Plastic Waste Management: A Review of Existing Life Cycle Assessment Studies
Abstract
:1. Introduction
1.1. Plastics
1.2. Recycling of Plastic
1.3. Waste Management
1.4. Legal Requirements for Waste Recycling
- Establish a waste reduction research and development program;
- Direct several federal agencies in developing strategies to reduce waste;
- Develop standards for plastic recycling technologies.
1.5. Life Cycle Assessment
- Goal and scope definition;
- Life Cycle Inventory Analysis (LCI);
- Life Cycle Impact Assessment (LCIA);
- Interpretation.
1.6. Aims and Objectives
2. Materials and Methods
2.1. Selection Criteria
- An original research article focusing on environmental impacts associated with at least one plastic recycling technology.
- Contains a well-described methodology with a clearly defined functional unit, goal and scope, and system boundary.
- Results are quantified and tabulated as defined impact potentials covering at least two different categories.
2.2. Assessment Process
2.2.1. Goal and Scope
- Types of plastics included some studies focus on a broad range of plastics, while others were restricted to just one polymer (for example, PET) or product type (example, plastic films).
- Study extent: Some studies cover the entire lifespan of the plastics; others are more focused on specific aspects of the process.
2.2.2. Functional Unit (FU)
- Type of waste (general waste, plastic waste, or specified waste type);
- Quantifier of waste amount (specific mass, volume).
2.2.3. Impact Category
- Different studies may choose to investigate and assess different categories;
- The result for an impact category may not be comparable across studies if the system boundaries, functional units or other factors are different.
2.2.4. System Boundary
- Study scope (included/excluded processes);
- Geographical area (the environmental impact may vary in different locations due to varying processes, environments, infrastructures, and ecosystem sensitivities);
- Time horizon (what timeframe is considered for pollutant degradation pathways and technologies);
- Boundaries with other life cycles (how does the process interact with other processes such as plastic production, consumer use, recycling technologies).
2.2.5. Sensitivity and Uncertainty Analysis
3. Results
3.1. Comparison of LCA Goals and Scopes
3.2. Comparison of Functional Units
3.3. Comparison of Impact Assessment Categories
3.4. Comparison of System Boundaries
3.5. Comparison of Geographical Context
3.6. Sensitivity and Uncertainty Analysis
4. Discussion
4.1. Comparable Studies
4.2. Other Studies
4.3. Summary
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Type | Abbreviation | Description | Example Use |
---|---|---|---|
Polyethylene Terephthalate | PET/PETE | Polyester extruded and molded. Clear, strong, and lightweight | Plastic bottles (water, soft drinks) and as packaging for many other consumer products |
High-Density Polyethylene | HDPE | Intermediate level of opacity, less stretchable compared to LDPE | Milk jugs, water bottles, shampoo bottles, motor oil containers, plant pots, buckets, toys |
Polyvinyl chloride | PVC | Strong, lightweight. Can be made more flexible by adding plasticizers | Plumbing pipes, doors, windows, credit cards, cable sheathing, garden hoses, toys |
Low-Density Polyethylene | LDPE | High clarity and moderate stretch | Plastic bags, squeezable bottles, food containers, bubble wrap, disposable cups, coatings for paper cartons |
Polypropylene | PP | Durable with a smooth finish. | Bottle tops, yogurt and margarine containers, drinking straws, hot food containers, car parts, disposable diapers |
Polystyrene | PS | Economical plastics with a certain rigidity | Disposable foam cups, take-out food containers, plastic cutlery, coat hangers, foam packaging |
Polycarbonate | PC | Transparent, high impact resistance | Eye protection, shatterproof glazing, UV resistant lenses, barriers, fences |
Type | Description | Disadvantages |
---|---|---|
