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{{short description|Chain polymerization involving cyclic monomers}}
{{Quote box
|title = [[International Union of Pure and Applied Chemistry|IUPAC]] definition
|quote = A [[polymerization]] in which a [[Cyclic compound|cyclic]] [[monomer]] yields a monomeric unit which is [[Open-chain compound|acyclic]] or contains fewer cycles than the monomer.
Note:
If
Modified from the earlier definition.<ref name="Goldbook">{{GoldBookRef|title=Ring-opening polymerization|
|url= http://iupac.org/publications/pac/68/12/2287/
|doi = 10.1351/pac199668122287
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|last1= Jenkins |first1= A. D. |last2= Kratochvíl |first2= P. |last3= Stepto |first3= R. F. T. |last4= Suter |first4= U. W.
|journal= Pure and Applied Chemistry |volume=68 |year=1996 |pages=2287–2311
|issue= 12|doi-access= free}}</ref>
|source = [http://www.iupac.org/publications/pac/80/10/2163/ Penczek S.; Moad, G. ''Pure Appl. Chem.'', '''2008''', 80(10), 2163-2193]
|align = right
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[[File:General scheme ionic prop.png|thumb|600px|General scheme ionic propagation. Propagating center can be radical, cationic or anionic.]]
In [[polymer chemistry]], '''ring-opening polymerization''' ('''ROP''') is a form of [[chain-growth polymerization]] in which the [[End group|terminus]] of a [[polymer]] chain attacks [[cyclic compound|cyclic monomers]] to form a longer polymer (see figure). The reactive center can be [[Radical (chemistry)|radical]], [[anion]]ic or [[cation]]ic.
Ring-opening of cyclic monomers is often driven by the relief of [[ring strain|bond-angle strain]]. Thus, as is the case for other types of polymerization, the [[enthalpy]] change in ring-opening is negative.<ref name=Young>{{cite book|last=Young|first=Robert J.|title=Introduction to Polymers|year=2011|publisher=CRC Press|location=Boca Raton|isbn=978-0-8493-3929-5}}</ref> Many rings undergo ROP.<ref>{{cite journal |doi=10.1007/s00726-006-0432-9}}</ref>
==Monomers==
Many [[cyclic compound|cyclic monomers]] are amenable to ROP.<ref>{{cite journal |doi=10.3390/polym5020361|doi-access=free |title=Ring-Opening Polymerization—An Introductory Review |date=2013 |last1=Nuyken |first1=Oskar |last2=Pask |first2=Stephen |journal=Polymers |volume=5 |issue=2 |pages=361–403 }}</ref> These include [[epoxide]]s,<ref name=Sarazin>{{cite journal|title=Discrete Cationic Complexes for Ring-Opening Polymerization Catalysis of Cyclic Esters and Epoxides|author=Yann Sarazin |author2=Jean-François Carpentier |journal=Chemical Reviews|year=2015|volume=115|issue=9|pages=3564–3614|doi=10.1021/acs.chemrev.5b00033|pmid=25897976}}</ref><ref name=Longo>{{cite journal|title=Ring-Opening Copolymerization of Epoxides and Cyclic Anhydrides with Discrete Metal Complexes: Structure–Property Relationships|first1=Julie M.|last1=Longo|first2=Maria J.|last2= Sanford|first3=Geoffrey W.|last3=Coates|journal=Chemical Reviews|year=2016|volume=116|issue=24|pages=15167–15197|doi=10.1021/acs.chemrev.6b00553|pmid=27936619}}</ref> cyclic trisiloxanes,{{cn|date=December 2023}} some lactones<ref name=Sarazin/><ref name=Jerome>{{Cite journal|last1=JEROME|first1=C|last2=LECOMTE|first2=P|date=2008-06-10|title=Recent advances in the synthesis of aliphatic polyesters by ring-opening polymerization☆|journal=Advanced Drug Delivery Reviews|volume=60|issue=9|pages=1056–1076|doi=10.1016/j.addr.2008.02.008|pmid=18403043|hdl=2268/3723|issn=0169-409X|url=http://orbi.ulg.ac.be/handle/2268/3723|hdl-access=free}}</ref> and [[lactide]]s,<ref name=Jerome/> cyclic [[anhydride]]s,<ref name=Longo/> [[cyclic carbonate]]s,<ref>{{cite journal|last=Matsumura|first=Shuichi|author2=Tsukada, Keisuke |author3=Toshima, Kazunobu |title=Enzyme-Catalyzed Ring-Opening Polymerization of 1,3-Dioxan-2-one to Poly(trimethylene carbonate)|journal=Macromolecules|date=May 1997|volume=30|issue=10|pages=3122–3124|doi=10.1021/ma961862g|bibcode=1997MaMol..30.3122M}}
