A Case Study On Strengthening The Link Between Psychometrics, Assessment, and Intervention in Autism Spectrum Disorder (ASD)
A Case Study On Strengthening The Link Between Psychometrics, Assessment, and Intervention in Autism Spectrum Disorder (ASD)
A Case Study On Strengthening The Link Between Psychometrics, Assessment, and Intervention in Autism Spectrum Disorder (ASD)
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Chapter 8
A Case Study on Strengthening
the Link Between
Psychometrics, Assessment,
and Intervention in Autism
Spectrum Disorder (ASD)
Luis Anunciação
https://orcid.org/0000-0001-5303-5782
Federal University of Rio de Janeiro, Brazil
ABSTRACT
A comprehensive childhood evaluation is a fundamental feature of rehabilitation.
This process relies on the collection of quality data including that obtained from
psychometric instruments, such as tests and scales, family interviews, and natural
observations. Therefore, an evidence-based assessment counts on the interface of
using psychometrically valid and reliable instruments, in addition to understanding
data gathered from other sources of information. This chapter provides an overview
of the key features of psychometric testing applied to childhood assessment. A case
study is presented to link the psychometric instruments and its clinical utility within
the assessment framework. To better accomplish this goal, this chapter is split into
three sections: i. key features of psychometrics and its tools; ii. Autism Spectrum
Disorder (ASD); iii. a case study to link both topics.
DOI: 10.4018/978-1-7998-1431-3.ch008
Copyright © 2020, IGI Global. Copying or distributing in print or electronic forms without written permission of IGI Global is prohibited.
A Case Study on Strengthening the Link Between Psychometrics, Assessment, and Intervention
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A Case Study on Strengthening the Link Between Psychometrics, Assessment, and Intervention
procedure (i.e. a specific psychological test) gives a different conclusion than another
procedure (i.e. a clinical observation), the choice of the most adequate conclusion
will throw away the other procedure as if it were unnecessary. Finally, this division
simply ignores that all measures (including the psychological measure) have some
random error and introduces a mix between a true score in addition to an error.
Science is about integrating methods. Actually, what is really recommended is
that clinical professionals must recognize all procedures as being jointly related,
use the available procedures which can bring important information to deal with
their aims, and weigh every result congruently to its capacity of access and to
extract information on the phenomena of interest. When professionals integrate
all the information, the accuracy of its evaluation increases and all the procedures
which emerge after the evaluation are more justifiable (Lezak, Howieson, Bigler,
& Tranel, 2012).
With that being said, a childhood evaluation must be conducted by implementing
a comprehensive and integrative approach. This process relies on collecting quality
data, including those obtained from psychometric instruments, such as tests and scales,
family interviews, natural observations and consultations with the multidisciplinary
team. Therefore, an evidence-based assessment counts on the interface of using
psychometrically valid and reliable instruments, in addition to understanding data
gathered from other information sources.
The evaluation process must vary in the daily life of a clinical neuropsychologist
in accordance with the severity of the condition and the access to the information
sources. The child’s ability and the nature and extent of his or her needs will determine
whether the evaluation will emphasize information obtained by interviews, tests,
observations, or other sources which can provide better information about the patient
(Harvey, 2012).
This can be noted in a situation in which one needs to evaluate a non-verbal
child. Since it would not be possible to use typical measures, family interviews and
different types of naturalistic observations (at school and in the private practice)
could provide the clinicians with more relevant and realistic data. Thus, the intense
interface between psychometrics and neuropsychology evaluation becomes clear,
mainly when neuropsychological tests are used to gather information on the clients
being assessed. Despite the different theoretical background or the historical
development of the both disciplines, the results obtained by psychometric assessment
can be used to improve the comprehension of the child’s neuropsychological profile,
as well as helping a clinical diagnosis when necessary.
Overall, the results obtained from this process can be of considerable value and
can be used to enlighten the professionals’ network involved in this framework.
Besides the diagnosis, the results could aid the decision-making process. More
importantly, this process helps professionals to determine the most appropriate
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intervention for the child and to follow-up with each child according to his or her
results. Consequently, the better the assessment, the better the intervention.