Primary | Re-extruding the discarded plastic wastes from industries. As a high degree of homogeneity is required by this process, post-consumer plastic wastes were not considered. | Not suitable for post-consumer plastic wastes |
Secondary | Mechanical recycling of the recovered plastics. These are the plastic wastes recovered from the (retail) consumers, sorted and reprocessed to produce single polymer pellets, granules, or flakes intended to replace the virgin plastic in the market. The process primarily involves melting and extruding the plastic without altering the chemical composition of the plastics significantly. | Plastic wastes must be clean and dry, ideally consisting of only one type of plastic polymer |
Tertiary | Feedstock chemical recycling, where the plastic wastes undergo pyrolysis and/or hydrolysis processes where it depolymerizes and breaks down into monomers and other basic chemical elements that can be used as raw materials for primary plastic production. This also results in the production of oil and gas which can be used as a fuel, usually used to power the recycling plant itself. | High energy consumption due to head requirements. Uses chemical reagents with negative environmental impacts |
Category | Description |
---|---|
Global Warming Potential (GWP) | Increasing temperature in the lower atmosphere, caused by the emission of greenhouse gases (e.g., CO2, methane, nitrous oxides) which reflect or absorb infrared radiations reflecting off Earth’s surface. This causes regional climate changes, melting of polar glaciers, and sea-level rise. It is the most widely used impact factor for LCA studies and is also identified as Climate Change in studies using ReCiPe (Endpoint) or Ecoindica-tor99. Expressed as kilograms of CO2 equivalent. |
Ecotoxicity Potential (ETP) | Ecosystem impact of the emission of toxic substances to air, water, and soil can have a global, continental, or local scale. The plastic industry contributes to the toxicity caused by emissions of toxic substances (e.g., diethyl phthalate). Some LCIA methods, such as ReCiPe, combine the toxicity affecting air, water, and soil to one parameter, others, such as CML, divide these into terrestrial, freshwater, or marine ecotoxicity potentials. Normalized and expressed as 1,4-dichlorobenzene (DB) equivalents/kg emission. |
Acidification Potential (AP) | Impact of processes that cause acid rain and reduced vegetation, usually caused by the emission of chemicals (e.g., sulfur oxides, nitrogen oxides, and ammonia). Acidification can reduce the pH of soils, freshwater resources, and seas. Terrestrial Acidification Potential (TAP) is a subcategory related to acidification of soil, caused by landfilling of plastic and/or other chemicals. Expressed as kilograms of SO2 equivalents. |
Abiotic Depletion (elements) (AD) | Use of natural resources, including minerals and energy, but excluding fossil fuels. The natural resources can be renewable (quickly replenished) or nonrenewable (not replenished within 500 years). Expressed as kilograms of Antimony equivalent (kg Sb-eq). |
Abiotic Depletion (Fossil Fuels) (FDP) | The use of fossil fuels (non-renewable), this category is also known as Fossil Depletion Potential. Expressed in MJ of energy produced. |
Eutrophication Potential (EP) | The enrichment of aquatic ecosystems with nutritional elements (e.g., nitrogen and phosphorus compounds). Causes excessive algae growth, which releases toxins harmful to higher energy forms, and reduces light and oxygen in the water, harming other aquatic life. Expressed as kilograms of PO3− equivalents. |
Human Toxicity (HT) | The effect of toxic substances on human health is sometimes expressed in subcategories of HT (cancer) and HT (non-cancer) depending on whether the substance is carcinogenic. Expressed as 1,4-DB equivalents/kg emission of substance. |