</ref> and [[amino acid N-carboxyanhydride|amino acid ''N''-carboxyanhydride]]s.<ref>{{cite journal|author=Kricheldorf, H. R. |year=2006 |title=Polypeptides and 100 Years of Chemistry of α-Amino Acid ''N''-Carboxyanhydrides|journal=Angewandte Chemie International Edition |volume=45|issue=35|pages=5752–5784|doi= 10.1002/anie.200600693|pmid=16948174 }}</ref><ref>{{cite journal|title=Synthesis of Well-Defined Polypeptide-Based Materials via the Ring-Opening Polymerization of α-Amino Acid N-Carboxyanhydrides|author=Nikos Hadjichristidis |author2=Hermis Iatrou |author3=Marinos Pitsikalis |author4=Georgios Sakellariou |journal=Chemical Reviews|year=2009|volume=109|issue=11|pages= 5528–5578|doi=10.1021/cr900049t|pmid=19691359}}</ref> Many strained [[cycloalkene]]s, e.g [[norbornene]], are suitable monomers via [[ring-opening metathesis polymerization]]. Even highly strained [[cycloalkane]] rings, such as [[cyclopropane]]<ref>{{cite journal |title= The Polymerization of Cyclopropane |first1= R. J. |last1= Scott |first2= H. E. |last2= Gunning |journal= J. Phys. Chem. |year= 1952 |volume= 56 |issue= 1 |pages= 156–160 |doi= 10.1021/j150493a031 }}</ref> and [[cyclobutane]]<ref>{{cite journal |title= Ring-Opening Polymerization of the Cyclobutane Adduct of Methyl Tricyanoethylenecarboxylate and Ethyl Vinyl Ether |first1= Tsutomu |last1= Yokozawa |first2= Ei-ichi |last2= Tsuruta |journal= Macromolecules |year= 1996 |volume= 29 |issue= 25 |pages= 8053–8056 |doi= 10.1021/ma9608535 }}</ref> derivatives, can undergo ROP.
==History==
An industrial application is the production of [[nylon-6]] from [[caprolactam]].
==Mechanisms
Ring-opening polymerization can proceed via [[Radical (chemistry)|radical]], anionic, or cationic polymerization as described below.<ref
===
{{main article|Anionic polymerization}}
[[File:Wiki566665.tif|thumb|400px|center|The general mechanism for anionic ring-opening polymerization. Polarized functional group is represented by X-Y, where the atom X (usually a carbon atom) becomes electron deficient due to the highly electron-withdrawing nature of Y (usually an oxygen, nitrogen, sulfur, etc.). The nucleophile will attack atom X, thus releasing Y
Anionic ring-opening polymerizations (AROP)
A typical example of anionic ROP is that of [[caprolactone|ε-caprolactone]], initiated by an [[alkoxide]]
===Cationic ring-opening polymerization===
{{main article|Cationic polymerization}}
Cationic initiators and intermediates characterize cationic ring-opening polymerization (CROP)
[[File:PTMEG synthesis.svg|450px|center|thumb|Synthesis of [[Spandex]].<ref name="kirk">{{cite encyclopedia |year=1996 |title =Polyethers, Tetrahydrofuran and Oxetane Polymers |first1= Gerfried|last1= Pruckmayr|first2= P.|last2= Dreyfuss|first3= M. P.|last3= Dreyfuss |encyclopedia=Kirk‑Othmer Encyclopedia of Chemical Technology |publisher=John Wiley & Sons }}</ref>]]
The monomers can be activated by [[Brønsted–Lowry acid–base theory|Bronsted acids]], [[carbenium ion]]s, [[Onium compound|onium ions]], and metal cations.<ref name=nuyken />
CROP can be a [[living polymerization]] and can be terminated by nucleophilic reagents such as [[Alkoxy group|phenoxy anions]], [[phosphine]]s, or [[Polyelectrolyte|polyanions]].<ref name=nuyken /> When the amount of monomers becomes depleted, termination can occur intra or intermolecularly. The active end can "backbite" the chain, forming a [[macrocycle]]. [[Alkyl]] chain transfer is also possible, where the active end is quenched by transferring an alkyl chain to another polymer.