It is very important that the evaluation process helps the intervention through
recommendations. As a professional join information from tests and other sources,
they become capable to evaluate what are the major changes the client needs. An
example is a child who was referred for evaluation because of difficulty learning
and low grades. The evaluation process can measure and investigate functions such
as memory, intelligence, attention and executive functions. If the neuropsychologist
observes that a change in the test content at school or a reader is necessary after
the evaluation process, the professional can discuss with the school to see if it is
possible to implement these changes.
That being said, this chapter will provide an overview of the key features of
psychometric testing applied to childhood assessment, and a case study will be
presented in order to link the psychometric instruments and its clinical utility within
the assessment framework. To better accomplish this goal, the content will be split
into the following four sections: (i) key features of psychometrics and its tools; (ii)
frequently used screening tests for developmental delays; (iii) Autism Spectrum
Disorder (ASD); and (iv) a case study to link both topics. For the sake of clarity,
as the authors of this chapter work in Brazil, some aspects of neuropsychological
assessment must be contextualized within this country. While this aspect might be
a limitation to generalize some recommendations in developed countries, low‐ and
middle‐income countries can benefit from this chapter.
Validity is the most important feature of psychological testing (AERA, APA, &
NCME, 2014). Despite its relevance, at least three different forms to understand
and define validity are available in the literature, and the debate is still ongoing
(Anunciação, 2018; Borsboom, Mellenbergh, & van Heerden, 2004). The first
one is also the most traditional, and therefore the odds of finding this definition in
technical books are higher when compared to the others. Validity was thought of as
a test feature during the period between 1920 and 1950. It was the degree to which
a test measures what it purports (proposes) to measure. As Kelley said in 1927 (p.
14), “A test is valid if it measures what it purports to measure”. This can be partially
explained by its historical contextualization: the field of psychological testing was
already composed from some tools and the correlation formula developed in 1896
had its use spread among psychologists. Despite the implicit notion that comes
with the word “whether”, validity was seen (and used) as a discrete all or nothing
characteristic.
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The second definition came to be with the Cronbach and Meehl definition of
construct validity in 1955. This concept was assigned a few years later as part of a
tripod along with content and criterion validity. This historical period has deeper
importance within the psychometric field in general, and specifically in testing. With
Cronbach and Meehl, validity shifted from a test feature to interpreting the test scores
in relation to the nomological network described by the authors (Sijtsma, 2013).
More recently, it seems that the most updated view of validity came from Messick.
This later approach clarifies that validity is a matter of degree instead of a discrete
result (i.e. not all or none), that validity is an essentially unitary concept, and its
concept varies with respect to specific testing purposes. As this view was chosen by
the American Psychological Association (APA), American Educational Research
Association (AERA), and the National Council on Measurement in Education
(NCME), it is not difficult to conclude that this definition distances itself from the
previous one, and that the concept of validity is the most fundamental consideration
to test developers and test users (AERA et al., 2014).
As validity is not a property of a test, but of its use attached to a specific purpose
for which it is being used (Sijtsma, 2013), multiple sources of evidence are deemed
necessary when one aims to start a validation or adaptation process of a psychometric
test. Image 1 presents this contemporary view of validity.
There are many ways to classify these sources, and the one presented in this
chapter recognizes the unitary conceptualization of validity, but it also tries to
organize each source in relation to a broader aspect that hangs between technical-
or/and social- framework.
From this point of view, studies of the validity related to test content, its internal
structure, and the response processes associated with answering test items are more
related to technical issues, and therefore are more dependent on psychometric and
statistical studies. Classical concepts, such as factorial validity and Content validity
index are related to these studies. In contrast, testing consequences have a high
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interface with social uses of the test, and therefore it is herein considered as being
more social-related. The implementation of large-scale performance assessments
in the 1990’s is an example of the consequences of testing (Lane, 2014).