Photochemical Oxidation Potential (POP) | Formation of ozone at the troposphere (ground level), also known as Photochemical Oxidant Formation, (Photochemical) Ozone Creation, or Ozone Formation. The photochemical oxidants are secondary air pollutants (also called summer smog) formed by the reaction of sunlight on carbon monoxide, and reactive hydrocarbons (e.g., ethane) in the presence of nitrogen oxides. Expressed as kilograms of ethane equivalent. |
(Stratospheric) Ozone Depletion POTENTIAL (ODP) | Emissions of stable substances containing Chlorine or Bromine to air can reach the stratosphere and destroy the ozone layer. Depletion of the ozone layer increased the UV rays reaching the earth’s surface, which is harmful to humans, plants, and animals. Expressed as kilograms of CFC-11 equivalents. |
Particulate Matter Formation Potential (PMFP) | Measure of particulate matter (PM10) release to the air. This consists of respirable particles with a diameter < 10 µm, that are hazardous to human health. Primary particles (e.g., nitrogen oxides, sulfur oxides, ammonia) react to form larger diameter secondary substances (e.g., ammonium nitrate, ammonium sulfate). Expressed as kilograms of PM10 equivalent. |
Publication | Plastic Type | Functional Unit | LCIA Technique | Impact Categories |
---|---|---|---|---|
2010 T. Chilton et al. [27] | PET soft drink bottles. | 1 tonne | Eco-indicator | GWP, ETP, AP, FDP, EP, Carcinogens, Respiratory organics, Respiratory inorganics, Radiation, |
2012 C.-E. Komly et al. [28] | PET bottles | M kg | CML 2001 | GWP, ETP (freshwater and terrestrial), AP, AD, EP, HT, POP |
2012 M. Al-Maaded et al. [29] | Mixed plastic waste | 10 kg | CML 2001 | GWP, AD, HT |
2012 Nishijima et al. [30] | Waste plastic container | 1 kg | GWP, FDP | |
2013 S Rajendran et al. [31] | Polyolefin plastic wastes | 1 tonne | Eco-indicator, EDIP | GWP, ETP, AP, AD, EP, HT, POP, ODP, hazardous and radioactive waste, slags/ashes, bulk waste |
2014 S.M. Al-Salem et al. [32] | Plastics mix (VCC feed), PO (PP + PE), PVC | 1000 tonnes per annum | CML 2001 | GWP, ETP, AP, POP |
2014 S. Ferreira et al. [33] | Packaging waste including (PS, PE, PET, mixed plastics) | 32,645 tonnes | CML 2001, ReCiPe | GWP, ETP, AD, EP, HT, POP, renewable and non-renewable energy |
2014 L. Rigamonti et al. [34] | PET, HDPE, LDPE | 1000 tonnes per annum | CML 2001 | GWP, ETP, AP, POP |
2015 P.A. Wäger, R. Hischier [35] | Mixed, plastic-rich residues from WEEE treatment | 1 tonne | ReCiPe | GWP, ETP (marine, freshwater and terrestrial), AP, FDP, EP, HT, POP, ODP |
2017 F. Gu et al. [36] | Recycled plastic mainly PP and PE | 1 tonne | ReCiPe | GWP, ETP (marine, freshwater and terrestrial), AD, AP, FDP, EP, HT, POP, ODP, PMFP, ecosystem diversity (ED) |
2018 P. Hou et al. [18] | Plastic film waste, mixed waste | 1 tonne | TRACI | GWP, AP, AD, FDP, EP, HT, ODP, habitat alteration, water intake, Indoor air quality |
2019 Y. Aryan et al. [10] | PET, PE | 1 tonne | CML 2001 | GWP, ETP (marine, freshwater and terrestrial), AP, AD, FDP, EP, HT, POP, ODP |
2019 G. Faraca et al. [17] | Post-consumer hard plastic (films and PVC) | 1 tonne | Undefined | GWP, ETP (terrestrial), AP, HT (cancer, non-cancer), POP, ODP, PMFP |
2019 H.H. Khoo [37] | Plastic waste | 822,200 tonnes | ReCiPe | GWP, AP, PMFP |
2019 Y. Chen et al. [38] | PP, PE, PVC, acrylonitrile-butadiene-styrene (ABS), PS, PET | 1 tonne | ReCiPe | GWP, ETP (marine, freshwater and terrestrial), AP, FDP, EP, HT, POP, ORP, PMFP, WDP (water depletion potential) |
Publication | Start-Process | Intermediate Processes | End Products/Process |
---|---|---|---|
2010 T. Chilton et al. [27] | Post-consumer collection | PET recycling, transport of the PET granules, chemical/physical treatment, transport to the bottle manufacturing plant | Manufacture recycled bottles Landfill of discarded products |
2012 C.-E. Komly et al. [28] | Raw fossil material | Production of PET bottles, recycling, incineration, landfill, possibility of multiple recycling trips included | Recycled product, landfill or incineration |
2012 M. Al-Maaded et al. [29] | n/a | n/a | n/a 1 |