===Ring-opening metathesis polymerization===
{{main article|Ring-opening metathesis polymerization}}
[[Ring-opening metathesis polymerisation]] (ROMP) produces [[Saturated and unsaturated compounds|unsaturated]] polymers from [[cycloalkene]]s or bicycloalkenes. It requires [[Organometallic chemistry|organometallic catalysts]].<ref name=nuyken />
The mechanism for ROMP follows similar pathways as [[olefin metathesis]]. The initiation process involves the coordination of the cycloalkene monomer to the [[Transition metal carbene complex|metal alkylidene complex]], followed by a [2+2] type [[cycloaddition]] to form the metallacyclobutane intermediate that cycloreverts to form a new alkylidene species.<ref name=sutthasupa>{{cite journal|last=Sutthasupa|first=Sutthira|author2=Shiotsuki, Masashi |author3=Sanda, Fumio |title=Recent advances in ring-opening metathesis polymerization, and application to synthesis of functional materials|journal=Polymer Journal|date=13 October 2010|volume=42|issue=12|pages=905–915|doi=10.1038/pj.2010.94|doi-access=free}}</ref><ref
[[File:Romp mechanism.png|thumb|center|850px|General scheme of the mechanism for ROMP.]] Commercially relevant [[Saturated and unsaturated compounds|unsaturated]] polymers synthesized by ROMP include poly[[norbornene]], poly[[cyclooctene]], and poly[[cyclopentadiene]].<ref>{{Cite journal|last1=Walsh|first1=Dylan J.|last2=Lau|first2=Sii Hong|last3=Hyatt|first3=Michael G.|last4=Guironnet|first4=Damien|date=2017-09-25|title=Kinetic Study of Living Ring-Opening Metathesis Polymerization with Third-Generation Grubbs Catalysts|journal=Journal of the American Chemical Society|language=EN|volume=139|issue=39|pages=13644–13647|doi=10.1021/jacs.7b08010|pmid=28944665|issn=0002-7863}}</ref>
==Thermodynamics==
The formal thermodynamic criterion of a given monomer polymerizability is related to a sign of the [[free enthalpy]] ([[Gibbs free energy]]) of polymerization:
where:
:{{mvar|x}} and {{mvar|y}} indicate monomer and polymer states, respectively ({{mvar|x}} and/or {{mvar|y}} = l (liquid), g ([[gaseous]]), c ([[amorphous solid]]), c' ([[crystalline solid]]), s ([[Solution (chemistry)|solution]]));
:{{math|Δ''H<sub>p</sub>''(''xy'')}} is the [[enthalpy]] of polymerization (SI unit: joule per kelvin);
:{{math|Δ''S{{sub|p}}''(''xy'')}} is the [[entropy]] of polymerization (SI unit: joule);
:{{mvar|T}} is the [[absolute temperature]] (SI unit: kelvin).
The free enthalpy of polymerization ({{math|Δ''G<sub>p</sub>''}}) may be expressed as a sum of standard enthalpy of polymerization ({{math|Δ''G<sub>p</sub>''°}}) and a term related to instantaneous monomer molecules and growing [[macromolecules]] concentrations:
<math chem display=block>\Delta G_p = \Delta G^\circ_p + RT\ln\frac{[\ldots - (\ce{m})_{i+1} \ce{m}^\ast]}{[\ce{M}][\ldots-(\ce{m})_i \ce{m}^\ast]}</math>
where:
:{{mvar|R}} is the [[gas constant]];
:{{math|M}} is the monomer;
:{{math|(m)<sub>''i''</sub>}} is the monomer in an initial state;
:{{math|m<sup>*</sup>}} is the active monomer.
Following [[Flory–Huggins solution theory]] that the reactivity of an active center, located at a [[macromolecule]] of a sufficiently long macromolecular chain, does not depend on its [[degree of polymerization]] ({{math|''DP{{sub|i}}''}}), and taking in to account that {{math|1=Δ''G<sub>p</sub>''° = Δ''H<sub>p</sub>''° − ''T''Δ''S<sub>p</sub>''°}} (where {{math|Δ''H<sub>p</sub>''°}} and {{math|Δ''S<sub>p</sub>''°}} indicate a standard polymerization enthalpy and entropy, respectively), we obtain:
:<math>\Delta G_p = \Delta H^\circ_p - T(\Delta S^\circ_p + R\ln[M])</math>
At [[Chemical equilibrium|equilibrium]] ({{math|1=Δ''G<sub>p</sub>'' = 0}}), when polymerization is complete the monomer concentration ({{math|[M]<sub>eq</sub>}}) assumes a value determined by standard polymerization parameters ({{math|Δ''H<sub>p</sub>''°}} and {{math|Δ''S<sub>p</sub>''°}}) and polymerization temperature:
<math chem display=block>\begin{align}
{}[\ce{M}]_{\rm eq} &= \exp\left(\frac{\Delta H^\circ_p}{RT} - \frac{\Delta S^\circ_p}{R}\right) \\[4pt]
\ln\frac{DP_n}{DP_n - 1}[\ce{M}]_{\rm eq} &= \frac{\Delta H^\circ_p}{RT} - \frac{\Delta S^\circ_p}{R} \\[4pt]
[\ce{M}]_{\rm eq} &= \frac{DP_n - 1}{DP_n} \exp\left(\frac{\Delta H^\circ_p}{RT} - \frac{\Delta S^\circ_p}{R}\right)
\end{align}</math>
Polymerization is possible only when {{math|[M]<sub>0</sub> > [M]<sub>eq</sub>}}. Eventually, at or above the so-called [[ceiling temperature]] ({{mvar|T<sub>c</sub>}}), at which {{math|1=[M]<sub>eq</sub> = [M]<sub>0</sub>}}, formation of the high polymer does not occur.