Relations to other variables are located in the middle of the framework, and can
be either seen as social, clinical, and technical-related. They tend to be more social-
related when the relationship includes external variables (i.e. fail or pass in a specific
course or job selection process), and moves toward a more clinical perspective
when one needs a test score to classify clients/users of a healthcare system, while
the technical perspective emerges when another psychological measure is used to
evaluate the same constructs.
Even though psychometrics and psychological and neuropsychological testing
are different fields and subject to different procedures, there is a solid relationship
between the areas. If one wants to use a test result to draw valid inferences, a test
must have certain features in order to produce accurate results, and these results
must be meaningful in some way. The core business of psychometrics is to deal
with these requirements.
A raw score obtained by testing is meaningless in the absence of a frame of
reference (Urbina, 2014). This frame is traditionally developed by clinicians within
the field of psychological assessment, as well by the professionals working with
neuropsychological assessment. If the nomenclature used by the two fields is not
strictly related to each other, the raw score is seen thorough the lens of criterion and/
or norms/ references when it is related to psychological assessment, and it is seen
in neuropsychology by the interface between the terms nomothetic and idiographic
which are often used in the neuropsychological environment.
Because the origins of the term idiographic have an inner relationship with
understanding some particular event in nature or in society, in an almost opposing
condition of the scientific drive to explore and find regular laws (Luthans & Davis,
1982), some authors have chosen the term “client-referenced” or “individual-based”
to clarify that the expression usage comes with a scientific approach (Haynes, 1998).
Regarding its use, the within-group norms are the most prevalent (Urbina, 2014).
Despite the possibility to converge one measure into another, Z-scores, T-Scores,
and Deviation IQ scores are mathematically computed and referenced to standard
scores (with a defined mean and standard deviation). Percentile, Stanine, and Sten
are obtained from cumulative percentages of the distribution of the raw scores (Le,
2009, p. 65). Whereas the first class of measures provide a comparison between
a result with the group mean, the second class locate the raw score obtained by a
participant to compute the percentage of persons in the reference group “who scored
at or below a given raw score” (Urbina, 2014, p. 91).
The nomothetic approach in neuropsychological assessments has its identity
virtually equal to the within-group characterizations expressed above. However,
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There are many broad developmental screening tools that may have a role in the early
identification process. Therefore, the following table reports a list of psychometric
tools that can be useful to help in evaluating ASD, as well as other developmental
delays. As mentioned earlier, this list was created within the Brazilian context.
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is even more important when we evaluate adults with ASD. It can become very
confusing because of developed compensatory strategies. In this sense, it is very
important to have an accurate family interview to discover if the symptoms started
in the developmental period.
In order to increase our link between the theoretical aspects of ASD, psychometric
tools and childhood assessment, the next section presents the case of E.
As stated in the beginning, this case report occurred in a small city in southeastern
Brazil. A neuropsychological assessment is mainly performed in private practice in
Brazil, but it is not strictly regulated by any law or a privilege from mental health
clinicians. In other words, within the undergrad level, different professionals can
conduct neuropsychological assessments and it is not an atypical reality to find speech
therapist or physical educator within this area. However, the evaluation is mainly
conducted by psychologists with specific specialized training in neuropsychological
assessment. All Brazilian psychologists must be registered with their Regional
Psychology Councils, which in turn are registered with the Federal Council of
Psychology. Because of the Ethical Principles of Brazilian Psychologists, this case
report will only describe the most frequent findings, avoiding going into deeper details.
E. is a 4-year-old Brazilian boy with a clinical hypothesis of ASD. He was
referred for a neuropsychological assessment by his school and his parents. E. has
difficulty maintaining social interactions and engaging in age appropriate play with
his peers. The assessment process took 5 appointments, which can be dissected into
naturalistic observation and clinical observation. Furthermore, an interview with
neuropsychologist and standardized measures were used during this process.
The first thing that was done was an interview with his parents. This is a
cornerstone in the neuropsychological assessment, as it helps to know the child’s
history and making important questions to direct the process.
E. was born at 39 weeks and his delivery was via cesarean section. After his
birth, he was taken to the Intensive Care Unit because of respiratory problems. E.
then went home after 6 days of treatment with antibiotics.