2012 Nishijima et al. [30] | Post-consumer collection (curbside collection and at retail points | Mechanical and feedstock recycling and incineration, energy recovery. Recovered materials and energy generated are subtracted from the system | Recycled product, landfill or incineration |
2013 S Rajendran et al. [31] | Post-consumer collection | Recycling and WTE processes, including the transport of the residues, were included within the boundary | Recycled product, landfill or incineration |
2014 S.M. Al-Salem et al. [32] | Sorting | MRF and two thermochemical treatments, VCC, and LTP. | Recycled product, landfill or incineration |
2014 S. Ferreira et al. [33] | Sorting | Waste management processes by a Portuguese local authority including recycling of plastics. Comparison to landfill and recycling scenarios | Recycled product, landfill or incineration |
2014 L. Rigamonti et al. [34] | Post-consumer collection | Recycling processes, waste-to-energy, and mechanical/biological treatments of the residuals | Recycled product, landfill or incineration |
2015 P.A. Wäger, R. Hischier [35] | Stage 1: WEEE treatment output | Stage 1: transportation and recycling or incineration of plastic-rich materials resulting from WEEE processing | End products: heat and power, fuel for clinker production; plastic (mix); metals |
Stage 2: WEEE treatment | Stage 2: transport of the plastic-rich residues to recycling facility, production of PCR plastics. Comparison to virgin plastic production | ||
2017 F. Gu et al. [36] | Post-consumer collection | Defined by company processes for sorting, recycling, and production of materials and energy. | Recycled product, landfill or incineration |
2018 P. Hou et al. [18] | Post-consumer collection (curbside and consumer drop-off) | Various end-of-life routes of plastic films included. Energy and recycled plastics generated are allocated as negative outputs of the system, indicating the reduction of resource use. | Recycled product, landfill or incineration |
2019 Y. Aryan et al. [10] | Post-consumer collection | Waste treatment processes—landfilling, incineration, and recycling of PE and PET. Comparison to virgin PE/PET production | Recycled product, landfill or incineration |
2019 G. Faraca et al. [17] | Sorting | All MSF processes but excludes waste collection | Recycled product, landfill or incineration |
2019 H.H. Khoo [37] | Post-consumer collection | System boundaries are not explicitly stated in their report, but it can be inferred that all processes from collection to energy generation and landfill are included. | Transportation to mainland landfill by barge from Singapore City |
2019 Y. Chen et al. [38] | Sorting | Cleaning and sorting, transport to landfill, incinerator, or recycling facility, and processing accordingly. Collection of wastes is excluded | Recycled product, landfill, or incineration |
Impact Category | Reference | Location | MRF | WTE | Landfill |
---|---|---|---|---|---|
GWP | Al-Salem et al. (2014) | UK | −12 | 72 | 16 |
Aryan et al. (2019) | India | 11 | 51 | 38 | |
Chen et al. (2019) | China | −165 | 59 | 6 | |
Ferreira et al. (2014) | Portugal | −1 | 99 | 0 | |
AP | Al-Salem et al. (2014) | UK | −43 | −52 | 2 |
Aryan et al. (2019) | India | 17 | 22 | 61 | |
Chen et al. (2019) | China | −83 | −20 | 3 | |
Ferreira et al. (2014) | Portugal | −56 | −29 | 15 |
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Alhazmi, H.; Almansour, F.H.; Aldhafeeri, Z. Plastic Waste Management: A Review of Existing Life Cycle Assessment Studies. Sustainability 2021, 13, 5340. https://doi.org/10.3390/su13105340
Alhazmi H, Almansour FH, Aldhafeeri Z. Plastic Waste Management: A Review of Existing Life Cycle Assessment Studies. Sustainability. 2021; 13(10):5340. https://doi.org/10.3390/su13105340
Chicago/Turabian StyleAlhazmi, Hatem, Faris H. Almansour, and Zaid Aldhafeeri. 2021. "Plastic Waste Management: A Review of Existing Life Cycle Assessment Studies" Sustainability 13, no. 10: 5340. https://doi.org/10.3390/su13105340