<math chem display=block>\begin{align}
T_c &= \frac{\Delta H^\circ_p}{\Delta S^\circ_p + R\ln[\ce{M}]_0} ; \quad (\Delta H^\circ_p<0,\ \Delta S^\circ_p<0) \\[4pt]
T_f &= \frac{\Delta H^\circ_p}{\Delta S^\circ_p + R\ln[\ce{M}]_0} ; \quad (\Delta H^\circ_p>0,\ \Delta S^\circ_p>0)
\end{align}</math>
For example, [[tetrahydrofuran]] (THF) cannot be polymerized above {{mvar|T<sub>c</sub>}} = 84 °C, nor cyclo-octasulfur (S<sub>8</sub>) below {{mvar|T<sub>f</sub>}} = 159 °C.<ref>{{cite journal|last=Tobolsky|first=A. V.|title=Equilibrium polymerization in the presence of an ionic initiator|journal=Journal of Polymer Science|date=July 1957|volume=25|issue=109|pages=220–221|doi=10.1002/pol.1957.1202510909|bibcode=1957JPoSc..25..220T}}</ref><ref>{{cite journal|last=Tobolsky|first=A. V.|title=Equilibrium polymerization in the presence of an ionic initiator|journal=Journal of Polymer Science|date=August 1958|volume=31|issue=122|page=126|doi=10.1002/pol.1958.1203112214|bibcode=1958JPoSc..31..126T|doi-access=free}}</ref><ref>{{cite journal|last=Tobolsky|first=Arthur V.|author2=Eisenberg, Adi |title=Equilibrium Polymerization of Sulfur|journal=Journal of the American Chemical Society|date=May 1959|volume=81|issue=4|pages=780–782|doi=10.1021/ja01513a004}}</ref><ref>{{cite journal|last=Tobolsky|first=A. V.|author2=Eisenberg, A. |title=A General Treatment of Equilibrium Polymerization|journal=Journal of the American Chemical Society|date=January 1960|volume=82|issue=2|pages=289–293|doi=10.1021/ja01487a009}}</ref> However, for many monomers, {{mvar|T<sub>c</sub>}} and {{mvar|T<sub>f</sub>}}, for polymerization in the bulk, are well above or below the operable polymerization temperatures, respectively.
The polymerization of a majority of monomers is accompanied by an [[entropy]] decrease, due mostly to the loss in the translational degrees of freedom. In this situation, polymerization is thermodynamically allowed only when the enthalpic contribution into {{math|Δ''G<sub>p</sub>''}} prevails (thus, when {{math|Δ''H<sub>p</sub>''° < 0}} and {{math|Δ''S<sub>p</sub>''° < 0}}, the inequality {{math|{{abs|Δ''H<sub>p</sub>''}} > −''T''Δ''S<sub>p</sub>''}} is required). Therefore, the higher the ring strain, the lower the resulting monomer concentration at [[Chemical equilibrium|equilibrium]].
==
*{{Cite book |title=Expanding Monomers: Synthesis, Characterization, and Applications |title-link=Expanding Monomers |publisher=CRC Press |year=1992 |isbn=978-0-8493-5156-3 |editor-last=Luck |editor-first=Russel M. |editor-last2=Sadhir |editor-first2=Rajender K. |location=Boca Raton, Florida}}
*{{cite journal|title=Organocatalytic Ring-Opening Polymerization|author=Nahrain E. Kamber |author2=Wonhee Jeong |author3=Robert M. Waymouth |author4=Russell C. Pratt |author5=Bas G. G. Lohmeijer |author6=James L. Hedrick |journal=Chemical Reviews|year=2007|volume=107|issue=12|pages=5813–5840|doi=10.1021/cr068415b|pmid=17988157}}
*{{cite book |title= Handbook of Ring‐Opening Polymerization |editor1-first= Philippe |editor1-last= Dubois |editor2-first= Olivier |editor2-last= Coulembier |editor3-first= Jean-Marie |editor3-last= Raquez |publisher= Wiley |year= 2009 |isbn= 9783527628407 |doi= 10.1002/9783527628407 }}<!-- see especially chapter 13 "Polymerization of Cycloalkanes" lead-ref for expanding our article -->
== References ==
<references />
[[Category:Polymerization reactions]]
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