In relation to his neurodevelopmental milestones, E. had no problems related to
his motor processes. On the other hand, his language development was delayed. He
started to say his first words at 3 years old after professional phonological intervention.
He continued with his speech-language treatment and also had psychomotor and
psychological counseling.
The naturalistic observation is a very important step in the evaluation process.
In this situation, it is possible to observe the interaction and behavior of the child
with his/her peers as well with his/her teachers. This is not possible in the private
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practice, since this is a controlled environment with minimum noise and interference,
and the professional and the child are the only people during the consultation most
of the time.
It is also very important to explain that this observation should happen before
meeting the child, when possible. Once the child knows that someone is there to
observe him/her, their behavior tends to be different.
I spoke with his educational coordinator and teacher before beginning the
observation. They reported about his difficulty to remain in the class and to interact
with his peers.
Usually, naturalistic observation happens at the school. On the specific day chosen
to make this observation, the school was going to take students to the beach. So,
this observation occurred in a different environment, but one which is very rich to
provide information about interaction. On the way to the beach, the students formed
a line and were singing and dancing, but E. was not interacting with his peers.
They stayed there for 2 hours. The first thing they did was have a snack. In that
moment, E. ate everything but he did not interact with the other children. The only
person E. called and stayed near was his teacher. In the second moment, they went
to play in the sand. E. played a lot and tried to run in the direction of the water. But
there was also no interaction with his peers in this moment.
Children commonly notice the presence of the neuropsychologist because it is
a different person in the environment they are used to. But, E. did not notice my
presence in all the time I was there, which was different from the other children
who looked and smiled at me.
Another very important aspect of the evaluation is the multidisciplinary team. Since
E. followed up with other professionals, it is critical that the neuropsychologist comes
into contact with them. Therefore, I called the clinic where he was followed-up and
went there. I was able to talk with his psychomotor and psychological counselor. She
told me that he had the same behaviors pointed out by his family and school there.
She also told that he was improving his communication and interaction with peers.
The appointments at the clinic were made with the presence of his mother or
father. He never accepted to enter the room without one of them. Sometimes E.
interacted with me, especially in moments of play. If he wanted something, he grabbed
my hand to take me to the object of interest. There was no presence of aggressive
behavior. In relation to eye contact, he would make it in very rare occasions. E. had
unintelligible speech and was not able to say phrases.
Before deciding which instruments to use, it is very important to analyze
information gathered from observation, family interviews and consultations with
other professionals. As mentioned above, E. has difficulty in verbal communication,
which makes it impossible to use language-dependent instruments. Also, he was
very young and there are not many instruments for his age range in Brazil.
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His parents also answered the CARS and the results pointed to the presence of
ASD symptoms (See image 5).
CARS scores ranged from 15 to 60 and it was found that the views of the parents
and professional differed. Even though the parents pointed to high scores on certain
behaviors, their view of their child’s behavior was not as high as the professional
view. This phenomenon is not new in the literature and some discrepancy is expected
when evaluating a child’s behavior (De Giacomo & Fombonne, 1998).
Finally, the ASQ:SE showed that E. had unexpected and atypical behaviors
related to his social emotional development (See Image 6).
The dashed line represents the 95th percentile cut-off point. By contrast, the solid
line represents the total raw score of the child’s risk for developmental delay by the
sum of all the scores across the items. It is important to mention that the higher the
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score, the greater the risk. E. scored higher than what was expected for his normative
group across all age ranges.
After presenting these results, it is necessary to highlight that ASQ:SE is not
a screening tool for autism, nor a diagnostic test for any developmental condition.
However, since the ASQ:SE screens for difficulties in self-regulation, compliance,
communication, adaptive behaviors, autonomy, affect, and interaction with people, it
may be an ideal adjunct to more commonly used screening tools for ASD to ensure
that we are comprehensively understanding the profiles of individual children with
ASD. Thus, the results obtained by ASQ:SE (or maybe other social-emotional
screening tools) are very informative and aid the clinician in supporting or rejecting
some previous hypothesis about the child’s functioning.
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CONCLUSION
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