Regulation
Advice-guidance boundary
Nov 15 2024
FCA to consult on targeted support for pensions next month
Financial Conduct Authority UK
Nov 15 2024
FCA bans pair for breaking advice firm’s asset requirement
FCA bans pair for breaking advice firm’s asset requirement
Friday Highlight
Nov 1 2024
Has the Budget changed the outlook for gilts?
Has the Budget changed the outlook for gilts?
Financial fraud
Nov 13 2024
‘The net has drastically widened for corporate criminal liability’
David Claxton
Regulation
Nov 15 2024
FCA seeks to fix problem of ‘mass redress events’
Regulation
Nov 14 2024
‘Is time finally up for rampant CMC cases?’
David Wylie
Regulation
Nov 13 2024
FCA to publish ‘name and shame’ update next week
Highlights
CPD
Protection
Sep 10 2024
~ 30 min
What approach is the FCA taking in its protection market study?
What approach is the FCA taking in its protection market study?
Long Read
Oct 29 2024
'When bigger isn’t always better': FCA focuses on advice market’s rush to consolidate
'When bigger isn’t always better': FCA focuses on advice market’s rush to consolidate
CPD
Investments
Sep 30 2024
~ 30 min
The FCA must do more to get people investing
The FCA must do more to get people investing
Opinion
Oct 10 2024
'Starling fine shows FCA is serious about sanctions'
Aziz Rahman
Aziz Rahman
Long Read
Oct 22 2024
Regulation may evolve but principles of consumer duty are timeless
Regulation may evolve but principles of consumer duty are timeless
Long Read
Sep 23 2024
FCA listing reforms unlikely to make London more attractive
FCA listing reforms unlikely to make London more attractive
More
Financial Conduct Authority UK
Nov 12 2024
FCA fines Metro Bank £16mn for anti-money laundering control failings
Financial Conduct Authority UK
Nov 11 2024
Campaign group calls on FCA to act over firms' advertising practices
Opinion
Nov 11 2024
'Landlords remain concerned over renters bill'
Rob Stanton
Investments
Nov 8 2024
Advisers avoid private markets due to regulatory burden
ESG investing
Nov 7 2024
FCA: We have made progress on sustainability but firms want more clarity
Consumer duty
Nov 7 2024
Firms want better customer outcomes representation at board level
Regulation
Nov 5 2024
FCA improves access to investment data
Long Read
Nov 5 2024
Markets already priced in most Budget announcements
Sipps
Nov 5 2024
FCA has concerns about Sipp providers’ consumer duty compliance
Protection
Nov 4 2024
CIExpert launches campaign to prioritise individual plans
A service from the Financial Times