

Public Technologies 19 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Insigneo Securities LLC)

Public Technologies 18 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Apex Clearing Corp)

Public Technologies 18 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (American Independent Securities Group LLC)

Public Technologies 18 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Wiley Bros - Aintree Capital LLC)

Public Technologies 18 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Susquehanna Investment Group)

Public Technologies 17 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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Information Required of Brokers and Dealers (Form X-17A-5) (Public Ventures LLC)

Public Technologies 17 Mar 2025
) Form X-17A-5 Filer Information UNITED STATES. SECURITIES AND EXCHANGE COMMISSION. Washington, D.C. 20549. ANNUAL AUDITED REPORT. Form X-17A-5 ... Securities Exchange Act of 1934 and Rule 17a-5 Thereunder ... FORM X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5 ... X-17A-5.
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